$14.5 Billion is the total value of Advisor Group, Inc.'s 16477 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 118.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SFE | Exit | SAFEGUARD SCIENTIFICS INC | $0 | – | -200 | -100.0% | 0.00% | – |
| DFODQ | Exit | DEAN FOODS CO NEW | $0 | – | -20,138 | -100.0% | 0.00% | – |
| LPTH | Exit | LIGHTPATH TECHNOLOGIES INC | $0 | – | -2,800 | -100.0% | 0.00% | – |
| Exit | PRUDENTIAL FINL INC PUTput | $0 | – | -2 | -100.0% | 0.00% | – | |
| PSCE | Exit | INVESCO EXCHNG TRADED FD TRs&p smlcp engy | $0 | – | -544 | -100.0% | 0.00% | – |
| NCI | Exit | NAVIGANT CONSULTING INC | $0 | – | -1,244 | -100.0% | 0.00% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME FUND | $0 | – | -100 | -100.0% | 0.00% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -57 | -100.0% | 0.00% | – |
| CELGZ | Exit | CELGENE CORPright 12/31/2030 | $0 | – | -1 | -100.0% | 0.00% | – |
| NVTRQ | Exit | NUVECTRA CORP | $0 | – | -521 | -100.0% | 0.00% | – |
| PRID | Exit | EXCHANGE LISTED FDS TRinsightshares | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ENVESTNET INCnote 1.750%12/1 | $0 | – | -11 | -100.0% | 0.00% | – | |
| NYNY | Exit | EMPIRE RESORTS INC | $0 | – | -942 | -100.0% | 0.00% | – |
| Exit | BRIGHTHOUSE FINL INC CALLcall | $0 | – | -5 | -100.0% | 0.00% | – | |
| MAMS | Exit | MAM SOFTWARE GROUP INC | $0 | – | -400 | -100.0% | 0.00% | – |
| AUOTY | Exit | AU OPTRONICS CORPsponsored adr | $0 | – | -2,405 | -100.0% | 0.00% | – |
| NNDM | Exit | NANO DIMENSION LTDspons adr | $0 | – | -3,000 | -100.0% | 0.00% | – |
| SONG | Exit | AKAZOO SA | $0 | – | -300 | -100.0% | 0.00% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INC | $0 | – | -950 | -100.0% | 0.00% | – |
| NTC | Exit | NUVEEN CONNECTICUT QLTY MUN | $0 | – | -2,158 | -100.0% | 0.00% | – |
| RKDA | Exit | ARCADIA BIOSCIENCES INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CCLP | Exit | CSI COMPRESSCO LP | $0 | – | -150 | -100.0% | 0.00% | – |
| TTI | Exit | TETRA TECHNOLOGIES INC DEL | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SCIU | Exit | GLOBAL X FDSscien beta us | $0 | – | -45 | -100.0% | 0.00% | – |
| ORIT | Exit | ORITANI FINL CORP DEL | $0 | – | -1,019 | -100.0% | 0.00% | – |
| MCEP | Exit | MID CON ENERGY PARTNERS LP | $0 | – | -16,000 | -100.0% | 0.00% | – |
| HALL | Exit | HALLMARK FINL SVCS INC EC | $0 | – | -1,785 | -100.0% | 0.00% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -1,640 | -100.0% | 0.00% | – |
| PROV | Exit | PROVIDENT FINL HLDGS INC | $0 | – | -942 | -100.0% | 0.00% | – |
| PCOM | Exit | POINTS INTL LTD | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | AMAZON COM INC CALLcall | $0 | – | -1 | -100.0% | 0.00% | – | |
| ANFI | Exit | AMIRA NATURE FOODS LTD | $0 | – | -2,433 | -100.0% | 0.00% | – |
| DRIO | Exit | DARIOHEALTH CORP | $0 | – | -3,534 | -100.0% | 0.00% | – |
| Exit | THERAVANCE INCnote 2.125% 1/1 | $0 | – | -4 | -100.0% | 0.00% | – | |
| Exit | DEXCOM INCnote 0.750% 5/1 | $0 | – | -2 | -100.0% | 0.00% | – | |
| QUIK | Exit | QUICKLOGIC CORP | $0 | – | -3,154 | -100.0% | 0.00% | – |
| KARS | Exit | KRANESHARES TRelec veh futur | $0 | – | -1,098 | -100.0% | 0.00% | – |
| CPG | Exit | CRESCENT PT ENERGY CORP | $0 | – | -4,000 | -100.0% | 0.00% | – |
| CMCO | Exit | COLUMBUS MCKINNON CORP N Y | $0 | – | -486 | -100.0% | 0.00% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -62 | -100.0% | 0.00% | – |
| SBOW | Exit | SILVERBOW RES INC | $0 | – | -2,700 | -100.0% | 0.00% | – |
| DGSE | Exit | DGSE COMPANIES INC | $0 | – | -9,000 | -100.0% | 0.00% | – |
| ROAN | Exit | ROAN RES INC | $0 | – | -100 | -100.0% | 0.00% | – |
| DOYU | Exit | DOUYU INTERNATIONAL HLDNGS Lsponsored ads | $0 | – | -1,162 | -100.0% | 0.00% | – |
| Exit | XILINX INC CALLcall | $0 | – | -15 | -100.0% | 0.00% | – | |
| DTV | Exit | DTE ENERGY COunit 99/99/9999 | $0 | – | -150 | -100.0% | 0.00% | – |
| LKSDQ | Exit | LSC COMMUNICATIONS INC | $0 | – | -255 | -100.0% | 0.00% | – |
| LMRKN | Exit | LANDMARK INFRASTRUCTURE LP7% cnv pfd unt c | $0 | – | -300 | -100.0% | 0.00% | – |
| Exit | PURE STORAGE INCnote 0.125% 4/1 | $0 | – | -5 | -100.0% | 0.00% | – | |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -57 | -100.0% | 0.00% | – | |
| HROW | Exit | HARROW HEALTH INC | $0 | – | -500 | -100.0% | 0.00% | – |
| FPRX | Exit | FIVE PRIME THERAPEUTICS INC | $0 | – | -452 | -100.0% | 0.00% | – |
| FELPQ | Exit | FORESIGHT ENERGY LP | $0 | – | -6,585 | -100.0% | 0.00% | – |
| ARGT | Exit | GLOBAL X FDSgb msci ar etf | $0 | – | -1,000 | -100.0% | 0.00% | – |
| TWM | Exit | PROSHARES TRultsht russ2000 | $0 | – | -646 | -100.0% | 0.00% | – |
| YMLI | Exit | VANECK VECTORS ETF TR | $0 | – | -1,375 | -100.0% | 0.00% | – |
| TCTL | Exit | ETF SER SOLUTIONSprmse cp frnt | $0 | – | -595 | -100.0% | 0.00% | – |
| CPST | Exit | CAPSTONE TURBINE CORP | $0 | – | -2,375 | -100.0% | 0.00% | – |
| Exit | GREENBRIER COS INCnote 2.875% 2/0 | $0 | – | -7 | -100.0% | 0.00% | – | |
| AMK | Exit | ASSETMARK FINL HLDGS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| JMT | Exit | NUVEEN MTG OPPTY TERM FD 2 | $0 | – | -623 | -100.0% | 0.00% | – |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -8 | -100.0% | 0.00% | – |
| HESM | Exit | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $0 | – | -300 | -100.0% | 0.00% | – |
| SSINQ | Exit | STAGE STORES INC | $0 | – | -8,036 | -100.0% | 0.00% | – |
| TOO | Exit | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $0 | – | -100 | -100.0% | 0.00% | – |
| OLBK | Exit | OLD LINE BANCSHARES INC | $0 | – | -148 | -100.0% | 0.00% | – |
| AKER | Exit | AKERS BIOSCIENCES INC | $0 | – | -13 | -100.0% | 0.00% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -1,740 | -100.0% | 0.00% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -500 | -100.0% | 0.00% | – |
| NDLS | Exit | NOODLES & CO | $0 | – | -250 | -100.0% | 0.00% | – |
| PBPB | Exit | POTBELLY CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| FWP | Exit | FORWARD PHARMA A/Ssponsored ads | $0 | – | -955 | -100.0% | 0.00% | – |
| DEMG | Exit | DBX ETF TRxtrack ftse emrg | $0 | – | -1,813 | -100.0% | 0.00% | – |
| DDLS | Exit | WISDOMTREE TRdynamic int eq | $0 | – | -567 | -100.0% | 0.00% | – |
| NEPT | Exit | NEPTUNE WELLNESS SOLUTIONS I | $0 | – | -100 | -100.0% | 0.00% | – |
| CBPX | Exit | CONTINENTAL BLDG PRODS INC | $0 | – | -111 | -100.0% | 0.00% | – |
| OPTT | Exit | OCEAN PWR TECHNOLOGIES INC | $0 | – | -100 | -100.0% | 0.00% | – |
| EUSC | Exit | WISDOMTREE TReur hdg smlcap | $0 | – | -100 | -100.0% | 0.00% | – |
| EXD | Exit | EATON VANCE TAX MNGD BUY WRI | $0 | – | -889 | -100.0% | 0.00% | – |
| MORL | Exit | UBS AG LONDON BRHetracs mth2xre | $0 | – | -400 | -100.0% | 0.00% | – |
| HAIR | Exit | RESTORATION ROBOTICS INC | $0 | – | -8,000 | -100.0% | 0.00% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -3,937 | -100.0% | 0.00% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cp bear | $0 | – | -12 | -100.0% | 0.00% | – |
| GCI | Exit | GANNETT CO INC | $0 | – | -1,015 | -100.0% | 0.00% | – |
| JE | Exit | JUST ENERGY GROUP INC | $0 | – | -6,062 | -100.0% | 0.00% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS INC | $0 | – | -14 | -100.0% | 0.00% | – |
| Exit | INTEC PHARMA LTD JERUSALEM | $0 | – | -237 | -100.0% | 0.00% | – | |
| ORGS | Exit | ORGENESIS INC | $0 | – | -2,100 | -100.0% | 0.00% | – |
| CSU | Exit | CAPITAL SR LIVING CORP | $0 | – | -34 | -100.0% | 0.00% | – |
| LOR | Exit | LAZARD WORLD DIVID & INCOME | $0 | – | -5,800 | -100.0% | 0.00% | – |
| TCX | Exit | TUCOWS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| EMBH | Exit | ISHARES US ETF TRint rt hd emrg | $0 | – | -164 | -100.0% | 0.00% | – |
| Exit | INSULET CORPnote 1.250% 9/1 | $0 | – | -1 | -100.0% | 0.00% | – | |
| CBM | Exit | CAMBREX CORP | $0 | – | -449 | -100.0% | 0.00% | – |
| GAIA | Exit | GAIA INC NEWcl a | $0 | – | -3,000 | -100.0% | 0.00% | – |
| SEMG | Exit | SEMGROUP CORPcl a | $0 | – | -117 | -100.0% | 0.00% | – |
| CASA | Exit | CASA SYS INC | $0 | – | -189 | -100.0% | 0.00% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -25 | -100.0% | 0.00% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INM | $0 | – | -1,067 | -100.0% | 0.00% | – |
| IDHD | Exit | INVESCO EXCHNG TRADED FD TRs&p intl dev | $0 | – | -400 | -100.0% | 0.00% | – |
| JAKK | Exit | JAKKS PAC INC | $0 | – | -22,455 | -100.0% | 0.00% | – |
| YY | Exit | YY INCsponsored ads a | $0 | – | -735 | -100.0% | 0.00% | – |
| TECS | Exit | DIREXION SHS ETF TRdaily technology | $0 | – | -5,000 | -100.0% | 0.00% | – |
| CJ | Exit | C&J ENERGY SVCS INC NEW | $0 | – | -62 | -100.0% | 0.00% | – |
| SHOS | Exit | SEARS HOMETOWN & OUTLET STOR | $0 | – | -336 | -100.0% | 0.00% | – |
| TYPE | Exit | MONOTYPE IMAGING HOLDINGS IN | $0 | – | -3,240 | -100.0% | 0.00% | – |
| MRKR | Exit | MARKER THERAPEUTICS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| KDMN | Exit | KADMON HLDGS INC | $0 | – | -5,518 | -100.0% | 0.00% | – |
| MTEX | Exit | MANNATECH INC | $0 | – | -139 | -100.0% | 0.00% | – |
| Exit | GOLDMAN SACHS GROUP INCmtnf 2/1 | $0 | – | -7 | -100.0% | 0.00% | – | |
| BSRR | Exit | SIERRA BANCORP | $0 | – | -1,800 | -100.0% | 0.00% | – |
| WEAT | Exit | TEUCRIUM COMMODITY TRwheat fd | $0 | – | -2,900 | -100.0% | 0.00% | – |
| Exit | KNOWLES CORP CALLcall | $0 | – | -20 | -100.0% | 0.00% | – | |
| OTIVF | Exit | ON TRACK INNOVATION LTD | $0 | – | -1,100 | -100.0% | 0.00% | – |
| Exit | SELECT SECTOR SPDR TR CALLcall | $0 | – | -100 | -100.0% | 0.00% | – | |
| IPOA | Exit | SOCIAL CAP HEDOSOPHIA HLDGScl a | $0 | – | -550 | -100.0% | 0.00% | – |
| ADSW | Exit | ADVANCED DISP SVCS INC DEL | $0 | – | -85 | -100.0% | 0.00% | – |
| PMBC | Exit | PACIFIC MERCANTILE BANCORP | $0 | – | -5,000 | -100.0% | 0.00% | – |
| VQT | Exit | BARCLAYS BK PLCs&p 500 veqtor | $0 | – | -28 | -100.0% | 0.00% | – |
| AOSL | Exit | ALPHA & OMEGA SEMICONDUCTOR | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | REDWOOD TR INCnote 4.750% 8/1 | $0 | – | -11 | -100.0% | 0.00% | – | |
| SFST | Exit | SOUTHERN FIRST BANCSHARES IN | $0 | – | -250 | -100.0% | 0.00% | – |
| JMIA | Exit | JUMIA TECHNOLOGIES AGsponsored ads | $0 | – | -550 | -100.0% | 0.00% | – |
| PPDF | Exit | PPDAI GROUP INCsponsored adr | $0 | – | -717 | -100.0% | 0.00% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -3,920 | -100.0% | 0.00% | – |
| ECOL | Exit | US ECOLOGY INC | $0 | – | -828 | -100.0% | 0.00% | – |
| RADA | Exit | RADA ELECTR INDS LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | OBALON THERAPEUTICS INC | $0 | – | -14 | -100.0% | 0.00% | – | |
| BID | Exit | SOTHEBYS | $0 | – | -439 | -100.0% | 0.00% | – |
| Exit | ARES CAP CORPnote 4.625% 3/0 | $0 | – | -10 | -100.0% | 0.00% | – | |
| PZT | Exit | INVESCO EXCHNG TRADED FD TRny amt fre mun | $0 | – | -2,401 | -100.0% | 0.00% | – |
| Exit | QUALCOMM INC CALLcall | $0 | – | -30 | -100.0% | 0.00% | – | |
| IGVT | Exit | DBX ETF TRxtrck brcly trsy | $0 | – | -689 | -100.0% | 0.00% | – |
| XRF | Exit | CHINA RAPID FIN LTDsponsored adr | $0 | – | -12,794 | -100.0% | 0.00% | – |
| Exit | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $0 | – | -6 | -100.0% | 0.00% | – | |
| Exit | SOLARCITY CORPnote 1.625%11/0 | $0 | – | -3 | -100.0% | 0.00% | – | |
| XLUY | Exit | CUSHING ETF TRUSTutility & mlp | $0 | – | -100 | -100.0% | 0.00% | – |
| IFIX | Exit | DBX ETF TRxtrck brcly intl | $0 | – | -340 | -100.0% | 0.00% | – |
| JEMD | Exit | NUVEEN EMERGING MKTS DEBT 20 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| NX | Exit | QUANEX BUILDING PRODUCTS COR | $0 | – | -255 | -100.0% | 0.00% | – |
| AVRO | Exit | AVROBIO INC | $0 | – | -16 | -100.0% | 0.00% | – |
| BFA | Exit | BROWN FORMAN CORPcl a | $0 | – | -630 | -100.0% | 0.00% | – |
| BREW | Exit | CRAFT BREW ALLIANCE INC | $0 | – | -24 | -100.0% | 0.00% | – |
| KEGX | Exit | KEY ENERGY SVCS INC DEL | $0 | – | -3 | -100.0% | 0.00% | – |
| BKEP | Exit | BLUEKNIGHT ENERGY PARTNERS L | $0 | – | -100 | -100.0% | 0.00% | – |
| EGPT | Exit | VANECK VECTORS ETF TRegypt indx etf | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $0 | – | -52 | -100.0% | 0.00% | – | |
| PLL | Exit | PIEDMONT LITHIUM LTDsponsored ads | $0 | – | -300 | -100.0% | 0.00% | – |
| FRAC | Exit | KEANE GROUP INC | $0 | – | -5,705 | -100.0% | 0.00% | – |
| SDTTU | Exit | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $0 | – | -1,161 | -100.0% | 0.00% | – |
| RESI | Exit | FRONT YD RESIDENTIAL CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ALRN | Exit | AILERON THERAPEUTICS INC | $0 | – | -150 | -100.0% | 0.00% | – |
| AREXQ | Exit | APPROACH RESOURCES INC | $0 | – | -100 | -100.0% | 0.00% | – |
| SLS | Exit | SELLAS LIFE SCIENCES GROUP I | $0 | – | -8,002 | -100.0% | 0.00% | – |
| NATR | Exit | NATURES SUNSHINE PRODUCTS IN | $0 | – | -3,200 | -100.0% | 0.00% | – |
| FNG | Exit | ADVISORSHARES TRnew tech media | $0 | – | -650 | -100.0% | 0.00% | – |
| TUZ | Exit | PIMCO ETF TR1-3yr ustreidx | $0 | – | -715 | -100.0% | 0.00% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INC | $0 | – | -1,461 | -100.0% | 0.00% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -2,545 | -100.0% | 0.00% | – |
| LTXB | Exit | LEGACY TEX FINL GROUP INC | $0 | – | -82 | -100.0% | 0.00% | – |
| SCPL | Exit | SCIPLAY CORPcl a | $0 | – | -218 | -100.0% | 0.00% | – |
| APDN | Exit | APPLIED DNA SCIENCES INC | $0 | – | -2,058 | -100.0% | 0.00% | – |
| VIDG | Exit | ETF SER SOLUTIONSnext gen video | $0 | – | -281 | -100.0% | 0.00% | – |
| GLMD | Exit | GALMED PHARMACEUTICALS LTD | $0 | – | -15 | -100.0% | 0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INC | $0 | – | -75 | -100.0% | 0.00% | – |
| Exit | PHILLIPS 66 PUTput | $0 | – | -2 | -100.0% | 0.00% | – | |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC N | $0 | – | -365 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -438 | -100.0% | 0.00% | – |
| FKU | Exit | FIRST TR EXCH TRD ALPHA FD Iunit king alph | $0 | – | -30 | -100.0% | 0.00% | – |
| Exit | MFA FINL INCnote 6.250% 6/1 | $0 | – | -35 | -100.0% | 0.00% | – | |
| DOVA | Exit | DOVA PHARMACEUTICALS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| EEI | Exit | ECOLOGY & ENVIRONMENT INCcl a | $0 | – | -500 | -100.0% | 0.00% | – |
| BATT | Exit | AMPLIFY ETF TRadvanced battery | $0 | – | -350 | -100.0% | 0.00% | – |
| Exit | GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $0 | – | -10 | -100.0% | 0.00% | – | |
| FLNT | Exit | FLUENT INC | $0 | – | -500 | -100.0% | 0.00% | – |
| BGIO | Exit | BLACKROCK 2022 GBL INCM OPP | $0 | – | -2,500 | -100.0% | 0.00% | – |
| Exit | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $0 | – | -23 | -100.0% | 0.00% | – | |
| CLRB | Exit | CELLECTAR BIOSCIENCES INC | $0 | – | -5 | -100.0% | 0.00% | – |
| DIVA | Exit | FQF TRagfiq hedged div | $0 | – | -1,654 | -100.0% | 0.00% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -4,142 | -100.0% | 0.00% | – |
| TNK | Exit | TEEKAY TANKERS LTDcl a | $0 | – | -500 | -100.0% | 0.00% | – |
| CVRS | Exit | CORINDUS VASCULAR ROBOTICS I | $0 | – | -200 | -100.0% | 0.00% | – |
| ZSL | Exit | PROSHARES TR II | $0 | – | -320 | -100.0% | 0.00% | – |
| DYLS | Exit | WISDOMTREE TRdynamic lng eq | $0 | – | -444 | -100.0% | 0.00% | – |
| CMPR | Exit | CIMPRESS N V | $0 | – | -422 | -100.0% | 0.00% | – |
| AWRE | Exit | AWARE INC MASS | $0 | – | -973 | -100.0% | 0.00% | – |
| MYOV | Exit | MYOVANT SCIENCES LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -300 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES S Asponsored adr | $0 | – | -11,948 | -100.0% | 0.00% | – |
| AMRC | Exit | AMERESCO INCcl a | $0 | – | -307 | -100.0% | 0.00% | – |
| Exit | CARGURUS INC CALLcall | $0 | – | -20 | -100.0% | 0.00% | – | |
| NEWM | Exit | NEW MEDIA INVT GROUP INC | $0 | – | -3,847 | -100.0% | 0.00% | – |
| NMS | Exit | NUVEEN MINESOTA QLT MUN INC | $0 | – | -310 | -100.0% | 0.00% | – |
| CUR | Exit | NEURALSTEM INC | $0 | – | -5 | -100.0% | 0.00% | – |
| REFR | Exit | RESEARCH FRONTIERS INC | $0 | – | -2,900 | -100.0% | 0.00% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -407 | -100.0% | 0.00% | – |
| CBSA | Exit | CBS CORP NEWcl a | $0 | – | -4 | -100.0% | 0.00% | – |
| HAP | Exit | VANECK VECTORS ETF TRnat res etf | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | BARCLAYS BANK PLCmtnf 9/2 | $0 | – | -45 | -100.0% | 0.00% | – | |
| BBW | Exit | BUILD A BEAR WORKSHOP | $0 | – | -20 | -100.0% | 0.00% | – |
| CRRTQ | Exit | CARBO CERAMICS INC | $0 | – | -1,300 | -100.0% | 0.00% | – |
| NEXA | Exit | NEXA RES S A | $0 | – | -33 | -100.0% | 0.00% | – |
| IDSY | Exit | I D SYSTEMS INC | $0 | – | -1,069 | -100.0% | 0.00% | – |
| Exit | ALTUS MIDSTREAM COcl a | $0 | – | -247 | -100.0% | 0.00% | – | |
| VIA | Exit | VIACOM INC NEWcl a | $0 | – | -103 | -100.0% | 0.00% | – |
| DBB | Exit | INVESCO DB MLTI SECTR CMMTYbase metals fd | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | MORGAN STANLEY CALLcall | $0 | – | -40 | -100.0% | 0.00% | – | |
| IHTA | Exit | INVESCO HIGH INCOME 2024 TAR | $0 | – | -1,025 | -100.0% | 0.00% | – |
| Exit | PACIRA BIOSCIENCESnote 2.375% 4/0 | $0 | – | -41 | -100.0% | 0.00% | – | |
| LORL | Exit | LORAL SPACE & COMMUNICATNS I | $0 | – | -5 | -100.0% | 0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -421 | -100.0% | 0.00% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -2 | -100.0% | 0.00% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -44,300 | -100.0% | -0.00% | – |
| RRBI | Exit | RED RIVER BANCSHARES INC | $0 | – | -3,524 | -100.0% | -0.00% | – |
| NNC | Exit | NUVEEN NORTH CAROLINA QLTY M | $0 | – | -10,030 | -100.0% | -0.00% | – |
| AIQ | Exit | GLOBAL X FDSfutr analy etf | $0 | – | -7,007 | -100.0% | -0.00% | – |
| OSBC | Exit | OLD SECOND BANCORP INC ILL | $0 | – | -11,157 | -100.0% | -0.00% | – |
| RTEC | Exit | RUDOLPH TECHNOLOGIES INC | $0 | – | -6,085 | -100.0% | -0.00% | – |
| CCOR | Exit | CAMBRIA ETF TRcore equity | $0 | – | -5,088 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -3,597 | -100.0% | -0.00% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS INC | $0 | – | -802 | -100.0% | -0.00% | – |
| CTRP | Exit | CTRIP COM INTL LTDsponsored ads | $0 | – | -4,647 | -100.0% | -0.00% | – |
| PBFS | Exit | PIONEER BANCORP INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ISCA | Exit | INTERNATIONAL SPEEDWAY CORPcl a | $0 | – | -1,709 | -100.0% | -0.00% | – |
| NANO | Exit | NANOMETRICS INC | $0 | – | -3,757 | -100.0% | -0.00% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -10,000 | -100.0% | -0.00% | – |
| DBJP | Exit | DBX ETF TRxtrack msci japn | $0 | – | -2,027 | -100.0% | -0.00% | – |
| TRXC | Exit | TRANSENTERIX INC | $0 | – | -160,622 | -100.0% | -0.00% | – |
| SC | Exit | SANTANDER CONSUMER USA HDG I | $0 | – | -4,012 | -100.0% | -0.00% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -13,530 | -100.0% | -0.00% | – |
| AABA | Exit | ALTABA INC | $0 | – | -8,842 | -100.0% | -0.00% | – |
| UTRN | Exit | EXCHANGE TRADED CONCEPTS TRvspr us lc etf | $0 | – | -4,195 | -100.0% | -0.00% | – |
| GHDX | Exit | GENOMIC HEALTH INC | $0 | – | -1,394 | -100.0% | -0.00% | – |
| VSM | Exit | VERSUM MATLS INC | $0 | – | -4,113 | -100.0% | -0.00% | – |
| CTWS | Exit | CONNECTICUT WTR SVC INC | $0 | – | -3,543 | -100.0% | -0.00% | – |
| WBID | Exit | ABSOLUTE SHS TRwbi bbr qty 2000 | $0 | – | -11,541 | -100.0% | -0.00% | – |
| DESC | Exit | DBX ETF TRxtrack russ 2000 | $0 | – | -8,276 | -100.0% | -0.00% | – |
| GWR | Exit | GENESEE & WYO INCcl a | $0 | – | -2,458 | -100.0% | -0.00% | – |
| WBIA | Exit | ABSOLUTE SHS TRwbi bbr rng 2000 | $0 | – | -10,387 | -100.0% | -0.00% | – |
| WBIC | Exit | ABSOLUTE SHS TRwbi bbr yld 2000 | $0 | – | -23,360 | -100.0% | -0.00% | – |
| WBIB | Exit | ABSOLUTE SHS TRwbi bbr val 2000 | $0 | – | -21,232 | -100.0% | -0.00% | – |
| KNG | Exit | ETF SER SOLUTIONScboe vest s&p | $0 | – | -8,000 | -100.0% | -0.00% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -18,765 | -100.0% | -0.00% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -19,261 | -100.0% | -0.00% | – |
| ZF | Exit | VIRTUS TOTAL RETURN FUND INC | $0 | – | -31,785 | -100.0% | -0.00% | – |
| IBDK | Exit | ISHARES TRibonds dec19 etf | $0 | – | -15,008 | -100.0% | -0.00% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -24,792 | -100.0% | -0.00% | – |
| BTAL | Exit | FQF TRagfiq us mk anti | $0 | – | -20,386 | -100.0% | -0.00% | – |
| HIIQ | Exit | HEALTH INS INNOVATIONS INC | $0 | – | -19,469 | -100.0% | -0.00% | – |
| LSST | Exit | NATIXIS ETF TRloomis sayles | $0 | – | -27,232 | -100.0% | -0.01% | – |
| INB | Exit | COHEN & STEERS GLOBAL INC BL | $0 | – | -131,108 | -100.0% | -0.01% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -32,168 | -100.0% | -0.01% | – |
| BSJJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -57,475 | -100.0% | -0.01% | – |
| HCP | Exit | HCP INC | $0 | – | -51,479 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -40,709 | -100.0% | -0.02% | – |
| BBT | Exit | BB&T CORP | $0 | – | -78,902 | -100.0% | -0.03% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -45,514 | -100.0% | -0.03% | – |
| YYY | Exit | EXCHANGE TRADED CONCEPTS TR | $0 | – | -270,345 | -100.0% | -0.04% | – |
| BSCJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -247,233 | -100.0% | -0.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 15 | Q4 2019 | 4.4% |
| VANGUARD INDEX FDS | 15 | Q4 2019 | 3.2% |
| APPLE INC | 15 | Q4 2019 | 2.3% |
| VANGUARD TAX MANAGED INTL FD | 15 | Q4 2019 | 2.2% |
| VANGUARD INDEX FDS | 15 | Q4 2019 | 1.8% |
| SPDR S&P 500 ETF TR | 15 | Q4 2019 | 2.3% |
| ISHARES TR | 15 | Q4 2019 | 2.5% |
| ISHARES TR | 15 | Q4 2019 | 1.6% |
| ISHARES TR | 15 | Q4 2019 | 1.4% |
| VANGUARD CHARLOTTE FDS | 15 | Q4 2019 | 1.5% |
View Advisor Group, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-02-12 |
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-07-31 |
| 13F-HR | 2019-05-09 |
| 13F-HR | 2019-02-11 |
| 13F-HR | 2018-11-14 |
| 13F-HR | 2018-08-13 |
| 13F-HR | 2018-05-15 |
| 13F-HR | 2018-02-14 |
| 13F-HR | 2017-11-06 |
View Advisor Group, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.