| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D | 2017-03-13 | Vivo Ventures V, LLC | Capnia, Inc. | 56,744 | 0.1% | EDGAR |
| SC 13G/A | 2017-02-15 | MARIO ERNEST | Capnia, Inc. | 2,095,089 | 12.5% | EDGAR |
| SC 13G/A | 2017-02-13 | BIOASIA MANGEMENT LLC | Capnia, Inc. | 56,744 | 0.3% | EDGAR |
| SC 13G | 2016-02-17 | Vivo Ventures V, LLC | Capnia, Inc. | 56,744 | 0.4% | EDGAR |
| SC 13G | 2016-02-01 | Bollard Group LLC | Capnia, Inc. | 414,383 | 3.0% | EDGAR |
| SC 13G | 2015-03-11 | STEEL ROBERT K | Capnia, Inc. | 508,339 | 7.4% | EDGAR |
| SC 13G | 2015-02-17 | MARIO ERNEST | Capnia, Inc. | 1,041,326 | 15.1% | EDGAR |
| SC 13G | 2015-02-17 | MACK JOHN J | Capnia, Inc. | 508,219 | 7.4% | EDGAR |
| SC 13G | 2015-02-13 | Bollard Group LLC | Capnia, Inc. | 409,465 | - | EDGAR |
| SC 13G | 2015-02-12 | Vivo Ventures V, LLC | Capnia, Inc. | 56,744 | 0.0% | EDGAR |