$368 Million is the total value of SANDERS MORRIS HARRIS LLC's 274 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 24.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $42,053,000 | +10.5% | 151,352 | -1.5% | 11.43% | -38.3% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $11,817,000 | -0.6% | 841,068 | -4.7% | 3.21% | -44.5% |
| T | Sell | AT&T INC | $7,002,000 | -11.4% | 246,254 | -5.9% | 1.90% | -50.5% |
| MAIN | Sell | MAIN STR CAP CORP | $6,723,000 | -10.0% | 227,342 | -5.3% | 1.83% | -49.8% |
| XOM | Sell | EXXON MOBIL CORP | $3,028,000 | -24.2% | 88,221 | -1.3% | 0.82% | -57.7% |
| TELA | Sell | TELA BIO INC | $2,698,000 | -21.3% | 163,121 | -38.3% | 0.73% | -56.0% |
| GM | Sell | GENERAL MTRS CO | $2,015,000 | +8.5% | 68,090 | -7.2% | 0.55% | -39.4% |
| SPKE | Sell | SPARK ENERGY INC | $1,831,000 | +0.7% | 219,992 | -14.5% | 0.50% | -43.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,619,000 | -0.9% | 13,300 | -1.7% | 0.44% | -44.7% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $998,000 | -20.9% | 55,466 | -31.6% | 0.27% | -55.9% |
| KO | Sell | COCA COLA CO | $879,000 | +7.9% | 17,816 | -2.4% | 0.24% | -39.8% |
| NKE | Sell | NIKE INCcl b | $519,000 | -65.1% | 4,030 | -73.5% | 0.14% | -80.5% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $474,000 | +11.5% | 2,082 | -1.0% | 0.13% | -37.7% |
| ESTE | Sell | EARTHSTONE ENERGY INCcl a | $433,000 | -9.8% | 166,900 | -1.2% | 0.12% | -49.6% |
| OKE | Sell | ONEOK INC NEW | $343,000 | -27.3% | 13,199 | -7.0% | 0.09% | -59.6% |
| F | Sell | FORD MTR CO DEL | $306,000 | -3.2% | 46,000 | -11.5% | 0.08% | -46.1% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $265,000 | -4.3% | 1,588 | -4.2% | 0.07% | -46.7% |
| NET | Sell | CLOUDFLARE INC | $259,000 | +6.1% | 6,300 | -7.4% | 0.07% | -41.2% |
| LYFT | Sell | LYFT INC | $234,000 | -18.5% | 8,500 | -2.3% | 0.06% | -54.3% |
| ZUO | Sell | ZUORA INC | $217,000 | -49.7% | 21,000 | -37.9% | 0.06% | -71.9% |
| MR | Sell | MONTAGE RES CORP | $218,000 | +6.9% | 49,498 | -4.0% | 0.06% | -40.4% |
| MMM | Sell | 3M CO | $212,000 | +1.4% | 1,319 | -1.6% | 0.06% | -43.1% |
| CAT | Sell | CATERPILLAR INC DEL | $205,000 | -12.0% | 1,375 | -25.5% | 0.06% | -50.4% |
| TRGP | Sell | TARGA RES CORP | $181,000 | -38.9% | 12,897 | -12.6% | 0.05% | -66.0% |
| CTT | Sell | CATCHMARK TIMBER TR INCcl a | $173,000 | -4.4% | 19,400 | -4.9% | 0.05% | -46.6% |
| BAC | Exit | BK OF AMERICA CORP | $0 | – | -8,519 | -100.0% | -0.10% | – |
| DKS | Exit | DICKS SPORTING GOODS INC | $0 | – | -5,000 | -100.0% | -0.10% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INC | $0 | – | -1,590 | -100.0% | -0.13% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -12,000 | -100.0% | -0.17% | – |
| Exit | TELIGENT INC NEW | $0 | – | -405,237 | -100.0% | -0.48% | – | |
| GOLF | Exit | ACUSHNET HOLDINGS CORP | $0 | – | -50,000 | -100.0% | -0.85% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -15,034 | -100.0% | -1.31% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -537,960 | -100.0% | -4.37% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.