| SC 13G/A | 2018-01-12 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 4,378,130 | 17.3% | EDGAR |
| SC 13G/A | 2017-08-10 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED FUND IV | 94,736 | 5.0% | EDGAR |
| SC 13G/A | 2017-05-01 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED FUND IV | 58,811 | 7.8% | EDGAR |
| SC 13G/A | 2017-03-07 | JPMORGAN CHASE & CO | FIRST TRUST EXCHANGE-TRADED FUND IV | 22,185 | 2.3% | EDGAR |
| SC 13G/A | 2017-01-26 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 879,253 | 5.2% | EDGAR |
| SC 13G/A | 2017-01-20 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED FUND IV | 51,760 | 6.9% | EDGAR |
| SC 13G/A | 2017-01-12 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 3,655,554 | 16.0% | EDGAR |
| SC 13G/A | 2017-01-06 | JPMORGAN CHASE & CO | FIRST TRUST EXCHANGE-TRADED FUND IV | - | - | EDGAR |
| SC 13G | 2016-12-09 | JPMORGAN CHASE & CO | FIRST TRUST EXCHANGE-TRADED FUND IV | 232,182 | 42.2% | EDGAR |
| SC 13G/A | 2016-05-13 | HAYS ADVISORY LLC | FIRST TRUST EXCHANGE-TRADED FUND IV | 280 | 0.0% | EDGAR |
| SC 13G/A | 2016-05-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 3,321,974 | 18.3% | EDGAR |
| SC 13G/A | 2016-04-29 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 636,158 | 7.1% | EDGAR |
| SC 13G/A | 2016-04-29 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 3,752,876 | 31.5% | EDGAR |
| SC 13G | 2016-04-11 | HAYS ADVISORY LLC | FIRST TRUST EXCHANGE-TRADED FUND IV | 982,832 | 13.2% | EDGAR |
| SC 13G/A | 2016-04-08 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 3,322,439 | 19.4% | EDGAR |
| SC 13G | 2016-02-05 | CURIAN CAPITAL LLC | FIRST TRUST EXCHANGE-TRADED FUND IV | 74,029 | 0.2% | EDGAR |
| SC 13G/A | 2016-01-29 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 637,650 | 7.1% | EDGAR |
| SC 13G/A | 2016-01-11 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 3,754,472 | 31.6% | EDGAR |
| SC 13G/A | 2015-11-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 3,832,574 | 36.7% | EDGAR |
| SC 13G/A | 2015-09-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED FUND IV | 4,332,162 | 43.3% | EDGAR |