Nantahala Capital Management, LLC Q4 2019

Nantahala Capital Management, LLC holdings Q4 2019
Name ValueChangeSharesChangeWeightingChange
ISHARES TR (PUT)russell 2000 etf$720,666
76.37%
4,350,000
61.11%
22.20%
46.61%
SPDR SERIES TRUST (PUT)s&p biotech$213,998
211.84%
2,250,000
150.00%
6.59%
159.23%
SCIENTIFIC GAMES CORP (CALL)$160,423
31.60%
5,990,4000.00%4.94%
9.40%
CARVANA CO (CALL)cl a$142,742
39.31%
1,550,700
-0.12%
4.40%
15.81%
ARQULE INC$130,625
81.09%
6,544,347
-34.95%
4.02%
50.54%
TENET HEALTHCARE CORP (CALL)$98,840
42.81%
2,599,000
-16.94%
3.04%
18.71%
UNIQURE NV$95,440
23.16%
1,331,838
-32.35%
2.94%
2.38%
CODEXIS INC$85,762
16.59%
5,363,4840.00%2.64%
-3.08%
MARRIOTT VACTINS WORLDWID CO$84,758
24.27%
658,2620.00%2.61%
3.31%
UNIQURE NV (CALL)$82,768
7.02%
1,155,000
-41.22%
2.55%
-11.04%
META FINL GROUP INC$65,708
11.96%
1,799,7270.00%2.02%
-6.93%
DXP ENTERPRISES INC NEW$63,793
14.66%
1,602,4330.00%1.97%
-4.68%
QAD INCcl a$63,699
10.29%
1,250,7220.00%1.96%
-8.32%
FIAT CHRYSLER AUTOMOBILES N (CALL)$61,257
-18.72%
4,170,000
-28.35%
1.89%
-32.43%
RH (CALL)$57,538
6.93%
269,500
-14.44%
1.77%
-11.11%
HCA HEALTHCARE INC (PUT)$47,299
22.75%
320,0000.00%1.46%
2.04%
GOLDEN ENTMT INC$47,083
44.62%
2,449,7130.00%1.45%
20.22%
CAESARS ENTMT CORP (CALL)$45,302
16.64%
3,331,0000.00%1.40%
-3.04%
LUXFER HOLDINGS PLC$45,026
11.08%
2,432,531
-6.50%
1.39%
-7.66%
FRANCHISE GROUP INCNew $43,6871,910,2471.35%
AKEBIA THERAPEUTICS INC$42,579
87.61%
6,737,120
16.37%
1.31%
55.96%
TENET HEALTHCARE CORP$41,906
-5.37%
1,101,914
-44.96%
1.29%
-21.33%
SCIENTIFIC GAMES CORP$38,228
30.71%
1,427,465
-0.68%
1.18%
8.66%
EXACT SCIENCES CORP (PUT)$37,732
-69.62%
408,000
-70.31%
1.16%
-74.74%
DOLBY LABORATORIES INC$35,892
6.43%
521,6930.00%1.11%
-11.52%
BANCORP INC DEL$34,811
29.55%
2,683,938
-1.12%
1.07%
7.69%
APTOSE BIOSCIENCES INC$34,325
285.76%
6,053,830
41.86%
1.06%
220.68%
WAYFAIR INCcl a$32,793
-3.43%
362,870
19.81%
1.01%
-19.72%
BIODELIVERY SCIENCES INTL IN$30,628
50.12%
4,846,1670.00%0.94%
24.80%
INTERNATIONAL MNY EXPRESS IN$30,251
-2.19%
2,512,521
11.62%
0.93%
-18.69%
WORLD ACCEP CORP DEL$27,367
-21.02%
316,753
16.56%
0.84%
-34.34%
WAYFAIR INC (CALL)cl aNew $27,111300,0000.84%
ESTABLISHMENT LABS HLDGS INC$24,117
49.70%
871,922
2.35%
0.74%
24.45%
ON DECK CAP INC$23,485
9.48%
5,672,644
-11.15%
0.72%
-8.99%
CRH MEDICAL CORP$22,636
12.70%
6,534,1550.00%0.70%
-6.32%
CUE BIOPHARMA INC$22,303
91.97%
1,404,941
1.94%
0.69%
59.58%
AEGLEA BIOTHERAPEUTICS INC$21,791
-0.65%
2,852,2600.00%0.67%
-17.41%
HERTZ GLOBAL HLDGS INC (CALL)$21,132
13.80%
1,341,7000.00%0.65%
-5.40%
PAR TECHNOLOGY CORP$19,305
29.32%
628,0170.00%0.59%
7.50%
PARTY CITY HOLDCO INC$17,938
-47.87%
7,665,774
27.21%
0.55%
-56.66%
DHI GROUP INC$14,567
-24.30%
4,839,595
-3.17%
0.45%
-37.07%
GLOBAL EAGLE ENTMT INC$14,516
-30.28%
29,031,542
0.68%
0.45%
-42.04%
MEDIFAST INC$14,245
13.23%
130,000
7.08%
0.44%
-5.87%
FALCON MINERALS CORP$13,726
18.30%
1,944,144
-3.65%
0.42%
-1.66%
JOINT CORP$13,701
-13.27%
848,8810.00%0.42%
-27.90%
SOLENO THERAPEUTICS INCNew $12,5774,277,9230.39%
CHEMOCENTRYX INC (CALL)$11,865
483.33%
300,0000.00%0.37%
384.93%
HERTZ GLOBAL HLDGS INC$11,844
13.80%
751,9950.00%0.36%
-5.40%
SCIPLAY CORPcl a$11,503
330.02%
935,975
274.39%
0.35%
257.48%
SELECT INTERIOR CONCEPTS INCcl a$9,590
13.16%
1,066,761
63.25%
0.30%
-5.93%
VIEMED HEALTHCARE INC$9,385
-9.24%
1,498,1000.00%0.29%
-24.55%
SCULLY ROYALTY LTD$9,348
-4.14%
753,885
-9.94%
0.29%
-20.31%
FINTECH ACQUISITION CORP IIIunit 12/01/2023$9,107
1.19%
842,7300.00%0.28%
-15.88%
RAFAEL HLDGS INC$8,659
-14.88%
485,3660.00%0.27%
-29.24%
SIGA TECHNOLOGIES INC$8,399
-8.89%
1,760,764
-2.21%
0.26%
-24.26%
INTERNATIONAL GAME TECHNOLOG (CALL)$7,485
5.35%
500,0000.00%0.23%
-12.42%
CATALYST BIOSCIENCES INC$7,299
39.85%
1,071,749
0.84%
0.22%
16.26%
LINCOLN EDL SVCS CORP$7,067
39.42%
2,436,8050.00%0.22%
15.90%
NEOS THERAPEUTICS INC$6,961
2.02%
4,610,0000.00%0.21%
-15.19%
ARMSTRONG FLOORING INC$6,534
-37.56%
1,530,105
-6.57%
0.20%
-48.10%
STRATA SKIN SCIENCES INC$6,058
-1.17%
2,851,0010.00%0.19%
-17.85%
TRAVELCENTERS OF AMERICA INC$5,786
39.15%
337,3900.00%0.18%
15.68%
CHEMBIO DIAGNOSTICS INC$5,654
-25.50%
1,239,9830.00%0.17%
-38.07%
ZOVIO INC$5,465
155.97%
2,653,087
144.77%
0.17%
112.79%
NATURES SUNSHINE PRODUCTS IN$5,334
10.27%
597,310
2.36%
0.16%
-8.33%
INSURANCE ACQUISITION CORPunit 03/31/2024$5,320
2.11%
500,0000.00%0.16%
-15.11%
APOLLO ENDOSURGERY INC$5,278
-11.40%
1,810,5620.00%0.16%
-26.35%
EXELA TECHNOLOGIES INC$5,210
-65.45%
12,777,8870.00%0.16%
-71.28%
ARYA SCIENCES ACQUISITION COunit 10/04/2023$5,209
4.94%
452,9440.00%0.16%
-12.77%
GALMED PHARMACEUTICALS LTD$5,082
20.91%
879,2000.00%0.16%
0.52%
ACER THERAPEUTICS INC$3,973
25.73%
990,6550.00%0.12%
4.52%
STREAMLINE HEALTH SOLUTIONS$3,828
100.52%
2,753,599
56.43%
0.12%
66.70%
RH$3,799
-94.08%
17,793
-95.26%
0.12%
-95.08%
HTG MOLECULAR DIAGNOSTICS IN$3,510
5.63%
5,000,0000.00%0.11%
-12.19%
EVERI HLDGS INCNew $3,358250,0000.10%
DOVER MOTORSPORTS INC$3,154
-6.05%
1,695,5410.00%0.10%
-21.90%
EMMIS COMMUNICATIONS CORP$3,151
-19.56%
781,7830.00%0.10%
-33.13%
SUNESIS PHARMACEUTICALS INC$2,960
-46.60%
8,765,600
13.84%
0.09%
-55.61%
TFF PHARMACEUTICALS INCNew $2,809525,0000.09%
MERRIMACK PHARMACEUTICALS IN$2,355
-29.99%
747,6350.00%0.07%
-41.80%
ELEVATE CREDIT INC$2,150
-67.44%
483,068
-69.20%
0.07%
-72.93%
DARIOHEALTH CORPNew $1,404214,0910.04%
FALCON MINERALS CORP*w exp 07/21/202$1,177
24.95%
878,0220.00%0.04%
3.87%
FORTRESS BIOTECH INC$1,047
120.42%
407,208
20.97%
0.03%
83.24%
MOTUS GI HLDGS INC$957
15.72%
417,7080.00%0.03%
-3.80%
BIOMX INCunit 10/16/2024New $952100,0000.03%
CARVANA COcl a$55
-95.50%
595
-96.79%
0.00%
-96.26%
RUMBLEON INCcl bSold $0-1,634,350-0.18%
CURO GROUP HLDGS CORPSold $0-1,229,332-0.60%
DECIPHERA PHARMACEUTICALS INSold $0-38,247-0.05%
SEARS HOMETOWN & OUTLET STORSold $0-2,131,251-0.28%
CHARDAN HEALTHCARE ACQUISITISold $0-100,000-0.04%
PLAYAGS INCSold $0-900,000-0.34%
AKEBIA THERAPEUTICS INC (CALL)Sold $0-2,000,000-0.29%
DARIOHEALTH CORPSold $0-4,281,652-0.05%
PARTY CITY HOLDCO INC (CALL)Sold $0-1,000,000-0.21%
INVESCO QQQ TR (PUT)unit ser 1Sold $0-550,000-3.85%
ALTABA INCSold $0-883,464-0.64%
RADNET INCSold $0-1,129,814-0.60%
Portfolio Information
QuarterQ4 2019
Total value$3,246,157,000
Holdings87
Managers
Wilmot B. Harkey
Daniel Mack
Quarters
2019-12-31
$3,246,157
2019-09-30
$2,698,538
2019-06-30
$3,247,235
2019-03-31
$3,206,145
2018-12-31
$3,250,219
2018-09-30
$3,716,492
2018-06-30
$2,470,048
2018-03-31
$2,218,800
2017-12-31
$2,249,865
2017-09-30
$2,039,333
2017-06-30
$1,260,495
2017-03-31
$897,743
2016-12-31
$963,285
2016-09-30
$829,395
2016-06-30
$922,450
2016-03-31
$972,075
2015-12-31
$766,548
2015-09-30
$736,677
2015-06-30
$681,602
2015-03-31
$601,046
2014-12-31
$712,513
2014-09-30
$814,589
2014-06-30
$679,845
2014-03-31
$622,660
2013-12-31
$616,665
2013-09-30
$446,748
2013-06-30
$431,777
SEC Filings