$368 Million is the total value of SANDERS MORRIS HARRIS LLC's 274 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 235.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BX | Buy | BLACKSTONE GROUP INC | $19,451,000 | +2.4% | 371,620 | +10.8% | 5.29% | -42.8% |
| ELAN | Buy | ELANCO ANIMAL HEALTH INC | $14,838,000 | +88.9% | 531,260 | +45.1% | 4.03% | +5.5% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $11,717,000 | -10.3% | 741,305 | +3.2% | 3.18% | -49.9% |
| AAPL | Buy | APPLE INC | $11,126,000 | +61.4% | 94,274 | +398.6% | 3.02% | -9.9% |
| TXMD | Buy | THERAPEUTICSMD INC | $6,789,000 | +45.5% | 4,296,637 | +15.1% | 1.84% | -18.7% |
| QURE | New | UNIQURE NV | $5,406,000 | – | 148,267 | +100.0% | 1.47% | – |
| V | Buy | VISA INC | $5,132,000 | +656.9% | 25,237 | +619.6% | 1.40% | +322.7% |
| CTAS | Buy | CINTAS CORP | $4,572,000 | +480.2% | 13,014 | +342.5% | 1.24% | +224.3% |
| MPC | Buy | MARATHON PETE CORP | $4,416,000 | -7.0% | 150,500 | +18.5% | 1.20% | -48.1% |
| ESPO | New | VANECK VECTORS ETF TRvideo gaming | $4,172,000 | – | 66,096 | +100.0% | 1.13% | – |
| DOCU | New | DOCUSIGN INC | $4,137,000 | – | 17,381 | +100.0% | 1.12% | – |
| New | APTOSE BIOSCIENCES INC | $4,062,000 | – | 667,004 | +100.0% | 1.10% | – | |
| JPM | New | JPMORGAN CHASE & CO | $4,025,000 | – | 41,511 | +100.0% | 1.09% | – |
| PM | New | PHILIP MORRIS INTL INC | $3,997,000 | – | 52,563 | +100.0% | 1.09% | – |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $3,952,000 | +903.0% | 2,539 | +813.3% | 1.07% | +459.4% |
| NOW | New | SERVICENOW INC | $3,602,000 | – | 6,926 | +100.0% | 0.98% | – |
| MO | Buy | ALTRIA GROUP INC | $3,565,000 | +10.4% | 92,018 | +11.8% | 0.97% | -38.4% |
| CVS | New | CVS HEALTH CORP | $3,469,000 | – | 59,347 | +100.0% | 0.94% | – |
| DT | New | DYNATRACE INC | $3,437,000 | – | 78,284 | +100.0% | 0.93% | – |
| AVLR | New | AVALARA INC | $3,156,000 | – | 20,291 | +100.0% | 0.86% | – |
| AMZN | Buy | AMAZON COM INC | $3,004,000 | +47.7% | 893 | +24.5% | 0.82% | -17.6% |
| IGT | New | INTERNATIONAL GAME TECHNOLOG | $2,892,000 | – | 259,775 | +100.0% | 0.79% | – |
| VRSN | New | VERISIGN INC | $2,875,000 | – | 13,246 | +100.0% | 0.78% | – |
| MSFT | Buy | MICROSOFT CORP | $2,862,000 | +110.0% | 13,082 | +95.6% | 0.78% | +17.3% |
| NVDA | Buy | NVIDIA CORPORATION | $2,829,000 | +364.5% | 5,020 | +213.6% | 0.77% | +159.8% |
| GE | Buy | GENERAL ELECTRIC CO | $2,773,000 | -2.0% | 443,052 | +6.9% | 0.75% | -45.2% |
| SNOW | New | SNOWFLAKE INCcl a | $2,579,000 | – | 10,358 | +100.0% | 0.70% | – |
| LRNZ | New | LISTED FD TR | $2,529,000 | – | 59,250 | +100.0% | 0.69% | – |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $2,508,000 | +29.8% | 41,419 | +26.0% | 0.68% | -27.4% |
| ESGC | New | EROS STX GLOBAL CORPORATION | $2,455,000 | – | 1,110,633 | +100.0% | 0.67% | – |
| CUE | New | CUE BIOPHARMA INC | $2,312,000 | – | 142,430 | +100.0% | 0.63% | – |
| DIS | Buy | DISNEY WALT CO | $2,144,000 | +282.9% | 16,702 | +235.8% | 0.58% | +114.3% |
| ABBV | Buy | ABBVIE INC | $1,969,000 | +51.5% | 22,498 | +71.2% | 0.54% | -15.5% |
| PFE | New | PFIZER INC | $1,822,000 | – | 49,522 | +100.0% | 0.50% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,760,000 | +571.8% | 5,045 | +497.0% | 0.48% | +276.4% |
| MRK | Buy | MERCK & CO. INC | $1,691,000 | +716.9% | 21,020 | +690.5% | 0.46% | +355.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,671,000 | +48.5% | 1,068 | +36.4% | 0.45% | -17.0% |
| CRM | Buy | SALESFORCE COM INC | $1,638,000 | +591.1% | 6,142 | +396.5% | 0.44% | +287.0% |
| CHL | New | CHINA MOBILE LIMITEDsponsored adr | $1,614,000 | – | 50,205 | +100.0% | 0.44% | – |
| LRCX | New | LAM RESEARCH CORP | $1,591,000 | – | 4,242 | +100.0% | 0.43% | – |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $1,528,000 | +275.4% | 26,126 | +227.8% | 0.42% | +109.6% |
| LLY | Buy | LILLY ELI & CO | $1,518,000 | +21.2% | 10,208 | +33.8% | 0.41% | -32.2% |
| INTU | New | INTUIT | $1,512,000 | – | 4,321 | +100.0% | 0.41% | – |
| ECOZ | New | LISTED FD TR | $1,509,000 | – | 46,330 | +100.0% | 0.41% | – |
| RETA | Buy | REATA PHARMACEUTICALS INCcl a | $1,504,000 | +234.2% | 13,595 | +364.8% | 0.41% | +86.8% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $1,494,000 | +507.3% | 2,900 | +418.8% | 0.41% | +238.3% |
| FB | Buy | FACEBOOK INCcl a | $1,464,000 | +105.0% | 5,384 | +75.5% | 0.40% | +14.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,438,000 | +94.6% | 24,233 | +80.8% | 0.39% | +8.6% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $1,347,000 | +65.1% | 36,000 | +80.0% | 0.37% | -7.8% |
| PG | New | PROCTER AND GAMBLE CO | $1,299,000 | – | 9,170 | +100.0% | 0.35% | – |
| BQ | New | BOQII HLDG LTDsponsored ads | $1,289,000 | – | 179,000 | +100.0% | 0.35% | – |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,289,000 | +139.1% | 3,757 | +107.1% | 0.35% | +33.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,287,000 | +84.1% | 8,670 | +74.4% | 0.35% | +2.9% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,250,000 | +262.3% | 5,960 | +241.5% | 0.34% | +102.4% |
| SHV | Buy | ISHARES TRshort treas bd | $1,209,000 | +119.0% | 10,925 | +119.0% | 0.33% | +22.3% |
| ORCL | New | ORACLE CORP | $1,126,000 | – | 18,460 | +100.0% | 0.31% | – |
| ECL | New | ECOLAB INC | $1,126,000 | – | 5,597 | +100.0% | 0.31% | – |
| GOLD | New | BARRICK GOLD CORP | $1,124,000 | – | 40,000 | +100.0% | 0.30% | – |
| LULU | Buy | LULULEMON ATHLETICA INC | $1,119,000 | +110.3% | 3,150 | +82.6% | 0.30% | +17.4% |
| PYPL | New | PAYPAL HLDGS INC | $1,095,000 | – | 5,307 | +100.0% | 0.30% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $1,058,000 | – | 3,445 | +100.0% | 0.29% | – |
| AMGN | Buy | AMGEN INC | $1,028,000 | +98.8% | 4,292 | +112.0% | 0.28% | +10.7% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $967,000 | +135.3% | 11,350 | +45.0% | 0.26% | +31.5% |
| KSU | New | KANSAS CITY SOUTHERN | $967,000 | – | 5,324 | +100.0% | 0.26% | – |
| LOW | New | LOWES COS INC | $962,000 | – | 5,506 | +100.0% | 0.26% | – |
| SQ | Buy | SQUARE INCcl a | $947,000 | +308.2% | 5,000 | +150.0% | 0.26% | +127.4% |
| TXN | New | TEXAS INSTRS INC | $929,000 | – | 6,040 | +100.0% | 0.25% | – |
| TWTR | New | TWITTER INC | $929,000 | – | 19,700 | +100.0% | 0.25% | – |
| CRTO | New | CRITEO S Aspons ads | $909,000 | – | 74,500 | +100.0% | 0.25% | – |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWAR | $903,000 | +290.9% | 5,360 | +235.0% | 0.24% | +118.8% |
| SBEWS | New | SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202 | $901,000 | – | 219,742 | +100.0% | 0.24% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $893,000 | – | 24,748 | +100.0% | 0.24% | – |
| FDX | Buy | FEDEX CORP | $875,000 | +166.0% | 3,200 | +52.4% | 0.24% | +48.8% |
| ABT | New | ABBOTT LABS | $873,000 | – | 8,025 | +100.0% | 0.24% | – |
| KMI | Buy | KINDER MORGAN INC DEL | $872,000 | +61.5% | 70,121 | +97.1% | 0.24% | -9.9% |
| TWLO | New | TWILIO INCcl a | $865,000 | – | 2,600 | +100.0% | 0.24% | – |
| WM | Buy | WASTE MGMT INC DEL | $853,000 | +63.1% | 7,542 | +52.6% | 0.23% | -8.7% |
| ET | New | ENERGY TRANSFER LP | $852,000 | – | 152,434 | +100.0% | 0.23% | – |
| BA | Buy | BOEING CO | $830,000 | +234.7% | 5,060 | +269.3% | 0.23% | +86.8% |
| BGNE | New | BEIGENE LTDsponsored adr | $825,000 | – | 2,700 | +100.0% | 0.22% | – |
| RMD | New | RESMED INC | $812,000 | – | 4,600 | +100.0% | 0.22% | – |
| INTC | New | INTEL CORP | $811,000 | – | 15,095 | +100.0% | 0.22% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Ncl a | $802,000 | – | 1,239 | +100.0% | 0.22% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $795,000 | – | 1,700 | +100.0% | 0.22% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $785,000 | – | 4,735 | +100.0% | 0.21% | – |
| CI | Buy | CIGNA CORP NEW | $784,000 | +103.1% | 4,493 | +121.9% | 0.21% | +13.3% |
| RCKT | New | ROCKET PHARMACEUTICALS INC | $772,000 | – | 27,709 | +100.0% | 0.21% | – |
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPORATIcl a | $769,000 | +282.6% | 2,677 | +233.8% | 0.21% | +113.3% |
| WDAY | Buy | WORKDAY INCcl a | $761,000 | +205.6% | 3,250 | +150.0% | 0.21% | +71.1% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $755,000 | +53.5% | 9,255 | +46.8% | 0.20% | -14.2% |
| AVGO | New | BROADCOM INC | $749,000 | – | 1,964 | +100.0% | 0.20% | – |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $744,000 | +20.4% | 13,600 | +16.5% | 0.20% | -32.9% |
| DDOG | New | DATADOG INC | $735,000 | – | 6,290 | +100.0% | 0.20% | – |
| EA | New | ELECTRONIC ARTS INC | $709,000 | – | 5,350 | +100.0% | 0.19% | – |
| QSR | New | RESTAURANT BRANDS INTL INC | $693,000 | – | 11,824 | +100.0% | 0.19% | – |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $661,000 | – | 148,490 | +100.0% | 0.18% | – |
| SWTX | New | SPRINGWORKS THERAPEUTICS INC | $655,000 | – | 11,200 | +100.0% | 0.18% | – |
| XLNX | New | XILINX INC | $645,000 | – | 5,475 | +100.0% | 0.18% | – |
| LIN | New | LINDE PLC | $643,000 | – | 2,700 | +100.0% | 0.18% | – |
| KNSL | New | KINSALE CAP GROUP INC | $631,000 | – | 3,000 | +100.0% | 0.17% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $617,000 | – | 10,488 | +100.0% | 0.17% | – |
| CSX | New | CSX CORP | $593,000 | – | 7,500 | +100.0% | 0.16% | – |
| BHC | Buy | BAUSCH HEALTH COS INC | $584,000 | +187.7% | 35,013 | +217.9% | 0.16% | +60.6% |
| CE | New | CELANESE CORP DEL | $578,000 | – | 5,000 | +100.0% | 0.16% | – |
| ANTM | Buy | ANTHEM INC | $563,000 | +168.1% | 1,900 | +143.3% | 0.15% | +50.0% |
| JAZZ | New | JAZZ PHARMACEUTICALS PLC | $562,000 | – | 3,700 | +100.0% | 0.15% | – |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $559,000 | – | 5,480 | +100.0% | 0.15% | – |
| MDT | New | MEDTRONIC PLC | $558,000 | – | 5,244 | +100.0% | 0.15% | – |
| WMT | Buy | WALMART INC | $560,000 | +33.7% | 4,000 | +14.3% | 0.15% | -25.5% |
| MYOK | New | MYOKARDIA INC | $555,000 | – | 2,500 | +100.0% | 0.15% | – |
| MGNX | New | MACROGENICS INC | $540,000 | – | 20,915 | +100.0% | 0.15% | – |
| NTES | New | NETEASE INCsponsored ads | $536,000 | – | 5,925 | +100.0% | 0.15% | – |
| LMT | New | LOCKHEED MARTIN CORP | $538,000 | – | 1,389 | +100.0% | 0.15% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $533,000 | +142.3% | 4,200 | +130.1% | 0.14% | +35.5% |
| PRAA | New | PRA GROUP INC | $533,000 | – | 13,421 | +100.0% | 0.14% | – |
| TEAM | New | ATLASSIAN CORP PLCcl a | $528,000 | – | 2,730 | +100.0% | 0.14% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $518,000 | – | 16,200 | +100.0% | 0.14% | – |
| KR | New | KROGER CO | $519,000 | – | 15,000 | +100.0% | 0.14% | – |
| EXAS | New | EXACT SCIENCES CORP | $519,000 | – | 4,800 | +100.0% | 0.14% | – |
| ALNY | Buy | ALNYLAM PHARMACEUTICALS INC | $514,000 | +23.3% | 3,500 | +25.0% | 0.14% | -31.0% |
| KURA | New | KURA ONCOLOGY INC | $510,000 | – | 14,900 | +100.0% | 0.14% | – |
| ARGX | New | ARGENX SEsponsored adr | $509,000 | – | 1,830 | +100.0% | 0.14% | – |
| MCK | New | MCKESSON CORP | $508,000 | – | 3,370 | +100.0% | 0.14% | – |
| SBUX | New | STARBUCKS CORP | $505,000 | – | 5,647 | +100.0% | 0.14% | – |
| PEP | New | PEPSICO INC | $500,000 | – | 3,500 | +100.0% | 0.14% | – |
| SYK | New | STRYKER CORPORATION | $499,000 | – | 2,266 | +100.0% | 0.14% | – |
| PGEN | New | PRECIGEN INC | $493,000 | – | 140,809 | +100.0% | 0.13% | – |
| MOH | New | MOLINA HEALTHCARE INC | $485,000 | – | 2,370 | +100.0% | 0.13% | – |
| INCY | New | INCYTE CORP | $487,000 | – | 5,000 | +100.0% | 0.13% | – |
| GLP | New | GLOBAL PARTNERS LP | $484,000 | – | 36,950 | +100.0% | 0.13% | – |
| HCA | New | HCA HEALTHCARE INC | $481,000 | – | 3,631 | +100.0% | 0.13% | – |
| TGT | New | TARGET CORP | $483,000 | – | 2,922 | +100.0% | 0.13% | – |
| CLX | New | CLOROX CO DEL | $480,000 | – | 2,183 | +100.0% | 0.13% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $474,000 | – | 10,377 | +100.0% | 0.13% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $472,000 | – | 32,372 | +100.0% | 0.13% | – |
| DOX | New | AMDOCS LTD | $466,000 | – | 8,000 | +100.0% | 0.13% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $461,000 | +121.6% | 1,400 | +100.0% | 0.12% | +23.8% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $439,000 | – | 6,000 | +100.0% | 0.12% | – |
| GLEO | New | GALILEO ACQUISITION CORP | $434,000 | – | 43,780 | +100.0% | 0.12% | – |
| GD | New | GENERAL DYNAMICS CORP | $429,000 | – | 3,000 | +100.0% | 0.12% | – |
| UNP | New | UNION PAC CORP | $426,000 | – | 2,100 | +100.0% | 0.12% | – |
| ALXN | Buy | ALEXION PHARMACEUTICALS INC | $421,000 | +55.9% | 3,400 | +41.7% | 0.11% | -13.0% |
| PNC | New | PNC FINL SVCS GROUP INC | $412,000 | – | 3,676 | +100.0% | 0.11% | – |
| CYTK | New | CYTOKINETICS INC | $413,000 | – | 24,555 | +100.0% | 0.11% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $408,000 | – | 6,750 | +100.0% | 0.11% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $403,000 | – | 28,000 | +100.0% | 0.11% | – |
| DXCM | New | DEXCOM INC | $396,000 | – | 1,000 | +100.0% | 0.11% | – |
| CL | New | COLGATE PALMOLIVE CO | $393,000 | – | 4,920 | +100.0% | 0.11% | – |
| PHG | New | KONINKLIJKE PHILIPS N Vny reg sh new | $394,000 | – | 8,162 | +100.0% | 0.11% | – |
| BAX | New | BAXTER INTL INC | $391,000 | – | 4,900 | +100.0% | 0.11% | – |
| EW | New | EDWARDS LIFESCIENCES CORP | $384,000 | – | 4,620 | +100.0% | 0.10% | – |
| KLAC | New | KLA CORP | $384,000 | – | 1,750 | +100.0% | 0.10% | – |
| LFUS | New | LITTELFUSE INC | $376,000 | – | 2,000 | +100.0% | 0.10% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $364,000 | – | 2,450 | +100.0% | 0.10% | – |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $360,000 | +22.4% | 1,155 | +9.5% | 0.10% | -31.5% |
| VTN | New | INVESCO TR INVT GRADE NEW YO | $356,000 | – | 29,000 | +100.0% | 0.10% | – |
| MUJ | New | BLACKROCK MUNIHLDGS NJ QLTY | $353,000 | – | 25,730 | +100.0% | 0.10% | – |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $350,000 | +4.5% | 19,800 | +11.2% | 0.10% | -41.7% |
| AXP | New | AMERICAN EXPRESS CO | $344,000 | – | 3,292 | +100.0% | 0.09% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $337,000 | – | 25,500 | +100.0% | 0.09% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $338,000 | – | 1,010 | +100.0% | 0.09% | – |
| SCI | New | SERVICE CORP INTL | $337,000 | – | 8,000 | +100.0% | 0.09% | – |
| TFFP | New | TFF PHARMACEUTICALS INC | $340,000 | – | 21,326 | +100.0% | 0.09% | – |
| CERN | Buy | CERNER CORP | $337,000 | +59.0% | 4,600 | +50.8% | 0.09% | -10.7% |
| BLUE | Buy | BLUEBIRD BIO INC | $337,000 | +1.2% | 5,900 | +8.3% | 0.09% | -43.2% |
| MRUS | New | MERUS N V | $333,000 | – | 24,870 | +100.0% | 0.09% | – |
| HPQ | New | HP INC | $332,000 | – | 16,998 | +100.0% | 0.09% | – |
| DBX | New | DROPBOX INCcl a | $324,000 | – | 15,970 | +100.0% | 0.09% | – |
| BMRN | Buy | BIOMARIN PHARMACEUTICAL INC | $320,000 | -32.2% | 4,000 | +6.7% | 0.09% | -62.2% |
| UHS | New | UNIVERSAL HLTH SVCS INCcl b | $316,000 | – | 2,890 | +100.0% | 0.09% | – |
| CRNX | New | CRINETICS PHARMACEUTICALS IN | $311,000 | – | 18,600 | +100.0% | 0.08% | – |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $310,000 | +15.7% | 2,108 | +0.4% | 0.08% | -35.4% |
| CSCO | New | CISCO SYS INC | $304,000 | – | 7,625 | +100.0% | 0.08% | – |
| CNP | New | CENTERPOINT ENERGY INC | $290,000 | – | 15,000 | +100.0% | 0.08% | – |
| NUE | New | NUCOR CORP | $291,000 | – | 6,000 | +100.0% | 0.08% | – |
| USB | New | US BANCORP DEL | $290,000 | – | 7,560 | +100.0% | 0.08% | – |
| XENE | New | XENON PHARMACEUTICALS INC | $288,000 | – | 24,500 | +100.0% | 0.08% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $278,000 | – | 28,498 | +100.0% | 0.08% | – |
| AN | New | AUTONATION INC | $265,000 | – | 5,000 | +100.0% | 0.07% | – |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $265,000 | +9.1% | 26,220 | +8.3% | 0.07% | -39.0% |
| MUSA | New | MURPHY USA INC | $260,000 | – | 2,000 | +100.0% | 0.07% | – |
| CIIC | New | CIIG MERGER CORP | $251,000 | – | 25,000 | +100.0% | 0.07% | – |
| NPA | New | NEW PROVIDENCE ACQUISITION | $247,000 | – | 24,450 | +100.0% | 0.07% | – |
| LADR | Buy | LADDER CAP CORPcl a | $242,000 | -5.5% | 34,100 | +7.9% | 0.07% | -47.2% |
| ZGNX | New | ZOGENIX INC | $232,000 | – | 12,420 | +100.0% | 0.06% | – |
| TSLA | New | TESLA INC | $215,000 | – | 500 | +100.0% | 0.06% | – |
| NMFC | Buy | NEW MTN FIN CORP | $209,000 | +14.8% | 21,875 | +11.7% | 0.06% | -36.0% |
| MGA | New | MAGNA INTL INC | $206,000 | – | 4,500 | +100.0% | 0.06% | – |
| BOND | New | PIMCO ETF TRactive bd etf | $202,000 | – | 1,800 | +100.0% | 0.06% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $203,000 | – | 5,550 | +100.0% | 0.06% | – |
| FEAC | New | FLYING EAGLE ACQUISITION COR | $203,000 | – | 16,650 | +100.0% | 0.06% | – |
| SCM | Buy | STELLUS CAP INVT CORP | $194,000 | +27.6% | 22,259 | +6.5% | 0.05% | -28.4% |
| RMM | New | RIVERNORTH MANAGED DUR MUN I | $174,000 | – | 10,300 | +100.0% | 0.05% | – |
| GEL | New | GENESIS ENERGY L Punit ltd partn | $161,000 | – | 35,700 | +100.0% | 0.04% | – |
| BYM | New | BLACKROCK MUN INCOME QUALITY | $157,000 | – | 11,000 | +100.0% | 0.04% | – |
| FLEX | Buy | FLEX LTDord | $150,000 | +13.6% | 13,400 | +3.9% | 0.04% | -35.9% |
| GNRS | New | GREENROSE ACQUISITION CORP | $147,000 | – | 15,000 | +100.0% | 0.04% | – |
| MCMJ | New | MERIDA MERGER CORP I | $147,000 | – | 15,000 | +100.0% | 0.04% | – |
| LMRK | New | LANDMARK INFRASTRCTUR PARTR | $144,000 | – | 15,960 | +100.0% | 0.04% | – |
| MGTX | New | MEIRAGTX HLDGS PLC | $132,000 | – | 10,000 | +100.0% | 0.04% | – |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $132,000 | – | 10,170 | +100.0% | 0.04% | – |
| THBR | New | THUNDER BRDG ACQUISTION II L | $125,000 | – | 12,500 | +100.0% | 0.03% | – |
| LATN | New | UNION ACQUISITION CORP II | $124,000 | – | 12,500 | +100.0% | 0.03% | – |
| PUMP | New | PROPETRO HLDG CORP | $122,000 | – | 30,000 | +100.0% | 0.03% | – |
| ESSC | New | EAST STONE ACQUISITION CORP | $98,000 | – | 10,000 | +100.0% | 0.03% | – |
| IPV | New | INTERPRIVATE ACQUISITION COR | $100,000 | – | 10,000 | +100.0% | 0.03% | – |
| WTRH | Buy | WAITR HLDGS INC | $64,000 | +146.2% | 20,000 | +100.0% | 0.02% | +30.8% |
| JIHWS | New | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $51,000 | – | 37,500 | +100.0% | 0.01% | – |
| NERV | New | MINERVA NEUROSCIENCES INC | $41,000 | – | 12,000 | +100.0% | 0.01% | – |
| GTE | New | GRAN TIERRA ENERGY INC | $28,000 | – | 124,667 | +100.0% | 0.01% | – |
| GLEOWS | New | GALILEO ACQUISITION CORP*w exp 10/31/202 | $27,000 | – | 46,255 | +100.0% | 0.01% | – |
| NPAWW | New | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $13,000 | – | 12,225 | +100.0% | 0.00% | – |
| CIICW | New | CIIG MERGER CORP*w exp 12/31/202 | $11,000 | – | 12,500 | +100.0% | 0.00% | – |
| MCMJW | New | MERIDA MERGER CORP I*w exp 11/07/202 | $8,000 | – | 15,000 | +100.0% | 0.00% | – |
| LATNW | New | UNION ACQUISITION CORP II*w exp 04/01/202 | $7,000 | – | 12,500 | +100.0% | 0.00% | – |
| GNRSW | New | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $5,000 | – | 15,000 | +100.0% | 0.00% | – |
| ESSCR | New | EAST STONE ACQUISITION CORPright 12/31/2026 | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| ESSCW | New | EAST STONE ACQUISITION CORP*w exp 12/31/202 | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.