$153 Billion is the total value of DEUTSCHE BANK AG\'s 19698 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | WAYFAIR INCnote 1.125%11/0 | $2,622,605,000 | – | 25,304,000 | +100.0% | 1.71% | – | |
| PEAK | New | HEALTHPEAK PPTYS INC | $242,537,000 | – | 7,036,384 | +100.0% | 0.16% | – |
| TFC | New | TRUIST FINL CORP | $169,720,000 | – | 3,013,632 | +100.0% | 0.11% | – |
| VIAC | New | VIACOMCBS INCcl b | $137,214,000 | – | 3,269,527 | +100.0% | 0.09% | – |
| TCOM | New | TRIP COM GROUP LTDads | $44,037,000 | – | 1,313,122 | +100.0% | 0.03% | – |
| XP | New | XP INCcl a | $32,893,000 | – | 853,950 | +100.0% | 0.02% | – |
| CSTM | New | CONSTELLIUM SE | $30,772,000 | – | 2,296,517 | +100.0% | 0.02% | – |
| NLOK | New | NORTONLIFELOCK INC | $29,810,000 | – | 1,168,318 | +100.0% | 0.02% | – |
| YY | New | JOYY INC | $15,877,000 | – | 300,806 | +100.0% | 0.01% | – |
| ACAM | New | ACAMAR PARTNERS ACQSITION COcl a | $12,924,000 | – | 1,295,029 | +100.0% | 0.01% | – |
| New | DOCUSIGN INCnote 0.500% 9/1 | $10,248,000 | – | 8,254,000 | +100.0% | 0.01% | – | |
| SFTWU | New | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $10,025,000 | – | 984,800 | +100.0% | 0.01% | – |
| CMPR | New | CIMPRESS PLC | $10,691,000 | – | 85,017 | +100.0% | 0.01% | – |
| New | DEXCOM INCnote 0.750%12/0 | $10,647,000 | – | 7,189,000 | +100.0% | 0.01% | – | |
| EXPC | New | EXPERIENCE INVESTMENT CORP | $9,750,000 | – | 1,000,000 | +100.0% | 0.01% | – |
| New | INSULET CORPnote 1.375%11/1 | $9,773,000 | – | 5,145,000 | +100.0% | 0.01% | – | |
| DEAC | New | DIAMOND EAGLE ACQUISITION CO | $8,144,000 | – | 761,165 | +100.0% | 0.01% | – |
| JIHU | New | JUNIPER INDL HLDGS INCunit 11/13/2026 | $8,268,000 | – | 812,213 | +100.0% | 0.01% | – |
| NEBU | New | NEBULA ACQUISITION CORP | $7,580,000 | – | 719,200 | +100.0% | 0.01% | – |
| DTP | New | DTE ENERGY COunit 11/01/2022s | $3,844,000 | – | 75,000 | +100.0% | 0.00% | – |
| New | MOMO INCput | $4,263,000 | – | 4,600,000 | +100.0% | 0.00% | – | |
| OAC | New | OAKTREE ACQUISITION CORP | $4,441,000 | – | 450,000 | +100.0% | 0.00% | – |
| CHPMU | New | CHP MERGER CORPunit 11/22/2024 | $4,068,000 | – | 400,000 | +100.0% | 0.00% | – |
| New | TESLA INCnote 1.250% 3/0 | $4,393,000 | – | 3,447,000 | +100.0% | 0.00% | – | |
| BBAR | New | BANCO BBVA ARGENTINA SAsponsored ads | $3,919,000 | – | 703,820 | +100.0% | 0.00% | – |
| CPAA | New | CONYERS PK II ACQUISITION CO | $3,510,000 | – | 339,160 | +100.0% | 0.00% | – |
| TGE | New | TALLGRASS ENERGY LP | $2,818,000 | – | 127,400 | +100.0% | 0.00% | – |
| AZUL | New | AZUL S Asponsr adr pfd | $3,766,000 | – | 88,000 | +100.0% | 0.00% | – |
| FTAC | New | FINTECH ACQUISITION CORP III | $3,491,000 | – | 345,000 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORP DELAWAREnote 1.000% 1/3 | $3,751,000 | – | 2,820,000 | +100.0% | 0.00% | – | |
| New | US ECOLOGY INC | $3,004,000 | – | 51,906 | +100.0% | 0.00% | – | |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $3,528,000 | – | 350,000 | +100.0% | 0.00% | – |
| New | ETSY INCnote 3/0 | $1,785,000 | – | 1,268,000 | +100.0% | 0.00% | – | |
| ALNA | New | ALLENA PHARMACEUTICALS INC | $1,230,000 | – | 450,673 | +100.0% | 0.00% | – |
| TUFN | New | TUFIN SOFTWARE TECHNOLOGIS L | $928,000 | – | 52,810 | +100.0% | 0.00% | – |
| New | COLONY CAP INCnote 3.875% 1/1 | $1,526,000 | – | 1,550,000 | +100.0% | 0.00% | – | |
| HYAC | New | HAYMAKER ACQUISITION CORP II | $1,657,000 | – | 164,860 | +100.0% | 0.00% | – |
| New | LENDINGTREE INC NEWnote 0.625% 6/0 | $977,000 | – | 625,000 | +100.0% | 0.00% | – | |
| New | TILRAY INCnote 5.000%10/0 | $910,000 | – | 1,750,000 | +100.0% | 0.00% | – | |
| CCX | New | CHURCHILL CAP CORP IIcl a | $2,262,000 | – | 219,100 | +100.0% | 0.00% | – |
| New | BENEFITFOCUS INCnote 1.250%12/1 | $777,000 | – | 902,000 | +100.0% | 0.00% | – | |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $895,000 | – | 888,000 | +100.0% | 0.00% | – | |
| CRESY | New | CRESUD S A C I F Y Asponsored adr | $2,170,000 | – | 308,348 | +100.0% | 0.00% | – |
| BNTX | New | BIONTECH SEsponsored ads | $1,185,000 | – | 35,000 | +100.0% | 0.00% | – |
| ICSH | New | ISHARES TRultr sh trm bd | $831,000 | – | 16,522 | +100.0% | 0.00% | – |
| BMYRT | New | BRISTOL MYERS SQUIBB COright 99/99/9999 | $1,701,000 | – | 567,153 | +100.0% | 0.00% | – |
| OI | New | O-I GLASS INC | $1,084,000 | – | 91,056 | +100.0% | 0.00% | – |
| NEX | New | NEXTIER OILFIELD SOLUTIONS I | $1,202,000 | – | 179,713 | +100.0% | 0.00% | – |
| ZYME | New | ZYMEWORKS INC | $1,549,000 | – | 34,110 | +100.0% | 0.00% | – |
| MDWD | New | MEDIWOUND LTD | $9,000 | – | 2,921 | +100.0% | 0.00% | – |
| MTSL | New | MER TELEMANAGEMENT SOLUTIONS | $1,000 | – | 1,300 | +100.0% | 0.00% | – |
| CNTG | New | CENTOGENE N V | $6,000 | – | 628 | +100.0% | 0.00% | – |
| MMYT | New | MAKEMYTRIP LIMITED MAURITIUS | $381,000 | – | 16,672 | +100.0% | 0.00% | – |
| CTRM | New | CASTOR MARITIME INC | $8,000 | – | 4,543 | +100.0% | 0.00% | – |
| DLNG | New | DYNAGAS LNG PARTNERS LP | $15,000 | – | 7,150 | +100.0% | 0.00% | – |
| GIGM | New | GIGAMEDIA LTD | $1,000 | – | 600 | +100.0% | 0.00% | – |
| GLBS | New | GLOBUS MARITIME LIMITED NEW | $13,000 | – | 14,031 | +100.0% | 0.00% | – |
| NMCI | New | NAVIOS MARITIME CONTAINERS L | $5,000 | – | 2,690 | +100.0% | 0.00% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $322,000 | – | 13,476 | +100.0% | 0.00% | – |
| ALJJ | New | ALJ REGIONAL HLDGS INC | $0 | – | 253 | +100.0% | 0.00% | – |
| AMCI | New | AMCI ACQUISITION CORPclass a | $22,000 | – | 2,200 | +100.0% | 0.00% | – |
| ABIO | New | ARCA BIOPHARMA INC | $12,000 | – | 2,220 | +100.0% | 0.00% | – |
| ARKK | New | ARK ETF TRinnovation etf | $2,000 | – | 48 | +100.0% | 0.00% | – |
| ARKG | New | ARK ETF TRgenomic rev etf | $28,000 | – | 861 | +100.0% | 0.00% | – |
| ACAMW | New | ACAMAR PARTNERS ACQSITION COcall | $420,000 | – | 561,866 | +100.0% | 0.00% | – |
| ACST | New | ACASTI PHARMA INCcl a new | $190,000 | – | 77,700 | +100.0% | 0.00% | – |
| ACELWS | New | ACCEL ENTMT INCcall | $442,000 | – | 150,000 | +100.0% | 0.00% | – |
| ACHV | New | ACHIEVE LIFE SCIENCE INC | $14,000 | – | 26,761 | +100.0% | 0.00% | – |
| ATV | New | ACORN INTL INCsponsord adr new | $1,000 | – | 100 | +100.0% | 0.00% | – |
| AEHR | New | AEHR TEST SYSTEMS | $8,000 | – | 4,321 | +100.0% | 0.00% | – |
| New | AETHLON MED INC | $4,000 | – | 4,500 | +100.0% | 0.00% | – | |
| ARPO | New | AERPIO PHARMACEUTICALS INC | $4,000 | – | 6,712 | +100.0% | 0.00% | – |
| AGRX | New | AGILE THERAPEUTICS INC | $164,000 | – | 65,667 | +100.0% | 0.00% | – |
| UAVS | New | AGEAGLE AERIAL SYS INC NEW | $3,000 | – | 7,323 | +100.0% | 0.00% | – |
| AIM | New | AIM IMMUNOTECH INC | $2,000 | – | 4,347 | +100.0% | 0.00% | – |
| AIRI | New | AIR INDS GROUP | $0 | – | 326 | +100.0% | 0.00% | – |
| AKTX | New | AKARI THERAPEUTICS PLCsponsored adr | $1,000 | – | 1,027 | +100.0% | 0.00% | – |
| New | AKERS BIOSCIENCES INC | $0 | – | 300 | +100.0% | 0.00% | – | |
| ALRS | New | ALERUS FINL CORP | $22,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | ALIMERA SCIENCES INC | $20,000 | – | 2,666 | +100.0% | 0.00% | – | |
| ALLY | New | ALLY FINL INCcall | $2,000 | – | 70 | +100.0% | 0.00% | – |
| AAU | New | ALMADEN MINERALS LTD | $2,000 | – | 4,451 | +100.0% | 0.00% | – |
| ALPN | New | ALPINE IMMUNE SCIENCES INC | $4,000 | – | 1,065 | +100.0% | 0.00% | – |
| MO | New | ALTRIA GROUP INCput | $2,000 | – | 55 | +100.0% | 0.00% | – |
| ACH | New | ALUMINUM CORP CHINA LTD | $1,000 | – | 166 | +100.0% | 0.00% | – |
| AMOV | New | AMERICA MOVIL SAB DE CVsponsored adr | $3,000 | – | 195 | +100.0% | 0.00% | – |
| APHA | New | APHRIA INCput | $0 | – | 170 | +100.0% | 0.00% | – |
| APRE | New | APREA THERAPEUTICS INC | $108,000 | – | 2,371 | +100.0% | 0.00% | – |
| ARTW | New | ARTS WAY MFG INC | $1,000 | – | 568 | +100.0% | 0.00% | – |
| ASNAQ | New | ASCENA RETAIL GROUP INC | $20,000 | – | 2,770 | +100.0% | 0.00% | – |
| ASPN | New | ASPEN AEROGELS INC | $12,000 | – | 1,600 | +100.0% | 0.00% | – |
| ASPU | New | ASPEN GROUP INC | $30,000 | – | 3,802 | +100.0% | 0.00% | – |
| ATOS | New | ATOSSA GENETICS INC | $10,000 | – | 6,394 | +100.0% | 0.00% | – |
| AUPH | New | AURINIA PHARMACEUTICALS INC | $402,000 | – | 19,857 | +100.0% | 0.00% | – |
| ACB | New | AURORA CANNABIS INCput | $1,000 | – | 550 | +100.0% | 0.00% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INcall | $5,000 | – | 30 | +100.0% | 0.00% | – |
| AWX | New | AVALON HLDGS CORPcl a | $1,000 | – | 600 | +100.0% | 0.00% | – |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $221,000 | – | 250,000 | +100.0% | 0.00% | – | |
| BRP | New | BRP GROUP INC | $80,000 | – | 5,044 | +100.0% | 0.00% | – |
| BBDC | New | BARINGS BDC INC | $0 | – | 72 | +100.0% | 0.00% | – |
| BXRX | New | BAUDAX BIO INC | $18,000 | – | 2,807 | +100.0% | 0.00% | – |
| BRBR | New | BELLRING BRANDS INC | $300,000 | – | 14,130 | +100.0% | 0.00% | – |
| BNTC | New | BENITEC BIOPHARMA LTDsponsored ads | $1,000 | – | 350 | +100.0% | 0.00% | – |
| BYND | New | BEYOND MEAT INCput | $3,000 | – | 45 | +100.0% | 0.00% | – |
| BILL | New | BILL COM HLDGS INC | $570,000 | – | 15,000 | +100.0% | 0.00% | – |
| BIOC | New | BIOCEPT INC | $6,000 | – | 23,979 | +100.0% | 0.00% | – |
| BLNK | New | BLINK CHARGING CO | $25,000 | – | 13,684 | +100.0% | 0.00% | – |
| BKEP | New | BLUEKNIGHT ENERGY PARTNERS L | $10,000 | – | 9,634 | +100.0% | 0.00% | – |
| BOXL | New | BOXLIGHT CORP | $6,000 | – | 5,880 | +100.0% | 0.00% | – |
| BCLI | New | BRAINSTORM CELL THERAPEUTICS | $15,000 | – | 3,526 | +100.0% | 0.00% | – |
| BAK | New | BRASKEM S Asp adr pfd a | $102,000 | – | 6,939 | +100.0% | 0.00% | – |
| BEDU | New | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $21,000 | – | 2,390 | +100.0% | 0.00% | – |
| BMY | New | BRISTOL MYERS SQUIBB COput | $3,000 | – | 55 | +100.0% | 0.00% | – |
| BVSN | New | BROADVISION INC | $2,000 | – | 1,045 | +100.0% | 0.00% | – |
| BSQR | New | BSQUARE CORP | $1,000 | – | 1,400 | +100.0% | 0.00% | – |
| New | CHF SOLUTIONS INC | $6,000 | – | 7,539 | +100.0% | 0.00% | – | |
| PMTS | New | CPI CARD GROUP INC | $3,000 | – | 3,492 | +100.0% | 0.00% | – |
| CABA | New | CABALETTA BIO INC | $30,000 | – | 2,183 | +100.0% | 0.00% | – |
| New | CAMBER ENERGY INC | $34,000 | – | 18,000 | +100.0% | 0.00% | – | |
| CANF | New | CAN FITE BIOPHARMA LTDsponsored ads | $13,000 | – | 4,049 | +100.0% | 0.00% | – |
| CNTTQ | New | CANNTRUST HLDGS INC | $19,000 | – | 20,900 | +100.0% | 0.00% | – |
| CAJ | New | CANON INCsponsored adr | $192,000 | – | 7,037 | +100.0% | 0.00% | – |
| CGC | New | CANOPY GROWTH CORPput | $4,000 | – | 220 | +100.0% | 0.00% | – |
| CSWC | New | CAPITAL SOUTHWEST CORP | $2,000 | – | 116 | +100.0% | 0.00% | – |
| CPTA | New | CAPITALA FIN CORP | $1,000 | – | 203 | +100.0% | 0.00% | – |
| CAPR | New | CAPRICOR THERAPEUTICS INC | $2,000 | – | 2,170 | +100.0% | 0.00% | – |
| New | CATABASIS PHARMACEUTICALS IN | $31,000 | – | 5,333 | +100.0% | 0.00% | – | |
| APOP | New | CELLECT BIOTECHNOLOGY LTDsponsord ads new | $3,000 | – | 1,419 | +100.0% | 0.00% | – |
| CYAD | New | CELYAD SAadr | $17,000 | – | 1,676 | +100.0% | 0.00% | – |
| New | CEMEX SAB DE CVnote 3.720% 3/1 | $501,000 | – | 500,000 | +100.0% | 0.00% | – | |
| LEU | New | CENTRUS ENERGY CORPcl a | $13,000 | – | 2,030 | +100.0% | 0.00% | – |
| CRNC | New | CERENCE INC | $248,000 | – | 11,297 | +100.0% | 0.00% | – |
| CHWY | New | CHEWY INCcl a | $3,000 | – | 123 | +100.0% | 0.00% | – |
| CAAS | New | CHINA AUTOMOTIVE SYS INC | $3,000 | – | 1,042 | +100.0% | 0.00% | – |
| CPHI | New | CHINA PHARMA HLDGS INC | $1,000 | – | 6,255 | +100.0% | 0.00% | – |
| CJJD | New | CHINA JO-JO DRUGSTORES INC | $11,000 | – | 6,218 | +100.0% | 0.00% | – |
| COE | New | CHINA ONLINE ED GROUPsponsored adr | $7,000 | – | 713 | +100.0% | 0.00% | – |
| CDTX | New | CIDARA THERAPEUTICS INC | $16,000 | – | 4,339 | +100.0% | 0.00% | – |
| CVEO | New | CIVEO CORP CDA | $44,000 | – | 34,926 | +100.0% | 0.00% | – |
| COCP | New | COCRYSTAL PHARMA INC | $2,000 | – | 5,593 | +100.0% | 0.00% | – |
| CFRX | New | CONTRAFECT CORP | $5,000 | – | 8,118 | +100.0% | 0.00% | – |
| CPAAW | New | CONYERS PK II ACQUISITION COcall | $41,000 | – | 22,290 | +100.0% | 0.00% | – |
| CTK | New | COOTEK CAYMAN INCsponsored ads | $1,000 | – | 325 | +100.0% | 0.00% | – |
| CYCC | New | CYCLACEL PHARMACEUTICALS INC | $0 | – | 1,286 | +100.0% | 0.00% | – |
| DBVT | New | DBV TECHNOLOGIES S Asponsored adr | $94,000 | – | 8,841 | +100.0% | 0.00% | – |
| New | DARIOHEALTH CORP | $2,000 | – | 400 | +100.0% | 0.00% | – | |
| DTSS | New | DATASEA INC | $8,000 | – | 2,858 | +100.0% | 0.00% | – |
| DTEA | New | DAVIDSTEA INC | $12,000 | – | 8,541 | +100.0% | 0.00% | – |
| DMPI | New | DELMAR PHARMACEUTICALS INC | $9,000 | – | 14,000 | +100.0% | 0.00% | – |
| DAL | New | DELTA AIR LINES INC DELput | $4,000 | – | 80 | +100.0% | 0.00% | – |
| DMAC | New | DIAMEDICA THERAPEUTICS INC | $0 | – | 17 | +100.0% | 0.00% | – |
| SOXL | New | DIREXION SHS ETF TRdly scond 3xbu | $185,000 | – | 676 | +100.0% | 0.00% | – |
| ERX | New | DIREXION SHS ETF TRdly enrgy bull3x | $137,000 | – | 7,854 | +100.0% | 0.00% | – |
| CHAU | New | DIREXION SHS ETF TRcsi 300 bull2x | $27,000 | – | 1,110 | +100.0% | 0.00% | – |
| DG | New | DOLLAR GEN CORP NEWcall | $6,000 | – | 40 | +100.0% | 0.00% | – |
| DYAI | New | DYADIC INTL INC DEL | $37,000 | – | 7,162 | +100.0% | 0.00% | – |
| DYNT | New | DYNATRONICS CORP | $1,000 | – | 1,600 | +100.0% | 0.00% | – |
| ECTM | New | ECA MARCELLUS TR I | $3,000 | – | 4,978 | +100.0% | 0.00% | – |
| IPAY | New | ETF MANAGERS TRprime mobile pay | $200,000 | – | 4,051 | +100.0% | 0.00% | – |
| EDNT | New | EDISON NATION INC | $1,000 | – | 719 | +100.0% | 0.00% | – |
| ETNB | New | 89BIO INC | $25,000 | – | 984 | +100.0% | 0.00% | – |
| EKSO | New | EKSO BIONICS HLDGS INC | $3,000 | – | 8,877 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEWcall | $0 | – | 120 | +100.0% | 0.00% | – |
| EARN | New | ELLINGTON RESIDENTIAL MTG RE | $0 | – | 10 | +100.0% | 0.00% | – |
| EMAN | New | EMAGIN CORP | $1,000 | – | 4,799 | +100.0% | 0.00% | – |
| ELA | New | ENVELA CORPORATION | $2,000 | – | 1,544 | +100.0% | 0.00% | – |
| EQ | New | EQUILLIUM INC | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| EPIX | New | ESSA PHARMA INC | $8,000 | – | 1,568 | +100.0% | 0.00% | – |
| EVOL | New | EVOLVING SYS INC | $2,000 | – | 2,342 | +100.0% | 0.00% | – |
| New | EVOLENT HEALTH INCnote 1.500%10/1 | $144,000 | – | 207,000 | +100.0% | 0.00% | – | |
| XGN | New | EXAGEN INC | $28,000 | – | 1,109 | +100.0% | 0.00% | – |
| EXFO | New | EXFO INC | $4,000 | – | 1,045 | +100.0% | 0.00% | – |
| EXPCW | New | EXPERIENCE INVESTMENT CORPcall | $209,000 | – | 299,860 | +100.0% | 0.00% | – |
| FSLY | New | FASTLY INCcl a | $3,000 | – | 193 | +100.0% | 0.00% | – |
| FENC | New | FENNEC PHARMACEUTICALS INC | $9,000 | – | 1,393 | +100.0% | 0.00% | – |
| FENY | New | FIDELITY COVINGTON TRmsci energy idx | $71,000 | – | 4,481 | +100.0% | 0.00% | – |
| FNJN | New | FINJAN HLDGS INC | $2,000 | – | 1,379 | +100.0% | 0.00% | – |
| FTACW | New | FINTECH ACQUISITION CORP IIIcall | $237,000 | – | 172,500 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORPput | $0 | – | 53 | +100.0% | 0.00% | – |
| FTSL | New | FIRST TR EXCHANGE TRADED FDsenior ln fd | $58,000 | – | 1,216 | +100.0% | 0.00% | – |
| RDVY | New | FIRST TR EXCHANGE TRADED FDrisng divd achiv | $23,000 | – | 650 | +100.0% | 0.00% | – |
| MYFW | New | FIRST WESTN FINL INC | $3,000 | – | 200 | +100.0% | 0.00% | – |
| FPAY | New | FLEXSHOPPER INC | $11,000 | – | 4,620 | +100.0% | 0.00% | – |
| IQDF | New | FLEXSHARES TRintl qltdv idx | $67,000 | – | 2,780 | +100.0% | 0.00% | – |
| FRSX | New | FORESIGHT AUTONOMOUS HLDGS Lsponsored ads | $3,000 | – | 2,946 | +100.0% | 0.00% | – |
| FEDU | New | FOUR SEASONS ED CAYMAN INCadr | $0 | – | 537 | +100.0% | 0.00% | – |
| FRHC | New | FREEDOM HLDG CORP NEV | $17,000 | – | 1,234 | +100.0% | 0.00% | – |
| FREQ | New | FREQUENCY THERAPEUTICS INC | $33,000 | – | 1,927 | +100.0% | 0.00% | – |
| FTFT | New | FUTURE FINTECH GROUP INC | $0 | – | 1,762 | +100.0% | 0.00% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORPcall | $461,000 | – | 200,000 | +100.0% | 0.00% | – |
| GRTX | New | GALERA THERAPEUTICS INC | $7,000 | – | 563 | +100.0% | 0.00% | – |
| GCI | New | GANNETT CO INC NEW | $250,000 | – | 39,411 | +100.0% | 0.00% | – |
| GENE | New | GENETIC TECHNOLOGIES LTDnew sponsrd adr | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| GNCA | New | GENOCEA BIOSCIENCES INC | $21,000 | – | 10,324 | +100.0% | 0.00% | – |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $60,000 | – | 7,635 | +100.0% | 0.00% | – |
| ENT | New | GLOBAL EAGLE ENTMT INC | $4,000 | – | 8,872 | +100.0% | 0.00% | – |
| QYLD | New | GLOBAL X FDSnasdaq 100 cover | $9,000 | – | 399 | +100.0% | 0.00% | – |
| SIL | New | GLOBAL X FDSglobal x silver | $12,000 | – | 370 | +100.0% | 0.00% | – |
| GSV | New | GOLD STD VENTURES CORP | $3,000 | – | 4,000 | +100.0% | 0.00% | – |
| GSIE | New | GOLDMAN SACHS ETF TRactivebeta int | $108,000 | – | 3,598 | +100.0% | 0.00% | – |
| GEM | New | GOLDMAN SACHS ETF TRactivebeta eme | $33,000 | – | 980 | +100.0% | 0.00% | – |
| GBIL | New | GOLDMAN SACHS ETF TRacces treasury | $561,000 | – | 5,612 | +100.0% | 0.00% | – |
| GRAM | New | GRANA Y MONTERO S A Asponsored ads | $6,000 | – | 2,472 | +100.0% | 0.00% | – |
| GRVY | New | GRAVITY CO LTDsponsored ads ne | $64,000 | – | 1,728 | +100.0% | 0.00% | – |
| GSKY | New | GREENSKY INCcl a | $0 | – | 1 | +100.0% | 0.00% | – |
| HBT | New | HBT FINL INC | $57,000 | – | 3,047 | +100.0% | 0.00% | – |
| HROW | New | HARROW HEALTH INC | $0 | – | 7 | +100.0% | 0.00% | – |
| HSDT | New | HELIUS MED TECHNOLOGIES INC | $2,000 | – | 2,154 | +100.0% | 0.00% | – |
| HESM | New | HESS MIDSTREAM LP | $194,000 | – | 8,594 | +100.0% | 0.00% | – |
| HFRO | New | HIGHLAND INCOME FUND | $50,000 | – | 4,026 | +100.0% | 0.00% | – |
| HON | New | HONEYWELL INTL INCput | $14,000 | – | 84 | +100.0% | 0.00% | – |
| HRZN | New | HORIZON TECHNOLOGY FIN CORP | $1,000 | – | 131 | +100.0% | 0.00% | – |
| New | HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $363,000 | – | 275,000 | +100.0% | 0.00% | – | |
| HUSA | New | HOUSTON AMERN ENERGY CORP | $2,000 | – | 19,944 | +100.0% | 0.00% | – |
| IEC | New | IEC ELECTRS CORP NEW | $7,000 | – | 858 | +100.0% | 0.00% | – |
| IFMK | New | IFRESH INC | $0 | – | 2,392 | +100.0% | 0.00% | – |
| IGMS | New | IGM BIOSCIENCES INC | $69,000 | – | 1,830 | +100.0% | 0.00% | – |
| ICLK | New | ICLICK INTRACTVE ASIA GRP LTsponsored adr | $21,000 | – | 6,714 | +100.0% | 0.00% | – |
| IDRA | New | IDERA PHARMACEUTICALS INC | $26,000 | – | 14,453 | +100.0% | 0.00% | – |
| ICCC | New | IMMUCELL CORP | $2,000 | – | 412 | +100.0% | 0.00% | – |
| IMMP | New | IMMUTEP LTDsponsored ads | $3,000 | – | 2,140 | +100.0% | 0.00% | – |
| IMUX | New | IMMUNIC INC | $3,000 | – | 402 | +100.0% | 0.00% | – |
| New | INSMED INCnote 1.750% 1/1 | $371,000 | – | 386,000 | +100.0% | 0.00% | – | |
| IDN | New | INTELLICHECK INC | $10,000 | – | 1,468 | +100.0% | 0.00% | – |
| RPV | New | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $149,000 | – | 2,155 | +100.0% | 0.00% | – |
| PCEF | New | INVESCO EXCHNG TRADED FD TR | $19,000 | – | 833 | +100.0% | 0.00% | – |
| CQQQ | New | INVESCO EXCHNG TRADED FD TRchina technlgy | $7,000 | – | 150 | +100.0% | 0.00% | – |
| BSJL | New | INVESCO EXCH TRD SLF IDX FD | $8,000 | – | 337 | +100.0% | 0.00% | – |
| DBA | New | INVESCO DB MLTI SECTR CMMTYagriculture fd | $10,000 | – | 655 | +100.0% | 0.00% | – |
| New | IQIYI INCnote 3.750%12/0 | $334,000 | – | 305,000 | +100.0% | 0.00% | – | |
| URTH | New | ISHARES INCmsci world etf | $83,000 | – | 845 | +100.0% | 0.00% | – |
| JPXN | New | ISHARES TRjpx nikkei 400 | $184,000 | – | 2,900 | +100.0% | 0.00% | – |
| IUSV | New | ISHARES TRcore s&p us vlu | $20,000 | – | 318 | +100.0% | 0.00% | – |
| SUB | New | ISHARES TRshrt nat mun etf | $261,000 | – | 2,453 | +100.0% | 0.00% | – |
| USIG | New | ISHARES TRusd inv grde etf | $360,000 | – | 6,198 | +100.0% | 0.00% | – |
| GSG | New | ISHARES S&P GSCI COMMODITY Iunit ben int | $217,000 | – | 13,412 | +100.0% | 0.00% | – |
| IBDL | New | ISHARES TRibonds dec20 etf | $28,000 | – | 1,139 | +100.0% | 0.00% | – |
| IBDN | New | ISHARES TRibonds dec22 etf | $12,000 | – | 503 | +100.0% | 0.00% | – |
| IBDM | New | ISHARES TRibonds dec21 etf | $46,000 | – | 1,843 | +100.0% | 0.00% | – |
| HEWU | New | ISHARES TRmsci un kngdom | $395,000 | – | 16,266 | +100.0% | 0.00% | – |
| USHY | New | ISHARES TRbroad usd high | $192,000 | – | 4,680 | +100.0% | 0.00% | – |
| ISR | New | ISORAY INC | $4,000 | – | 7,700 | +100.0% | 0.00% | – |
| ITP | New | IT TECH PACKAGING INC | $0 | – | 1,000 | +100.0% | 0.00% | – |
| ITMR | New | ITAMAR MED LTDsponsored ads | $2,000 | – | 200 | +100.0% | 0.00% | – |
| JPIN | New | JP MORGAN EXCHANGE TRADED FDdiv rtn int eq | $26,000 | – | 468 | +100.0% | 0.00% | – |
| BBAX | New | JP MORGAN EXCHANGE TRADED FDbetabuldr deve | $60,000 | – | 2,325 | +100.0% | 0.00% | – |
| VNLA | New | JANUS DETROIT STR TRhendrsn shrt etf | $25,000 | – | 508 | +100.0% | 0.00% | – |
| JHMM | New | JOHN HANCOCK ETF TRUSTmultifactor mi | $45,000 | – | 1,173 | +100.0% | 0.00% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $34,000 | – | 7,200 | +100.0% | 0.00% | – |
| New | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| KZIA | New | KAZIA THERAPEUTICS LTDsponsored adr | $1,000 | – | 300 | +100.0% | 0.00% | – |
| KRP | New | KIMBELL RTY PARTNERS LPunit | $80,000 | – | 4,720 | +100.0% | 0.00% | – |
| New | LM FDG AMER INC | $0 | – | 900 | +100.0% | 0.00% | – | |
| LCAHW | New | LANDCADIA HLDGS II INCcall | $229,000 | – | 333,333 | +100.0% | 0.00% | – |
| LTRX | New | LANTRONIX INC | $11,000 | – | 3,204 | +100.0% | 0.00% | – |
| LPCN | New | LIPOCINE INC NEW | $22,000 | – | 58,953 | +100.0% | 0.00% | – |
| LIVE | New | LIVE VENTURES INC | $2,000 | – | 355 | +100.0% | 0.00% | – |
| MICT | New | MICT INC | $0 | – | 800 | +100.0% | 0.00% | – |
| MNTX | New | MANITEX INTL INC | $17,000 | – | 2,918 | +100.0% | 0.00% | – |
| MARA | New | MARATHON PATENT GROUP INC | $2,000 | – | 2,505 | +100.0% | 0.00% | – |
| MTLS | New | MATERIALISE NVsponsored ads | $0 | – | 53 | +100.0% | 0.00% | – |
| MMX | New | MAVERIX METALS INC | $16,000 | – | 3,200 | +100.0% | 0.00% | – |
| MELI | New | MERCADOLIBRE INCcall | $229,000 | – | 401 | +100.0% | 0.00% | – |
| MCBS | New | METROCITY BANKSHARES INC | $98,000 | – | 5,624 | +100.0% | 0.00% | – |
| MLSS | New | MILESTONE SCIENTIFIC INC | $27,000 | – | 19,526 | +100.0% | 0.00% | – |
| MOGU | New | MOGU INCspon ads | $9,000 | – | 4,000 | +100.0% | 0.00% | – |
| MBRX | New | MOLECULIN BIOTECH INC | $1,000 | – | 1,100 | +100.0% | 0.00% | – |
| MNCLW | New | MONOCLE ACQUISITION CORPcall | $147,000 | – | 196,800 | +100.0% | 0.00% | – |
| MDM | New | MOUNTAIN PROV DIAMONDS INC | $2,000 | – | 2,517 | +100.0% | 0.00% | – |
| MYO | New | MYOMO INC | $2,000 | – | 8,850 | +100.0% | 0.00% | – |
| NNDM | New | NANO DIMENSION LTDsponsord ads new | $0 | – | 200 | +100.0% | 0.00% | – |
| NMRD | New | NEMAURA MED INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| NVCN | New | NEOVASC INC | $5,000 | – | 1,080 | +100.0% | 0.00% | – |
| NEPH | New | NEPHROS INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| NTIP | New | NETWORK 1 TECHNOLOGIES INC | $1,000 | – | 808 | +100.0% | 0.00% | – |
| NBSE | New | NEUBASE THERAPEUTICS INC | $38,000 | – | 5,410 | +100.0% | 0.00% | – |
| GBR | New | NEW CONCEPT ENERGY INC | $0 | – | 100 | +100.0% | 0.00% | – |
| NSYS | New | NORTECH SYS INC | $1,000 | – | 260 | +100.0% | 0.00% | – |
| NRT | New | NORTH EUROPEAN OIL RTY TRsh ben int | $18,000 | – | 3,058 | +100.0% | 0.00% | – |
| NVFY | New | NOVA LIFESTYLE INC | $1,000 | – | 638 | +100.0% | 0.00% | – |
| NOVN | New | NOVAN INC | $5,000 | – | 1,784 | +100.0% | 0.00% | – |
| NCNA | New | NUCANA PLCsponsored adr | $18,000 | – | 3,078 | +100.0% | 0.00% | – |
| NXTD | New | NXT ID INC | $3,000 | – | 8,820 | +100.0% | 0.00% | – |
| New | OMEROS CORPnote 6.250%11/1 | $767,000 | – | 800,000 | +100.0% | 0.00% | – | |
| OSS | New | ONE STOP SYS INC | $7,000 | – | 3,870 | +100.0% | 0.00% | – |
| ONTO | New | ONTO INNOVATION INC | $676,000 | – | 18,539 | +100.0% | 0.00% | – |
| OPRT | New | OPORTUN FINL CORP | $62,000 | – | 2,670 | +100.0% | 0.00% | – |
| ORCL | New | ORACLE CORPput | $3,000 | – | 70 | +100.0% | 0.00% | – |
| OGEN | New | ORAGENICS INC | $18,000 | – | 35,617 | +100.0% | 0.00% | – |
| ORMP | New | ORAMED PHARM INC | $15,000 | – | 3,103 | +100.0% | 0.00% | – |
| ORTX | New | ORCHARD THERAPEUTICS PLCads | $15,000 | – | 1,155 | +100.0% | 0.00% | – |
| OTLK | New | OUTLOOK THERAPEUTICS INC | $15,000 | – | 25,703 | +100.0% | 0.00% | – |
| OYST | New | OYSTER POINT PHARMA INC | $46,000 | – | 1,885 | +100.0% | 0.00% | – |
| PTLC | New | PACER FDS TRtrendp us lar cp | $29,000 | – | 880 | +100.0% | 0.00% | – |
| PECK | New | THE PECK COMPANY HOLDINGS IN | $2,000 | – | 1,102 | +100.0% | 0.00% | – |
| PED | New | PEDEVCO CORP | $3,000 | – | 1,861 | +100.0% | 0.00% | – |
| PNTG | New | PENNANT GROUP INC | $307,000 | – | 9,316 | +100.0% | 0.00% | – |
| PFSW | New | PFSWEB INC | $5,000 | – | 1,500 | +100.0% | 0.00% | – |
| PHAT | New | PHATHOM PHARMACEUTICALS INC | $121,000 | – | 3,926 | +100.0% | 0.00% | – |
| PING | New | PING IDENTITY HLDG CORP | $122,000 | – | 5,033 | +100.0% | 0.00% | – |
| PSTI | New | PLURISTEM THERAPEUTICS INC | $12,000 | – | 3,262 | +100.0% | 0.00% | – |
| PLXP | New | PLX PHARMA INC | $1,000 | – | 394 | +100.0% | 0.00% | – |
| PLM | New | POLYMET MINING CORP | $6,000 | – | 25,712 | +100.0% | 0.00% | – |
| PWFL | New | POWERFLEET INC | $33,000 | – | 5,117 | +100.0% | 0.00% | – |
| New | PREDICTIVE ONCOLOGY INC | $3,000 | – | 1,500 | +100.0% | 0.00% | – | |
| PFIE | New | PROFIRE ENERGY INC | $7,000 | – | 5,424 | +100.0% | 0.00% | – |
| PROF | New | PROFOUND MED CORP | $14,000 | – | 1,350 | +100.0% | 0.00% | – |
| PGNY | New | PROGYNY INC | $112,000 | – | 4,110 | +100.0% | 0.00% | – |
| DIG | New | PROSHARES TR | $12,000 | – | 500 | +100.0% | 0.00% | – |
| UVXY | New | PROSHARES TR IIultra vix short | $38,000 | – | 3,000 | +100.0% | 0.00% | – |
| UCO | New | PROSHARES TR IIulta blmbg 2017 | $85,000 | – | 4,164 | +100.0% | 0.00% | – |
| PVBC | New | PROVIDENT BANCORP INC | $64,000 | – | 5,198 | +100.0% | 0.00% | – |
| PULM | New | PULMATRIX INC | $6,000 | – | 7,672 | +100.0% | 0.00% | – |
| RNGR | New | RANGER ENERGY SVCS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| RAPT | New | RAPT THERAPEUTICS INC | $14,000 | – | 521 | +100.0% | 0.00% | – |
| SOL | New | RENESOLA LTDsponsored ads | $1,000 | – | 866 | +100.0% | 0.00% | – |
| RVP | New | RETRACTABLE TECHNOLOGIES INC | $10,000 | – | 7,275 | +100.0% | 0.00% | – |
| REXN | New | REXAHN PHARMACEUTICALS INC | $2,000 | – | 1,500 | +100.0% | 0.00% | – |
| RBKB | New | RHINEBECK BANCORP INC | $3,000 | – | 321 | +100.0% | 0.00% | – |
| SPEU | New | SPDR INDEX SHS FDSportflo eurp etf | $200,000 | – | 5,490 | +100.0% | 0.00% | – |
| SPEM | New | SPDR INDEX SHS FDSportfolio emg mk | $88,000 | – | 2,343 | +100.0% | 0.00% | – |
| SPDW | New | SPDR INDEX SHS FDSportfolio devlpd | $40,000 | – | 1,302 | +100.0% | 0.00% | – |
| HYMB | New | SPDR SERIES TRUSTnuveen bbg brcly | $31,000 | – | 531 | +100.0% | 0.00% | – |
| SPLB | New | SPDR SERIES TRUSTportfolio ln cor | $206,000 | – | 6,846 | +100.0% | 0.00% | – |
| XAR | New | SPDR SERIES TRUSTaerospace def | $130,000 | – | 1,198 | +100.0% | 0.00% | – |
| SPTL | New | SPDR SERIES TRUSTportfolio ln tsr | $69,000 | – | 1,788 | +100.0% | 0.00% | – |
| SPMD | New | SPDR SERIES TRUSTportfolio md etf | $22,000 | – | 616 | +100.0% | 0.00% | – |
| SPTS | New | SPDR SERIES TRUSTportfolio sh tsr | $56,000 | – | 1,896 | +100.0% | 0.00% | – |
| FLRN | New | SPDR SERIES TRUSTblomberg brc inv | $106,000 | – | 3,480 | +100.0% | 0.00% | – |
| SANW | New | S&W SEED CO | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| SAEXQ | New | SAEXPLORATION HLDGS INC | $9,000 | – | 3,081 | +100.0% | 0.00% | – |
| SJT | New | SAN JUAN BASIN RTY TRunit ben int | $27,000 | – | 10,700 | +100.0% | 0.00% | – |
| SNMP | New | SANCHEZ MIDSTREAM PARTNERS L | $2,000 | – | 6,709 | +100.0% | 0.00% | – |
| SC | New | SANTANDER CONSUMER USA HDG Icall | $5,000 | – | 225 | +100.0% | 0.00% | – |
| STSA | New | SATSUMA PHARMACEUTICALS INC | $29,000 | – | 1,482 | +100.0% | 0.00% | – |
| SMIT | New | SCHMITT INDS INC ORE | $0 | – | 100 | +100.0% | 0.00% | – |
| SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $258,000 | – | 3,362 | +100.0% | 0.00% | – |
| FNDF | New | SCHWAB STRATEGIC TRschwb fdt int lg | $13,000 | – | 481 | +100.0% | 0.00% | – |
| SCPL | New | SCIPLAY CORPcl a | $193,000 | – | 15,727 | +100.0% | 0.00% | – |
| SCPH | New | SCPHARMACEUTICALS INC | $18,000 | – | 3,217 | +100.0% | 0.00% | – |
| SCYX | New | SCYNEXIS INC | $23,000 | – | 26,330 | +100.0% | 0.00% | – |
| SEAC | New | SEACHANGE INTL INC | $18,000 | – | 4,400 | +100.0% | 0.00% | – |
| SA | New | SEABRIDGE GOLD INC | $9,000 | – | 726 | +100.0% | 0.00% | – |
| LEDS | New | SEMILEDS CORP | $0 | – | 200 | +100.0% | 0.00% | – |
| SNCA | New | SENECA BIOPHARMA INC | $3,000 | – | 3,798 | +100.0% | 0.00% | – |
| SNES | New | SENESTECH INC | $5,000 | – | 9,133 | +100.0% | 0.00% | – |
| SREV | New | SERVICESOURCE INTL INC | $16,000 | – | 9,870 | +100.0% | 0.00% | – |
| PIXY | New | SHIFTPIXY INC | $0 | – | 110 | +100.0% | 0.00% | – |
| SHLOQ | New | SHILOH INDS INC | $10,000 | – | 3,013 | +100.0% | 0.00% | – |
| SI | New | SILVERGATE CAP CORPcl a | $17,000 | – | 1,070 | +100.0% | 0.00% | – |
| SINO | New | SINO GLOBAL SHIPPING AMER LT | $0 | – | 1,000 | +100.0% | 0.00% | – |
| SKYS | New | SKY SOLAR HLDGS LTDsponsord ads new | $1,000 | – | 1,037 | +100.0% | 0.00% | – |
| SNN | New | SMITH & NEPHEW PLCspdn adr new | $66,000 | – | 1,376 | +100.0% | 0.00% | – |
| SMSI | New | SMITH MICRO SOFTWARE INC | $132,000 | – | 33,288 | +100.0% | 0.00% | – |
| SJM | New | SMUCKER J M COput | $2,000 | – | 20 | +100.0% | 0.00% | – |
| SNOA | New | SONOMA PHARMACEUTICALS INC | $2,000 | – | 500 | +100.0% | 0.00% | – |
| SPHS | New | SOPHIRIS BIO INC | $6,000 | – | 17,524 | +100.0% | 0.00% | – |
| SPEX | New | SPHERIX INC | $2,000 | – | 2,272 | +100.0% | 0.00% | – |
| SWTX | New | SPRINGWORKS THERAPEUTICS INC | $147,000 | – | 3,837 | +100.0% | 0.00% | – |
| SCM | New | STELLUS CAP INVT CORP | $0 | – | 56 | +100.0% | 0.00% | – |
| STXS | New | STEREOTAXIS INC | $0 | – | 119 | +100.0% | 0.00% | – |
| STON | New | STONEMOR PARTNERS L P | $6,000 | – | 4,500 | +100.0% | 0.00% | – |
| STRM | New | STREAMLINE HEALTH SOLUTIONS | $2,000 | – | 1,870 | +100.0% | 0.00% | – |
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $235,000 | – | 31,771 | +100.0% | 0.00% | – |
| SSBI | New | SUMMIT ST BK SANTA ROSA CALI | $5,000 | – | 429 | +100.0% | 0.00% | – |
| New | SUNDANCE ENERGY INC | $0 | – | 41 | +100.0% | 0.00% | – | |
| SUN | New | SUNOCO LP | $501,000 | – | 16,393 | +100.0% | 0.00% | – |
| SBEWS | New | SWITCHBACK ENERGY ACQUISITIOcall | $37,000 | – | 62,300 | +100.0% | 0.00% | – |
| SYNE | New | SYNTHESIS ENERGY SYS INC | $3,000 | – | 699 | +100.0% | 0.00% | – |
| SYN | New | SYNTHETIC BIOLOGICS INC | $2,000 | – | 4,268 | +100.0% | 0.00% | – |
| SYPR | New | SYPRIS SOLUTIONS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| TTMI | New | TTM TECHNOLOGIES INCput | $2,000 | – | 150 | +100.0% | 0.00% | – |
| TAIT | New | TAITRON COMPONENTS INCcl a | $2,000 | – | 1,040 | +100.0% | 0.00% | – |
| TRX | New | TANZANIAN GOLD CORP | $2,000 | – | 4,125 | +100.0% | 0.00% | – |
| TGB | New | TASEKO MINES LTD | $8,000 | – | 17,799 | +100.0% | 0.00% | – |
| TGEN | New | TECOGEN INC NEW | $1,000 | – | 859 | +100.0% | 0.00% | – |
| TLGT | New | TELIGENT INC NEW | $1,000 | – | 4,000 | +100.0% | 0.00% | – |
| New | TENAX THERAPEUTICS INC | $2,000 | – | 1,536 | +100.0% | 0.00% | – | |
| TX | New | TERNIUM SAsponsored ads | $3,000 | – | 171 | +100.0% | 0.00% | – |
| THTX | New | THERATECHNOLOGIES INC | $29,000 | – | 9,083 | +100.0% | 0.00% | – |
| STKS | New | THE ONE GROUP HOSPITALITY IN | $4,000 | – | 1,188 | +100.0% | 0.00% | – |
| THMO | New | THERMOGENESIS HLDGS INC | $9,000 | – | 2,198 | +100.0% | 0.00% | – |
| QFIN | New | 360 FINANCE INCads | $206,000 | – | 21,091 | +100.0% | 0.00% | – |
| TMDI | New | TITAN MED INC | $14,000 | – | 28,418 | +100.0% | 0.00% | – |
| TTNP | New | TITAN PHARMACEUTICALS INC DE | $35,000 | – | 183,757 | +100.0% | 0.00% | – |
| TRCH | New | TORCHLIGHT ENERGY RES INC | $2,000 | – | 2,764 | +100.0% | 0.00% | – |
| SHLLWS | New | TORTOISE ACQUISITION CORPcall | $24,000 | – | 56,300 | +100.0% | 0.00% | – |
| TBLT | New | TOUGHBUILT INDUSTRIES INC | $0 | – | 2,200 | +100.0% | 0.00% | – |
| New | TRANSENTERIX INC | $17,000 | – | 12,870 | +100.0% | 0.00% | – | |
| TRMT | New | TREMONT MTG TR | $18,000 | – | 3,663 | +100.0% | 0.00% | – |
| TMQ | New | TRILOGY METALS INC NEW | $14,000 | – | 5,700 | +100.0% | 0.00% | – |
| TRVG | New | TRIVAGO N V | $55,000 | – | 21,224 | +100.0% | 0.00% | – |
| TFC | New | TRUIST FINL CORPcall | $12,000 | – | 226 | +100.0% | 0.00% | – |
| TTOO | New | T2 BIOSYSTEMS INC | $3,000 | – | 3,287 | +100.0% | 0.00% | – |
| MORL | New | UBS AG LONDON BRHetracs mth2xre | $0 | – | 385 | +100.0% | 0.00% | – |
| CEFL | New | UBS AG LONDON BRHetracs mth 2xlv | $1,000 | – | 10,777 | +100.0% | 0.00% | – |
| USAC | New | USA COMPRESSION PARTNERS LP | $249,000 | – | 13,737 | +100.0% | 0.00% | – |
| UFAB | New | UNIQUE FABRICATING INC | $2,000 | – | 545 | +100.0% | 0.00% | – |
| BNO | New | UNITED STS BRENT OIL FD LPunit | $75,000 | – | 3,640 | +100.0% | 0.00% | – |
| UUU | New | UNIVERSAL SEC INSTRS INC | $0 | – | 1,174 | +100.0% | 0.00% | – |
| VOC | New | VOC ENERGY TRtr unit | $14,000 | – | 3,080 | +100.0% | 0.00% | – |
| VTVT | New | VTV THERAPEUTICS INCcl a | $15,000 | – | 9,261 | +100.0% | 0.00% | – |
| PFXF | New | VANECK VECTORS ETF TRUSTpfd secs ex finl | $16,000 | – | 815 | +100.0% | 0.00% | – |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $8,000 | – | 45 | +100.0% | 0.00% | – |
| VFH | New | VANGUARD WORLD FDSfinancials etf | $13,000 | – | 180 | +100.0% | 0.00% | – |
| VIS | New | VANGUARD WORLD FDSindustrial etf | $8,000 | – | 55 | +100.0% | 0.00% | – |
| VXRT | New | VAXART INC | $3,000 | – | 10,844 | +100.0% | 0.00% | – |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $4,000 | – | 28 | +100.0% | 0.00% | – |
| VSTM | New | VERASTEM INC | $50,000 | – | 37,583 | +100.0% | 0.00% | – |
| VTNR | New | VERTEX ENERGY INC | $7,000 | – | 4,630 | +100.0% | 0.00% | – |
| VIACA | New | VIACOMCBS INCcl a | $51,000 | – | 1,198 | +100.0% | 0.00% | – |
| VIE | New | VIELA BIO INC | $53,000 | – | 2,006 | +100.0% | 0.00% | – |
| VMD | New | VIEMED HEALTHCARE INC | $54,000 | – | 8,800 | +100.0% | 0.00% | – |
| VIOT | New | VIOMI TECHNOLOGY CO LTDsponsored ads | $55,000 | – | 6,930 | +100.0% | 0.00% | – |
| VNOM | New | VIPER ENERGY PARTNERS LP | $253,000 | – | 10,282 | +100.0% | 0.00% | – |
| VIR | New | VIR BIOTECHNOLOGY INC | $34,000 | – | 2,811 | +100.0% | 0.00% | – |
| VIRC | New | VIRCO MFG CO | $1,000 | – | 442 | +100.0% | 0.00% | – |
| VTSI | New | VIRTRA INC | $2,000 | – | 600 | +100.0% | 0.00% | – |
| VISL | New | VISLINK TECHNOLOGIES INC | $12,000 | – | 48,872 | +100.0% | 0.00% | – |
| VJET | New | VOXELJET AGads | $7,000 | – | 3,715 | +100.0% | 0.00% | – |
| VUZI | New | VUZIX CORP | $33,000 | – | 16,611 | +100.0% | 0.00% | – |
| WEN | New | WENDYS COcall | $0 | – | 20 | +100.0% | 0.00% | – |
| WYY | New | WIDEPOINT CORP | $5,000 | – | 13,736 | +100.0% | 0.00% | – |
| WF | New | WOORI FINANCIAL GROUP INCsponsored ads | $60,000 | – | 1,990 | +100.0% | 0.00% | – |
| WDAY | New | WORKDAY INCcall | $99,000 | – | 609 | +100.0% | 0.00% | – |
| WYNN | New | WYNN RESORTS LTDcall | $5,000 | – | 40 | +100.0% | 0.00% | – |
| XBIO | New | XENETIC BIOSCIENCES INC | $36,000 | – | 25,441 | +100.0% | 0.00% | – |
| XENE | New | XENON PHARMACEUTICALS INC | $41,000 | – | 3,134 | +100.0% | 0.00% | – |
| XSPA | New | XPRESSPA GROUP INC | $4,000 | – | 6,218 | +100.0% | 0.00% | – |
| ZEAL | New | ZEALAND PHARMA A Ssponsored adr | $15,000 | – | 456 | +100.0% | 0.00% | – |
| ZEN | New | ZENDESK INCcall | $76,000 | – | 1,000 | +100.0% | 0.00% | – |
| DB | New | DEUTSCHE BANK AGput | $0 | – | 70 | +100.0% | 0.00% | – |
| EARS | New | AURIS MEDICAL HOLDING LTD | $10,000 | – | 6,399 | +100.0% | 0.00% | – |
| BROGW | New | BROOGE HLDGS LTDcall | $111,000 | – | 150,000 | +100.0% | 0.00% | – |
| ARYA | New | ARYA SCIENCES ACQUISITION CO | $519,000 | – | 50,000 | +100.0% | 0.00% | – |
| ARYAW | New | ARYA SCIENCES ACQUISITION COcall | $210,000 | – | 125,000 | +100.0% | 0.00% | – |
| ESTRF | New | ESTRE AMBIENTAL INC | $3,000 | – | 8,900 | +100.0% | 0.00% | – |
| FAMI | New | FARMMI INC | $1,000 | – | 2,500 | +100.0% | 0.00% | – |
| HEBT | New | HEBRON TECHNOLOGY CO LTD | $58,000 | – | 10,138 | +100.0% | 0.00% | – |
| HOFSQ | New | HERMITAGE OFFSHORE SERVICE L | $4,000 | – | 4,602 | +100.0% | 0.00% | – |
| LIVKU | New | LIV CAP ACQUISITION CORPunit 99/99/9999 | $121,000 | – | 12,100 | +100.0% | 0.00% | – |
| MYOV | New | MYOVANT SCIENCES LTD | $63,000 | – | 4,122 | +100.0% | 0.00% | – |
| NFHWS | New | NEW FRONTIER HEALTH CORPcall | $306,000 | – | 200,000 | +100.0% | 0.00% | – |
| OACWS | New | OAKTREE ACQUISITION CORPcall | $146,000 | – | 166,566 | +100.0% | 0.00% | – |
| OXFD | New | OXFORD IMMUNOTEC GLOBAL PLC | $69,000 | – | 4,165 | +100.0% | 0.00% | – |
| PME | New | PINGTAN MARINE ENTERPRISE LT | $1,000 | – | 1,217 | +100.0% | 0.00% | – |
| RCON | New | RECON TECHNOLOGY LTD | $1,000 | – | 678 | +100.0% | 0.00% | – |
| New | SPI ENERGY CO LTD | $1,000 | – | 626 | +100.0% | 0.00% | – | |
| TAT | New | TRANSATLANTIC PETROLEUM LTD | $2,000 | – | 5,189 | +100.0% | 0.00% | – |
| TNP | New | TSAKOS ENERGY NAVIGATION LTD | $33,000 | – | 7,620 | +100.0% | 0.00% | – |
| UROV | New | UROVANT SCIENCES LTD | $23,000 | – | 1,531 | +100.0% | 0.00% | – |
| SONG | New | AKAZOO SA | $4,000 | – | 850 | +100.0% | 0.00% | – |
| TIGO | New | MILLICOM INTL CELLULAR SA | $106,000 | – | 2,200 | +100.0% | 0.00% | – |
| BOSC | New | BOS BETTER ONLINE SOLUTIONS | $1,000 | – | 800 | +100.0% | 0.00% | – |
| CELJF | New | CELLCOM ISRAEL LTD | $2,000 | – | 800 | +100.0% | 0.00% | – |
| CGEN | New | COMPUGEN LTDord | $53,000 | – | 8,991 | +100.0% | 0.00% | – |
| ELTK | New | ELTEK LTD | $7,000 | – | 2,187 | +100.0% | 0.00% | – |
| ENLV | New | ENLIVEX THERAPEUTICS LTD | $3,000 | – | 418 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #6
- DWS INVESTMENT MANAGEMENT AMERICAS, INC #10
- RREEF AMERICA LLC #11
- Deutsche Bank (Suisse) SA #19
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Deutsche Oppenheim Family Office AG #28
- DWS Investments UK Ltd #33
- DBX Advisors LLC #287
- DWS Investments Hong Kong Ltd #422
- DWS CH AG #462
- DWS Investment S.A. #482
- DWS International GmbH #483
- Quaystreet Asset Management Ltd #522
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.