| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2007-10-11 | WACHOVIA CORP NEW | FIRST TRUST EXCHANGE-TRADED FUND | 837,669 | 29.4% | EDGAR |
| SC 13G | 2007-09-13 | WACHOVIA CORP NEW | FIRST TRUST EXCHANGE-TRADED FUND | 858,984 | 32.4% | EDGAR |
| SC 13G | 2007-09-11 | WACHOVIA CORP NEW | FIRST TRUST EXCHANGE-TRADED FUND | 858,984 | 32.4% | EDGAR |
| SC 13G | 2007-06-08 | WACHOVIA CORP NEW | FIRST TRUST EXCHANGE-TRADED FUND | 1,231,158 | 58.6% | EDGAR |
| SC 13G | 2007-04-11 | WACHOVIA CORP NEW | FIRST TRUST EXCHANGE-TRADED FUND | 957,498 | 53.2% | EDGAR |
| SC 13G | 2007-03-09 | WACHOVIA CORP NEW | FIRST TRUST EXCHANGE-TRADED FUND | 776,068 | 45.6% | EDGAR |