COMMONWEALTH EQUITY SERVICES, LLC - Q3 2023 holdings

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$48.3 Million is the total value of COMMONWEALTH EQUITY SERVICES, LLC's 3823 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

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Unchanged
 Value Shares↓ Weighting
 EA SERIES TRUSTbridgeway blue$2,747
-2.7%
286,7550.0%0.01%0.0%
KIDS  ORTHOPEDIATRICS CORP$2,321
-27.0%
72,5250.0%0.01%
-16.7%
MKCV  MCCORMICK & CO INC$2,364
-8.9%
29,9720.0%0.01%0.0%
BMAR  INNOVATOR ETFS TRus eqty bufr mar$1,848
-2.1%
50,8710.0%0.00%0.0%
CNA  CNA FINL CORP$1,928
+1.9%
48,9830.0%0.00%0.0%
UNOV  INNOVATOR ETFS TRus eqty ultra bu$1,755
-1.5%
57,8900.0%0.00%0.0%
SBI  WESTERN ASSET INTER MUNI FD$1,696
-6.0%
236,8770.0%0.00%0.0%
NBN  NORTHEAST BK LEWISTON ME$1,633
+5.8%
37,0370.0%0.00%0.0%
GII  SPDR INDEX SHS FDSs&p gblinf etf$1,358
-7.7%
27,5590.0%0.00%0.0%
TNET  TRINET GROUP INC$1,281
+22.6%
11,0000.0%0.00%
+50.0%
UMAR  INNOVATOR ETFS TRus eqt ultra bf$945
-0.7%
31,6700.0%0.00%0.0%
BCRX  BIOCRYST PHARMACEUTICALS INC$1,148
+0.6%
162,0840.0%0.00%0.0%
ANIP  ANI PHARMACEUTICALS INC$764
+7.9%
13,1530.0%0.00%
+100.0%
AUGZ  LISTED FD TRtrueshares struc$942
-2.2%
29,0000.0%0.00%0.0%
TTMI  TTM TECHNOLOGIES INC$800
-7.3%
62,1030.0%0.00%0.0%
INSI  INSIGHT SELECT INCOME FD$314
-4.0%
20,8930.0%0.00%0.0%
IBP  INSTALLED BLDG PRODS INC$403
-10.8%
3,2240.0%0.00%0.0%
KOP  KOPPERS HOLDINGS INC$247
+16.0%
6,2420.0%0.00%–
MAYZ  LISTED FD TRtrueshares struc$506
-2.5%
20,5190.0%0.00%0.0%
MBIN  MERCHANTS BANCORP IND$361
+8.4%
13,0320.0%0.00%0.0%
MRSK  NORTHERN LIGHTS FD TR$446
-3.9%
15,9710.0%0.00%0.0%
ESE  ESCO TECHNOLOGIES INC$484
+0.6%
4,6380.0%0.00%0.0%
LPRO  OPEN LENDING CORP$545
-30.3%
74,4330.0%0.00%
-50.0%
OCBI  ORANGE CNTY BANCORP INC$362
+16.4%
8,3940.0%0.00%0.0%
ENVA  ENOVA INTL INC$361
-4.2%
7,1000.0%0.00%0.0%
 ECOVYST INC$399
-14.0%
40,5000.0%0.00%0.0%
GOAU  ETF SER SOLUTIONSus gbl gld pre$424
-10.0%
28,5980.0%0.00%0.0%
PRA  PROASSURANCE CORP$681
+25.2%
36,0510.0%0.00%0.0%
 R1 RCM INC$511
-18.4%
33,9130.0%0.00%0.0%
 RYAN SPECIALTY HOLDINGS INCcl a$287
+7.9%
5,9360.0%0.00%0.0%
SABR  SABRE CORP$346
+40.7%
76,9780.0%0.00%0.0%
CLPT  CLEARPOINT NEURO INC$343
-30.8%
68,5300.0%0.00%0.0%
SIBN  SI-BONE INC$264
-21.2%
12,4100.0%0.00%0.0%
SIMO  SILICON MOTION TECHNOLOGY COsponsored adr$449
-28.7%
8,7690.0%0.00%0.0%
CLMT  CALUMET SPECIALTY PRODS PARTut ltd partner$506
+20.5%
26,4710.0%0.00%0.0%
SQSP  SQUARESPACE INCclass a$290
-8.2%
10,0220.0%0.00%0.0%
BCOV  BRIGHTCOVE INC$296
-18.0%
89,9990.0%0.00%0.0%
TG  TREDEGAR CORP$339
-18.9%
62,6460.0%0.00%0.0%
AX  AXOS FINANCIAL INC$274
-3.9%
7,2360.0%0.00%0.0%
AVNW  AVIAT NETWORKS INC$298
-6.3%
9,5360.0%0.00%0.0%
ATEX  ANTERIX INC$248
-1.2%
7,9080.0%0.00%0.0%
ASYS  AMTECH SYS INC$282
-20.3%
37,0000.0%0.00%0.0%
 VIVANI MEDICAL INC$368
-15.6%
360,5300.0%0.00%0.0%
QINT  AMERICAN CENTY ETF TRquality divrsfed$312
-2.8%
7,2780.0%0.00%0.0%
 AIM ETF PRODUCTS TRUSTus larcp b10 may$318
-1.9%
12,3050.0%0.00%0.0%
 AIM ETF PRODUCTS TRUSTus lrgcp b10 jun$580
-2.2%
22,6130.0%0.00%0.0%
 XERIS BIOPHARMA HOLDINGS INC$272
-29.0%
146,2340.0%0.00%0.0%
DBLV  ADVISORSHARES TRinsider advanta$366
-0.5%
3,8590.0%0.00%0.0%
IFRX  INFLARX NV$268
-33.2%
90,0000.0%0.00%0.0%
BWMX  BETTERWARE DE MEXC S A P I D$538
+26.0%
33,0000.0%0.00%0.0%
FXB  INVESCO CURRENCYSHARES BRITbrit poun strl$330
-4.1%
2,8120.0%0.00%0.0%
PIE  INVESCO EXCH TRADED FD TR IIdorsey wrgt emrg$373
-2.1%
20,0980.0%0.00%0.0%
FLNT  FLUENT INC$27
-28.9%
60,2680.0%0.00%–
FLDM  STANDARD BIOTOOLS INC$87
+50.0%
30,0820.0%0.00%–
 FORD MTR CO DELnote 3/1$10
-9.1%
10,0000.0%0.00%–
TGB  TASEKO MINES LTD$24
-11.1%
18,6950.0%0.00%–
 SPLUNK INCnote 1.125% 6/1$90.0%10,0000.0%0.00%–
SPFF  GLOBAL X FDSglbx suprinc etf$139
-2.8%
15,8050.0%0.00%–
CVV  CVD EQUIP CORP$115
-10.2%
17,3400.0%0.00%–
MTNB  MATINAS BIOPHARMA HLDGS INC$6
-66.7%
49,3000.0%0.00%–
 CFSB BANCORP INC$126
-12.5%
18,0000.0%0.00%–
YCBDPRA  CBDMD INC8% ser a cum pfd$12
-62.5%
10,0000.0%0.00%–
 BUZZFEED INC$6
-25.0%
15,0000.0%0.00%–
TELA  TELA BIO INC$122
-21.3%
15,2710.0%0.00%–
TFFP  TFF PHARMACEUTICALS INC$4
-20.0%
10,0000.0%0.00%–
MFM  MFS MUN INCOME TRsh ben int$214
-10.8%
47,0410.0%0.00%–
 TRX GOLD CORPORATION$4
-20.0%
10,6000.0%0.00%–
LEVWS  THE LION ELECTRIC COMPANY*w exp 05/06/202$2
-33.3%
13,5000.0%0.00%–
LNKB  LINKBANCORP INC$171
+14.0%
25,0000.0%0.00%–
LINC  LINCOLN EDL SVCS CORP$89
+25.4%
10,5000.0%0.00%–
ISR  PERSPECTIVE THERAPEUTICS INC$12
-57.1%
42,2840.0%0.00%–
BRBS  BLUE RIDGE BANKSHARES INC VA$52
-49.5%
11,6030.0%0.00%–
LWLG  LIGHTWAVE LOGIC INC$140
-35.8%
31,3030.0%0.00%–
GLYC  GLYCOMIMETICS INC$15
-11.8%
10,0000.0%0.00%–
DYNF  BLACKROCK ETF TRUSTus eqt factor$232
-2.5%
6,6390.0%0.00%–
EAOA  ISHARES TResg aware aggrsv$220
-4.8%
7,4960.0%0.00%–
ADAP  ADAPTIMMUNE THERAPEUTICS PLCsponds adr$25
-13.8%
31,8750.0%0.00%–
TBI  TRUEBLUE INC$201
-17.3%
13,7290.0%0.00%–
 INSPIRATO INCORPORATED*w exp 02/11/202$1
-50.0%
30,0000.0%0.00%–
USAU  U S GOLD CORP$62
-30.3%
20,0000.0%0.00%–
 I3 VERTICALS LLCnote 1.000% 2/1$230.0%25,0000.0%0.00%–
DLO  DLOCAL LTD$237
+57.0%
12,3470.0%0.00%–
UAMY  UNITED STATES ANTIMONY CORP$7
+16.7%
18,7900.0%0.00%–
 GRAB HOLDINGS LIMITEDclass a ord$68
+4.6%
19,0670.0%0.00%–
 UPSTART HLDGS INCnote 0.250% 8/1$70.0%10,0000.0%0.00%–
HLIO  HELIOS TECHNOLOGIES INC$207
-16.2%
3,7370.0%0.00%
-100.0%
LMFA  LM FDG AMER INC$14
-30.0%
29,2250.0%0.00%–
IQSU  INDEXIQ ETF TRcandriam us larg$240
-3.6%
6,4250.0%0.00%
-100.0%
BYM  BLACKROCK MUN INCOME QUALITY$125
-12.6%
12,7010.0%0.00%–
BCAB  BIOATLA INC$37
-43.1%
21,8000.0%0.00%–
ELMD  ELECTROMED INC$108
-3.6%
10,4170.0%0.00%–
 ELECTRA BATTERY MATERIALS CO$7
-36.4%
11,4800.0%0.00%–
BSGM  BIOSIG TECHNOLOGIES INC$62
-60.5%
125,7050.0%0.00%–
 OMEROS CORPnote 6.250%11/1$160.0%16,0000.0%0.00%–
GPRO  GOPRO INCcl a$33
-25.0%
10,5640.0%0.00%–
JOB  GEE GROUP INC$39
+14.7%
66,5510.0%0.00%–
OPTT  OCEAN PWR TECHNOLOGIES INC$10
-33.3%
24,6140.0%0.00%–
MRAM  EVERSPIN TECHNOLOGIES INC$98
+6.5%
10,0100.0%0.00%–
 A2Z SMART TECHNOLOGIES CORP$39
-35.0%
23,8060.0%0.00%–
EOLS  EVOLUS INC$99
+25.3%
10,8000.0%0.00%–
PHD  PIONEER FLOATING RATE FUND I$146
+4.3%
16,1590.0%0.00%–
PBPB  POTBELLY CORP$191
-11.6%
24,5500.0%0.00%–
 PRESIDIO PPTY TR INC*w exp 01/24/202$0
-100.0%
13,5120.0%0.00%–
SQFT  PRESIDIO PPTY TR INC$12
-7.7%
14,5490.0%0.00%–
PRPH  PROPHASE LABS INC$80
-39.8%
18,3270.0%0.00%–
DDM  PROSHARES TR$227
-5.8%
3,5700.0%0.00%–
DLTH  DULUTH HLDGS INC$70
-4.1%
11,6610.0%0.00%–
EVGN  EVOGENE LTD$7
-41.7%
11,3550.0%0.00%–
GMDA  GAMIDA CELL LTD$33
-45.9%
31,6000.0%0.00%–
PBYI  PUMA BIOTECHNOLOGY INC$28
-26.3%
10,7490.0%0.00%–
 DISH NETWORK CORPORATIONnote 3.375% 8/1$45
+18.4%
75,0000.0%0.00%–
RBB  RBB BANCORP$219
+6.8%
17,1440.0%0.00%–
 ARES CAPITAL CORPnote 4.625% 3/0$81
+1.2%
80,0000.0%0.00%–
ARQT  ARCUTIS BIOTHERAPEUTICS INC$54
-44.9%
10,2590.0%0.00%–
AQMS  AQUA METALS INC$24
-4.0%
21,3970.0%0.00%–
RWLK  REWALK ROBOTICS LTD$12
+33.3%
15,1600.0%0.00%–
 REGULUS THERAPEUTICS INC$24
-7.7%
17,5000.0%0.00%–
 VENUS CONCEPT INC$24
-7.7%
12,4160.0%0.00%–
VRA  VERA BRADLEY INC$165
+3.1%
25,0000.0%0.00%–
RPHM  RENEO PHARMACEUTICALS INC$147
+15.7%
19,3470.0%0.00%–
DBVT  DBV TECHNOLOGIES S Asponsored adr$23
-28.1%
16,7000.0%0.00%–
 WALLBOX NV$40
-36.5%
17,6900.0%0.00%–
VGZ  VISTA GOLD CORP$32
-17.9%
75,2700.0%0.00%–
CTMX  CYTOMX THERAPEUTICS INC$69
-25.0%
53,2430.0%0.00%–
CLXPF  CYBIN INC$22
+37.5%
41,3170.0%0.00%–
CTOSWS  CUSTOM TRUCK ONE SOURCE INC*w exp 01/01/202$4
-66.7%
46,5000.0%0.00%–
CGEM  CULLINAN ONCOLOGY INC$190
-15.9%
20,9590.0%0.00%–
 CUE HEALTH INC$7
+16.7%
15,9890.0%0.00%–
GTBP  GT BIOPHARMA INC$2
-33.3%
10,1100.0%0.00%–
CFB  CROSSFIRST BANKSHARES INC$172
+1.2%
17,0180.0%0.00%–
NXE  NEXGEN ENERGY LTD$173
+27.2%
28,9040.0%0.00%–
 VIZSLA SILVER CORP$12
-20.0%
12,0120.0%0.00%–
SCOR  COMSCORE INC$10
-23.1%
15,9650.0%0.00%–
CDE  COEUR MNG INC$43
-23.2%
19,5490.0%0.00%–
SVFD  SAVE FOODS INC$6
-14.3%
12,0000.0%0.00%–
ALZN  ALZAMEND NEURO INC$4
-55.6%
16,6660.0%0.00%–
CZWI  CITIZENS CMNTY BANCORP INC M$146
+8.1%
15,2530.0%0.00%–
CTXR  CITIUS PHARMACEUTICALS INC$19
-44.1%
28,2540.0%0.00%–
NGL  NGL ENERGY PARTNERS LP$450.0%11,5710.0%0.00%–
TUSA  FIRST TR EXCHANGE-TRADED FDdividend strngth$232
-0.4%
5,5210.0%0.00%–
SCPH  SCPHARMACEUTICALS INC$208
-30.2%
29,2100.0%0.00%
-100.0%
SA  SEABRIDGE GOLD INC$140
-12.5%
13,3070.0%0.00%–
SLS  SELLAS LIFE SCIENCES GROUP I$20
+5.3%
12,4140.0%0.00%–
 SERA PROGNOSTICS INC$131
-43.8%
70,5880.0%0.00%–
 SIDUS SPACE INC$20.0%12,0000.0%0.00%–
AESE  ALLIED GAMING & ENTRTNMNT IN$9
-18.2%
10,4250.0%0.00%–
MIRO  MIROMATRIX MED INC$35
-25.5%
26,6690.0%0.00%–
 MINERVA SURGICAL INC$5
-37.5%
29,5390.0%0.00%–
SMSI  SMITH MICRO SOFTWARE INC$55
+10.0%
45,2070.0%0.00%–
 SOMALOGIC INC$240
+3.4%
100,5000.0%0.00%–
 SONENDO INC$33
-45.0%
43,8300.0%0.00%–
CIF  MFS INTER HIGH INCOME FDsh ben int$39
-2.5%
24,7790.0%0.00%–
 SOUTHWEST AIRLS COnote 1.250% 5/0$10
-9.1%
10,0000.0%0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-10-23
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC24Q3 20235.2%
ISHARES TR24Q3 20232.4%
VANGUARD TAX-MANAGED INTL FD24Q3 20232.8%
MICROSOFT CORP24Q3 20232.3%
SPDR S&P 500 ETF TR24Q3 20231.7%
ISHARES TR24Q3 20232.9%
AMAZON COM INC24Q3 20232.0%
VANGUARD INDEX FDS24Q3 20232.2%
ISHARES TR24Q3 20232.6%
BERKSHIRE HATHAWAY INC DEL24Q3 20231.3%

View COMMONWEALTH EQUITY SERVICES, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
COMMONWEALTH EQUITY SERVICES, LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
FS Credit Opportunities Corp.February 22, 202310,104,4945.1%
FS Investment CORPFebruary 09, 201811,151,9064.5%

View COMMONWEALTH EQUITY SERVICES, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-04-29
X-17A-52024-02-28
SC 13G/A2024-02-09
13F-HR2024-02-06
SC 13G/A2023-12-06
SC 13G/A2023-11-03
13F-HR2023-10-23
13F-HR2023-08-10
13F-HR2023-05-11
X-17A-52023-02-27

View COMMONWEALTH EQUITY SERVICES, LLC's complete filings history.

All filings

View complete filings history.

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