ARK Investment Management filings

This page lists the SEC filings reported by ARK Investment Management.

SEC filings by ARK Investment Management (ownership)
TypeFiledFilerSubjectShares OwnedPercent Owned
SC 13G2021-02-16ARK Investment Management LLCIridium Communications Inc.6,970,2305.2%EDGAR
SC 13G2021-02-16ARK Investment Management LLCTeladoc Health, Inc.7,832,3325.4%EDGAR
SC 13G2021-02-16ARK Investment Management LLCCODEXIS, INC.3,962,1066.2%EDGAR
SC 13G2021-02-16ARK Investment Management LLCSurface Oncology, Inc.2,542,3916.2%EDGAR
SC 13G2021-02-10ARK Investment Management LLCCareDx, Inc.5,192,56310.5%EDGAR
SC 13G2021-02-10ARK Investment Management LLCCASTLE BIOSCIENCES INC2,552,49710.4%EDGAR
SC 13G/A2021-01-11ARK Investment Management LLCPersonalis, Inc.6,778,62317.4%EDGAR
SC 13G2021-01-11ARK Investment Management LLCIOVANCE BIOTHERAPEUTICS, INC.15,297,82210.4%EDGAR
SC 13G2021-01-11ARK Investment Management LLCPLURISTEM THERAPEUTICS INC3,959,34415.4%EDGAR
SC 13G2021-01-11ARK Investment Management LLCTwist Bioscience Corp5,876,97112.2%EDGAR
SC 13G/A2020-11-10ARK Investment Management LLCInvitae Corp27,303,12915.3%EDGAR
SC 13G2020-11-10ARK Investment Management LLCCellectis S.A.4,863,76511.4%EDGAR
SC 13G2020-11-10ARK Investment Management LLCPure Storage, Inc.29,275,28410.9%EDGAR
SC 13G2020-11-10ARK Investment Management LLCAquaBounty Technologies, Inc.4,585,19610.2%EDGAR
SC 13G2020-11-10ARK Investment Management LLCPersonalis, Inc.3,947,38210.0%EDGAR
SC 13G/A2020-10-09ARK Investment Management LLC2U, Inc.13,238,78218.6%EDGAR
SC 13G/A2020-10-09ARK Investment Management LLCArcturus Therapeutics Holdings Inc.2,495,84210.2%EDGAR
SC 13G/A2020-10-09ARK Investment Management LLCCERUS CORP30,000,07118.0%EDGAR
SC 13G/A2020-10-09ARK Investment Management LLCEditas Medicine, Inc.10,670,42417.1%EDGAR
SC 13G/A2020-10-09ARK Investment Management LLCMATERIALISE NV6,319,67912.1%EDGAR
Form 13F-HR
The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
Form SC 13D/G
Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
Form 3, 4, and 5
Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.