| SC 13G/A | 2014-08-07 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 68,080 | 5.0% | EDGAR |
| SC 13G/A | 2014-07-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 159,888 | 5.2% | EDGAR |
| SC 13G/A | 2014-06-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 161,661 | 10.8% | EDGAR |
| SC 13G/A | 2014-04-25 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 65,223 | 4.8% | EDGAR |
| SC 13G/A | 2014-04-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 185,014 | 15.4% | EDGAR |
| SC 13G/A | 2014-02-14 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 584,860 | 3.8% | EDGAR |
| SC 13G/A | 2014-02-13 | STIFEL NICOLAUS & CO INC \MO\ | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 10 | 12.0% | EDGAR |
| SC 13G/A | 2014-02-06 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 220,068 | 23.2% | EDGAR |
| SC 13G/A | 2014-02-06 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 236,028 | 16.3% | EDGAR |
| SC 13G/A | 2014-02-06 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 558,934 | 9.6% | EDGAR |
| SC 13G/A | 2014-02-05 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 62,507 | 5.4% | EDGAR |
| SC 13G/A | 2014-01-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 70,788 | 14.2% | EDGAR |
| SC 13G | 2014-01-03 | IFC Holdings Incorporated/FL | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 62,435 | 6.6% | EDGAR |
| SC 13G/A | 2013-11-08 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 215,098 | 25.3% | EDGAR |
| SC 13G/A | 2013-08-09 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 173,736 | 19.3% | EDGAR |
| SC 13G/A | 2013-06-10 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 116,225 | 16.6% | EDGAR |
| SC 13G/A | 2013-03-08 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 69,018 | 5.5% | EDGAR |
| SC 13G/A | 2013-02-12 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 103,581 | 20.7% | EDGAR |
| SC 13G/A | 2013-02-12 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 62,886 | 14.0% | EDGAR |
| SC 13G/A | 2013-02-12 | FIRST TRUST PORTFOLIOS LP | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | 106,285 | 13.3% | EDGAR |