$153 Billion is the total value of DEUTSCHE BANK AG\'s 19698 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 9.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSCT | INVESCO EXCHNG TRADED FD TRs&p smlcp info | $19,192,000 | +11.8% | 200,000 | 0.0% | 0.01% | +8.3% | |
| SQUARE INCnote 0.375% 3/0 | $14,733,000 | +0.3% | 5,397,000 | 0.0% | 0.01% | 0.0% | ||
| PDL BIOPHARMA INCnote 2.750%12/0 | $11,639,000 | +19.1% | 10,500,000 | 0.0% | 0.01% | +14.3% | ||
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $12,358,000 | +9.8% | 8,200,000 | 0.0% | 0.01% | 0.0% | ||
| MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $8,038,000 | +12.9% | 5,534,000 | 0.0% | 0.01% | 0.0% | ||
| ARBOR RLTY TR INCnote 5.250% 7/0 | $5,418,000 | +8.1% | 4,700,000 | 0.0% | 0.00% | +33.3% | ||
| VTI | VANGUARD INDEX FDStotal stk mkt | $5,460,000 | +8.4% | 33,378 | 0.0% | 0.00% | +33.3% | |
| INOTEK PHARMACEUTICALS CORPnote 5.750% 8/0 | $4,329,000 | +9.6% | 4,000,000 | 0.0% | 0.00% | 0.0% | ||
| AVDL | AVADEL PHARMACEUTICALS PLCsponsored adr | $4,441,000 | +81.5% | 588,307 | 0.0% | 0.00% | +50.0% | |
| IJH | ISHARES TRcore s&p mcp etf | $4,198,000 | +6.5% | 20,408 | 0.0% | 0.00% | 0.0% | |
| PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $4,522,000 | -4.3% | 4,500,000 | 0.0% | 0.00% | 0.0% | ||
| SSPKU | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $4,068,000 | +0.8% | 400,000 | 0.0% | 0.00% | 0.0% | |
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $5,225,000 | +2.7% | 500,000 | 0.0% | 0.00% | -25.0% | |
| CFO | VICTORY PORTFOLIOS II | $5,259,000 | +6.6% | 100,000 | 0.0% | 0.00% | 0.0% | |
| AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $4,085,000 | -8.9% | 2,250,000 | 0.0% | 0.00% | 0.0% | ||
| FMCIU | FORUM MERGER II CORPunit 09/30/2025 | $2,675,000 | 0.0% | 250,000 | 0.0% | 0.00% | 0.0% | |
| MUDS | MUDRICK CAP ACQUISITION CORP | $3,020,000 | +1.3% | 292,699 | 0.0% | 0.00% | 0.0% | |
| VTIQU | VECTOIQ ACQUISITION CORPunit 05/11/2023 | $3,726,000 | +1.4% | 345,000 | 0.0% | 0.00% | -33.3% | |
| HERITAGE INS HLDGS INCnote 5.875% 8/0 | $2,797,000 | -7.2% | 2,500,000 | 0.0% | 0.00% | 0.0% | ||
| ARBOR RLTY TR INCnote 5.250% 7/0 | $3,754,000 | +6.5% | 3,000,000 | 0.0% | 0.00% | 0.0% | ||
| IGM | ISHARES TRexpnd tec sc etf | $2,760,000 | +11.6% | 11,402 | 0.0% | 0.00% | 0.0% | |
| OACU | OAKTREE ACQUISITION CORPunit 99/99/9999 | $2,488,000 | +0.4% | 243,980 | 0.0% | 0.00% | 0.0% | |
| GRAFU | GRAF INDL CORPunit 12/31/2025 | $2,396,000 | +3.4% | 225,000 | 0.0% | 0.00% | 0.0% | |
| CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $2,404,000 | -20.3% | 5,050,000 | 0.0% | 0.00% | 0.0% | ||
| RPLA | REPLAY ACQUISITION CORP | $3,510,000 | +1.3% | 350,000 | 0.0% | 0.00% | 0.0% | |
| DGL | INVESCO DB MLTI SECTR CMMTYgold fd | $3,325,000 | +0.7% | 73,471 | 0.0% | 0.00% | 0.0% | |
| LEXICON PHARMACEUTICALS INCnote 5.250%12/0 | $3,090,000 | +7.2% | 4,500,000 | 0.0% | 0.00% | 0.0% | ||
| WRIGHT MED GROUP N Vnote 2.250%11/1 | $2,404,000 | +24.2% | 1,659,000 | 0.0% | 0.00% | +100.0% | ||
| CONSOLIDATED TOMOKA LD COnote 4.500% 3/1 | $3,276,000 | -1.9% | 3,232,000 | 0.0% | 0.00% | 0.0% | ||
| RADIUS HEALTH INCnote 3.000% 9/0 | $2,540,000 | -6.9% | 3,000,000 | 0.0% | 0.00% | 0.0% | ||
| HCAC | HENNESSY CAP ACQUSTION CORP | $3,556,000 | +1.6% | 350,000 | 0.0% | 0.00% | 0.0% | |
| HYACU | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $3,160,000 | +1.6% | 301,000 | 0.0% | 0.00% | 0.0% | |
| KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $1,045,000 | +0.4% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| KAMAN CORPnote 3.250% 5/0 | $852,000 | +4.9% | 712,000 | 0.0% | 0.00% | 0.0% | ||
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $1,776,000 | +2.0% | 1,671,000 | 0.0% | 0.00% | 0.0% | ||
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $896,000 | +2.2% | 868,000 | 0.0% | 0.00% | 0.0% | ||
| ENCORE CAP GROUP INCnote 2.875% 3/1 | $2,133,000 | +0.3% | 2,173,000 | 0.0% | 0.00% | 0.0% | ||
| MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $1,703,000 | +6.4% | 1,597,000 | 0.0% | 0.00% | 0.0% | ||
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $913,000 | +1.4% | 575,000 | 0.0% | 0.00% | 0.0% | ||
| ATTO | ATENTO S A | $2,043,000 | +3.6% | 709,608 | 0.0% | 0.00% | 0.0% | |
| LFACU | LF CAP ACQUISITION CORPunit 06/19/2025 | $1,508,000 | -0.1% | 142,600 | 0.0% | 0.00% | 0.0% | |
| ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $846,000 | +0.1% | 850,000 | 0.0% | 0.00% | 0.0% | ||
| HERCULES CAPITAL INCdbcv 4.375% 2/0 | $1,122,000 | -0.2% | 1,099,000 | 0.0% | 0.00% | 0.0% | ||
| HCACU | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $865,000 | +1.4% | 80,913 | 0.0% | 0.00% | 0.0% | |
| HCACW | HENNESSY CAP ACQUSTION CORPcall | $799,000 | +3.8% | 1,000,563 | 0.0% | 0.00% | 0.0% | |
| AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $1,251,000 | +4.4% | 1,286,000 | 0.0% | 0.00% | 0.0% | ||
| SEACOR HOLDINGS INCnote 2.500%12/1 | $1,919,000 | -0.3% | 1,975,000 | 0.0% | 0.00% | 0.0% | ||
| SYNAPTICS INCnote 0.500% 6/1 | $831,000 | +19.1% | 750,000 | 0.0% | 0.00% | – | ||
| TEAM INCnote 5.000% 8/0 | $1,759,000 | -5.5% | 1,685,000 | 0.0% | 0.00% | 0.0% | ||
| SHLLU | TORTOISE ACQUISITION CORPunit 03/04/2024 | $2,034,000 | +0.9% | 200,000 | 0.0% | 0.00% | 0.0% | |
| REDWOOD TR INCnote 5.625% 7/1 | $1,146,000 | +0.4% | 1,125,000 | 0.0% | 0.00% | 0.0% | ||
| TRNEU | TRINE ACQUISITION CORPunit 03/31/2021 | $2,012,000 | -2.8% | 200,000 | 0.0% | 0.00% | 0.0% | |
| RAPID7 INCnote 1.250% 8/0 | $1,248,000 | +14.9% | 838,000 | 0.0% | 0.00% | 0.0% | ||
| QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $1,032,000 | +4.7% | 1,050,000 | 0.0% | 0.00% | 0.0% | ||
| UNP | UNION PACIFIC CORPcall | $1,669,000 | +11.6% | 9,235 | 0.0% | 0.00% | 0.0% | |
| IOO | ISHARES TRglobal 100 etf | $1,919,000 | +9.1% | 35,585 | 0.0% | 0.00% | 0.0% | |
| NYF | ISHARES TRnew york mun etf | $817,000 | -0.4% | 14,335 | 0.0% | 0.00% | 0.0% | |
| EWS | ISHARES INCmsci singpor etf | $1,743,000 | +4.1% | 72,230 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $1,657,000 | +2.5% | 1,550,000 | 0.0% | 0.00% | 0.0% | ||
| NOVAVAX INCnote 3.750% 2/0 | $790,000 | -5.4% | 2,000,000 | 0.0% | 0.00% | 0.0% | ||
| APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $1,140,000 | -0.9% | 1,125,000 | 0.0% | 0.00% | 0.0% | ||
| NPAUU | NEW PROVIDENCE ACQUISITIN COunit 09/01/2024 | $1,537,000 | +1.6% | 150,000 | 0.0% | 0.00% | 0.0% | |
| LYB | LYONDELLBASELL INDUSTRIES Ncall | $18,000 | +5.9% | 194 | 0.0% | 0.00% | – | |
| ABBV | ABBVIE INCcall | $111,000 | +16.8% | 1,255 | 0.0% | 0.00% | – | |
| AEF | ABERDEEN EMRG MRKTS EQT INM | $744,000 | +9.6% | 97,721 | 0.0% | 0.00% | – | |
| AWP | ABERDEEN GLOBAL PREMIER PPTY | $32,000 | +3.2% | 5,000 | 0.0% | 0.00% | – | |
| ATVI | ACTIVISION BLIZZARD INCput | $19,000 | +11.8% | 330 | 0.0% | 0.00% | – | |
| ADBE | ADOBE INCcall | $20,000 | +25.0% | 61 | 0.0% | 0.00% | – | |
| ADBE | ADOBE INCput | $8,000 | +33.3% | 25 | 0.0% | 0.00% | – | |
| AMD | ADVANCED MICRO DEVICES INCcall | $64,000 | +60.0% | 1,422 | 0.0% | 0.00% | – | |
| AMD | ADVANCED MICRO DEVICES INCput | $103,000 | +58.5% | 2,261 | 0.0% | 0.00% | – | |
| ALK | ALASKA AIR GROUP INCput | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| ALGRW | ALLEGRO MERGER CORPcall | $72,000 | -18.2% | 400,000 | 0.0% | 0.00% | – | |
| ALGRR | ALLEGRO MERGER CORPright 12/31/2023 | $127,000 | +27.0% | 400,000 | 0.0% | 0.00% | – | |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $34,000 | +6.2% | 2,650 | 0.0% | 0.00% | – | |
| GOOG | ALPHABET INCcall | $128,000 | +9.4% | 97 | 0.0% | 0.00% | – | |
| GOOG | ALPHABET INCput | $9,000 | +12.5% | 7 | 0.0% | 0.00% | – | |
| GOOGL | ALPHABET INCcall | $64,000 | +10.3% | 48 | 0.0% | 0.00% | – | |
| GOOGL | ALPHABET INCput | $75,000 | +10.3% | 56 | 0.0% | 0.00% | – | |
| AAMC | ALTISOURCE ASSET MGMT CORP | $28,000 | +33.3% | 2,345 | 0.0% | 0.00% | – | |
| MO | ALTRIA GROUP INCcall | $19,000 | +26.7% | 384 | 0.0% | 0.00% | – | |
| AEP | AMERICAN ELEC PWR CO INCcall | $23,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| AXP | AMERICAN EXPRESS COcall | $115,000 | +4.5% | 930 | 0.0% | 0.00% | – | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $31,000 | -27.9% | 3,021 | 0.0% | 0.00% | – | |
| AMGN | AMGEN INCcall | $91,000 | +24.7% | 380 | 0.0% | 0.00% | – | |
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $727,000 | -1.2% | 725,000 | 0.0% | 0.00% | -100.0% | ||
| APHA | APHRIA INC | $206,000 | +0.5% | 39,600 | 0.0% | 0.00% | – | |
| APO | APOLLO GLOBAL MGMT INCcall | $12,000 | +33.3% | 252 | 0.0% | 0.00% | – | |
| ANET | ARISTA NETWORKS INCcall | $1,000 | 0.0% | 5 | 0.0% | 0.00% | – | |
| ARKR | ARK RESTAURANTS CORP | $6,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| ASUR | ASURE SOFTWARE INC | $1,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| ATLC | ATLANTICUS HLDGS CORP | $36,000 | +5.9% | 4,104 | 0.0% | 0.00% | – | |
| ADSK | AUTODESK INCcall | $18,000 | +20.0% | 102 | 0.0% | 0.00% | – | |
| AVLR | AVALARA INCcall | $5,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| AVNW | AVIAT NETWORKS INC | $0 | – | 16 | 0.0% | 0.00% | – | |
| BRPMWS | B RILEY PRINCIPAL MERGER CORcall | $328,000 | +82.2% | 400,000 | 0.0% | 0.00% | – | |
| BBVA | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $322,000 | +7.3% | 57,769 | 0.0% | 0.00% | – | |
| BZUN | BAOZUN INCput | $25,000 | -21.9% | 755 | 0.0% | 0.00% | – | |
| GOLD | BARRICK GOLD CORPORATIONcall | $40,000 | +8.1% | 2,153 | 0.0% | 0.00% | – | |
| BHC | BAUSCH HEALTH COS INCcall | $6,000 | +50.0% | 220 | 0.0% | 0.00% | – | |
| BHC | BAUSCH HEALTH COS INCput | $192,000 | +37.1% | 6,445 | 0.0% | 0.00% | – | |
| BRKB | BERKSHIRE HATHAWAY INC DELcall | $10,000 | +11.1% | 48 | 0.0% | 0.00% | – | |
| BBY | BEST BUY INCcall | $5,000 | +25.0% | 66 | 0.0% | 0.00% | – | |
| BIIB | BIOGEN INCcall | $36,000 | +28.6% | 124 | 0.0% | 0.00% | – | |
| BLK | BLACKROCK INCput | $56,000 | +14.3% | 112 | 0.0% | 0.00% | – | |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $544,000 | +0.2% | 41,615 | 0.0% | 0.00% | – | |
| BCX | BLACKROCK RES & COMM STRAT T | $9,000 | +12.5% | 1,200 | 0.0% | 0.00% | – | |
| BX | BLACKSTONE GROUP INCcall | $27,000 | +12.5% | 500 | 0.0% | 0.00% | – | |
| BKNG | BOOKING HLDGS INCcall | $260,000 | +4.4% | 127 | 0.0% | 0.00% | – | |
| BBW | BUILD A BEAR WORKSHOP | $22,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | |
| CSPI | CSP INC | $51,000 | -1.9% | 3,948 | 0.0% | 0.00% | – | |
| CVS | CVS HEALTH CORPcall | $8,000 | +14.3% | 112 | 0.0% | 0.00% | – | |
| CAT | CATERPILLAR INC DELcall | $25,000 | +13.6% | 175 | 0.0% | 0.00% | – | |
| CHNGU | CHANGE HEALTHCARE INCunit 99/99/9999 | $259,000 | +25.7% | 4,325 | 0.0% | 0.00% | – | |
| CHTR | CHARTER COMMUNICATIONS INC Ncall | $289,000 | +17.5% | 597 | 0.0% | 0.00% | – | |
| CVX | CHEVRON CORP NEWcall | $61,000 | +1.7% | 513 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $0 | – | 86 | 0.0% | 0.00% | – | |
| KO | COCA COLA COcall | $62,000 | +1.6% | 1,129 | 0.0% | 0.00% | – | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcall | $31,000 | +3.3% | 500 | 0.0% | 0.00% | – | |
| RNP | COHEN & STEERS REIT & PFD &I | $24,000 | 0.0% | 1,012 | 0.0% | 0.00% | – | |
| CL | COLGATE PALMOLIVE COcall | $8,000 | 0.0% | 122 | 0.0% | 0.00% | – | |
| GLW | CORNING INCcall | $34,000 | +3.0% | 1,170 | 0.0% | 0.00% | – | |
| COST | COSTCO WHSL CORP NEWcall | $15,000 | 0.0% | 54 | 0.0% | 0.00% | – | |
| COUP | COUPA SOFTWARE INCcall | $10,000 | +11.1% | 70 | 0.0% | 0.00% | – | |
| CRSAW | CRESCENT ACQUISITION CORPcall | $184,000 | -7.1% | 330,000 | 0.0% | 0.00% | – | |
| DDOG | DATADOG INC | $229,000 | +11.2% | 6,081 | 0.0% | 0.00% | – | |
| DAL | DELTA AIR LINES INC DELcall | $33,000 | +3.1% | 571 | 0.0% | 0.00% | – | |
| DNN | DENISON MINES CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| DGP | DEUTSCHE BK AG LDN BRHdb gold dbl lng | $220,000 | +4.8% | 719,900 | 0.0% | 0.00% | – | |
| DZZ | DEUTSCHE BK AG LDN BRHgold double shor | $0 | – | 100 | 0.0% | 0.00% | – | |
| DOFSQ | DIAMOND OFFSHORE DRILLING INput | $1,000 | – | 160 | 0.0% | 0.00% | – | |
| FAZ | DIREXION SHS ETF TRdaily finl bear | $0 | – | 5 | 0.0% | 0.00% | – | |
| DFS | DISCOVER FINL SVCScall | $7,000 | 0.0% | 93 | 0.0% | 0.00% | – | |
| DLTR | DOLLAR TREE INCput | $9,000 | -18.2% | 102 | 0.0% | 0.00% | – | |
| DD | DUPONT DE NEMOURS INCcall | $63,000 | -11.3% | 996 | 0.0% | 0.00% | – | |
| EOI | EATON VANCE ENHANCED EQ INC | $23,000 | +4.5% | 1,500 | 0.0% | 0.00% | – | |
| EFR | EATON VANCE SR FLTNG RTE TR | $5,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| EBAY | EBAY INCcall | $17,000 | -5.6% | 472 | 0.0% | 0.00% | – | |
| EBAY | EBAY INCput | $21,000 | -8.7% | 609 | 0.0% | 0.00% | – | |
| EPSN | EPSILON ENERGY LTD | $42,000 | -16.0% | 12,900 | 0.0% | 0.00% | – | |
| EEA | EUROPEAN EQUITY FUND | $0 | – | 2 | 0.0% | 0.00% | – | |
| EXACT SCIENCES CORPnote 1.000% 1/1 | $685,000 | +2.2% | 475,000 | 0.0% | 0.00% | – | ||
| EXPE | EXPEDIA GROUP INCcall | $18,000 | -18.2% | 168 | 0.0% | 0.00% | – | |
| FDX | FEDEX CORPcall | $5,000 | 0.0% | 37 | 0.0% | 0.00% | – | |
| FIW | FIRST TR EXCHANGE TRADED FDwtr etf | $14,000 | +7.7% | 236 | 0.0% | 0.00% | – | |
| FXD | FIRST TR EXCHANGE TRADED FDconsumr discre | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| FXH | FIRST TR EXCHANGE TRADED FDhlth care alph | $15,000 | +15.4% | 179 | 0.0% | 0.00% | – | |
| FXL | FIRST TR EXCHANGE TRADED FDtech alphadex | $17,000 | +13.3% | 235 | 0.0% | 0.00% | – | |
| WBAI | 500 COM LTDspon adr rep a | $4,000 | -20.0% | 536 | 0.0% | 0.00% | – | |
| TLTE | FLEXSHARES TRmstar emkt fac | $81,000 | +11.0% | 1,528 | 0.0% | 0.00% | – | |
| NFRA | FLEXSHARES TRstoxx globr inf | $196,000 | +4.3% | 3,652 | 0.0% | 0.00% | – | |
| TLTD | FLEXSHARES TRm star dev mkt | $357,000 | +7.5% | 5,512 | 0.0% | 0.00% | – | |
| FMCIW | FORUM MERGER II CORPcall | $177,000 | -22.0% | 385,023 | 0.0% | 0.00% | – | |
| BEN | FRANKLIN RES INCcall | $9,000 | -18.2% | 384 | 0.0% | 0.00% | – | |
| FCX | FREEPORT-MCMORAN INCcall | $1,000 | 0.0% | 152 | 0.0% | 0.00% | – | |
| GVP | GSE SYS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| GE | GENERAL ELECTRIC COcall | $7,000 | +40.0% | 634 | 0.0% | 0.00% | – | |
| GM | GENERAL MTRS COcall | $21,000 | 0.0% | 596 | 0.0% | 0.00% | – | |
| GILD | GILEAD SCIENCES INCcall | $58,000 | +1.8% | 906 | 0.0% | 0.00% | – | |
| GSAT | GLOBALSTAR INC | $2,000 | 0.0% | 5,300 | 0.0% | 0.00% | – | |
| GFED | GUARANTY FED BANCSHARES INC | $7,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| HCI GROUP INCnote 4.250% 3/0 | $511,000 | +3.0% | 500,000 | 0.0% | 0.00% | – | ||
| HAL | HALLIBURTON COcall | $5,000 | +25.0% | 224 | 0.0% | 0.00% | – | |
| HCRSQ | HI CRUSH INC | $4,000 | -50.0% | 5,017 | 0.0% | 0.00% | – | |
| HD | HOME DEPOT INCcall | $87,000 | -5.4% | 400 | 0.0% | 0.00% | – | |
| HON | HONEYWELL INTL INCcall | $28,000 | +3.7% | 162 | 0.0% | 0.00% | – | |
| HZN | HORIZON GLOBAL CORP | $0 | – | 40 | 0.0% | 0.00% | – | |
| IAC | IAC INTERACTIVECORPcall | $1,000 | 0.0% | 6 | 0.0% | 0.00% | – | |
| ILMN | ILLUMINA INCcall | $9,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| INAPQ | INTERNAP CORP | $0 | – | 10 | 0.0% | 0.00% | – | |
| INTU | INTUITcall | $83,000 | -2.4% | 320 | 0.0% | 0.00% | – | |
| ISRG | INTUITIVE SURGICAL INCcall | $62,000 | +10.7% | 105 | 0.0% | 0.00% | – | |
| INTREXON CORPnote 3.500% 7/0 | $719,000 | -1.8% | 1,200,000 | 0.0% | 0.00% | -100.0% | ||
| RYT | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $331,000 | +10.7% | 1,675 | 0.0% | 0.00% | – | |
| PFM | INVESCO EXCHANGE TRADED FD Tdivid achievev | $740,000 | +3.9% | 24,100 | 0.0% | 0.00% | – | |
| PBS | INVESCO EXCHANGE TRADED FD Tdynmc media | $8,000 | +14.3% | 248 | 0.0% | 0.00% | – | |
| PDP | INVESCO EXCHANGE TRADED FD Tdwa momentum | $52,000 | +6.1% | 813 | 0.0% | 0.00% | – | |
| SPLV | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $55,000 | 0.0% | 958 | 0.0% | 0.00% | – | |
| TAN | INVESCO EXCHNG TRADED FD TRsolar etf | $238,000 | +4.8% | 7,767 | 0.0% | 0.00% | – | |
| IQ | IQIYI INCput | $2,000 | +100.0% | 107 | 0.0% | 0.00% | – | |
| EWA | ISHARES INCmsci aust etf | $6,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| SCJ | ISHARES INCmsci japn smcetf | $61,000 | +3.4% | 834 | 0.0% | 0.00% | – | |
| EWY | ISHARES INCmsci sth kor etf | $31,000 | +10.7% | 500 | 0.0% | 0.00% | – | |
| OEF | ISHARES TRs&p 100 etf | $61,000 | +10.9% | 425 | 0.0% | 0.00% | – | |
| IWS | ISHARES TRrus mdcp val etf | $33,000 | +6.5% | 350 | 0.0% | 0.00% | – | |
| IGV | ISHARES TRexpanded tech | $200,000 | +9.9% | 860 | 0.0% | 0.00% | – | |
| IJK | ISHARES TRs&p mc 400gr etf | $21,000 | +10.5% | 89 | 0.0% | 0.00% | – | |
| IWO | ISHARES TRrus 2000 grw etf | $213,000 | +10.9% | 1,000 | 0.0% | 0.00% | – | |
| IYW | ISHARES TRu.s. tech etf | $139,000 | +13.9% | 600 | 0.0% | 0.00% | – | |
| IYH | ISHARES TRus hlthcare etf | $78,000 | +14.7% | 363 | 0.0% | 0.00% | – | |
| ICLN | ISHARES TRgl clean ene etf | $222,000 | +7.8% | 18,966 | 0.0% | 0.00% | – | |
| CMF | ISHARES TRcalif mun bd etf | $122,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| GVI | ISHARES TRintrm gov cr etf | $259,000 | -0.4% | 2,300 | 0.0% | 0.00% | – | |
| IHF | ISHARES TRus hlthcr pr etf | $41,000 | +28.1% | 205 | 0.0% | 0.00% | – | |
| EUFN | ISHARES TRmsci euro fl etf | $423,000 | +10.7% | 21,712 | 0.0% | 0.00% | – | |
| MCHI | ISHARES TRmsci china etf | $233,000 | +14.2% | 3,650 | 0.0% | 0.00% | – | |
| EFAV | ISHARES TRmin vol eafe etf | $476,000 | +1.7% | 6,395 | 0.0% | 0.00% | – | |
| USMV | ISHARES TRmsci min vol etf | $4,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| REM | ISHARES TRmortge rel etf | $222,000 | +5.7% | 5,000 | 0.0% | 0.00% | – | |
| JPM | JPMORGAN CHASE & COput | $158,000 | +18.8% | 1,137 | 0.0% | 0.00% | – | |
| BBCA | JP MORGAN EXCHANGE TRADED FDbetabuldrs cda | $250,000 | +4.2% | 9,621 | 0.0% | 0.00% | – | |
| JPIB | JP MORGAN EXCHANGE TRADED FDglobal bd oprt | $63,000 | -1.6% | 1,262 | 0.0% | 0.00% | – | |
| MFH | JMU LTDsponsored ads | $0 | – | 16 | 0.0% | 0.00% | – | |
| JAKK | JAKKS PAC INC | $14,000 | +16.7% | 14,353 | 0.0% | 0.00% | – | |
| JD | JD COM INCcall | $12,000 | +20.0% | 369 | 0.0% | 0.00% | – | |
| JD | JD COM INCput | $39,000 | +25.8% | 1,116 | 0.0% | 0.00% | – | |
| JNJ | JOHNSON & JOHNSONcall | $70,000 | +12.9% | 484 | 0.0% | 0.00% | – | |
| JMEI | JUMEI INTL HLDG LTDsponsored adr | $5,000 | 0.0% | 2,577 | 0.0% | 0.00% | – | |
| JMIA | JUMIA TECHNOLOGIES AGsponsored ads | $50,000 | -15.3% | 7,500 | 0.0% | 0.00% | – | |
| KB | KB FINANCIAL GROUP INCsponsored adr | $3,000 | +50.0% | 77 | 0.0% | 0.00% | – | |
| K | KELLOGG COput | $3,000 | 0.0% | 48 | 0.0% | 0.00% | – | |
| KMB | KIMBERLY CLARK CORPput | $13,000 | -7.1% | 101 | 0.0% | 0.00% | – | |
| KMI | KINDER MORGAN INC DELcall | $23,000 | +4.5% | 1,113 | 0.0% | 0.00% | – | |
| KEP | KOREA ELECTRIC PWRsponsored adr | $3,000 | 0.0% | 314 | 0.0% | 0.00% | – | |
| KHC | KRAFT HEINZ COcall | $3,000 | +50.0% | 103 | 0.0% | 0.00% | – | |
| LRCX | LAM RESEARCH CORPcall | $69,000 | +27.8% | 236 | 0.0% | 0.00% | – | |
| EL | LAUDER ESTEE COS INCput | $31,000 | +3.3% | 152 | 0.0% | 0.00% | – | |
| LACQW | LEISURE ACQUISITION CORPcall | $299,000 | +43.8% | 290,000 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $461,000 | -2.9% | 661,000 | 0.0% | 0.00% | – | ||
| LLY | LILLY ELI & COcall | $6,000 | +20.0% | 47 | 0.0% | 0.00% | – | |
| LMT | LOCKHEED MARTIN CORPput | $38,000 | -2.6% | 100 | 0.0% | 0.00% | – | |
| LOW | LOWES COS INCput | $77,000 | +8.5% | 650 | 0.0% | 0.00% | – | |
| LULU | LULULEMON ATHLETICA INCcall | $2,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| MFA FINL INCnote 6.250% 6/1 | $468,000 | +1.5% | 450,000 | 0.0% | 0.00% | – | ||
| MVC | MVC CAPITAL INC | $7,000 | +16.7% | 780 | 0.0% | 0.00% | – | |
| MTEX | MANNATECH INC | $12,000 | -14.3% | 800 | 0.0% | 0.00% | – | |
| MMLP | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | 100 | 0.0% | 0.00% | – | |
| MNIQQ | MCCLATCHY COcl a new | $0 | – | 220 | 0.0% | 0.00% | – | |
| MCD | MCDONALDS CORPcall | $39,000 | -7.1% | 200 | 0.0% | 0.00% | – | |
| MUX | MCEWEN MNG INC | $19,000 | -20.8% | 15,700 | 0.0% | 0.00% | – | |
| MLCO | MELCO RESORTS AND ENTMT LTDcall | $3,000 | +50.0% | 126 | 0.0% | 0.00% | – | |
| MELI | MERCADOLIBRE INCput | $121,000 | +3.4% | 213 | 0.0% | 0.00% | – | |
| MRK | MERCK & CO INCcall | $56,000 | +7.7% | 634 | 0.0% | 0.00% | – | |
| MU | MICRON TECHNOLOGY INCcall | $41,000 | +28.1% | 770 | 0.0% | 0.00% | – | |
| MU | MICRON TECHNOLOGY INCput | $40,000 | +25.0% | 747 | 0.0% | 0.00% | – | |
| MOMO INCnote 1.250% 7/0 | $254,000 | +2.8% | 275,000 | 0.0% | 0.00% | – | ||
| MDLZ | MONDELEZ INTL INCcall | $10,000 | 0.0% | 184 | 0.0% | 0.00% | – | |
| MGI | MONEYGRAM INTL INC | $0 | – | 175 | 0.0% | 0.00% | – | |
| MS | MORGAN STANLEYcall | $6,000 | +20.0% | 131 | 0.0% | 0.00% | – | |
| NIHD | NII HLDGS INC | $8,000 | +14.3% | 4,000 | 0.0% | 0.00% | – | |
| NAOV | NANOVIBRONIX INC | $70,000 | +12.9% | 24,889 | 0.0% | 0.00% | – | |
| NFLX | NETFLIX INCcall | $96,000 | +20.0% | 302 | 0.0% | 0.00% | – | |
| NFLX | NETFLIX INCput | $143,000 | +20.2% | 445 | 0.0% | 0.00% | – | |
| NTES | NETEASE INCput | $30,000 | +15.4% | 100 | 0.0% | 0.00% | – | |
| NKE | NIKE INCcall | $26,000 | +8.3% | 264 | 0.0% | 0.00% | – | |
| NOC | NORTHROP GRUMMAN CORPcall | $7,000 | -12.5% | 23 | 0.0% | 0.00% | – | |
| NTNX | NUTANIX INCcall | $7,000 | +16.7% | 250 | 0.0% | 0.00% | – | |
| NMY | NUVEEN MARYLAND QLT MUN INC | $30,000 | 0.0% | 2,256 | 0.0% | 0.00% | – | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $171,000 | -0.6% | 10,301 | 0.0% | 0.00% | – | |
| NES | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | 2 | 0.0% | 0.00% | – | |
| NUV | NUVEEN MUN VALUE FD INC | $31,000 | +3.3% | 2,962 | 0.0% | 0.00% | – | |
| OASIS PETE INC NEWnote 2.625% 9/1 | $69,000 | +4.5% | 90,000 | 0.0% | 0.00% | – | ||
| OXY | OCCIDENTAL PETE CORPcall | $7,000 | -12.5% | 181 | 0.0% | 0.00% | – | |
| ORCL | ORACLE CORPcall | $14,000 | -6.7% | 274 | 0.0% | 0.00% | – | |
| PDC ENERGY INCnote 1.125% 9/1 | $133,000 | +2.3% | 142,000 | 0.0% | 0.00% | – | ||
| PNC | PNC FINL SVCS GROUP INCcall | $5,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| PPL | PPL CORPcall | $12,000 | +9.1% | 352 | 0.0% | 0.00% | – | |
| PEIX | PACIFIC ETHANOL INC | $0 | – | 292 | 0.0% | 0.00% | – | |
| PANW | PALO ALTO NETWORKS INCput | $12,000 | +20.0% | 53 | 0.0% | 0.00% | – | |
| PAYC | PAYCOM SOFTWARE INCcall | $11,000 | +22.2% | 45 | 0.0% | 0.00% | – | |
| PYPL | PAYPAL HLDGS INCcall | $28,000 | +3.7% | 262 | 0.0% | 0.00% | – | |
| PYPL | PAYPAL HLDGS INCput | $49,000 | +4.3% | 459 | 0.0% | 0.00% | – | |
| PNNT | PENNANTPARK INVT CORP | $689,000 | +4.1% | 105,600 | 0.0% | 0.00% | – | |
| PTR | PETROCHINA CO LTDsponsored adr | $226,000 | -0.9% | 4,500 | 0.0% | 0.00% | – | |
| PFE | PFIZER INCcall | $3,000 | +50.0% | 81 | 0.0% | 0.00% | – | |
| PSX | PHILLIPS 66call | $14,000 | +7.7% | 131 | 0.0% | 0.00% | – | |
| PTY | PIMCO CORPORATE & INCOME OPP | $0 | – | 13 | 0.0% | 0.00% | – | |
| PXD | PIONEER NAT RES COput | $8,000 | +33.3% | 55 | 0.0% | 0.00% | – | |
| POPE | POPE RESOURCES A DELAWARE LPdepositry rcpt | $27,000 | +28.6% | 300 | 0.0% | 0.00% | – | |
| PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $98,000 | 0.0% | 99,000 | 0.0% | 0.00% | – | ||
| PG | PROCTER & GAMBLE COcall | $7,000 | 0.0% | 67 | 0.0% | 0.00% | – | |
| SDS | PROSHARES TRultrashrt s&p500 | $0 | – | 18 | 0.0% | 0.00% | – | |
| SH | PROSHARES TRshort s&p 500 ne | $177,000 | -8.3% | 7,390 | 0.0% | 0.00% | – | |
| PRU | PRUDENTIAL FINL INCcall | $24,000 | +4.3% | 264 | 0.0% | 0.00% | – | |
| RDVT | RED VIOLET INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| REDFIN CORPnote 1.750% 7/1 | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| MARK | REMARK HLDGS INC | $0 | -100.0% | 1,600 | 0.0% | 0.00% | – | |
| RENN | RENREN INCspon adr a new | $0 | – | 597 | 0.0% | 0.00% | – | |
| RNG | RINGCENTRAL INCcall | $6,000 | +20.0% | 40 | 0.0% | 0.00% | – | |
| REDU | RISE ED CAYMAN LTDsponsored adr | $3,000 | 0.0% | 430 | 0.0% | 0.00% | – | |
| SPGI | S&P GLOBAL INCcall | $19,000 | +11.8% | 71 | 0.0% | 0.00% | – | |
| DWX | SPDR INDEX SHS FDSs&p intl etf | $321,000 | +3.2% | 8,000 | 0.0% | 0.00% | – | |
| RWR | SPDR SERIES TRUSTdj reit etf | $326,000 | -2.4% | 3,200 | 0.0% | 0.00% | – | |
| SPIP | SPDR SERIES TRUSTportfli tips etf | $30,000 | 0.0% | 1,060 | 0.0% | 0.00% | – | |
| DWFI | SPDR SERIES TRUSTdorsey wrgt fi | $21,000 | 0.0% | 920 | 0.0% | 0.00% | – | |
| SALM | SALEM MEDIA GROUP INCcl a | $0 | – | 2 | 0.0% | 0.00% | – | |
| CRM | SALESFORCE COM INCput | $23,000 | +9.5% | 143 | 0.0% | 0.00% | – | |
| GCVRZ | SANOFIright 12/31/2020 | $6,000 | +50.0% | 8,000 | 0.0% | 0.00% | – | |
| SLB | SCHLUMBERGER LTDcall | $10,000 | +25.0% | 260 | 0.0% | 0.00% | – | |
| SCHW | THE CHARLES SCHWAB CORPORATIcall | $51,000 | +13.3% | 1,085 | 0.0% | 0.00% | – | |
| SCHW | THE CHARLES SCHWAB CORPORATIput | $0 | – | 17 | 0.0% | 0.00% | – | |
| XLC | SELECT SECTOR SPDR TR | $128,000 | +8.5% | 2,407 | 0.0% | 0.00% | – | |
| XLRE | SELECT SECTOR SPDR TRrl est sel sec | $649,000 | -1.8% | 16,816 | 0.0% | 0.00% | – | |
| SRE | SEMPRA ENERGYcall | $66,000 | +3.1% | 438 | 0.0% | 0.00% | – | |
| SHG | SHINHAN FINANCIAL GROUP CO Lspn adr restrd | $190,000 | +9.2% | 5,000 | 0.0% | 0.00% | – | |
| SHOP | SHOPIFY INCcall | $11,000 | +22.2% | 30 | 0.0% | 0.00% | – | |
| SHOP | SHOPIFY INCput | $95,000 | +28.4% | 239 | 0.0% | 0.00% | – | |
| SO | SOUTHERN COcall | $79,000 | +2.6% | 1,253 | 0.0% | 0.00% | – | |
| SQ | SQUARE INCcall | $25,000 | +4.2% | 403 | 0.0% | 0.00% | – | |
| STND | STANDARD AVB FINL CORP | $38,000 | +11.8% | 1,286 | 0.0% | 0.00% | – | |
| SPRT | SUPPORT COM INC | $0 | – | 413 | 0.0% | 0.00% | – | |
| SSPY | SYNTAX ETF TRstratifd lrg cap | $74,000 | +5.7% | 1,468 | 0.0% | 0.00% | – | |
| TJX | TJX COS INC NEWcall | $13,000 | +8.3% | 228 | 0.0% | 0.00% | – | |
| TWN | TAIWAN FD INC | $245,000 | +11.4% | 11,928 | 0.0% | 0.00% | – | |
| TARENA INTL INCsponsored ads | $2,000 | +100.0% | 1,229 | 0.0% | 0.00% | – | ||
| TEF | TELEFONICA S Asponsored adr | $628,000 | -8.3% | 90,279 | 0.0% | 0.00% | – | |
| TDF | TEMPLETON DRAGON FD INC | $330,000 | +8.6% | 17,000 | 0.0% | 0.00% | – | |
| EMF | TEMPLETON EMERGING MKTS FD I | $187,000 | +6.9% | 12,000 | 0.0% | 0.00% | – | |
| TXG | 10X GENOMICS INC | $453,000 | +51.0% | 5,953 | 0.0% | 0.00% | – | |
| TXN | TEXAS INSTRS INCcall | $12,000 | -7.7% | 101 | 0.0% | 0.00% | – | |
| MMM | 3M COcall | $20,000 | +5.3% | 116 | 0.0% | 0.00% | – | |
| TDWWSA | TIDEWATER INC NEWcall | $66,000 | +11.9% | 41,022 | 0.0% | 0.00% | – | |
| TDWWSB | TIDEWATER INC NEWcall | $52,000 | -1.9% | 44,341 | 0.0% | 0.00% | – | |
| TOUR | TUNIU CORPsponsored ads a | $2,000 | 0.0% | 871 | 0.0% | 0.00% | – | |
| UAL | UNITED AIRLINES HLDGS INCcall | $65,000 | -1.5% | 748 | 0.0% | 0.00% | – | |
| UPS | UNITED PARCEL SERVICE INCcall | $194,000 | -2.0% | 1,658 | 0.0% | 0.00% | – | |
| UPS | UNITED PARCEL SERVICE INCput | $259,000 | -2.6% | 2,220 | 0.0% | 0.00% | – | |
| UNH | UNITEDHEALTH GROUP INCcall | $129,000 | +35.8% | 443 | 0.0% | 0.00% | – | |
| VLO | VALERO ENERGY CORP NEWcall | $7,000 | +16.7% | 76 | 0.0% | 0.00% | – | |
| MOO | VANECK VECTORS ETF TRUSTagribusiness etf | $24,000 | +4.3% | 350 | 0.0% | 0.00% | – | |
| VEECO INSTRS INC DELnote 2.700% 1/1 | $705,000 | +5.7% | 750,000 | 0.0% | 0.00% | – | ||
| VTIQW | VECTOIQ ACQUISITION CORPcall | $29,000 | +38.1% | 50,000 | 0.0% | 0.00% | – | |
| VZ | VERIZON COMMUNICATIONS INCcall | $31,000 | 0.0% | 520 | 0.0% | 0.00% | – | |
| VRTX | VERTEX PHARMACEUTICALS INCcall | $14,000 | +27.3% | 65 | 0.0% | 0.00% | – | |
| VBFC | VILLAGE BK & TR FINANCIAL CO | $17,000 | +6.2% | 468 | 0.0% | 0.00% | – | |
| VVUSQ | VIVUS INC | $363,000 | -29.7% | 133,719 | 0.0% | 0.00% | – | |
| WDC | WESTERN DIGITAL CORPput | $8,000 | +14.3% | 133 | 0.0% | 0.00% | – | |
| WMB | WILLIAMS COS INC DELcall | $50,000 | -2.0% | 2,146 | 0.0% | 0.00% | – | |
| DEM | WISDOMTREE TRemer mkt high fd | $41,000 | +10.8% | 915 | 0.0% | 0.00% | – | |
| DXGE | WISDOMTREE TRgermany hedeq fd | $7,000 | +16.7% | 226 | 0.0% | 0.00% | – | |
| ZDGE | ZEDGE INCcl b | $0 | – | 271 | 0.0% | 0.00% | – | |
| ZEN | ZENDESK INCput | $55,000 | +5.8% | 720 | 0.0% | 0.00% | – | |
| ZTS | ZOETIS INCcall | $5,000 | 0.0% | 44 | 0.0% | 0.00% | – | |
| AGN | ALLERGAN PLCcall | $7,000 | +16.7% | 37 | 0.0% | 0.00% | – | |
| AGN | ALLERGAN PLCput | $4,000 | 0.0% | 24 | 0.0% | 0.00% | – | |
| AXGT | AXOVANT GENE THERAPIES LTD | $0 | – | 7 | 0.0% | 0.00% | – | |
| ACN | ACCENTURE PLC IRELANDcall | $1,000 | – | 5 | 0.0% | 0.00% | – | |
| CIFS | CHINA INTERNET NATIONWIDE FI | $0 | – | 3 | 0.0% | 0.00% | – | |
| ETN | EATON CORP PLCcall | $40,000 | +14.3% | 427 | 0.0% | 0.00% | – | |
| JCI | JOHNSON CTLS INTL PLCcall | $7,000 | -12.5% | 192 | 0.0% | 0.00% | – | |
| MDT | MEDTRONIC PLCcall | $7,000 | +16.7% | 62 | 0.0% | 0.00% | – | |
| UTSI | UTSTARCOM HOLDINGS CORP | $0 | – | 87 | 0.0% | 0.00% | – | |
| VALPQ | VALARIS PLC | $116,000 | +36.5% | 17,859 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #6
- DWS INVESTMENT MANAGEMENT AMERICAS, INC #10
- RREEF AMERICA LLC #11
- Deutsche Bank (Suisse) SA #19
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Deutsche Oppenheim Family Office AG #28
- DWS Investments UK Ltd #33
- DBX Advisors LLC #287
- DWS Investments Hong Kong Ltd #422
- DWS CH AG #462
- DWS Investment S.A. #482
- DWS International GmbH #483
- Quaystreet Asset Management Ltd #522
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.