$15.9 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 18603 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BTAL | New | AGF INVESTMENTS TRUSTagfiq us mk anti | $7,224,000 | – | 326,165 | +100.0% | 0.04% | – |
| TFC | New | TRUIST FINL CORP | $6,973,000 | – | 123,685 | +100.0% | 0.04% | – |
| IQDG | New | WISDOMTREE TRintl qulty div | $4,420,000 | – | 137,133 | +100.0% | 0.03% | – |
| PDEC | New | INNOVATOR ETFS TRs&p 500 pwr bu | $4,150,000 | – | 155,196 | +100.0% | 0.03% | – |
| PEAK | New | HEALTHPEAK PPTYS INC | $3,139,000 | – | 91,398 | +100.0% | 0.02% | – |
| VIAC | New | VIACOMCBS INCcl b | $1,541,000 | – | 36,974 | +100.0% | 0.01% | – |
| SCHQ | New | SCHWAB STRATEGIC TRlong term us | $785,000 | – | 16,630 | +100.0% | 0.01% | – |
| YYY | New | AMPLIFY ETF TR | $644,000 | – | 36,097 | +100.0% | 0.00% | – |
| PNOV | New | INNOVATOR ETFS TRs&p 500 power | $543,000 | – | 20,715 | +100.0% | 0.00% | – |
| BDEC | New | INNOVATOR ETFS TRs&p 500 buffer e | $261,000 | – | 9,700 | +100.0% | 0.00% | – |
| AUTL | New | AUTOLUS THERAPEUTICS PLCspon ads | $297,000 | – | 22,500 | +100.0% | 0.00% | – |
| SFL | New | SFL CORPORATION LTD | $257,000 | – | 17,638 | +100.0% | 0.00% | – |
| JHB | New | NUVEEN HIGH INCOME NOVEMBER | $250,000 | – | 24,935 | +100.0% | 0.00% | – |
| NLOK | New | NORTONLIFELOCK INC | $299,000 | – | 11,721 | +100.0% | 0.00% | – |
| KNG | New | ETF SER SOLUTIONScboe vest s&p | $351,000 | – | 7,578 | +100.0% | 0.00% | – |
| OVL | New | LISTED FD TRshares lag cap | $80,000 | – | 2,891 | +100.0% | 0.00% | – |
| FNOV | New | FIRST TR EXCHNG TRADED FD VIcboe eqt bufer | $80,000 | – | 2,555 | +100.0% | 0.00% | – |
| PTVCB | New | PROTECTIVE INS CORPcl b | $97,000 | – | 6,000 | +100.0% | 0.00% | – |
| OMFS | New | INVESCO EXCH TRD SLF IDX FDrusl 2000 dynm | $93,000 | – | 3,197 | +100.0% | 0.00% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $88,000 | – | 7,605 | +100.0% | 0.00% | – |
| PCM | New | PCM FUND INC | $103,000 | – | 9,000 | +100.0% | 0.00% | – |
| ONTO | New | ONTO INNOVATION INC | $107,000 | – | 2,906 | +100.0% | 0.00% | – |
| LSLT | New | ETF SER SOLUTIONSsalt low trubeta | $87,000 | – | 3,036 | +100.0% | 0.00% | – |
| AGT | New | ISHARES TRmsci argentina | $92,000 | – | 4,046 | +100.0% | 0.00% | – |
| BSET | New | BASSETT FURNITURE INDS INC | $201,000 | – | 12,295 | +100.0% | 0.00% | – |
| GCI | New | GANNETT CO INC NEW | $126,000 | – | 19,855 | +100.0% | 0.00% | – |
| TCOM | New | TRIP COM GROUP LTDads | $100,000 | – | 3,030 | +100.0% | 0.00% | – |
| CMPR | New | CIMPRESS PLC | $210,000 | – | 1,669 | +100.0% | 0.00% | – |
| HFXI | New | INDEXIQ ETF TRhdgd ftse intl | $202,000 | – | 9,290 | +100.0% | 0.00% | – |
| XENT | New | INTERSECT ENT INC | $83,000 | – | 3,325 | +100.0% | 0.00% | – |
| DCF | New | BNY MELLON ALCENTRA GLOBAL C | $139,000 | – | 15,000 | +100.0% | 0.00% | – |
| DRTT | New | DIRTT ENVIRONMENTAL SOLUT LT | $156,000 | – | 47,200 | +100.0% | 0.00% | – |
| INMD | New | INMODE LTD | $98,000 | – | 2,499 | +100.0% | 0.00% | – |
| OVB | New | LISTED FD TRshares core bd | $106,000 | – | 4,186 | +100.0% | 0.00% | – |
| CBH | New | ALLIANZGI CON INCM 2024 TARG | $97,000 | – | 10,000 | +100.0% | 0.00% | – |
| ARC | New | ARC DOCUMENT SOLUTIONS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| ATEN | New | A10 NETWORKS INC | $3,000 | – | 420 | +100.0% | 0.00% | – |
| ACEL | New | ACCEL ENTMT INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| New | AETHLON MED INC | $0 | – | 22 | +100.0% | 0.00% | – | |
| AGRX | New | AGILE THERAPEUTICS INC | $3,000 | – | 1,150 | +100.0% | 0.00% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $30,000 | – | 27,000 | +100.0% | 0.00% | – | |
| AMNB | New | AMERICAN NATL BANKSHARES INC | $32,000 | – | 808 | +100.0% | 0.00% | – |
| APEI | New | AMERICAN PUBLIC EDUCATION IN | $1,000 | – | 50 | +100.0% | 0.00% | – |
| ARL | New | AMERICAN RLTY INVS INC | $5,000 | – | 302 | +100.0% | 0.00% | – |
| New | APPLIED DNA SCIENCES INC | $0 | – | 1 | +100.0% | 0.00% | – | |
| New | ARES CAP CORPnote 3.750% 2/0 | $56,000 | – | 54,000 | +100.0% | 0.00% | – | |
| ARGX | New | ARGENX SEsponsored adr | $22,000 | – | 139 | +100.0% | 0.00% | – |
| ARVN | New | ARVINAS INC | $5,000 | – | 125 | +100.0% | 0.00% | – |
| ASNAQ | New | ASCENA RETAIL GROUP INC | $1,000 | – | 126 | +100.0% | 0.00% | – |
| AMK | New | ASSETMARK FINL HLDGS INC | $1,000 | – | 24 | +100.0% | 0.00% | – |
| ASTC | New | ASTROTECH CORP | $0 | – | 8 | +100.0% | 0.00% | – |
| AUBN | New | AUBURN NATL BANCORP | $4,000 | – | 83 | +100.0% | 0.00% | – |
| AVTR | New | AVANTOR INC | $1,000 | – | 77 | +100.0% | 0.00% | – |
| RCEL | New | AVITA MED LTDsponsored ads | $64,000 | – | 7,000 | +100.0% | 0.00% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $6,000 | – | 575 | +100.0% | 0.00% | – |
| BBAR | New | BANCO BBVA ARGENTINA SAsponsored ads | $0 | – | 15 | +100.0% | 0.00% | – |
| NIB | New | BARCLAYS BANK PLCetn djubscoco 38 | $31,000 | – | 1,190 | +100.0% | 0.00% | – |
| COW | New | BARCLAYS BK PLCipath b livestck | $59,000 | – | 1,296 | +100.0% | 0.00% | – |
| BXRX | New | BAUDAX BIO INC | $0 | – | 42 | +100.0% | 0.00% | – |
| BILL | New | BILL COM HLDGS INC | $10,000 | – | 263 | +100.0% | 0.00% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $22,000 | – | 21,000 | +100.0% | 0.00% | – | |
| MYJ | New | BLACKROCK MUNIYIELD N J FD I | $10,000 | – | 656 | +100.0% | 0.00% | – |
| BCLI | New | BRAINSTORM CELL THERAPEUTICS | $1,000 | – | 200 | +100.0% | 0.00% | – |
| BDGE | New | BRIDGE BANCORP INC | $13,000 | – | 398 | +100.0% | 0.00% | – |
| CELGRT | New | BRISTOL MYERS SQUIBB COright 12/30/2030 | $0 | – | 19 | +100.0% | 0.00% | – |
| BMYRT | New | BRISTOL MYERS SQUIBB COright 99/99/9999 | $70,000 | – | 22,311 | +100.0% | 0.00% | – |
| AFTY | New | CSOP ETF TRftse china a50 | $3,000 | – | 162 | +100.0% | 0.00% | – |
| CNHX | New | CSOP ETF TRmsci china a i | $3,000 | – | 104 | +100.0% | 0.00% | – |
| CPZ | New | CALAMOS LNG SHR EQT DYNAMIC | $25,000 | – | 1,250 | +100.0% | 0.00% | – |
| CALA | New | CALITHERA BIOSCIENCES INC | $3,000 | – | 510 | +100.0% | 0.00% | – |
| New | CAMBER ENERGY INC | $0 | – | 5 | +100.0% | 0.00% | – | |
| CGIX | New | CANCER GENETICS INC | $1,000 | – | 215 | +100.0% | 0.00% | – |
| CPTAG | New | CAPITALA FIN CORP5.75% nt cv 22 | $55,000 | – | 2,240 | +100.0% | 0.00% | – |
| New | CAPSTONE TURBINE CORP | $0 | – | 51 | +100.0% | 0.00% | – | |
| CATO | New | CATO CORP NEWcl a | $3,000 | – | 149 | +100.0% | 0.00% | – |
| CTRCQ | New | CENTRIC BRANDS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| CRNC | New | CERENCE INC | $73,000 | – | 3,257 | +100.0% | 0.00% | – |
| CIH | New | CHINA INDEX HLDGS LTDspnsrd ads a | $0 | – | 5 | +100.0% | 0.00% | – |
| New | COLONY CAP INCnote 3.875% 1/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CHCI | New | COMSTOCK HLDG COS INCcl a new | $1,000 | – | 500 | +100.0% | 0.00% | – |
| LODE | New | COMSTOCK MNG INC | $2,000 | – | 5,086 | +100.0% | 0.00% | – |
| CNST | New | CONSTELLATION PHARMCETICLS I | $6,000 | – | 125 | +100.0% | 0.00% | – |
| UGAZF | New | CREDIT SUISSE AG NASSAU BRH | $25,000 | – | 365 | +100.0% | 0.00% | – |
| TVIXF | New | CREDIT SUISSE NASSAU BRH | $1,000 | – | 17 | +100.0% | 0.00% | – |
| CURO | New | CURO GROUP HLDGS CORP | $2,000 | – | 200 | +100.0% | 0.00% | – |
| CUTR | New | CUTERA INC | $1,000 | – | 25 | +100.0% | 0.00% | – |
| USSG | New | DBX ETF TRxtrckr msci us | $0 | – | 118 | +100.0% | 0.00% | – |
| ASHX | New | DBX ETF TRxtrack msci chin | $0 | – | 21 | +100.0% | 0.00% | – |
| DBEZ | New | DBX ETF TRxtrack msci euro | $3,000 | – | 82 | +100.0% | 0.00% | – |
| DHRPRA | New | DANAHER CORPORATION4.75 mnd cv pfd | $55,000 | – | 47 | +100.0% | 0.00% | – |
| New | DARIOHEALTH CORP | $0 | – | 77 | +100.0% | 0.00% | – | |
| DDOG | New | DATADOG INC | $69,000 | – | 1,836 | +100.0% | 0.00% | – |
| DINT | New | DAVIS FUNDAMENTAL ETF TRselct intl etf | $10,000 | – | 500 | +100.0% | 0.00% | – |
| DERM | New | DERMIRA INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| DEAC | New | DIAMOND EAGLE ACQUISITION CO | $10,000 | – | 917 | +100.0% | 0.00% | – |
| ZMLP | New | DIREXION SHS ETF TRzacks mlp hg inc | $24,000 | – | 2,000 | +100.0% | 0.00% | – |
| JNUG | New | DIREXION SHS ETF TRdaily jr gld min | $0 | – | 5 | +100.0% | 0.00% | – |
| GUSH | New | DIREXION SHS ETF TRoil gas bl 3x sh | $35,000 | – | 934 | +100.0% | 0.00% | – |
| PFLD | New | ETF SER SOLUTIONSaam lw dur pfd | $10,000 | – | 400 | +100.0% | 0.00% | – |
| EEMD | New | ETF SER SOLUTIONSaam s&p emrg | $0 | – | 10 | +100.0% | 0.00% | – |
| SILJ | New | ETF MANAGERS TRprime junir slvr | $8,000 | – | 650 | +100.0% | 0.00% | – |
| ESTE | New | EARTHSTONE ENERGY INCcl a | $1,000 | – | 100 | +100.0% | 0.00% | – |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $50,000 | – | 3,700 | +100.0% | 0.00% | – |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcl a | $6,000 | – | 1,200 | +100.0% | 0.00% | – |
| NVST | New | ENVISTA HLDGS CORP | $20,000 | – | 666 | +100.0% | 0.00% | – |
| EPZM | New | EPIZYME INC | $2,000 | – | 68 | +100.0% | 0.00% | – |
| EQX | New | EQUINOX GOLD CORP | $9,000 | – | 1,200 | +100.0% | 0.00% | – |
| EVER | New | EVERQUOTE INC | $4,000 | – | 125 | +100.0% | 0.00% | – |
| FCPI | New | FIDELITY COVINGTON TRstock for infl | $54,000 | – | 2,080 | +100.0% | 0.00% | – |
| FDEM | New | FIDELITY COVINGTON TRtargeted emerg | $2,000 | – | 95 | +100.0% | 0.00% | – |
| FGBI | New | FIRST GTY BANCSHARES INC | $3,000 | – | 129 | +100.0% | 0.00% | – |
| SRCE | New | 1ST SOURCE CORP | $7,000 | – | 149 | +100.0% | 0.00% | – |
| ECLN | New | FIRST TR EXCHANGE TRADED FDeip carbon imp | $67,000 | – | 3,200 | +100.0% | 0.00% | – |
| FPH | New | FIVE POINT HOLDINGS LLC | $1,000 | – | 103 | +100.0% | 0.00% | – |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $2,000 | – | 107 | +100.0% | 0.00% | – |
| FORD | New | FORWARD INDS INC N Y | $0 | – | 27 | +100.0% | 0.00% | – |
| FREQ | New | FREQUENCY THERAPEUTICS INC | $0 | – | 17 | +100.0% | 0.00% | – |
| FLGT | New | FULGENT GENETICS INC | $5,000 | – | 420 | +100.0% | 0.00% | – |
| GCAP | New | GAIN CAP HLDGS INC | $12,000 | – | 3,000 | +100.0% | 0.00% | – |
| POTX | New | GLOBAL X FDScannabis etf | $5,000 | – | 15 | +100.0% | 0.00% | – |
| RYLD | New | GLOBAL X FDSrussell 2000 | $13,000 | – | 500 | +100.0% | 0.00% | – |
| DRIV | New | GLOBAL X FDSautonmous ev etf | $0 | – | 28 | +100.0% | 0.00% | – |
| NGE | New | GLOBAL X FDSgbl x msci niger | $0 | – | 0 | +100.0% | 0.00% | – |
| BOSS | New | GLOBAL X FDSfounder run co | $56,000 | – | 2,729 | +100.0% | 0.00% | – |
| AGNG | New | GLOBAL X FDSlnty thmtc etf | $3,000 | – | 115 | +100.0% | 0.00% | – |
| GOEX | New | GLOBAL X FDSglobal x gold ex | $10,000 | – | 382 | +100.0% | 0.00% | – |
| GSS | New | GOLDEN STAR RES LTD CDA | $0 | – | 10 | +100.0% | 0.00% | – |
| GPI | New | GROUP 1 AUTOMOTIVE INC | $42,000 | – | 418 | +100.0% | 0.00% | – |
| GRWG | New | GROWGENERATION CORP | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| HONE | New | HARBORONE BANCORP INC NEW | $14,000 | – | 1,348 | +100.0% | 0.00% | – |
| HLIT | New | HARMONIC INC | $3,000 | – | 363 | +100.0% | 0.00% | – |
| HTRB | New | HARTFORD FDS EXCHANGE TRADEtotal rtrn etf | $3,000 | – | 79 | +100.0% | 0.00% | – |
| HWKN | New | HAWKINS INC | $6,000 | – | 138 | +100.0% | 0.00% | – |
| HCAT | New | HEALTH CATALYST INC | $16,000 | – | 476 | +100.0% | 0.00% | – |
| HCCI | New | HERITAGE CRYSTAL CLEAN INC | $2,000 | – | 61 | +100.0% | 0.00% | – |
| HESM | New | HESS MIDSTREAM LP | $47,000 | – | 2,070 | +100.0% | 0.00% | – |
| HOTH | New | HOTH THERAPEUTICS INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| ICAD | New | ICAD INC | $2,000 | – | 300 | +100.0% | 0.00% | – |
| IDYA | New | IDEAYA BIOSCIENCES INC | $6,000 | – | 850 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote 0.500% 6/1 | $56,000 | – | 40,000 | +100.0% | 0.00% | – | |
| IMBI | New | IMEDIA BRANDS INC | $0 | – | 10 | +100.0% | 0.00% | – |
| IMH | New | IMPAC MTG HLDGS INC | $0 | – | 50 | +100.0% | 0.00% | – |
| IPHA | New | INNATE PHARMA S Asponsored ads | $2,000 | – | 15 | +100.0% | 0.00% | – |
| BJAN | New | INNOVATOR ETFS TRs&p 500 buffer | $75,000 | – | 2,575 | +100.0% | 0.00% | – |
| UNOV | New | INNOVATOR ETFS TRs&p 500 ultra | $11,000 | – | 425 | +100.0% | 0.00% | – |
| BNOV | New | INNOVATOR ETFS TRs&p 500 buffer | $73,000 | – | 2,750 | +100.0% | 0.00% | – |
| IJUL | New | INNOVATOR ETFS TRmsci eafe pwr | $17,000 | – | 700 | +100.0% | 0.00% | – |
| BUFF | New | INNOVATOR ETFS TR IIlunt low vol hig | $63,000 | – | 1,643 | +100.0% | 0.00% | – |
| ISTR | New | INVESTAR HLDG CORP | $1,000 | – | 41 | +100.0% | 0.00% | – |
| FRN | New | INVESCO EXCHNG TRADED FD TRfrontier mkts | $4,000 | – | 267 | +100.0% | 0.00% | – |
| BSJQ | New | INVESCO EXCH TRD SLF IDX FDinvsco blsh 26 | $4,000 | – | 170 | +100.0% | 0.00% | – |
| IAUF | New | ISHARES US ETF TRgold strategy | $5,000 | – | 1,944 | +100.0% | 0.00% | – |
| IECS | New | ISHARES US ETF TRconsumer stpls | $23,000 | – | 813 | +100.0% | 0.00% | – |
| EMXC | New | ISHARES INCmsci emrg chn | $55,000 | – | 1,075 | +100.0% | 0.00% | – |
| HEWG | New | ISHARES TRcur hed msci ger | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| HEWI | New | ISHARES TRmsci italy etf | $3,000 | – | 147 | +100.0% | 0.00% | – |
| HEWL | New | ISHARES TRmsci switzerld | $23,000 | – | 741 | +100.0% | 0.00% | – |
| IBDU | New | ISHARES TRibonds dec 29 | $61,000 | – | 2,400 | +100.0% | 0.00% | – |
| YY | New | JOYY INC | $26,000 | – | 494 | +100.0% | 0.00% | – |
| KREF | New | KKR REAL ESTATE FIN TR INC | $51,000 | – | 2,537 | +100.0% | 0.00% | – |
| KRYS | New | KRYSTAL BIOTECH INC | $7,000 | – | 125 | +100.0% | 0.00% | – |
| LCI | New | LANNET INC | $25,000 | – | 2,870 | +100.0% | 0.00% | – |
| INFR | New | LEGG MASON ETF INVESTMENT TRglobal infstru | $41,000 | – | 1,297 | +100.0% | 0.00% | – |
| LEGH | New | LEGACY HOUSING CORP | $5,000 | – | 300 | +100.0% | 0.00% | – |
| LX | New | LEXINFINTECH HLDGS LTDadr | $36,000 | – | 2,615 | +100.0% | 0.00% | – |
| LIND | New | LINDBLAD EXPEDITIONS HLDGS I | $14,000 | – | 900 | +100.0% | 0.00% | – |
| OVM | New | LISTED FD TRshares muni db | $48,000 | – | 1,894 | +100.0% | 0.00% | – |
| OVF | New | LISTED FD TRshares foreign | $53,000 | – | 2,055 | +100.0% | 0.00% | – |
| OVS | New | LISTED FD TRshares sml cap | $45,000 | – | 1,655 | +100.0% | 0.00% | – |
| LOOP | New | LOOP INDS INC | $28,000 | – | 2,800 | +100.0% | 0.00% | – |
| MYRG | New | MYR GROUP INC DEL | $6,000 | – | 170 | +100.0% | 0.00% | – |
| MMLP | New | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | 0 | +100.0% | 0.00% | – |
| MTRX | New | MATRIX SVC CO | $3,000 | – | 151 | +100.0% | 0.00% | – |
| MDLA | New | MEDALLIA INC | $11,000 | – | 350 | +100.0% | 0.00% | – |
| NERV | New | MINERVA NEUROSCIENCES INC | $14,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | MY SIZE INC | $0 | – | 17 | +100.0% | 0.00% | – | |
| New | NANOVIRICIDES INC | $0 | – | 1 | +100.0% | 0.00% | – | |
| NNDM | New | NANO DIMENSION LTDsponsord ads new | $0 | – | 10 | +100.0% | 0.00% | – |
| NAVB | New | NAVIDEA BIOPHARMACEUTICALS I | $0 | – | 6 | +100.0% | 0.00% | – |
| NETE | New | NET ELEMENT INC | $0 | – | 100 | +100.0% | 0.00% | – |
| NTCT | New | NETSCOUT SYS INC | $4,000 | – | 175 | +100.0% | 0.00% | – |
| New | NEW YORK MTG TR INCnote 6.250% 1/1 | $16,000 | – | 16,000 | +100.0% | 0.00% | – | |
| NEEPRO | New | NEXTERA ENERGY INCunit 09/01/2022s | $50,000 | – | 978 | +100.0% | 0.00% | – |
| NRT | New | NORTH EUROPEAN OIL RTY TRsh ben int | $15,000 | – | 2,589 | +100.0% | 0.00% | – |
| NCNA | New | NUCANA PLCsponsored adr | $1,000 | – | 100 | +100.0% | 0.00% | – |
| NUHY | New | NUSHARES ETF TResg hi tld crp | $0 | – | 51 | +100.0% | 0.00% | – |
| OI | New | O-I GLASS INC | $27,000 | – | 2,225 | +100.0% | 0.00% | – |
| ONDK | New | ON DECK CAP INC | $2,000 | – | 600 | +100.0% | 0.00% | – |
| OCFT | New | ONECONNECT FINL TECHNOLOGY Csponsored ads | $5,000 | – | 500 | +100.0% | 0.00% | – |
| KIDS | New | ORTHOPEDIATRICS CORP | $3,000 | – | 54 | +100.0% | 0.00% | – |
| PDFS | New | PDF SOLUTIONS INC | $2,000 | – | 128 | +100.0% | 0.00% | – |
| PTBD | New | PACER FDS TRtrendpilot us bd | $33,000 | – | 1,262 | +100.0% | 0.00% | – |
| FLRT | New | PACIFIC GLOBAL ETF TRglobal sr ln etf | $30,000 | – | 600 | +100.0% | 0.00% | – |
| PNTG | New | PENNANT GROUP INC | $22,000 | – | 661 | +100.0% | 0.00% | – |
| PHR | New | PHREESIA INC | $16,000 | – | 600 | +100.0% | 0.00% | – |
| PING | New | PING IDENTITY HLDG CORP | $33,000 | – | 1,365 | +100.0% | 0.00% | – |
| POWL | New | POWELL INDS INC | $3,000 | – | 52 | +100.0% | 0.00% | – |
| PFBC | New | PREFERRED BK LOS ANGELES CA | $4,000 | – | 73 | +100.0% | 0.00% | – |
| PROF | New | PROFOUND MED CORP | $9,000 | – | 760 | +100.0% | 0.00% | – |
| PGNY | New | PROGYNY INC | $46,000 | – | 1,688 | +100.0% | 0.00% | – |
| SPXU | New | PROSHARES TRultrapro short s | $1,000 | – | 47 | +100.0% | 0.00% | – |
| TDV | New | PROSHARES TRs&p tech dividen | $41,000 | – | 983 | +100.0% | 0.00% | – |
| GLL | New | PROSHARES TR IIultrashrt new | $0 | – | 13 | +100.0% | 0.00% | – |
| YCS | New | PROSHARES TR IIultrashort yen n | $0 | – | 4 | +100.0% | 0.00% | – |
| EUO | New | PROSHARES TR IIultrashrt euro | $0 | – | 9 | +100.0% | 0.00% | – |
| UPRO | New | PROSHARES TRultrpro s&p500 | $1,000 | – | 82 | +100.0% | 0.00% | – |
| DUG | New | PROSHARES TRulshoil&gasnew13 | $0 | – | 38 | +100.0% | 0.00% | – |
| PRVB | New | PROVENTION BIO INC | $47,000 | – | 3,200 | +100.0% | 0.00% | – |
| QUIK | New | QUICKLOGIC CORP | $0 | – | 67 | +100.0% | 0.00% | – |
| RDNT | New | RADNET INC | $0 | – | 20 | +100.0% | 0.00% | – |
| RAPT | New | RAPT THERAPEUTICS INC | $0 | – | 30 | +100.0% | 0.00% | – |
| RGS | New | REGIS CORP MINN | $2,000 | – | 98 | +100.0% | 0.00% | – |
| RLMD | New | RELMADA THERAPEUTICS INC | $7,000 | – | 175 | +100.0% | 0.00% | – |
| RESN | New | RESONANT INC | $4,000 | – | 1,500 | +100.0% | 0.00% | – |
| TORC | New | RESTORBIO INC | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| RST | New | ROSETTA STONE INC | $4,000 | – | 222 | +100.0% | 0.00% | – |
| RBCN | New | RUBICON TECHNOLOGY INC | $3,000 | – | 375 | +100.0% | 0.00% | – |
| SBFG | New | SB FINL GROUP INC | $6,000 | – | 300 | +100.0% | 0.00% | – |
| SMEZ | New | SPDR INDEX SHS FDSeur stoxx smcp | $0 | – | 63 | +100.0% | 0.00% | – |
| INKM | New | SSGA ACTIVE ETF TR | $21,000 | – | 600 | +100.0% | 0.00% | – |
| HAIL | New | SPDR SERIES TRUSTs&p kensho smart | $15,000 | – | 500 | +100.0% | 0.00% | – |
| SNCA | New | SENECA BIOPHARMA INC | $1,000 | – | 592 | +100.0% | 0.00% | – |
| SQNS | New | SEQUANS COMMUNICATIONS S Asponsored ads | $0 | – | 58 | +100.0% | 0.00% | – |
| SWI | New | SOLARWINDS CORP | $14,000 | – | 749 | +100.0% | 0.00% | – |
| SOLN | New | SOUTHERN COunit 08/01/2022 | $43,000 | – | 798 | +100.0% | 0.00% | – |
| SPEX | New | SPHERIX INC | $0 | – | 34 | +100.0% | 0.00% | – |
| SPT | New | SPROUT SOCIAL INC | $4,000 | – | 230 | +100.0% | 0.00% | – |
| SPNX | New | SUPERIOR ENERGY SVCS INC | $1,000 | – | 121 | +100.0% | 0.00% | – |
| SRDX | New | SURMODICS INC | $2,000 | – | 51 | +100.0% | 0.00% | – |
| SYX | New | SYSTEMAX INC | $8,000 | – | 323 | +100.0% | 0.00% | – |
| TLRA | New | TELARIA INC | $32,000 | – | 3,650 | +100.0% | 0.00% | – |
| New | TELADOC HEALTH INCnote 3.000%12/1 | $38,000 | – | 19,000 | +100.0% | 0.00% | – | |
| TNAV | New | TELENAV INC | $8,000 | – | 1,637 | +100.0% | 0.00% | – |
| TXG | New | 10X GENOMICS INC | $15,000 | – | 200 | +100.0% | 0.00% | – |
| TX | New | TERNIUM SAsponsored ads | $31,000 | – | 1,400 | +100.0% | 0.00% | – |
| TOCA | New | TOCAGEN INC | $0 | – | 100 | +100.0% | 0.00% | – |
| New | TONIX PHARMACEUTICALS HLDG C | $0 | – | 109 | +100.0% | 0.00% | – | |
| TCON | New | TRACON PHARMACEUTICALS INC | $0 | – | 30 | +100.0% | 0.00% | – |
| New | TRANSENTERIX INC | $21,000 | – | 14,704 | +100.0% | 0.00% | – | |
| USDP | New | USD PARTNERS LP | $10,000 | – | 0 | +100.0% | 0.00% | – |
| PRTS | New | U.S. AUTO PARTS NETWORK INC | $7,000 | – | 3,200 | +100.0% | 0.00% | – |
| New | US ECOLOGY INC | $47,000 | – | 804 | +100.0% | 0.00% | – | |
| VERO | New | VENUS CONCEPT INC | $0 | – | 26 | +100.0% | 0.00% | – |
| VERU | New | VERU INC | $0 | – | 15 | +100.0% | 0.00% | – |
| VIACA | New | VIACOMCBS INCcl a | $11,000 | – | 307 | +100.0% | 0.00% | – |
| SPCEWS | New | VIRGIN GALACTIC HOLDINGS INCw exp 11/25/202 | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | WESTERN DIGITAL CORPnote 1.500% 2/0 | $46,000 | – | 47,000 | +100.0% | 0.00% | – | |
| XENE | New | XENON PHARMACEUTICALS INC | $10,000 | – | 750 | +100.0% | 0.00% | – |
| XTNT | New | XTANT MED HLDGS INC | $0 | – | 25 | +100.0% | 0.00% | – |
| YEXT | New | YEXT INC | $5,000 | – | 387 | +100.0% | 0.00% | – |
| CSTM | New | CONSTELLIUM SE | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| ANFIF | New | AMIRA NATURE FOODS LTD | $4,000 | – | 478 | +100.0% | 0.00% | – |
| ESGC | New | EROS INTL PLC | $58,000 | – | 17,174 | +100.0% | 0.00% | – |
| HUD | New | HUDSON LTD | $2,000 | – | 106 | +100.0% | 0.00% | – |
| MANU | New | MANCHESTER UTD PLC NEWord cl a | $4,000 | – | 200 | +100.0% | 0.00% | – |
| ACIU | New | AC IMMUNE SA | $1,000 | – | 100 | +100.0% | 0.00% | – |
| New | PERION NETWORK LTD | $41,000 | – | 6,660 | +100.0% | 0.00% | – | |
| ASC | New | ARDMORE SHIPPING CORP | $1,000 | – | 159 | +100.0% | 0.00% | – |
| LPG | New | DORIAN LPG LTD | $1,000 | – | 82 | +100.0% | 0.00% | – |
| ESEA | New | EUROSEAS LTD | $0 | – | 12 | +100.0% | 0.00% | – |
| INSW | New | INTERNATIONAL SEAWAYS INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| KNOP | New | KNOT OFFSHORE PARTNERS LP | $18,000 | – | 910 | +100.0% | 0.00% | – |
| STNG | New | SCORPIO TANKERS INC | $10,000 | – | 260 | +100.0% | 0.00% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $2,000 | – | 73 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 27 | Q4 2019 | 2.9% |
| SPDR S&P 500 ETF TR | 27 | Q4 2019 | 2.6% |
| ISHARESTR | 27 | Q4 2019 | 1.7% |
| ISHARESTR | 27 | Q4 2019 | 1.5% |
| ISHARESTR | 27 | Q4 2019 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 27 | Q4 2019 | 1.5% |
| VANGUARDINDEX FDS | 27 | Q4 2019 | 1.3% |
| ISHARESTR | 27 | Q4 2019 | 1.9% |
| VANGUARDTAX MANAGED INTL FD | 27 | Q4 2019 | 1.6% |
| ISHARESTR | 27 | Q4 2019 | 1.8% |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2020-04-29 |
| 10-K | 2020-03-13 |
| 15-12G | 2020-03-05 |
| SC 13D/A | 2020-02-25 |
| 15-12G | 2020-02-24 |
| 25 | 2020-02-24 |
| EFFECT | 2020-02-21 |
| 4 | 2020-02-19 |
| SC 13D/A | 2020-02-19 |
| 8-K | 2020-02-18 |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.