STIFEL FINANCIAL CORP - Q3 2023 holdings

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$71.1 Billion is the total value of STIFEL FINANCIAL CORP's 8425 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

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 Value Shares↓ Weighting
BRKA  BERKSHIRE HATHAWAY INC DELcl a$73,875,303
+2.6%
1390.0%0.10%
+6.1%
 DIMENSIONAL ETF TRUST$4,763,660
-3.3%
118,0000.0%0.01%0.0%
 DIMENSIONAL ETF TRUSTintl core equity$5,264,538
-3.8%
225,4620.0%0.01%0.0%
BFC  BANK FIRST CORP$3,440,736
-7.3%
44,5980.0%0.01%0.0%
HZO  MARINEMAX INC$2,147,383
-3.9%
65,4290.0%0.00%0.0%
BRT  BRT APARTMENTS CORP$1,693,099
-12.8%
98,0370.0%0.00%
-33.3%
DMLP  DORCHESTER MINERALS LP$1,619,479
-3.0%
55,7480.0%0.00%0.0%
MYFW  FIRST WESTN FINL INC$1,397,550
-2.4%
77,0000.0%0.00%0.0%
GCBC  GREENE CNTY BANCORP INC$1,423,952
-19.3%
59,2080.0%0.00%0.0%
MEAR  ISHARES U S ETF TRblackrock short$1,470,142
-0.2%
29,5150.0%0.00%0.0%
SMBK  SMARTFINANCIAL INC$1,303,570
-0.7%
61,0000.0%0.00%0.0%
AOSL  ALPHA & OMEGA SEMICONDUCTOR$1,412,864
-9.0%
47,3480.0%0.00%0.0%
IHF  ISHARES TRus hlthcr pr etf$558,158
-3.8%
2,2680.0%0.00%0.0%
NFBK  NORTHFIELD BANCORP INC DEL$788,500
-13.9%
83,4390.0%0.00%0.0%
PBD  INVESCO EXCH TRADED FD TR IIgbl clean enrg$432,100
-18.6%
28,0910.0%0.00%0.0%
OPBK  OP BANCORP$915,000
+8.5%
100,0000.0%0.00%0.0%
PHX  PHX MINERALS INCcl a$412,336
+16.7%
113,2790.0%0.00%–
HBNC  HORIZON BANCORP INC$1,041,268
+2.6%
97,4970.0%0.00%0.0%
QRHC  QUEST RESOURCE HLDG CORP$451,400
+13.5%
61,0000.0%0.00%0.0%
KRMA  GLOBAL X FDSconscious cos$715,297
-3.7%
23,9550.0%0.00%0.0%
GCV  GABELLI CONV & INC SECS FD I$360,815
-12.8%
96,2170.0%0.00%0.0%
SPGM  SPDR INDEX SHS FDSportfli msci gbl$520,148
-3.5%
10,3020.0%0.00%0.0%
HUSV  FIRST TR EXCH TRADED FD IIIhorizon dmst etf$427,742
-5.4%
13,7300.0%0.00%0.0%
FDBC  FIDELITY D & D BANCORP INC$1,037,027
-6.6%
22,8420.0%0.00%
-50.0%
FMNB  FARMERS NATIONAL BANC CORP$518,303
-6.5%
44,8360.0%0.00%0.0%
 DISC MEDICINE INC$411,546
+5.8%
8,7600.0%0.00%0.0%
DFNL  DAVIS FUNDAMENTAL ETF TRselect finl$396,594
-1.3%
14,8190.0%0.00%0.0%
CMTL  COMTECH TELECOMMUNICATIONS C$365,164
-4.3%
41,7330.0%0.00%0.0%
CET  CENTRAL SECS CORP$758,630
-2.9%
21,4000.0%0.00%0.0%
CRC  CALIFORNIA RES CORP$472,380
+23.7%
8,4330.0%0.00%0.0%
NTSX  WISDOMTREE TRus efficient cor$872,181
-5.7%
24,9480.0%0.00%0.0%
 ALPS ETF TR$381,136
-3.4%
12,3320.0%0.00%0.0%
TUSK  MAMMOTH ENERGY SVCS INC$496,814
-3.9%
107,0720.0%0.00%0.0%
MBIN  MERCHANTS BANCORP IND$445,599
+8.4%
16,0750.0%0.00%0.0%
SOTK  SONO TEK CORP$313,200
-3.4%
60,0000.0%0.00%–
ARDX  ARDELYX INC$61,812
+20.4%
15,1500.0%0.00%–
SMBC  SOUTHERN MO BANCORP INC$294,160
+0.6%
7,6030.0%0.00%–
GCC  WISDOMTREE TRenhncd cmmdty st$279,292
+5.6%
15,4990.0%0.00%–
SLI  STANDARD LITHIUM LTD$157,986
-40.5%
60,2350.0%0.00%–
CIF  MFS INTER HIGH INCOME FDsh ben int$24,401
-3.7%
15,5420.0%0.00%–
DGICA  DONEGAL GROUP INCcl a$142,550
-1.2%
10,0000.0%0.00%–
 ZYNGA INCnote 0.250% 6/0$27,532
-3.9%
26,0000.0%0.00%–
JPUS  J P MORGAN EXCHANGE TRADED Fjpmorgan diver$245,335
-3.9%
2,6120.0%0.00%–
TELL  TELLURIAN INC NEW$15,324
-17.7%
13,2100.0%0.00%–
AMRN  AMARIN CORP PLCspons adr new$14,342
-22.7%
15,5900.0%0.00%–
TMST  TIMKENSTEEL CORPORATION$344,458
+0.7%
15,8590.0%0.00%–
 ALTERYX INCnote 1.000% 8/0$11,477
+5.2%
13,0000.0%0.00%–
 ALTERYX INCnote 0.500% 8/0$12,426
+1.5%
13,0000.0%0.00%–
LINC  LINCOLN EDL SVCS CORP$91,607
+25.4%
10,8410.0%0.00%–
CIK  CREDIT SUISSE ASSET MGMT INC$104,895
-11.9%
40,5000.0%0.00%–
 NANOVIRICIDES INC$28,408
+16.5%
21,2000.0%0.00%–
EWS  ISHARES INCmsci singpor etf$215,166
-0.9%
11,7260.0%0.00%–
NGD  NEW GOLD INC CDA$42,490
-15.7%
46,6870.0%0.00%–
CNDT  CONDUENT INC$70,656
+2.4%
20,3040.0%0.00%–
NREF  NEXPOINT REAL ESTATE FIN INC$249,737
+4.9%
15,2650.0%0.00%–
CMPX  COMPASS THERAPEUTICS INC$29,550
-38.1%
15,0000.0%0.00%–
MHLD  MAIDEN HOLDINGS LTD$18,304
-16.2%
10,4000.0%0.00%–
NWPX  NORTHWEST PIPE CO$326,471
-0.2%
10,8210.0%0.00%–
NWFL  NORWOOD FINL CORP$236,188
-12.8%
9,1690.0%0.00%–
CIG  CIA ENERGETICA DE MINAS GERAsp adr n-v pfd$67,762
-8.0%
28,0010.0%0.00%–
NXN  NUVEEN N Y SELECT TAX FREE Ish ben int$178,431
-2.9%
15,4620.0%0.00%–
KRNY  KEARNY FINL CORP MD$103,597
-1.7%
14,9490.0%0.00%–
VOC  VOC ENERGY TRtr unit$98,298
+24.0%
10,0100.0%0.00%–
OFS  OFS CAP CORP$136,336
+13.6%
12,1300.0%0.00%–
CLPT  CLEARPOINT NEURO INC$97,059
-30.8%
19,3730.0%0.00%–
SMOG  VANECK ETF TRUSTlow carbn energy$227,572
-14.2%
2,1720.0%0.00%–
OPI  OFFICE PPTYS INCOME TR$45,394
-46.7%
11,0700.0%0.00%–
EUSB  ISHARES TResg adv ttl usd$236,930
-4.1%
5,8000.0%0.00%–
 LIBERTY LATIN AMERICA LTDnote 2.000% 7/1$33,992
-1.3%
36,0000.0%0.00%–
MLCO  MELCO RESORTS AND ENTMNT LTDadr$137,444
-19.0%
13,8970.0%0.00%–
VAL  VALARIS LTDcl a$259,730
+19.1%
3,4640.0%0.00%–
CIR  CIRCOR INTL INC$330,600
-1.2%
5,9300.0%0.00%–
COFS  CHOICEONE FINL SVCS INC$217,179
-14.6%
11,0580.0%0.00%–
 AKAMAI TECHNOLOGIES INCnote 0.375% 9/0$27,087
+7.7%
26,0000.0%0.00%–
MDXG  MIMEDX GROUP INC$112,995
+10.3%
15,5000.0%0.00%–
 CHEGG INCnote 0.125% 3/1$26,972
+2.0%
30,0000.0%0.00%–
OPK  OPKO HEALTH INC$27,918
-26.3%
17,4490.0%0.00%–
ORGN  ORIGIN MATERIALS INC$13,875
-70.0%
10,8400.0%0.00%–
ADAP  ADAPTIMMUNE THERAPEUTICS PLCsponds adr$23,270
-15.7%
29,8330.0%0.00%–
PCTI  PCTEL INC$107,490
-13.2%
25,8390.0%0.00%–
 LIANBIOsponsored ads$26,872
-34.6%
18,0340.0%0.00%–
AGD  ABRDN GLOBAL DYNAMIC DIVIDEN$94,549
-9.2%
10,9180.0%0.00%–
SZNE  PACER FDS TRcfra stval eql$269,823
-9.1%
8,3290.0%0.00%–
CARE  CARTER BANKSHARES INC$347,846
-15.3%
27,7610.0%0.00%
-100.0%
TIL  INSTIL BIO INC$7,062
-22.3%
16,5000.0%0.00%–
PRK  PARK NATL CORP$320,233
-7.6%
3,3880.0%0.00%–
PFIS  PEOPLES FINL SVCS CORP$308,008
-8.4%
7,6810.0%0.00%–
LXPPRC  LXP INDUSTRIAL TRUSTpfd conv ser c$279,434
-9.2%
6,2000.0%0.00%–
PCN  PIMCO CORPORATE & INCM STRG$124,263
-7.2%
10,2110.0%0.00%–
HUT  HUT 8 MNG CORP$26,130
-40.9%
13,4000.0%0.00%–
BREZR  BREEZE HOLDINGS ACQUISITN COright 05/23/2022$16,220
-19.4%
200,0000.0%0.00%–
HMST  HOMESTREET INC$129,018
+31.6%
16,5620.0%0.00%–
PGEN  PRECIGEN INC$18,460
+23.5%
13,0000.0%0.00%–
BREZW  BREEZE HOLDINGS ACQUISITN CO*w exp 05/25/202$19,000
+35.7%
100,0000.0%0.00%–
BAK  BRASKEM S Asp adr pfd a$100,983
-29.5%
12,3000.0%0.00%–
FRST  PRIMIS FINANCIAL CORP$103,318
-3.2%
12,6770.0%0.00%–
HTBK  HERITAGE COMM CORP$242,183
+2.3%
28,5930.0%0.00%–
 HEARTBEAM INC$215,000
-10.8%
100,0000.0%0.00%–
PRPL  PURPLE INNOVATION INC$47,025
-38.5%
27,5000.0%0.00%–
 Q2 HLDGS INCnote 0.750% 6/0$10,493
+1.1%
12,0000.0%0.00%–
QD  QUDIAN INCadr$42,400
+6.0%
20,0000.0%0.00%–
 GUESS INCnote 2.000% 4/1$13,323
+1.7%
13,0000.0%0.00%–
VHC  VIRNETX HLDG CORP$6,200
-45.4%
24,4000.0%0.00%–
LGLWS  LGL GROUP INC*w exp 11/16/202$3,7320.0%24,8760.0%0.00%–
GSAT  GLOBALSTAR INC$35,496
+21.3%
27,0960.0%0.00%–
 BLACKLINE INCnote 0.125% 8/0$17,903
-0.2%
18,0000.0%0.00%–
FRAF  FRANKLIN FINL SVCS CORP$319,200
+2.7%
11,2000.0%0.00%–
FSTR  FOSTER L B CO$207,443
+32.4%
10,9700.0%0.00%–
PFO  FLAHERTY & CRUMRINE PFD INCO$80,054
-7.1%
10,7600.0%0.00%–
BLDP  BALLARD PWR SYS INC NEW$169,627
-15.8%
46,2200.0%0.00%–
 WAYFAIR INCnote 1.000% 8/1$27,020
-0.9%
33,0000.0%0.00%–
BMTX  BM TECHNOLOGIES INC$30,000
-32.9%
15,0000.0%0.00%–
BFS  SAUL CTRS INC$212,819
-4.2%
6,0340.0%0.00%–
MNP  WESTERN ASSET MUN PARTNERS F$159,440
-9.6%
15,0700.0%0.00%–
FFA  FIRST TR ENHANCED EQUITY INC$187,621
-1.5%
10,8640.0%0.00%–
 SCIENCE 37 HOLDINGS INC$12,000
+88.2%
30,0000.0%0.00%–
FXNC  FIRST NATL CORP$343,043
+6.5%
19,4800.0%0.00%–
FCF  FIRST COMWLTH FINL CORP PA$147,216
-3.5%
12,0570.0%0.00%–
BCEL  ATRECA INC$2,661
-73.4%
10,1910.0%0.00%–
ARKO  ARKO CORP$72,930
-10.1%
10,2000.0%0.00%–
 SNAP INCnote 0.750% 8/0$28,072
-5.2%
32,0000.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC39Q3 20233.3%
MICROSOFT CORP39Q3 20233.4%
SPDR S&P 500 ETF TR39Q3 20232.8%
JOHNSON & JOHNSON39Q3 20231.5%
JPMORGAN CHASE & CO39Q3 20231.5%
UNITEDHEALTH GROUP INC39Q3 20231.6%
AMAZON COM INC39Q3 20232.1%
VISA INC39Q3 20231.3%
CISCO SYS INC39Q3 20231.2%
ISHARES TR39Q3 20231.1%

View STIFEL FINANCIAL CORP's complete holdings history.

Latest significant ownerships (13-D/G)
STIFEL FINANCIAL CORP Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Investcorp Credit Management BDC, Inc.October 04, 20192,181,81816.0%
Carlyle GMS Finance, Inc.March 12, 2014333,1193.5%
KNIGHT CAPITAL GROUP, INC.August 16, 201217,908,0094.9%
STIFEL FINANCIAL CORPJune 07, 2002402,7205.3%

View STIFEL FINANCIAL CORP's complete significant-ownership history.

Latest filings
TypeFiled
42024-05-03
1442024-05-02
ARS2024-04-26
DEF 14A2024-04-26
DEFA14A2024-04-26
8-K2024-04-24
42024-04-12
SC 13G/A2024-04-10
8-K2024-03-28
1442024-03-15

View STIFEL FINANCIAL CORP's complete filings history.

All filings

View complete filings history.

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