| SC 13G/A | 2020-02-11 | UBS Group AG | ANTARES PHARMA, INC. | - | - | EDGAR |
| SC 13G/A | 2020-02-11 | UBS Group AG | ACHIEVE LIFE SCIENCES, INC. | - | - | EDGAR |
| SC 13G/A | 2020-02-11 | UBS Group AG | ALIMERA SCIENCES INC | - | - | EDGAR |
| SC 13G | 2020-02-11 | UBS Group AG | NEW YORK MORTGAGE TRUST INC | 17,118,545 | 5.9% | EDGAR |
| SC 13G | 2020-02-11 | UBS Group AG | Waitr Holdings Inc. | 5,112,036 | 6.7% | EDGAR |
| SC 13G | 2020-02-11 | UBS Group AG | Hilton Grand Vacations Inc. | 4,344,020 | 5.1% | EDGAR |
| SC 13G | 2020-02-11 | UBS Group AG | NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND | 787,718 | 5.7% | EDGAR |
| SC 13G | 2020-02-11 | UBS Group AG | Bain Capital Specialty Finance, Inc. | 2,899,320 | 5.6% | EDGAR |
| SC 13G | 2020-02-11 | UBS Group AG | FIRST MAJESTIC SILVER CORP | 11,295,133 | 5.4% | EDGAR |
| SC 13G/A | 2020-01-08 | UBS Group AG | Safehold Inc. | 2,532,921 | 5.3% | EDGAR |
| SC 13G/A | 2019-12-10 | UBS Group AG | ISTAR INC. | 6,514,679 | 10.5% | EDGAR |
| SC 13G/A | 2019-09-10 | UBS Group AG | TENET HEALTHCARE CORP | - | - | EDGAR |
| SC 13G/A | 2019-09-10 | UBS Group AG | AYTU BIOSCIENCE, INC | - | - | EDGAR |
| SC 13G/A | 2019-09-10 | UBS Group AG | Valeritas Holdings Inc. | - | - | EDGAR |
| SC 13G/A | 2019-06-10 | UBS Group AG | Sundance Energy Australia Ltd | - | - | EDGAR |
| SC 13G/A | 2019-06-10 | UBS Group AG | New Home Co Inc. | - | - | EDGAR |
| SC 13G/A | 2019-06-10 | UBS Group AG | HOPFED BANCORP INC | - | - | EDGAR |
| SC 13G/A | 2019-06-10 | UBS Group AG | DHI GROUP, INC. | - | - | EDGAR |
| SC 13G/A | 2019-06-10 | UBS Group AG | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | 0 | 0.0% | EDGAR |
| SC 13G/A | 2019-06-10 | UBS Group AG | Nuverra Environmental Solutions, Inc. | - | - | EDGAR |