This page lists the SEC filings reported by ARK Investment Management.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2019-02-14 | ARK Investment Management LLC | Syros Pharmaceuticals, Inc. | 2,460,621 | 7.3% | EDGAR |
| SC 13G | 2019-02-14 | ARK Investment Management LLC | COMPUGEN LTD | 7,105,958 | 12.4% | EDGAR |
| SC 13G | 2019-02-14 | ARK Investment Management LLC | VERACYTE, INC. | 3,493,255 | 8.6% | EDGAR |
| SC 13G/A | 2018-05-22 | ARK Investment Management LLC | ExOne Co | 1,749,387 | 10.8% | EDGAR |
| SC 13G/A | 2018-05-22 | ARK Investment Management LLC | ORGANOVO HOLDINGS, INC. | 12,019,144 | 10.8% | EDGAR |
| SC 13G | 2018-05-22 | ARK Investment Management LLC | Invitae Corp | 7,285,713 | 10.8% | EDGAR |
| SC 13G/A | 2018-02-14 | FIFTH THIRD BANCORP | ARK Investment Management LLC | 84,762 | 4.5% | EDGAR |
| SC 13G | 2018-02-14 | ARK Investment Management LLC | ExOne Co | 1,260,716 | 7.8% | EDGAR |
| SC 13G | 2018-02-14 | ARK Investment Management LLC | ORGANOVO HOLDINGS, INC. | 5,891,552 | 5.3% | EDGAR |
| SC 13G | 2017-08-10 | FIFTH THIRD BANCORP | ARK Investment Management LLC | 70,856 | 70.9% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.