$19.5 Billion is the total value of BANK OF NOVA SCOTIA's 940 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 68.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,205,546,000 | +282.0% | 5,912,814 | +259.0% | 6.18% | +261.7% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $733,932,000 | +162.4% | 3,600,000 | +146.6% | 3.76% | +148.4% |
| EWJ | Buy | ISHARESmsci japan etf | $439,533,000 | +32.6% | 36,265,025 | +25.1% | 2.25% | +25.6% |
| YHOO | Buy | YAHOO INC | $397,770,000 | +233.2% | 11,959,422 | +189.6% | 2.04% | +215.3% |
| EZU | Buy | ISHARESmsci eurzone et | $375,478,000 | +727.9% | 10,715,685 | +711.3% | 1.92% | +682.5% |
| AAPL | Buy | APPLE INC | $312,913,000 | +225.6% | 2,972,537 | +241.1% | 1.60% | +208.1% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $248,352,000 | +120.3% | 2,220,203 | +100.4% | 1.27% | +108.3% |
| JPM | Buy | JPMORGAN CHASE & CO | $245,305,000 | +819.5% | 3,715,037 | +749.4% | 1.26% | +773.6% |
| BAC | Buy | BANK AMER CORP | $190,304,000 | +2899.3% | 11,307,404 | +2676.8% | 0.98% | +2770.6% |
| C | Buy | CITIGROUP INC | $173,646,000 | +62.3% | 3,354,708 | +55.5% | 0.89% | +53.4% |
| CMCSA | Buy | COMCAST CORP NEWcall | $150,222,000 | +163.8% | 2,662,100 | +165.9% | 0.77% | +150.0% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $147,964,000 | +55.0% | 6,209,162 | +47.4% | 0.76% | +46.8% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $141,394,000 | +26.6% | 1,809,005 | +20.3% | 0.72% | +19.8% |
| GOOG | New | ALPHABET INCcap stk cl c | $141,473,000 | – | 186,424 | +100.0% | 0.72% | – |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $139,631,000 | +46.6% | 1,938,500 | +34.8% | 0.72% | +38.8% |
| FB | Buy | FACEBOOK INCcl a | $130,039,000 | +3327.5% | 1,242,493 | +2844.3% | 0.67% | +3076.2% |
| TU | Buy | TELUS CORP | $129,454,000 | -11.4% | 4,682,235 | +0.9% | 0.66% | -16.2% |
| MU | Buy | MICRON TECHNOLOGY INC | $127,078,000 | +153.1% | 8,973,734 | +167.8% | 0.65% | +139.7% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $117,108,000 | +53.8% | 2,209,160 | +44.8% | 0.60% | +45.6% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $107,426,000 | +33.0% | 2,127,660 | +24.3% | 0.55% | +25.8% |
| VOO | Buy | VANGUARD INDEX FDS | $102,365,000 | +39.9% | 547,612 | +31.5% | 0.52% | +32.6% |
| T | Buy | AT&T INC | $91,307,000 | +559.1% | 2,653,506 | +524.0% | 0.47% | +524.0% |
| V | Buy | VISA INC | $88,196,000 | +40.7% | 1,137,066 | +26.4% | 0.45% | +33.3% |
| KHC | Buy | KRAFT HEINZ CO | $82,058,000 | +1836.2% | 1,127,786 | +1773.5% | 0.42% | +1730.4% |
| CSCO | Buy | CISCO SYS INC | $80,087,000 | +443.8% | 2,949,256 | +425.7% | 0.41% | +413.8% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $69,389,000 | +1364.5% | 1,547,510 | +1266.6% | 0.36% | +1269.2% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $64,728,000 | -1.1% | 1,072,680 | +0.3% | 0.33% | -6.2% |
| GDXJ | New | MARKET VECTORS ETF TRjr gold miners | $63,105,000 | – | 3,285,000 | +100.0% | 0.32% | – |
| SNDK | Buy | SANDISK CORP | $62,942,000 | +218.7% | 828,295 | +127.8% | 0.32% | +201.9% |
| LQD | New | ISHARES TRiboxx inv cp et | $57,005,000 | – | 500,000 | +100.0% | 0.29% | – |
| F | Buy | FORD MTR CO DEL | $56,156,000 | +308.4% | 3,985,350 | +293.3% | 0.29% | +289.2% |
| SBUX | Buy | STARBUCKS CORP | $54,076,000 | +44.3% | 900,746 | +36.7% | 0.28% | +36.5% |
| FXI | New | ISHARES TRchina lg-cap et | $53,222,000 | – | 1,508,100 | +100.0% | 0.27% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $51,350,000 | +61.3% | 1,110,891 | +51.9% | 0.26% | +52.9% |
| AET | Buy | AETNA INC NEW | $50,975,000 | +7079.6% | 471,462 | +7162.2% | 0.26% | +6425.0% |
| IHI | Buy | ISHARES TRu.s. med dvc et | $48,944,000 | +14.5% | 399,610 | +4.1% | 0.25% | +8.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $46,511,000 | +15.3% | 395,372 | +13.7% | 0.24% | +9.2% |
| BAP | Buy | CREDICORP LTD | $44,214,000 | +7.4% | 454,328 | +17.4% | 0.23% | +1.8% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $43,034,000 | +2712.7% | 238,772 | +2612.7% | 0.22% | +2662.5% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $41,682,000 | +4763.7% | 437,322 | +4449.8% | 0.21% | +4180.0% |
| MON | Buy | MONSANTO CO NEW | $40,211,000 | +5240.1% | 408,154 | +4525.5% | 0.21% | +5050.0% |
| TGT | Buy | TARGET CORP | $38,240,000 | +69.7% | 526,646 | +83.8% | 0.20% | +60.7% |
| XOM | Buy | EXXON MOBIL CORP | $38,102,000 | +515.2% | 488,739 | +486.8% | 0.20% | +473.5% |
| IYR | New | ISHARES TRu.s. real es et | $37,540,000 | – | 500,000 | +100.0% | 0.19% | – |
| DOW | Buy | DOW CHEM CO | $37,142,000 | +3968.1% | 721,484 | +3250.3% | 0.19% | +3700.0% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $37,049,000 | +1212.4% | 538,580 | +1026.4% | 0.19% | +1166.7% |
| AMZN | Buy | AMAZON COM INC | $35,717,000 | +579.3% | 52,844 | +414.0% | 0.18% | +553.6% |
| QQQ | New | POWERSHARES QQQ TRUSTput | $33,558,000 | – | 300,000 | +100.0% | 0.17% | – |
| ECL | Buy | ECOLAB INC | $32,027,000 | +5.9% | 279,965 | +1.6% | 0.16% | 0.0% |
| CVS | Buy | CVS HEALTH CORP | $31,974,000 | +362.1% | 326,383 | +355.6% | 0.16% | +343.2% |
| PYPL | Buy | PAYPAL HLDGS INC | $31,711,000 | +4870.4% | 875,994 | +4164.0% | 0.16% | +5333.3% |
| YPF | New | YPF SOCIEDAD ANONIMAspon adr cl d | $31,126,000 | – | 1,980,000 | +100.0% | 0.16% | – |
| CTXS | Buy | CITRIX SYS INC | $30,712,000 | +14808.7% | 405,971 | +13564.5% | 0.16% | +15600.0% |
| CI | Buy | CIGNA CORPORATION | $29,965,000 | +4545.7% | 204,778 | +4184.1% | 0.15% | +5033.3% |
| CB | Buy | CHUBB CORP | $28,148,000 | +5282.0% | 212,216 | +4874.6% | 0.14% | +4700.0% |
| QQQ | New | POWERSHARES QQQ TRUSTcall | $27,965,000 | – | 250,000 | +100.0% | 0.14% | – |
| QCOM | Buy | QUALCOMM INC | $26,399,000 | +1581.5% | 528,136 | +1707.7% | 0.14% | +1400.0% |
| HD | Buy | HOME DEPOT INC | $25,534,000 | +149.0% | 193,035 | +117.4% | 0.13% | +133.9% |
| PPG | Buy | PPG INDS INC | $25,200,000 | +5562.9% | 255,012 | +4927.8% | 0.13% | +6350.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $23,989,000 | +355.5% | 181,664 | +349.7% | 0.12% | +324.1% |
| SHV | Buy | ISHARES TRshrt trs bd etf | $23,467,000 | +123.0% | 213,110 | +123.7% | 0.12% | +110.5% |
| NKE | Buy | NIKE INCcl b | $23,216,000 | +16.1% | 371,422 | +128.4% | 0.12% | +10.2% |
| CELG | Buy | CELGENE CORP | $22,835,000 | +1333.5% | 190,668 | +1194.6% | 0.12% | +1200.0% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no pa | $22,667,000 | +138.0% | 702,637 | +134.2% | 0.12% | +123.1% |
| AMGN | Buy | AMGEN INC | $22,253,000 | +1039.4% | 137,084 | +870.8% | 0.11% | +936.4% |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $22,065,000 | +46.2% | 271,500 | +6.1% | 0.11% | +37.8% |
| KO | Buy | COCA COLA CO | $22,067,000 | +46.1% | 513,512 | +36.4% | 0.11% | +37.8% |
| FOX | Buy | TWENTY FIRST CENTY FOX INCcl b | $21,757,000 | +359.2% | 799,025 | +356.5% | 0.11% | +330.8% |
| VEU | New | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $21,705,000 | – | 500,000 | +100.0% | 0.11% | – |
| AAPL | Buy | APPLE INCcall | $21,052,000 | +3.4% | 200,000 | +8.3% | 0.11% | -1.8% |
| PM | Buy | PHILIP MORRIS INTL INC | $20,229,000 | +781.8% | 230,123 | +695.7% | 0.10% | +766.7% |
| TMUS | New | T MOBILE US INC | $19,560,000 | – | 500,000 | +100.0% | 0.10% | – |
| MHK | Buy | MOHAWK INDS INC | $19,138,000 | +96.1% | 101,053 | +88.3% | 0.10% | +84.9% |
| DHR | Buy | DANAHER CORP DEL | $18,707,000 | +10.6% | 201,328 | +1.4% | 0.10% | +4.3% |
| GE | Buy | GENERAL ELECTRIC CO | $18,304,000 | +186.5% | 587,588 | +132.0% | 0.09% | +168.6% |
| MSFT | Buy | MICROSOFT CORP | $18,044,000 | +30.5% | 324,930 | +4.0% | 0.09% | +24.0% |
| AFL | Buy | AFLAC INC | $18,149,000 | +3786.3% | 302,972 | +3667.4% | 0.09% | +3000.0% |
| ACN | Buy | ACCENTURE PLC IRELAND | $17,962,000 | +13.1% | 171,886 | +6.4% | 0.09% | +7.0% |
| APC | Buy | ANADARKO PETE CORP | $17,502,000 | +2975.9% | 360,094 | +3719.0% | 0.09% | +2900.0% |
| EFA | Buy | ISHARES TRmsci eafe etf | $17,501,000 | +90.9% | 297,900 | +86.2% | 0.09% | +80.0% |
| EMC | Buy | E M C CORP MASS | $16,928,000 | +1843.5% | 659,207 | +1728.1% | 0.09% | +1640.0% |
| SWK | Buy | STANLEY BLACK & DECKER INCput | $16,575,000 | +193.7% | 155,300 | +166.8% | 0.08% | +174.2% |
| INTC | Buy | INTEL CORP | $16,008,000 | +499.1% | 464,689 | +424.2% | 0.08% | +485.7% |
| MSCI | New | MSCI INC | $15,003,000 | – | 208,000 | +100.0% | 0.08% | – |
| IWD | New | ISHARES TRrus 1000 val et | $14,679,000 | – | 150,000 | +100.0% | 0.08% | – |
| XLNX | Buy | XILINX INC | $14,089,000 | +135.4% | 299,940 | +112.5% | 0.07% | +125.0% |
| CTSH | Buy | COGNIZANT TECHNOLOGY SOLUTIOcl a | $13,882,000 | +1858.0% | 231,297 | +1942.0% | 0.07% | +1675.0% |
| VNTV | New | VANTIV INCcl a | $13,894,000 | – | 293,000 | +100.0% | 0.07% | – |
| IWO | New | ISHARES TRrus 2000 grw et | $13,928,000 | – | 100,000 | +100.0% | 0.07% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt et | $13,084,000 | – | 400,000 | +100.0% | 0.07% | – |
| SIVR | New | ETFS SILVER TR | $12,915,000 | – | 934,329 | +100.0% | 0.07% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $12,849,000 | – | 300,000 | +100.0% | 0.07% | – |
| CAB | New | CABELAS INC | $12,383,000 | – | 265,000 | +100.0% | 0.06% | – |
| CBRE | New | CBRE GROUP INCcl a | $12,241,000 | – | 354,000 | +100.0% | 0.06% | – |
| HCA | Buy | HCA HOLDINGS INC | $12,236,000 | +2560.0% | 180,924 | +2943.8% | 0.06% | +3050.0% |
| YHOO | Buy | YAHOO INCcall | $12,150,000 | +30.1% | 365,300 | +13.1% | 0.06% | +21.6% |
| XLE | Buy | SELECT SECTOR SPDR TRput | $12,064,000 | +97.1% | 200,000 | +100.0% | 0.06% | +87.9% |
| W | New | WAYFAIR INCcl a | $11,998,000 | – | 251,956 | +100.0% | 0.06% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $12,114,000 | – | 150,000 | +100.0% | 0.06% | – |
| VLO | Buy | VALERO ENERGY CORP NEW | $11,724,000 | +438.3% | 165,790 | +357.5% | 0.06% | +400.0% |
| ALLY | New | ALLY FINL INC | $11,426,000 | – | 613,000 | +100.0% | 0.06% | – |
| FDC | New | FIRST DATA CORP NEW | $11,214,000 | – | 700,000 | +100.0% | 0.06% | – |
| WM | Buy | WASTE MGMT INC DEL | $11,089,000 | +2714.5% | 207,784 | +2528.8% | 0.06% | +2750.0% |
| MET | Buy | METLIFE INC | $10,448,000 | +970.5% | 216,727 | +947.1% | 0.05% | +980.0% |
| CM | Buy | CDN IMPERIAL BK COMM TORONTOput | $10,572,000 | +10.9% | 160,500 | +21.1% | 0.05% | +3.8% |
| BIO | New | BIO RAD LABS INCcl a | $10,400,000 | – | 75,000 | +100.0% | 0.05% | – |
| MU | Buy | MICRON TECHNOLOGY INCput | $10,381,000 | -3.2% | 733,100 | +2.4% | 0.05% | -8.6% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $9,898,000 | +631.6% | 116,226 | +613.7% | 0.05% | +628.6% |
| EXR | New | EXTRA SPACE STORAGE INC | $9,822,000 | – | 111,349 | +100.0% | 0.05% | – |
| MRK | Buy | MERCK & CO INC NEW | $9,751,000 | +36.4% | 184,527 | +27.6% | 0.05% | +28.2% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $9,665,000 | +2614.9% | 222,376 | +2756.1% | 0.05% | +2400.0% |
| PIN | New | POWERSHARES INDIA ETF TRindia port | $9,760,000 | – | 500,000 | +100.0% | 0.05% | – |
| VC | New | VISTEON CORP | $9,618,000 | – | 84,000 | +100.0% | 0.05% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $9,313,000 | – | 186,000 | +100.0% | 0.05% | – |
| VZ | New | VERIZON COMMUNICATIONS INCcall | $9,244,000 | – | 200,000 | +100.0% | 0.05% | – |
| IAC | New | IAC INTERACTIVECORP | $9,068,000 | – | 151,000 | +100.0% | 0.05% | – |
| PANW | New | PALO ALTO NETWORKS INC | $8,866,000 | – | 50,337 | +100.0% | 0.04% | – |
| CTRP | Buy | CTRIP COM INTL LTDamerican dep sh | $8,460,000 | +23.6% | 182,485 | +68.4% | 0.04% | +16.2% |
| SLH | New | SOLERA HOLDINGS INC | $8,225,000 | – | 150,000 | +100.0% | 0.04% | – |
| EFX | Buy | EQUIFAX INC | $8,263,000 | +3761.2% | 74,187 | +3261.4% | 0.04% | +4100.0% |
| RAX | New | RACKSPACE HOSTING INC | $8,245,000 | – | 325,621 | +100.0% | 0.04% | – |
| PRAA | New | PRA GROUP INC | $8,250,000 | – | 237,807 | +100.0% | 0.04% | – |
| CXO | New | CONCHO RES INC | $7,923,000 | – | 85,326 | +100.0% | 0.04% | – |
| LVS | New | LAS VEGAS SANDS CORP | $8,023,000 | – | 183,000 | +100.0% | 0.04% | – |
| CSL | New | CARLISLE COS INC | $7,716,000 | – | 87,000 | +100.0% | 0.04% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTDcall | $7,761,000 | +58.5% | 95,500 | +15.1% | 0.04% | +48.1% |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $7,600,000 | – | 200,000 | +100.0% | 0.04% | – |
| HNT | New | HEALTH NET INC | $7,325,000 | – | 107,000 | +100.0% | 0.04% | – |
| RSX | New | MARKET VECTORS ETF TRrussia etf | $7,325,000 | – | 500,000 | +100.0% | 0.04% | – |
| SLM | New | SLM CORP | $7,172,000 | – | 1,100,000 | +100.0% | 0.04% | – |
| MCD | Buy | MCDONALDS CORP | $7,094,000 | +33.4% | 60,083 | +11.2% | 0.04% | +24.1% |
| SAN | Buy | BANCO SANTANDER SAadr | $6,974,000 | +2232.4% | 1,432,107 | +2432.1% | 0.04% | +1700.0% |
| ET | New | ENERGY TRANSFER EQUITY L P | $6,837,000 | – | 497,576 | +100.0% | 0.04% | – |
| GAS | New | AGL RES INC | $6,445,000 | – | 101,000 | +100.0% | 0.03% | – |
| EBAY | Buy | EBAY INC | $6,368,000 | +1143.8% | 231,754 | +1007.1% | 0.03% | +1000.0% |
| TTM | New | TATA MTRS LTDsponsored adr | $6,159,000 | – | 209,000 | +100.0% | 0.03% | – |
| WY | Buy | WEYERHAEUSER CO | $6,281,000 | +2297.3% | 209,511 | +2082.2% | 0.03% | +3100.0% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $6,318,000 | +225.2% | 137,973 | +236.5% | 0.03% | +190.9% |
| WMT | New | WAL-MART STORES INCcall | $6,130,000 | – | 100,000 | +100.0% | 0.03% | – |
| SKX | New | SKECHERS U S A INCcl a | $6,102,000 | – | 202,000 | +100.0% | 0.03% | – |
| NSAM | New | NORTHSTAR ASSET MGMT GROUP I | $6,046,000 | – | 498,000 | +100.0% | 0.03% | – |
| GRFS | New | GRIFOLS S Asp adr rep b nv | $6,026,000 | – | 186,000 | +100.0% | 0.03% | – |
| QRTEA | New | LIBERTY INTERACTIVE CORP | $5,765,000 | – | 211,000 | +100.0% | 0.03% | – |
| FITB | Buy | FIFTH THIRD BANCORP | $5,927,000 | +1987.0% | 294,858 | +1864.7% | 0.03% | +1400.0% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $5,749,000 | +16.1% | 40,502 | +0.1% | 0.03% | +7.4% |
| DE | Buy | DEERE & CO | $5,229,000 | +1077.7% | 68,415 | +1041.2% | 0.03% | +1250.0% |
| CNL | New | CLECO CORP NEW | $5,221,000 | – | 100,000 | +100.0% | 0.03% | – |
| INTC | Buy | INTEL CORPcall | $5,323,000 | +15.8% | 154,500 | +1.3% | 0.03% | +8.0% |
| GOOGL | New | ALPHABET INCcap stk cl a | $4,981,000 | – | 6,388 | +100.0% | 0.03% | – |
| UAL | Buy | UNITED CONTL HLDGS INC | $4,734,000 | +1159.0% | 82,610 | +1065.2% | 0.02% | +1100.0% |
| ALL | Buy | ALLSTATE CORP | $4,744,000 | +973.3% | 76,405 | +907.3% | 0.02% | +1100.0% |
| TAL | New | TAL ED GROUP | $4,654,000 | – | 100,154 | +100.0% | 0.02% | – |
| HDS | New | HD SUPPLY HLDGS INC | $4,595,000 | – | 153,000 | +100.0% | 0.02% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $4,582,000 | – | 409,134 | +100.0% | 0.02% | – |
| VIPS | New | VIPSHOP HLDGS LTDsponsored adr | $4,581,000 | – | 300,000 | +100.0% | 0.02% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored adr | $4,564,000 | – | 200,600 | +100.0% | 0.02% | – |
| NVS | Buy | NOVARTIS A Gsponsored adr | $4,401,000 | +7.4% | 51,093 | +14.8% | 0.02% | +4.5% |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $4,551,000 | – | 153,441 | +100.0% | 0.02% | – |
| WDAY | New | WORKDAY INCcl a | $4,484,000 | – | 56,272 | +100.0% | 0.02% | – |
| CPGX | New | COLUMBIA PIPELINE GROUP INC | $4,500,000 | – | 225,000 | +100.0% | 0.02% | – |
| APH | Buy | AMPHENOL CORP NEWcl a | $4,242,000 | +9.0% | 81,156 | +6.4% | 0.02% | +4.8% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $4,244,000 | +21.6% | 557,615 | +14.8% | 0.02% | +15.8% |
| SLV | New | ISHARES SILVER TRUSTishares | $4,234,000 | – | 321,000 | +100.0% | 0.02% | – |
| TV | New | GRUPO TELEVISA SAspon adr rep or | $4,082,000 | – | 150,000 | +100.0% | 0.02% | – |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $4,065,000 | +13.1% | 328,089 | +16.4% | 0.02% | +10.5% |
| ADBE | Buy | ADOBE SYS INC | $3,911,000 | +413.9% | 41,596 | +349.5% | 0.02% | +400.0% |
| IMS | New | IMS HEALTH HLDGS INC | $3,846,000 | – | 151,000 | +100.0% | 0.02% | – |
| CCK | New | CROWN HOLDINGS INC | $3,803,000 | – | 75,000 | +100.0% | 0.02% | – |
| CINF | New | CINCINNATI FINL CORP | $3,846,000 | – | 65,000 | +100.0% | 0.02% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $3,949,000 | – | 213,945 | +100.0% | 0.02% | – |
| FMX | New | FOMENTO ECONOMICO MEXICANO Sspon adr units | $3,786,000 | – | 41,000 | +100.0% | 0.02% | – |
| SCCO | Buy | SOUTHERN COPPER CORP | $3,651,000 | +18.7% | 139,792 | +21.5% | 0.02% | +11.8% |
| BVN | Buy | COMPANIA DE MINAS BUENAVENTUsponsored adr | $3,549,000 | -24.7% | 836,261 | +5.8% | 0.02% | -30.8% |
| RNG | New | RINGCENTRAL INCcl a | $3,536,000 | – | 149,976 | +100.0% | 0.02% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $3,599,000 | – | 139,000 | +100.0% | 0.02% | – |
| Y | New | ALLEGHANY CORP DEL | $3,346,000 | – | 7,000 | +100.0% | 0.02% | – |
| USO | Buy | UNITED STATES OIL FUND LPunits | $3,275,000 | -16.7% | 297,700 | +11.2% | 0.02% | -19.0% |
| USO | New | UNITED STATES OIL FUND LPput | $3,300,000 | – | 300,000 | +100.0% | 0.02% | – |
| CYH | New | COMMUNITY HEALTH SYS INC NEW | $3,237,000 | – | 122,000 | +100.0% | 0.02% | – |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $3,399,000 | – | 112,463 | +100.0% | 0.02% | – |
| MBI | New | MBIA INC | $3,240,000 | – | 500,000 | +100.0% | 0.02% | – |
| CVX | Buy | CHEVRON CORP NEW | $3,168,000 | +14.3% | 35,213 | +0.3% | 0.02% | +6.7% |
| LMCK | New | LIBERTY MEDIA CORP DELAWARE | $3,199,000 | – | 84,000 | +100.0% | 0.02% | – |
| ILMN | Buy | ILLUMINA INC | $3,024,000 | +445.8% | 15,750 | +400.0% | 0.02% | +433.3% |
| DFE | New | WISDOMTREE TReurope smcp dv | $3,127,000 | – | 58,241 | +100.0% | 0.02% | – |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $3,110,000 | +662.3% | 36,277 | +575.9% | 0.02% | +700.0% |
| AMAT | Buy | APPLIED MATLS INCput | $3,189,000 | +139.1% | 170,800 | +88.1% | 0.02% | +128.6% |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $2,895,000 | – | 100,000 | +100.0% | 0.02% | – |
| ICUI | New | ICU MED INC | $2,798,000 | – | 24,805 | +100.0% | 0.01% | – |
| LVNTA | New | LIBERTY INTERACTIVE CORP | $2,752,000 | – | 61,000 | +100.0% | 0.01% | – |
| LMCA | New | LIBERTY MEDIA CORP DELAWAREcl a | $2,669,000 | – | 68,000 | +100.0% | 0.01% | – |
| OMF | New | ONEMAIN HLDGS INC | $2,742,000 | – | 66,000 | +100.0% | 0.01% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $2,773,000 | – | 390,000 | +100.0% | 0.01% | – |
| SNPS | New | SYNOPSYS INC | $2,737,000 | – | 60,000 | +100.0% | 0.01% | – |
| RVT | Buy | ROYCE VALUE TR INC | $2,730,000 | +2.5% | 231,930 | +0.0% | 0.01% | 0.0% |
| FRGI | New | FIESTA RESTAURANT GROUP INC | $2,523,000 | – | 75,099 | +100.0% | 0.01% | – |
| GAB | New | GABELLI EQUITY TR INC | $2,604,000 | – | 490,388 | +100.0% | 0.01% | – |
| MMM | Buy | 3M CO | $2,517,000 | +50.8% | 16,661 | +41.5% | 0.01% | +44.4% |
| NRE | New | NORTHSTAR REALTY EUROPE CORP | $2,563,000 | – | 217,000 | +100.0% | 0.01% | – |
| AMAT | Buy | APPLIED MATLS INCcall | $2,632,000 | +77.4% | 141,000 | +39.6% | 0.01% | +62.5% |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OV | $2,294,000 | +19.5% | 118,438 | +6.2% | 0.01% | +20.0% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $2,408,000 | +742.0% | 62,200 | +572.4% | 0.01% | +500.0% |
| BGCP | New | BGC PARTNERS INCcl a | $2,292,000 | – | 233,633 | +100.0% | 0.01% | – |
| UHAL | New | AMERCO | $2,337,000 | – | 6,000 | +100.0% | 0.01% | – |
| AGN | Buy | ALLERGAN PLC | $2,303,000 | +15.6% | 7,371 | +0.5% | 0.01% | +9.1% |
| RSG | New | REPUBLIC SVCS INC | $2,200,000 | – | 50,000 | +100.0% | 0.01% | – |
| IEV | New | ISHARES TReurope etf | $2,113,000 | – | 52,722 | +100.0% | 0.01% | – |
| MO | Buy | ALTRIA GROUP INC | $2,135,000 | +7.4% | 36,678 | +0.4% | 0.01% | 0.0% |
| STKL | New | SUNOPTA INC | $2,079,000 | – | 304,000 | +100.0% | 0.01% | – |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $2,156,000 | +14.4% | 157,169 | +14.6% | 0.01% | +10.0% |
| AMGN | New | AMGEN INCput | $2,094,000 | – | 12,900 | +100.0% | 0.01% | – |
| HQL | New | TEKLA LIFE SCIENCES INVSsh ben int | $2,005,000 | – | 84,816 | +100.0% | 0.01% | – |
| IBN | New | ICICI BK LTDadr | $1,958,000 | – | 250,000 | +100.0% | 0.01% | – |
| LPL | New | LG DISPLAY CO LTDspons adr rep | $1,858,000 | – | 178,000 | +100.0% | 0.01% | – |
| EWC | Buy | ISHARESmsci cda etf | $1,888,000 | +584.1% | 87,800 | +631.7% | 0.01% | +900.0% |
| RRC | New | RANGE RES CORP | $1,846,000 | – | 75,000 | +100.0% | 0.01% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $1,803,000 | – | 177,484 | +100.0% | 0.01% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $1,705,000 | – | 120,613 | +100.0% | 0.01% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $1,745,000 | – | 250,000 | +100.0% | 0.01% | – |
| EWW | Buy | ISHARESmsci mex cap et | $1,644,000 | +167.8% | 33,000 | +176.1% | 0.01% | +166.7% |
| SFUN | New | SOUFUN HLDGS LTDadr | $1,574,000 | – | 213,000 | +100.0% | 0.01% | – |
| COP | Buy | CONOCOPHILLIPS | $1,597,000 | +9.0% | 34,208 | +11.9% | 0.01% | 0.0% |
| BGR | New | BLACKROCK ENERGY & RES TR | $1,491,000 | – | 118,978 | +100.0% | 0.01% | – |
| INFY | New | INFOSYS LTDsponsored adr | $1,457,000 | – | 87,000 | +100.0% | 0.01% | – |
| MFC | New | MANULIFE FINL CORPput | $1,348,000 | – | 90,000 | +100.0% | 0.01% | – |
| AA | Buy | ALCOA INCput | $1,332,000 | +450.4% | 135,000 | +440.0% | 0.01% | +600.0% |
| PEO | New | ADAM NAT RES FD INC | $1,437,000 | – | 81,018 | +100.0% | 0.01% | – |
| ABT | Buy | ABBOTT LABS | $1,253,000 | +12.3% | 27,897 | +0.6% | 0.01% | 0.0% |
| EQT | New | EQT CORP | $1,199,000 | – | 23,000 | +100.0% | 0.01% | – |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $1,102,000 | +8.6% | 12,605 | +0.6% | 0.01% | +20.0% |
| MAIN | New | MAIN STREET CAPITAL CORP | $1,192,000 | – | 41,000 | +100.0% | 0.01% | – |
| NFLX | Buy | NETFLIX INC | $1,118,000 | +36.8% | 9,744 | +23.1% | 0.01% | +50.0% |
| SDS | New | PROSHARES TR | $1,196,000 | – | 60,000 | +100.0% | 0.01% | – |
| DFJ | New | WISDOMTREE TRjp smallcp div | $1,156,000 | – | 21,006 | +100.0% | 0.01% | – |
| RFI | New | COHEN & STEERS TOTAL RETURN | $975,000 | – | 77,410 | +100.0% | 0.01% | – |
| TCAP | New | TRIANGLE CAP CORP | $936,000 | – | 49,000 | +100.0% | 0.01% | – |
| COF | Buy | CAPITAL ONE FINL CORP | $1,066,000 | +45.0% | 14,698 | +45.0% | 0.01% | +25.0% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $952,000 | – | 123,939 | +100.0% | 0.01% | – |
| CRM | Buy | SALESFORCE COM INC | $914,000 | +13.7% | 11,664 | +0.7% | 0.01% | +25.0% |
| BP | Buy | BP PLCsponsored adr | $938,000 | +181.7% | 30,000 | +175.2% | 0.01% | +150.0% |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $899,000 | – | 68,104 | +100.0% | 0.01% | – |
| AVAV | Buy | AEROVIRONMENT INC | $737,000 | +65.2% | 25,000 | +12.3% | 0.00% | +100.0% |
| ALLE | Buy | ALLEGION PUB LTD CO | $795,000 | +93.0% | 11,931 | +65.7% | 0.00% | +100.0% |
| SO | Buy | SOUTHERN CO | $789,000 | +4.8% | 16,856 | +0.1% | 0.00% | 0.0% |
| D | Buy | DOMINION RES INC VA NEW | $747,000 | -3.7% | 11,039 | +0.2% | 0.00% | 0.0% |
| EOG | Buy | EOG RES INC | $722,000 | -2.6% | 10,197 | +0.2% | 0.00% | 0.0% |
| FSK | New | FS INVT CORP | $791,000 | – | 88,000 | +100.0% | 0.00% | – |
| FTNT | Buy | FORTINET INC | $706,000 | -20.3% | 22,650 | +8.6% | 0.00% | -20.0% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $784,000 | +17.4% | 1,445 | +0.6% | 0.00% | 0.0% |
| OMC | Buy | OMNICOM GROUP INC | $865,000 | +190.3% | 11,341 | +150.9% | 0.00% | +100.0% |
| PGR | Buy | PROGRESSIVE CORP OHIO | $781,000 | +133.8% | 24,321 | +123.2% | 0.00% | +100.0% |
| PDS | Buy | PRECISION DRILLING CORP | $751,000 | +7.9% | 189,938 | +0.8% | 0.00% | 0.0% |
| KMI | Buy | KINDER MORGAN INC DEL | $510,000 | -44.9% | 34,162 | +2.2% | 0.00% | -40.0% |
| EFA | New | ISHARES TRput | $587,000 | – | 10,000 | +100.0% | 0.00% | – |
| INTU | Buy | INTUIT | $497,000 | +9.7% | 5,146 | +0.8% | 0.00% | +50.0% |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $508,000 | – | 33,418 | +100.0% | 0.00% | – |
| HAL | Buy | HALLIBURTON CO | $539,000 | -3.4% | 15,835 | +0.4% | 0.00% | 0.0% |
| GNTX | Buy | GENTEX CORP | $540,000 | +14.4% | 33,700 | +10.7% | 0.00% | 0.0% |
| GIS | Buy | GENERAL MLS INC | $642,000 | +3.4% | 11,127 | +0.5% | 0.00% | 0.0% |
| PSA | Buy | PUBLIC STORAGE | $674,000 | +17.4% | 2,723 | +0.4% | 0.00% | 0.0% |
| EQR | Buy | EQUITY RESIDENTIALsh ben int | $553,000 | +9.1% | 6,776 | +0.4% | 0.00% | 0.0% |
| CPHD | Buy | CEPHEID | $490,000 | +4.9% | 13,400 | +29.6% | 0.00% | 0.0% |
| VFC | Buy | V F CORP | $662,000 | +54.0% | 10,603 | +68.2% | 0.00% | +50.0% |
| BDX | Buy | BECTON DICKINSON & CO | $601,000 | +16.7% | 3,903 | +0.5% | 0.00% | 0.0% |
| GOLD | Buy | BARRICK GOLD CORPcall | $674,000 | +70.6% | 91,300 | +64.2% | 0.00% | +50.0% |
| BBT | Buy | BB&T CORP | $548,000 | +6.8% | 14,491 | +0.6% | 0.00% | 0.0% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $571,000 | +21.2% | 4,535 | +0.2% | 0.00% | 0.0% |
| AEP | Buy | AMERICAN ELEC PWR INC | $530,000 | +2.5% | 9,096 | +0.1% | 0.00% | 0.0% |
| AAVVF | Buy | ADVANTAGE OIL & GAS LTD | $572,000 | -2.2% | 112,641 | +0.8% | 0.00% | 0.0% |
| ABCO | Buy | ADVISORY BRD CO | $511,000 | +16.9% | 10,300 | +7.3% | 0.00% | +50.0% |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $652,000 | – | 7,920 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $419,000 | – | 6,334 | +100.0% | 0.00% | – |
| PPL | Buy | PPL CORP | $423,000 | +3.9% | 12,401 | +0.3% | 0.00% | 0.0% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $433,000 | +64.0% | 11,809 | +100.5% | 0.00% | +100.0% |
| MBT | New | MOBILE TELESYSTEMS PJSCsponsored adr | $353,000 | – | 57,800 | +100.0% | 0.00% | – |
| ISRG | Buy | INTUITIVE SURGICAL INC | $380,000 | +20.6% | 695 | +1.5% | 0.00% | 0.0% |
| TRMB | Buy | TRIMBLE NAVIGATION LTD | $401,000 | +44.2% | 18,680 | +10.3% | 0.00% | 0.0% |
| TWTR | New | TWITTER INCcall | $347,000 | – | 15,000 | +100.0% | 0.00% | – |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $458,000 | +12.5% | 24,846 | +0.1% | 0.00% | 0.0% |
| SRE | Buy | SEMPRA ENERGY | $412,000 | -1.4% | 4,378 | +1.4% | 0.00% | 0.0% |
| VRX | New | VALEANT PHARMACEUTICALS INTLcall | $407,000 | – | 4,000 | +100.0% | 0.00% | – |
| BAX | Buy | BAXTER INTL INC | $385,000 | +16.7% | 10,097 | +0.4% | 0.00% | 0.0% |
| HWAY | Buy | HEALTHWAYS INC | $357,000 | +40.6% | 27,720 | +21.5% | 0.00% | +100.0% |
| PCAR | Buy | PACCAR INC | $311,000 | -9.1% | 6,564 | +0.2% | 0.00% | 0.0% |
| PEG | Buy | PUBLIC SVC ENTERPRISE GROUP | $363,000 | -7.9% | 9,372 | +0.2% | 0.00% | 0.0% |
| VTR | Buy | VENTAS INC | $347,000 | +0.9% | 6,149 | +0.2% | 0.00% | 0.0% |
| AVB | Buy | AVALONBAY CMNTYS INC | $471,000 | +9.8% | 2,556 | +4.1% | 0.00% | 0.0% |
| DAL | New | DELTA AIR LINES INC DELcall | $441,000 | – | 8,700 | +100.0% | 0.00% | – |
| XEL | Buy | XCEL ENERGY INC | $338,000 | +1.8% | 9,400 | +0.2% | 0.00% | 0.0% |
| VNO | Buy | VORNADO RLTY TRsh ben int | $328,000 | +11.9% | 3,279 | +1.2% | 0.00% | 0.0% |
| ROP | Buy | ROPER TECHNOLOGIES INC | $355,000 | +21.6% | 1,873 | +0.5% | 0.00% | 0.0% |
| HCP | Buy | HCP INC | $328,000 | +2.8% | 8,575 | +0.2% | 0.00% | 0.0% |
| WEC | Buy | WEC ENERGY GROUP INC | $300,000 | -1.3% | 5,856 | +0.7% | 0.00% | 0.0% |
| APA | Buy | APACHE CORP | $311,000 | +13.9% | 6,993 | +0.3% | 0.00% | +100.0% |
| EXC | Buy | EXELON CORP | $474,000 | 0.0% | 17,080 | +7.0% | 0.00% | -33.3% |
| ADI | Buy | ANALOG DEVICES INC | $322,000 | -1.8% | 5,818 | +0.2% | 0.00% | 0.0% |
| WELL | Buy | WELLTOWER INC | $445,000 | +0.9% | 6,548 | +0.6% | 0.00% | 0.0% |
| HMSY | Buy | HMS HLDGS CORP | $401,000 | +113.3% | 32,500 | +51.2% | 0.00% | +100.0% |
| ESS | Buy | ESSEX PPTY TR INC | $294,000 | +8.9% | 1,230 | +1.7% | 0.00% | +100.0% |
| HPQ | New | HP INC | $395,000 | – | 33,388 | +100.0% | 0.00% | – |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $454,000 | +14.4% | 3,189 | +0.6% | 0.00% | 0.0% |
| EQIX | Buy | EQUINIX INC | $349,000 | +20.8% | 1,154 | +9.2% | 0.00% | 0.0% |
| STI | Buy | SUNTRUST BKS INC | $411,000 | +12.3% | 9,583 | +0.1% | 0.00% | 0.0% |
| STJ | Buy | ST JUDE MED INC | $322,000 | -1.8% | 5,214 | +0.4% | 0.00% | 0.0% |
| SYF | New | SYNCHRONY FINL | $470,000 | – | 15,471 | +100.0% | 0.00% | – |
| CGNX | Buy | COGNEX CORP | $483,000 | +0.8% | 14,290 | +2.5% | 0.00% | -33.3% |
| MTB | Buy | M & T BK CORP | $389,000 | +28.4% | 3,206 | +29.0% | 0.00% | 0.0% |
| NVDA | Buy | NVIDIA CORP | $314,000 | +34.8% | 9,522 | +0.7% | 0.00% | +100.0% |
| CERN | Buy | CERNER CORP | $342,000 | +0.3% | 5,692 | +0.2% | 0.00% | 0.0% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $100,000 | -1.0% | 21,348 | +0.3% | 0.00% | 0.0% |
| O | Buy | REALTY INCOME CORP | $237,000 | +16.7% | 4,590 | +7.0% | 0.00% | 0.0% |
| RHT | Buy | RED HAT INC | $282,000 | +15.6% | 3,404 | +0.3% | 0.00% | 0.0% |
| FE | Buy | FIRSTENERGY CORP | $249,000 | +1.6% | 7,848 | +0.3% | 0.00% | 0.0% |
| ROK | Buy | ROCKWELL AUTOMATION INC | $256,000 | +1.6% | 2,495 | +0.4% | 0.00% | 0.0% |
| AG | Buy | FIRST MAJESTIC SILVER CORP | $185,000 | +20.1% | 56,719 | +17.5% | 0.00% | 0.0% |
| SLG | New | SL GREEN RLTY CORP | $208,000 | – | 1,844 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL CO | $219,000 | – | 5,366 | +100.0% | 0.00% | – |
| EXPE | Buy | EXPEDIA INC DEL | $273,000 | +25.2% | 2,194 | +18.3% | 0.00% | 0.0% |
| FEZ | New | SPDR INDEX SHS FDSeuro stoxx 50 | $231,000 | – | 6,700 | +100.0% | 0.00% | – |
| NWL | New | NEWELL RUBBERMAID INC | $218,000 | – | 4,948 | +100.0% | 0.00% | – |
| DVN | Buy | DEVON ENERGY CORP NEW | $229,000 | -13.6% | 7,156 | +0.1% | 0.00% | 0.0% |
| SJM | Buy | SMUCKER J M CO | $273,000 | +24.1% | 2,214 | +15.1% | 0.00% | 0.0% |
| SPLS | Buy | STAPLES INC | $113,000 | -18.1% | 11,888 | +0.8% | 0.00% | 0.0% |
| HOT | Buy | STARWOOD HOTELS&RESORTS WRLD | $220,000 | +4.8% | 3,175 | +0.6% | 0.00% | 0.0% |
| CXRX | Buy | CONCORDIA HEALTHCARE CORP | $269,000 | +5.1% | 6,584 | +9.6% | 0.00% | 0.0% |
| SYMC | Buy | SYMANTEC CORP | $266,000 | +8.6% | 12,675 | +0.7% | 0.00% | 0.0% |
| CHD | New | CHURCH & DWIGHT INC | $212,000 | – | 2,500 | +100.0% | 0.00% | – |
| LUMN | Buy | CENTURYLINK INC | $262,000 | +0.4% | 10,420 | +0.1% | 0.00% | 0.0% |
| TXT | New | TEXTRON INC | $214,000 | – | 5,097 | +100.0% | 0.00% | – |
| EWS | New | ISHARESmsci singap etf | $103,000 | – | 10,000 | +100.0% | 0.00% | – |
| EWY | New | ISHARESmsci sth kor et | $258,000 | – | 5,154 | +100.0% | 0.00% | – |
| ITOT | New | ISHARES TRcore s&p ttl st | $203,000 | – | 2,190 | +100.0% | 0.00% | – |
| VLY | New | VALLEY NATL BANCORP | $112,000 | – | 11,400 | +100.0% | 0.00% | – |
| KLAC | New | KLA-TENCOR CORP | $202,000 | – | 2,919 | +100.0% | 0.00% | – |
| ADSK | New | AUTODESK INC | $257,000 | – | 4,213 | +100.0% | 0.00% | – |
| VRSK | New | VERISK ANALYTICS INC | $223,000 | – | 2,900 | +100.0% | 0.00% | – |
| WAT | New | WATERS CORP | $208,000 | – | 1,543 | +100.0% | 0.00% | – |
| AME | Buy | AMETEK INC NEW | $241,000 | +3.4% | 4,493 | +0.9% | 0.00% | 0.0% |
| WRK | Buy | WESTROCK CO | $221,000 | -11.2% | 4,851 | +0.2% | 0.00% | 0.0% |
| KCAP | New | KCAP FINL INC | $179,000 | – | 44,000 | +100.0% | 0.00% | – |
| LRCX | New | LAM RESEARCH CORP | $231,000 | – | 2,913 | +100.0% | 0.00% | – |
| GMCR | New | KEURIG GREEN MTN INC | $201,000 | – | 2,234 | +100.0% | 0.00% | – |
| KIM | New | KIMCO RLTY CORP | $202,000 | – | 7,630 | +100.0% | 0.00% | – |
| IR | Buy | INGERSOLL-RAND PLC | $272,000 | +9.7% | 4,919 | +0.8% | 0.00% | 0.0% |
| AYI | New | ACUITY BRANDS INC | $234,000 | – | 1,000 | +100.0% | 0.00% | – |
| TYC | Buy | TYCO INTL PLC | $250,000 | -4.2% | 7,833 | +0.4% | 0.00% | 0.0% |
| AES | Buy | AES CORP | $121,000 | -1.6% | 12,600 | +0.2% | 0.00% | 0.0% |
| AFMD | New | AFFIMED N V | $218,000 | – | 30,725 | +100.0% | 0.00% | – |
| L | New | LOEWS CORP | $204,000 | – | 5,318 | +100.0% | 0.00% | – |
| NXPI | New | NXP SEMICONDUCTORS N V | $270,000 | – | 3,201 | +100.0% | 0.00% | – |
| PGHEF | Buy | PENGROWTH ENERGY CORP | $262,000 | -12.7% | 355,762 | +1.1% | 0.00% | -50.0% |
| PWE | Buy | PENN WEST PETE LTD NEW | $282,000 | +86.8% | 334,120 | +0.8% | 0.00% | 0.0% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $256,000 | +8.9% | 117,571 | +8.0% | 0.00% | 0.0% |
| GWW | Buy | GRAINGER W W INC | $230,000 | -3.8% | 1,133 | +1.8% | 0.00% | 0.0% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $237,000 | -24.3% | 32,601 | +2.4% | 0.00% | -50.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 43 | Q3 2023 | 17.9% |
| TORONTO DOMINION BK ONT | 43 | Q3 2023 | 12.7% |
| CDN IMPERIAL BK OF COMMERCE | 43 | Q3 2023 | 6.8% |
| ENBRIDGE INC | 43 | Q3 2023 | 6.8% |
| SPDR S&P 500 ETF TR | 43 | Q3 2023 | 9.6% |
| MANULIFE FINL CORP | 43 | Q3 2023 | 4.3% |
| APPLE INC | 43 | Q3 2023 | 4.6% |
| CANADIAN NATL RY CO | 43 | Q3 2023 | 2.5% |
| MICROSOFT CORP | 43 | Q3 2023 | 4.7% |
| BCE INC | 43 | Q3 2023 | 2.0% |
View BANK OF NOVA SCOTIA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| THOMSON REUTERS CORP /CAN/ | February 09, 2018 | 906,591 | 0.1% |
| MASONITE INTERNATIONAL CORP | February 10, 2015 | 189,789 | 0.1% |
| STRATEGIC HOTELS & RESORTS, INCSold out | February 07, 2014 | 0 | 0.0% |
| FIRST BANCORP /PR/ | May 02, 2011 | 616,696 | 2.9% |
| SOUTHEAST AIRPORT GROUPSold out | July 06, 2010 | 0 | 12.0% |
| THOMSON REUTERS CORP /CAN/ | February 17, 2009 | 655,142 | 0.0% |
| FORDING CANADIAN COAL TRUSTSold out | November 13, 2008 | 0 | 0.0% |
| FOAMEX INTERNATIONAL INC | April 20, 2006 | 350,000 | 1.4% |
| NOVA CHEMICALS CORP | October 18, 2005 | 600,568 | 0.7% |
| WARNACO GROUP INC /DE/ | February 07, 2005 | 1,252,233 | 2.7% |
View BANK OF NOVA SCOTIA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-21 |
| 424B2 | 2024-05-21 |
| 424B2 | 2024-05-21 |
| 424B2 | 2024-05-21 |
| 424B2 | 2024-05-21 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
View BANK OF NOVA SCOTIA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.