$246 Billion is the total value of AMERIPRISE FINANCIAL INC's 9226 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TESLA INCconv bnd | $138,250,000 | +97.0% | 20,000,000 | 0.0% | 0.06% | +86.7% | ||
| EXACT SCIENCES CORPORATIONconv bnd | $32,393,000 | +13.0% | 30,000,000 | 0.0% | 0.01% | +8.3% | ||
| CLOVIS ONCOLOGY INCconv bnd | $29,395,000 | +15.6% | 42,000,000 | 0.0% | 0.01% | +9.1% | ||
| SOUTHWEST AIRLINES COconv bnd | $26,756,000 | +8.7% | 20,503,000 | 0.0% | 0.01% | 0.0% | ||
| GREEN PLAINS INCconv bnd | $20,808,000 | +21.8% | 21,600,000 | 0.0% | 0.01% | +14.3% | ||
| TWILIO INCconv bnd | $19,129,000 | +12.1% | 5,500,000 | 0.0% | 0.01% | +14.3% | ||
| QTSPRB | QTS 6 1/2 PERPconv prf | $18,433,000 | -0.8% | 130,000 | 0.0% | 0.01% | -12.5% | |
| INVACARE CORPORATIONconv bnd | $12,081,000 | +1.2% | 14,100,000 | 0.0% | 0.01% | 0.0% | ||
| IFFT | IFF 6 09/15/21conv prf | $13,362,000 | -0.2% | 300,000 | 0.0% | 0.01% | -16.7% | |
| SAREPTA THERAPEUTICS INCconv bnd | $10,368,000 | -9.6% | 5,000,000 | 0.0% | 0.00% | -20.0% | ||
| REPLIGEN CORPORATIONconv bnd | $9,246,000 | +13.5% | 6,500,000 | 0.0% | 0.00% | +33.3% | ||
| VONAGE HOLDINGS CORPconv bnd | $10,597,000 | +3.3% | 11,000,000 | 0.0% | 0.00% | 0.0% | ||
| GUESS INCconv bnd | $9,602,000 | +20.1% | 12,000,000 | 0.0% | 0.00% | +33.3% | ||
| TERADYNE INCconv bnd | $10,206,000 | -4.9% | 4,000,000 | 0.0% | 0.00% | -20.0% | ||
| AMAG PHARMACEUTICALS INCconv bnd | $7,182,000 | +14.9% | 8,000,000 | 0.0% | 0.00% | 0.0% | ||
| SOLN | SO 6 3/4 08/01/22conv prf | $6,529,000 | +5.6% | 140,311 | 0.0% | 0.00% | 0.0% | |
| INTERCEPT PHARMACEUTICALS INCconv bnd | $8,120,000 | +6.8% | 10,100,000 | 0.0% | 0.00% | 0.0% | ||
| BRKA | BERKSHIRE HATHAWAY INC-CL A | $7,680,000 | +19.7% | 24 | 0.0% | 0.00% | 0.0% | |
| DGL | INVESCO DB GOLD FUND | $3,931,000 | +4.1% | 71,000 | 0.0% | 0.00% | 0.0% | |
| TILRAY INCconv bnd | $4,500,000 | -11.6% | 11,250,000 | 0.0% | 0.00% | 0.0% | ||
| CGBD | TCG BDC INC | $4,908,000 | +4.0% | 550,821 | 0.0% | 0.00% | 0.0% | |
| ACORDA THERAPEUTICS INCconv bnd | $2,998,000 | -1.0% | 3,500,000 | 0.0% | 0.00% | 0.0% | ||
| SREPRB | SRE 6 3/4 07/15/21conv prf | $2,475,000 | -0.2% | 25,254 | 0.0% | 0.00% | 0.0% | |
| DESP | DESPEGAR.COM CORP | $2,007,000 | -11.5% | 316,053 | 0.0% | 0.00% | 0.0% | |
| ITRN | ITURAN LOCATION AND CONTROL | $2,284,000 | -13.4% | 164,533 | 0.0% | 0.00% | 0.0% | |
| HYB | NEW AMERICA HIGH INCOME FUND | $246,000 | +4.7% | 30,079 | 0.0% | 0.00% | – | |
| ORBC | ORBCOMM INC | $266,000 | -11.6% | 78,371 | 0.0% | 0.00% | – | |
| SEB | SEABOARD CORP | $269,000 | -3.6% | 95 | 0.0% | 0.00% | – | |
| NXJ | NUVEEN NJ QUAL MUNI INC FD | $165,000 | +2.5% | 12,168 | 0.0% | 0.00% | – | |
| NUANCE COMMUNICATIONS INCconv bnd | $15,000 | +25.0% | 10,000 | 0.0% | 0.00% | – | ||
| NEEPRO | NEE 4.872 09/01/22conv prf | $466,000 | +12.0% | 8,600 | 0.0% | 0.00% | – | |
| XPL | SOLITARIO ZINC CORP | $8,000 | +33.3% | 20,000 | 0.0% | 0.00% | – | |
| SMBC | SOUTHERN MISSOURI BANCORP | $202,000 | -3.3% | 8,595 | 0.0% | 0.00% | – | |
| MACQUARIE INFRASTRUCTURE CORPORATIconv bnd | $13,000 | +8.3% | 14,000 | 0.0% | 0.00% | – | ||
| SPIRIT REALTY CAPITAL INCconv bnd | $14,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| KOPN | KOPIN CORP | $15,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | |
| TENAX THERAPEUTICS INC | $46,000 | +70.4% | 30,000 | 0.0% | 0.00% | – | ||
| INFI | INFINITY PHARMACEUTICALS INC | $19,000 | +26.7% | 16,400 | 0.0% | 0.00% | – | |
| IAG | IAMGOLD CORP | $38,000 | -5.0% | 10,000 | 0.0% | 0.00% | – | |
| XXII | 22ND CENTURY GROUP INC | $11,000 | -15.4% | 16,500 | 0.0% | 0.00% | – | |
| HCHC | HC2 HOLDINGS INC | $32,000 | -28.9% | 13,300 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS BDC INCconv bnd | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| FORTIVE CORPconv bnd | $14,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| FTSL | FIRST TRUST SENIOR LOAN ETF | $1,150,000 | +2.0% | 25,000 | 0.0% | 0.00% | – | |
| FBMS | FIRST BANCSHARES INC/MS | $506,000 | -6.6% | 24,107 | 0.0% | 0.00% | – | |
| EURONET WORLDWIDE INC.conv bnd | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| EMKR | EMCORE CORP | $40,000 | +2.6% | 12,184 | 0.0% | 0.00% | – | |
| ELVT | ELEVATE CREDIT INC | $44,000 | +76.0% | 17,085 | 0.0% | 0.00% | – | |
| ELAT | ELANCO ANIMAL HEALTH UNITS INCconv prf | $564,000 | +14.2% | 12,718 | 0.0% | 0.00% | – | |
| DRRX | DURECT CORPORATION | $29,000 | -25.6% | 16,808 | 0.0% | 0.00% | – | |
| CFB | CROSSFIRST BANKSHARES INC | $169,000 | -11.1% | 19,420 | 0.0% | 0.00% | – | |
| CDXC | CHROMADEX CORP | $56,000 | -12.5% | 13,984 | 0.0% | 0.00% | – | |
| DMO | WESTERN ASSET MORTGAGE OPPOR | $166,000 | -10.3% | 12,616 | 0.0% | 0.00% | – | |
| WESTERN DIGITAL CORPORATIONconv bnd | $18,000 | 0.0% | 19,000 | 0.0% | 0.00% | – | ||
| ARES CAPITAL CORPORATIONconv bnd | $31,000 | 0.0% | 31,000 | 0.0% | 0.00% | – | ||
| VEREIT INCconv bnd | $16,000 | 0.0% | 16,000 | 0.0% | 0.00% | – | ||
| AEPPL | AEP 6 1/8 03/15/22conv prf | $376,000 | -0.3% | 7,750 | 0.0% | 0.00% | – | |
| AMERICAN AIRLINES GROUP INCconv bnd | $171,000 | -1.7% | 185,000 | 0.0% | 0.00% | – | ||
| AKAMAI TECHNOLOGIES INCconv bnd | $15,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| ADRO | ADURO BIOTECH INC | $56,000 | +3.7% | 23,161 | 0.0% | 0.00% | – | |
| PROSPECT CAPITAL CORPconv bnd | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| PROSPECT CAPITAL CORPconv bnd | $44,000 | +10.0% | 44,000 | 0.0% | 0.00% | – | ||
| PROG | PROGENITY INC | $603,000 | +0.3% | 66,801 | 0.0% | 0.00% | – | |
| PRICELINE GROUP INCconv bnd | $19,000 | 0.0% | 18,000 | 0.0% | 0.00% | – | ||
| PMBC | PACIFIC MERCANTILE BANCORP | $48,000 | 0.0% | 13,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Columbia Management Investment Advisers, LLC #2
- Ameriprise Trust Co #3
- Ameriprise Certificate Co #4
- RiverSource Life Insurance Co #5
- RiverSource Life Insurance Co of New York #6
- Threadneedle Asset Management Holdings LTD #10
- Ameriprise Financial Services, LLC #16
- Columbia Wanger Asset Management, LLC. #17
- Ameriprise Bank, FSB #18
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.8% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.6% |
| CISCO SYSTEMS INC | 42 | Q3 2023 | 1.3% |
| VISA INC-CLASS A SHARES | 42 | Q3 2023 | 1.1% |
| COMCAST CORP-CLASS A | 42 | Q3 2023 | 1.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 1.2% |
View AMERIPRISE FINANCIAL INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient Ltd | February 21, 2023 | 94,755 | 0.4% |
| Afya Ltd | February 14, 2023 | 1,435,024 | 3.0% |
| AMEDISYS INC | February 14, 2023 | 1,100,719 | 3.4% |
| Anika Therapeutics, Inc. | February 14, 2023 | 181,943 | 1.2% |
| Doximity, Inc. | February 14, 2023 | 2,294,675 | 2.0% |
| IBEX Ltd | February 14, 2023 | 664,667 | 3.6% |
| ICF International, Inc. | February 14, 2023 | 801,152 | 4.3% |
| INTER PARFUMS INC | February 14, 2023 | 595,717 | 1.9% |
| Planet Fitness, Inc. | February 14, 2023 | 2,273,733 | 2.7% |
| REGIS CORP | February 14, 2023 | 104,955 | 0.2% |
View AMERIPRISE FINANCIAL INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 4 | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-22 |
| SC 13G/A | 2024-04-10 |
View AMERIPRISE FINANCIAL INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.