| SC 13G/A | 2017-05-10 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange-Traded Fund III | 159,762 | 17.8% | EDGAR |
| SC 13G/A | 2017-04-10 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange-Traded Fund III | 151,806 | 25.3% | EDGAR |
| SC 13G | 2017-03-21 | Prospera Financial Services Inc | First Trust Exchange-Traded Fund III | 8,900 | 5.9% | EDGAR |
| SC 13G/A | 2017-01-12 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange-Traded Fund III | 90,141 | 18.0% | EDGAR |
| SC 13G/A | 2016-12-09 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange-Traded Fund III | 61,911 | 17.7% | EDGAR |
| SC 13G/A | 2016-10-14 | IFC Holdings Incorporated/FL | First Trust Exchange-Traded Fund III | 8,547 | 2.4% | EDGAR |
| SC 13G/A | 2016-10-07 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange-Traded Fund III | 22,963 | 6.6% | EDGAR |
| SC 13G/A | 2016-08-30 | IFC Holdings Incorporated/FL | First Trust Exchange-Traded Fund III | 37,535 | 37.5% | EDGAR |
| SC 13G | 2016-08-16 | IFC Holdings Incorporated/FL | First Trust Exchange-Traded Fund III | 29,523 | 29.5% | EDGAR |
| SC 13G/A | 2016-04-08 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange Traded Fund III | 17,100 | 17.1% | EDGAR |
| SC 13G/A | 2016-02-10 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange Traded Fund III | 22,700 | 22.7% | EDGAR |
| SC 13G | 2016-02-01 | FIRST TRUST PORTFOLIOS LP | First Trust Exchange Traded Fund III | 6,600 | 6.6% | EDGAR |