Nantahala Capital Management, LLC Q2 2019

Nantahala Capital Management, LLC holdings Q2 2019
Name ValueChangeSharesChangeWeightingChange
ISHARES TR (PUT)russell 2000 etf$448,929
-48.55%
2,887,000
-49.35%
13.82%
-49.20%
EXACT SCIENCES CORP (PUT)$153,003
36.27%
1,296,2000.00%4.71%
34.55%
SELECT SECTOR SPDR TR (PUT)sbi healthcareNew $138,9601,500,0004.28%
UNIQURE NV (CALL)$123,204
72.12%
1,576,500
31.38%
3.79%
69.94%
SCIENTIFIC GAMES CORP (CALL)$118,730
4.47%
5,990,400
7.64%
3.66%
3.15%
ARQULE INC$114,453
99.03%
10,395,405
-13.41%
3.52%
96.51%
UNIQURE NV$112,728
24.44%
1,442,460
-5.02%
3.47%
22.86%
WORLD ACCEP CORP DEL$101,329
33.53%
617,446
-4.69%
3.12%
31.85%
CODEXIS INC$98,849
-10.23%
5,363,4840.00%3.04%
-11.36%
SPDR SERIES TRUST (PUT)s&p biotech$97,928
-38.19%
1,116,500
-36.20%
3.02%
-38.98%
CARVANA CO (CALL)cl a$97,171
15.42%
1,552,500
7.07%
2.99%
13.96%
SPDR S&P 500 ETF TR (PUT)tr unitNew $87,900300,0002.71%
FIAT CHRYSLER AUTOMOBILES N (CALL)$80,432
-4.48%
5,820,000
2.65%
2.48%
-5.68%
RH$72,269
63.47%
625,167
45.58%
2.23%
61.40%
MARRIOTT VACTINS WORLDWID CO$64,816
13.14%
672,362
9.74%
2.00%
11.71%
LUXFER HOLDINGS PLC$63,795
-1.84%
2,601,7490.00%1.96%
-3.08%
ALTABA INC$61,286
-3.91%
883,464
2.67%
1.89%
-5.12%
DXP ENTERPRISES INC NEW$54,165
10.09%
1,429,545
13.08%
1.67%
8.69%
TENET HEALTHCARE CORP (CALL)$52,250
-24.51%
2,529,000
5.38%
1.61%
-25.47%
TENET HEALTHCARE CORP$51,070
-16.52%
2,471,914
16.54%
1.57%
-17.57%
META FINL GROUP INC$50,482
42.53%
1,799,7270.00%1.55%
40.72%
QAD INCcl a$48,919
6.99%
1,216,578
14.60%
1.51%
5.64%
HCA HEALTHCARE INC (PUT)$43,254
10.58%
320,000
6.67%
1.33%
9.19%
CARVANA COcl a$42,118
14.47%
672,914
6.19%
1.30%
13.02%
RH (CALL)$41,558
20.68%
359,500
7.47%
1.28%
19.15%
INTERNATIONAL MNY EXPRESS IN$41,355
14.31%
2,932,946
-5.47%
1.27%
12.87%
CAESARS ENTMT CORP (CALL)$39,372
60.04%
3,331,000
17.66%
1.21%
58.02%
GOLDEN ENTMT INC$34,296
-1.13%
2,449,7130.00%1.06%
-2.38%
PARTY CITY HOLDCO INC$31,713
1.16%
4,326,399
9.58%
0.98%
-0.12%
DOLBY LABORATORIES INC$28,856
8.67%
446,693
5.93%
0.89%
7.29%
AKEBIA THERAPEUTICS INC$28,021
-30.76%
5,789,561
17.17%
0.86%
-31.63%
EXELA TECHNOLOGIES INC$27,984
-0.29%
12,777,887
52.07%
0.86%
-1.55%
WAYFAIR INCcl aNew $26,422180,9700.81%
ON DECK CAP INC$26,206
-6.39%
6,314,703
22.25%
0.81%
-7.58%
BANCORP INC DEL$24,211
15.20%
2,714,238
4.35%
0.75%
13.74%
SCIENTIFIC GAMES CORP$23,780
37.36%
1,199,785
41.52%
0.73%
35.62%
SPECTRUM BRANDS HLDGS INC NE$22,471
10.52%
417,912
12.60%
0.69%
9.12%
BIODELIVERY SCIENCES INTL IN$21,321
47.07%
4,585,267
67.64%
0.66%
45.21%
ARMSTRONG FLOORING INC$21,319
-22.77%
2,164,349
6.64%
0.66%
-23.74%
GLOBAL EAGLE ENTMT INC$19,558
212.03%
28,835,876
226.35%
0.60%
208.08%
AEGLEA BIOTHERAPEUTICS INC$19,538
-8.49%
2,852,260
7.54%
0.60%
-9.65%
CRH MEDICAL CORP$18,908
13.78%
6,284,1550.00%0.58%
12.34%
CURO GROUP HLDGS CORP$18,011
-9.16%
1,629,910
-17.55%
0.55%
-10.31%
ESTABLISHMENT LABS HLDGS INC$17,429
14.70%
792,604
25.40%
0.54%
13.25%
DHI GROUP INC$17,169
46.92%
4,809,2530.00%0.53%
45.06%
FALCON MINERALS CORP$16,950
33.18%
2,017,894
40.15%
0.52%
31.50%
PAR TECHNOLOGY CORP$16,928
25.77%
600,299
9.09%
0.52%
24.17%
JOINT CORP$16,121
-10.11%
885,769
-22.21%
0.50%
-11.25%
RADNET INC$15,580
21.63%
1,129,814
9.28%
0.48%
20.09%
RAFAEL HLDGS INC$13,954
61.11%
485,366
-29.11%
0.43%
59.07%
HERTZ GLOBAL HLDGS INC (CALL)$13,434
-0.42%
841,700
8.37%
0.41%
-1.68%
CUE BIOPHARMA INC$12,390
82.53%
1,378,198
56.95%
0.38%
80.22%
SCULLY ROYALTY LTDNew $11,167839,6540.34%
SIGA TECHNOLOGIES INC$10,227
-5.49%
1,800,5140.00%0.31%
-6.69%
AKEBIA THERAPEUTICS INC (CALL)New $9,6802,000,0000.30%
FINTECH ACQUISITION CORP IIIunit 12/01/2023New $9,025842,7300.28%
APTOSE BIOSCIENCES INC$8,905
7024.00%
3,412,042
5399.57%
0.27%
6933.85%
CATALYST BIOSCIENCES INC$7,686
-1.09%
1,042,843
8.83%
0.24%
-2.35%
SELECT INTERIOR CONCEPTS INCcl a$7,613
1.59%
653,461
8.56%
0.23%
0.30%
CHEMBIO DIAGNOSTICS INC$7,551
18.30%
1,239,983
7.82%
0.23%
16.80%
RUMBLEON INCcl b$7,322
-9.31%
1,634,3500.00%0.23%
-10.46%
STRATA SKIN SCIENCES INC$7,099
-5.76%
2,851,001
7.87%
0.22%
-6.95%
ELEVATE CREDIT INC$7,063
4.04%
1,714,364
9.59%
0.22%
2.72%
HERTZ GLOBAL HLDGS INC$7,022
1.07%
440,000
10.00%
0.22%
-0.21%
PIERIS PHARMACEUTICALS INC$6,945
52.64%
1,477,563
8.80%
0.21%
50.71%
GALMED PHARMACEUTICALS LTD$6,559
1.02%
879,200
10.63%
0.20%
-0.26%
TILLYS INCcl a$6,547
-15.13%
858,103
23.81%
0.20%
-16.20%
INTERNATIONAL GAME TECHNOLOG (CALL)$6,485
-0.15%
500,0000.00%0.20%
-1.42%
TRAVELCENTERS AMER LLC$6,032
102.62%
1,666,365
130.03%
0.19%
100.06%
NEOS THERAPEUTICS INC$5,947
-49.20%
4,610,000
2.79%
0.18%
-49.84%
APOLLO ENDOSURGERY INC$5,884
-17.66%
1,810,562
-5.23%
0.18%
-18.70%
LINCOLN EDL SVCS CORP$5,629
-25.48%
2,436,8050.00%0.17%
-26.43%
NATURES SUNSHINE PRODUCTS IN$5,511
1.66%
583,5100.00%0.17%
0.37%
INSURANCE ACQUISITION CORPunit 03/31/2024$5,175
2.48%
500,0000.00%0.16%
1.18%
SEARS HOMETOWN & OUTLET STOR$5,084
11.98%
2,136,2510.00%0.16%
10.57%
ARYA SCIENCES ACQUISITION COunit 10/04/2023$4,842
3.28%
452,9440.00%0.15%
1.98%
GTT COMMUNICATIONS INC$4,353
-80.65%
235,486
-63.67%
0.13%
-80.89%
MERRIMACK PHARMACEUTICALS INNew $3,918647,6350.12%
ACER THERAPEUTICS INC$3,864
-82.02%
990,655
12.01%
0.12%
-82.25%
EMMIS COMMUNICATIONS CORP$3,713
32.65%
781,7830.00%0.11%
30.98%
ZOVIO INCNew $3,545990,3050.11%
DOVER MOTORSPORTS INC$3,527
2.98%
1,695,5410.00%0.11%
1.68%
SCIPLAY CORPcl aNew $3,428250,0000.11%
SUNESIS PHARMACEUTICALS INCNew $3,2414,458,8240.10%
STREAMLINE HEALTH SOLUTIONS$2,658
43.83%
1,760,2970.00%0.08%
42.01%
VIVEVE MED INC$2,501
-59.56%
6,581,4650.00%0.08%
-60.08%
DARIOHEALTH CORP$2,268
-8.18%
4,281,652
27.77%
0.07%
-9.34%
ASCENT CAP GROUP INC$1,938
43.66%
1,794,2600.00%0.06%
41.84%
MOTUS GI HLDGS INC$1,266
-35.08%
417,708
-16.46%
0.04%
-35.90%
CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023$1,019
1.60%
100,0000.00%0.03%
0.31%
HERTZ GLOBAL HLDGS INCright 07/12/2019New $900440,0000.03%
FALCON MINERALS CORP*w exp 07/21/202$834
14.40%
878,0220.00%0.03%
12.96%
REPUBLIC BANCORP KYcl a$367
11.21%
7,3710.00%0.01%
9.80%
FTD COS INC (CALL)Sold $0-250,000-0.00%
RADNET INC (CALL)Sold $0-200,000-0.08%
READY CAP CORPSold $0-649,469-0.30%
BRIDGEPOINT ED INCSold $0-1,985,786-0.38%
IOVANCE BIOTHERAPEUTICS INCSold $0-238,945-0.07%
FINTECH ACQUISITION CORP IIISold $0-842,730-0.27%
MFC BANCORP LTDSold $0-846,555-0.19%
KIRKLANDS INC (PUT)Sold $0-100,000-0.02%
FTD COS INCSold $0-3,710,763-0.06%
Portfolio Information
QuarterQ2 2019
Total value$3,247,235,000
Holdings93
Managers
Wilmot B. Harkey
Daniel Mack
Quarters
2019-06-30
$3,247,235
2019-03-31
$3,206,145
2018-12-31
$3,250,219
2018-09-30
$3,716,492
2018-06-30
$2,470,048
2018-03-31
$2,218,800
2017-12-31
$2,249,865
2017-09-30
$2,039,333
2017-06-30
$1,260,495
2017-03-31
$897,743
2016-12-31
$963,285
2016-09-30
$829,395
2016-06-30
$922,450
2016-03-31
$972,075
2015-12-31
$766,548
2015-09-30
$736,677
2015-06-30
$681,602
2015-03-31
$601,046
2014-12-31
$712,513
2014-09-30
$814,589
2014-06-30
$679,845
2014-03-31
$622,660
2013-12-31
$616,665
2013-09-30
$446,748
2013-06-30
$431,777
SEC Filings