$170 Billion is the total value of DEUTSCHE BANK AG\'s 24160 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TRP | New | TC ENERGY CORP | $1,343,138,000 | – | 27,123,265 | +100.0% | 0.79% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $828,692,000 | – | 32,421,523 | +100.0% | 0.49% | – |
| DD | New | DUPONT DE NEMOURS INC | $334,414,000 | – | 4,454,817 | +100.0% | 0.20% | – |
| ALC | New | ALCON INC | $218,249,000 | – | 3,517,427 | +100.0% | 0.13% | – |
| CHT | New | CHUNGHWA TELECOM CO LTDspon adr new11 | $134,245,000 | – | 3,673,958 | +100.0% | 0.08% | – |
| GDXJ | New | VANECK VECTORS ETF TRjr gold miners e | $105,423,000 | – | 3,015,574 | +100.0% | 0.06% | – |
| CTVA | New | CORTEVA INC | $53,259,000 | – | 1,801,444 | +100.0% | 0.03% | – |
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $51,626,000 | – | 473,913 | +100.0% | 0.03% | – |
| AMCR | New | AMCOR PLCord | $18,388,000 | – | 1,600,562 | +100.0% | 0.01% | – |
| New | WEIBO CORPnote 1.250%11/1 | $17,124,000 | – | 18,140,000 | +100.0% | 0.01% | – | |
| New | SQUARE INCnote 0.500% 5/1 | $14,912,000 | – | 12,497,000 | +100.0% | 0.01% | – | |
| CUZ | New | COUSINS PPTYS INC | $15,382,000 | – | 425,368 | +100.0% | 0.01% | – |
| VALQ | New | AMERICAN CENTY ETF TRstoxx us qualt | $14,850,000 | – | 373,000 | +100.0% | 0.01% | – |
| FSV | New | FIRSTSERVICE CORP NEW | $15,242,000 | – | 158,910 | +100.0% | 0.01% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTD | $13,103,000 | – | 544,676 | +100.0% | 0.01% | – |
| DEACU | New | DIAMOND EAGLE ACQUISITION COunit 06/30/2026 | $14,084,000 | – | 1,400,000 | +100.0% | 0.01% | – |
| New | TWITTER INCnote 0.250% 6/1 | $11,623,000 | – | 11,937,000 | +100.0% | 0.01% | – | |
| AVTR | New | AVANTOR INC | $11,305,000 | – | 592,198 | +100.0% | 0.01% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $12,658,000 | – | 11,850,000 | +100.0% | 0.01% | – | |
| New | NEW RELIC INCnote 0.500% 5/0 | $10,453,000 | – | 9,799,000 | +100.0% | 0.01% | – | |
| CEFS | New | EXCHANGE LISTED FDS TRsaba int rate | $10,676,000 | – | 525,800 | +100.0% | 0.01% | – |
| LCAHU | New | LANDCADIA HLDGS II INCunit 05/09/2026 | $10,773,000 | – | 1,077,339 | +100.0% | 0.01% | – |
| GLD | New | SPDR GOLD TRUST | $11,058,000 | – | 83,045 | +100.0% | 0.01% | – |
| New | PURE STORAGE INCnote 0.125% 4/1 | $10,954,000 | – | 11,441,000 | +100.0% | 0.01% | – | |
| New | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $10,740,000 | – | 12,121,000 | +100.0% | 0.01% | – | |
| New | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $9,102,000 | – | 10,545,000 | +100.0% | 0.01% | – | |
| DPHC | New | DIAMONDPEAK HLDGS COR | $6,803,000 | – | 699,999 | +100.0% | 0.00% | – |
| CRSA | New | CRESCENT ACQUISITION CORP | $6,435,000 | – | 660,000 | +100.0% | 0.00% | – |
| New | FIREEYE INCnote 0.875% 6/0 | $7,639,000 | – | 7,838,000 | +100.0% | 0.00% | – | |
| AVTRPRA | New | AVANTOR INC6.25 pfd cnv sr | $7,056,000 | – | 106,708 | +100.0% | 0.00% | – |
| DYNC | New | VISTRA ENERGY CORPunit 02/02/2024 | $5,892,000 | – | 63,653 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST INCcl a | $4,440,000 | – | 163,157 | +100.0% | 0.00% | – |
| AXSM | New | AXSOME THERAPEUTICS INC | $4,559,000 | – | 177,112 | +100.0% | 0.00% | – |
| IYC | New | ISHARES TRu.s. cnsm sv etf | $4,680,000 | – | 21,500 | +100.0% | 0.00% | – |
| New | GDS HLDGS LTDnote 2.000% 6/0 | $5,151,000 | – | 5,238,000 | +100.0% | 0.00% | – | |
| UBER | New | UBER TECHNOLOGIES INC | $5,210,000 | – | 112,395 | +100.0% | 0.00% | – |
| New | NRG ENERGY INCcall | $5,222,000 | – | 4,890,000 | +100.0% | 0.00% | – | |
| CNR | New | CORNERSTONE BLDG BRANDS INC | $2,571,000 | – | 441,327 | +100.0% | 0.00% | – |
| New | NRG ENERGY INCdbcv 2.750% 6/0 | $2,877,000 | – | 2,694,000 | +100.0% | 0.00% | – | |
| SPXB | New | PROSHARES TRs&p 500 bd etf | $3,005,000 | – | 35,000 | +100.0% | 0.00% | – |
| RMG | New | RMG ACQUISITION CORPcl a | $3,419,000 | – | 350,000 | +100.0% | 0.00% | – |
| RAD | New | RITE AID CORP | $3,789,000 | – | 473,357 | +100.0% | 0.00% | – |
| New | SEA LTDnote 2.250% 7/0 | $3,178,000 | – | 1,749,000 | +100.0% | 0.00% | – | |
| SREPRA | New | SEMPRA ENERGY6% pfd conv a | $2,787,000 | – | 24,998 | +100.0% | 0.00% | – |
| HHR | New | HEADHUNTER GROUP PLCsponsored ads | $3,785,000 | – | 233,009 | +100.0% | 0.00% | – |
| HCAC | New | HENNESSY CAP ACQUSTION CORP | $3,465,000 | – | 350,000 | +100.0% | 0.00% | – |
| New | CHEGG INCnote 0.250% 5/1 | $2,573,000 | – | 1,681,000 | +100.0% | 0.00% | – | |
| TRWH | New | TWIN RIV WORLDWIDE HLDGS INC | $2,741,000 | – | 92,222 | +100.0% | 0.00% | – |
| BIZD | New | VANECK VECTORS ETF TR | $3,074,000 | – | 185,000 | +100.0% | 0.00% | – |
| New | VIAVI SOLUTIONS INCnote 1.750% 6/0 | $3,814,000 | – | 3,300,000 | +100.0% | 0.00% | – | |
| RPLAU | New | REPLAY ACQUISITION CORPunit 03/01/2024 | $3,510,000 | – | 350,000 | +100.0% | 0.00% | – |
| DGL | New | INVESCO DB MLTI SECTR CMMTYgold fd | $3,170,000 | – | 73,471 | +100.0% | 0.00% | – |
| PACDQ | New | PACIFIC DRILLING SA LUXEMBOU | $3,273,000 | – | 259,860 | +100.0% | 0.00% | – |
| QUAL | New | ISHARES TRusa quality fctr | $3,430,000 | – | 37,503 | +100.0% | 0.00% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $2,782,000 | – | 40,750 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORP DELAWAREdeb 2.250% 9/3 | $3,015,000 | – | 5,642,000 | +100.0% | 0.00% | – | |
| LKNCY | New | LUCKIN COFFEE INCsponsored ads | $2,677,000 | – | 137,415 | +100.0% | 0.00% | – |
| LYFT | New | LYFT INC | $3,153,000 | – | 48,008 | +100.0% | 0.00% | – |
| DBI | New | DESIGNER BRANDS INCcl a | $3,635,000 | – | 189,759 | +100.0% | 0.00% | – |
| IAA | New | IAA INC | $1,123,000 | – | 29,005 | +100.0% | 0.00% | – |
| ESGV | New | VANGUARD WORLD FDesg us stk etf | $2,071,000 | – | 40,500 | +100.0% | 0.00% | – |
| AUB | New | ATLANTIC UN BANKSHARES CORP | $1,037,000 | – | 29,409 | +100.0% | 0.00% | – |
| New | HOPE BANCORP INCnote 2.000% 5/1 | $906,000 | – | 993,000 | +100.0% | 0.00% | – | |
| HYACU | New | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,031,000 | – | 101,000 | +100.0% | 0.00% | – |
| New | TESLA INCnote 2.000% 5/1 | $1,301,000 | – | 1,325,000 | +100.0% | 0.00% | – | |
| New | TELADOC HEALTH INCnote 1.375% 5/1 | $889,000 | – | 600,000 | +100.0% | 0.00% | – | |
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $1,012,000 | – | 143,362 | +100.0% | 0.00% | – |
| GMHI | New | GORES METROPOULOS INC | $2,014,000 | – | 200,000 | +100.0% | 0.00% | – |
| FIVG | New | ETF SER SOLUTIONSdefiance next | $1,202,000 | – | 50,147 | +100.0% | 0.00% | – |
| DGRO | New | ISHARES TRcore div grwth | $896,000 | – | 23,471 | +100.0% | 0.00% | – |
| MFG | New | MIZUHO FINL GROUP INCsponsored adr | $1,692,000 | – | 587,600 | +100.0% | 0.00% | – |
| New | GANNETT CO INCnote 4.750% 4/1 | $1,184,000 | – | 1,175,000 | +100.0% | 0.00% | – | |
| New | KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $1,033,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $1,509,000 | – | 1,100 | +100.0% | 0.00% | – |
| KTB | New | KONTOOR BRANDS INC | $1,998,000 | – | 71,617 | +100.0% | 0.00% | – |
| New | MICRO FOCUS INTERNATIONAL PLspon adr new | $1,312,000 | – | 50,331 | +100.0% | 0.00% | – | |
| ECOW | New | PACER FDS TRemrg mkt cash | $2,378,000 | – | 95,000 | +100.0% | 0.00% | – |
| BA | New | BOEING COput | $1,766,000 | – | 4,854 | +100.0% | 0.00% | – |
| LEND | New | AMPLIFY ETF TRcrwdburau peer | $2,390,000 | – | 100,000 | +100.0% | 0.00% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $1,207,000 | – | 103,222 | +100.0% | 0.00% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGS | $1,089,000 | – | 231,123 | +100.0% | 0.00% | – |
| PDBC | New | INVESCO ACTIVELY MANAGD ETFoptimum yield | $940,000 | – | 57,481 | +100.0% | 0.00% | – |
| CLVT | New | CLARIVATE ANALYTICS PLC | $1,174,000 | – | 76,342 | +100.0% | 0.00% | – |
| VVR | New | INVESCO SR INCOME TR | $908,000 | – | 210,287 | +100.0% | 0.00% | – |
| New | VOCERA COMMUNICATIONS INCnote 1.500% 5/1 | $2,087,000 | – | 1,750,000 | +100.0% | 0.00% | – | |
| AHC | New | A H BELO CORP | $2,000 | – | 954 | +100.0% | 0.00% | – |
| New | ANI PHARMACEUTICALS INCnote 3.000%12/0 | $847,000 | – | 700,000 | +100.0% | 0.00% | – | |
| ARKK | New | ARK ETF TRinnovation etf | $48,000 | – | 1,002 | +100.0% | 0.00% | – |
| ABT | New | ABBOTT LABScall | $11,000 | – | 140 | +100.0% | 0.00% | – |
| ABT | New | ABBOTT LABSput | $23,000 | – | 280 | +100.0% | 0.00% | – |
| ANF | New | ABERCROMBIE & FITCH COcall | $2,000 | – | 180 | +100.0% | 0.00% | – |
| AWP | New | ABERDEEN GLOBAL PREMIER PPTY | $31,000 | – | 5,000 | +100.0% | 0.00% | – |
| ADMP | New | ADAMIS PHARMACEUTICALS CORP | $35,000 | – | 26,951 | +100.0% | 0.00% | – |
| AAP | New | ADVANCE AUTO PARTS INCcall | $23,000 | – | 150 | +100.0% | 0.00% | – |
| HDGE | New | ADVISORSHARES TRranger equity be | $49,000 | – | 7,819 | +100.0% | 0.00% | – |
| AEMD | New | AETHLON MED INC | $1,000 | – | 3,500 | +100.0% | 0.00% | – |
| UAVS | New | AGEAGLE AERIAL SYS INC NEW | $0 | – | 2,503 | +100.0% | 0.00% | – |
| ANTE | New | AIRNET TECHNOLOGY INCsponsored adr | $0 | – | 400 | +100.0% | 0.00% | – |
| AKER | New | AKERS BIOSCIENCES INC | $11,000 | – | 24,650 | +100.0% | 0.00% | – |
| ALGN | New | ALIGN TECHNOLOGY INCput | $11,000 | – | 43 | +100.0% | 0.00% | – |
| AHPI | New | ALLIED HEALTHCARE PRODS INC | $0 | – | 13 | +100.0% | 0.00% | – |
| New | ALTAIR ENGR INCnote 0.250% 6/0 | $512,000 | – | 473,000 | +100.0% | 0.00% | – | |
| DIT | New | AMCON DISTRG CO | $0 | – | 7 | +100.0% | 0.00% | – |
| AMTB | New | AMERANT BANCORP INCcl a | $559,000 | – | 28,414 | +100.0% | 0.00% | – |
| AMRH | New | AMERI HLDGS INC | $6,000 | – | 18,730 | +100.0% | 0.00% | – |
| AXL | New | AMERICAN AXLE & MFG HLDGS INcall | $7,000 | – | 600 | +100.0% | 0.00% | – |
| AXL | New | AMERICAN AXLE & MFG HLDGS INput | $7,000 | – | 600 | +100.0% | 0.00% | – |
| AEP | New | AMERICAN ELEC PWR CO INCcall | $22,000 | – | 250 | +100.0% | 0.00% | – |
| APU | New | AMERIGAS PARTNERS L Pcall | $13,000 | – | 377 | +100.0% | 0.00% | – |
| AXR | New | AMREP CORP NEW | $19,000 | – | 2,915 | +100.0% | 0.00% | – |
| AVXL | New | ANAVEX LIFE SCIENCES CORP | $108,000 | – | 32,289 | +100.0% | 0.00% | – |
| ANIX | New | ANIXA BIOSCIENCES INC | $27,000 | – | 7,711 | +100.0% | 0.00% | – |
| AR | New | ANTERO RES CORPcall | $5,000 | – | 921 | +100.0% | 0.00% | – |
| AM | New | ANTERO MIDSTREAM CORPcall | $7,000 | – | 666 | +100.0% | 0.00% | – |
| ARCI | New | APPLIANCE RECYCLING CTRS AME | $0 | – | 100 | +100.0% | 0.00% | – |
| FUV | New | ARCIMOTO INC | $71,000 | – | 22,235 | +100.0% | 0.00% | – |
| L100PS | New | ARCONIC INCput | $38,000 | – | 1,500 | +100.0% | 0.00% | – |
| ASFI | New | ASTA FDG INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| ATOS | New | ATOSSA GENETICS INC | $0 | – | 300 | +100.0% | 0.00% | – |
| AVYA | New | AVAYA HLDGS CORPput | $25,000 | – | 2,138 | +100.0% | 0.00% | – |
| AXLA | New | AXCELLA HEALTH INC | $11,000 | – | 1,228 | +100.0% | 0.00% | – |
| BGS | New | B & G FOODS INC NEWcall | $9,000 | – | 454 | +100.0% | 0.00% | – |
| BKTI | New | BK TECHNOLOGIES CORPORATION | $3,000 | – | 1,116 | +100.0% | 0.00% | – |
| GLG | New | BAT GROUP INC | $18,000 | – | 32,444 | +100.0% | 0.00% | – |
| BYND | New | BEYOND MEAT INC | $514,000 | – | 3,211 | +100.0% | 0.00% | – |
| BSGM | New | BIOSIG TECH INC | $109,000 | – | 11,792 | +100.0% | 0.00% | – |
| BTAI | New | BIOXCEL THERAPEUTICS INC | $49,000 | – | 4,542 | +100.0% | 0.00% | – |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $0 | – | 31 | +100.0% | 0.00% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $26,000 | – | 2,037 | +100.0% | 0.00% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $9,000 | – | 884 | +100.0% | 0.00% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $1,000 | – | 93 | +100.0% | 0.00% | – |
| BKNG | New | BOOKING HLDGS INCput | $11,000 | – | 6 | +100.0% | 0.00% | – |
| BSX | New | BOSTON SCIENTIFIC CORPput | $80,000 | – | 1,862 | +100.0% | 0.00% | – |
| BHR | New | BRAEMAR HOTELS & RESORTS INCcall | $0 | – | 98 | +100.0% | 0.00% | – |
| BLIN | New | BRIDGELINE DIGITAL INC | $0 | – | 300 | +100.0% | 0.00% | – |
| MNRL | New | BRIGHAM MINERALS INC | $182,000 | – | 8,565 | +100.0% | 0.00% | – |
| BMY | New | BRISTOL MYERS SQUIBB COput | $22,000 | – | 500 | +100.0% | 0.00% | – |
| BC | New | BRUNSWICK CORPput | $6,000 | – | 150 | +100.0% | 0.00% | – |
| YCBD | New | CBDMD INC | $27,000 | – | 4,610 | +100.0% | 0.00% | – |
| CBS | New | CBS CORP NEWcall | $11,000 | – | 230 | +100.0% | 0.00% | – |
| CBMB | New | CBM BANCORP INC | $27,000 | – | 2,014 | +100.0% | 0.00% | – |
| CBOE | New | CBOE GLOBAL MARKETS INCcall | $20,000 | – | 200 | +100.0% | 0.00% | – |
| CAL | New | CALERES INCcall | $5,000 | – | 272 | +100.0% | 0.00% | – |
| CRCQQ | New | CALIFORNIA RES CORPcall | $29,000 | – | 1,500 | +100.0% | 0.00% | – |
| CLMT | New | CALUMET SPECIALTY PRODS PTNRut ltd partner | $574,000 | – | 137,172 | +100.0% | 0.00% | – |
| CEI | New | CAMBER ENERGY INC | $82,000 | – | 543,400 | +100.0% | 0.00% | – |
| CPST | New | CAPSTONE TURBINE CORP | $0 | – | 231 | +100.0% | 0.00% | – |
| CG | New | CARLYLE GROUP L Pcall | $33,000 | – | 1,500 | +100.0% | 0.00% | – |
| CAT | New | CATERPILLAR INC DELcall | $23,000 | – | 175 | +100.0% | 0.00% | – |
| CYAD | New | CELYAD SAadr | $33,000 | – | 2,900 | +100.0% | 0.00% | – |
| CNC | New | CENTENE CORP DELcall | $78,000 | – | 1,500 | +100.0% | 0.00% | – |
| CTRCQ | New | CENTRIC BRANDS INC | $138,000 | – | 33,907 | +100.0% | 0.00% | – |
| CERC | New | CERECOR INC | $58,000 | – | 10,731 | +100.0% | 0.00% | – |
| CHAPQ | New | CHAPARRAL ENERGY INC | $382,000 | – | 81,350 | +100.0% | 0.00% | – |
| CKPT | New | CHECKPOINT THERAPEUTICS INC | $120,000 | – | 39,923 | +100.0% | 0.00% | – |
| CC | New | CHEMOURS COcall | $30,000 | – | 1,271 | +100.0% | 0.00% | – |
| LNG | New | CHENIERE ENERGY INCput | $11,000 | – | 163 | +100.0% | 0.00% | – |
| CHKR | New | CHESAPEAKE GRANITE WASH TR | $11,000 | – | 10,700 | +100.0% | 0.00% | – |
| CHWY | New | CHEWY INCcl a | $28,000 | – | 800 | +100.0% | 0.00% | – |
| CHS | New | CHICOS FAS INCput | $1,000 | – | 323 | +100.0% | 0.00% | – |
| PLCE | New | CHILDRENS PL INCcall | $38,000 | – | 403 | +100.0% | 0.00% | – |
| CREG | New | CHINA RECYCLING ENERGY CORP | $1,000 | – | 3,864 | +100.0% | 0.00% | – |
| CAAS | New | CHINA AUTOMOTIVE SYS INC | $1,000 | – | 808 | +100.0% | 0.00% | – |
| LFC | New | CHINA LIFE INS CO LTDspon adr rep h | $170,000 | – | 13,800 | +100.0% | 0.00% | – |
| ZNH | New | CHINA SOUTHN AIRLS LTDspon adr cl h | $418,000 | – | 12,200 | +100.0% | 0.00% | – |
| CGA | New | CHINA GREEN AGRICULTURE INC | $0 | – | 86 | +100.0% | 0.00% | – |
| CIH | New | CHINA INDEX HLDGS LTDspnsrd ads a | $1,000 | – | 504 | +100.0% | 0.00% | – |
| CZFC | New | CITIZENS FIRST CORP | $228,000 | – | 8,900 | +100.0% | 0.00% | – |
| CIZN | New | CITIZENS HLDG CO MISS | $0 | – | 17 | +100.0% | 0.00% | – |
| CTXS | New | CITRIX SYS INCcall | $49,000 | – | 500 | +100.0% | 0.00% | – |
| CLIR | New | CLEARSIGN COMBUSTION CORP | $0 | – | 91 | +100.0% | 0.00% | – |
| CLRO | New | CLEARONE INC | $0 | – | 37 | +100.0% | 0.00% | – |
| CLDR | New | CLOUDERA INCcall | $7,000 | – | 1,373 | +100.0% | 0.00% | – |
| CLDR | New | CLOUDERA INCput | $22,000 | – | 4,203 | +100.0% | 0.00% | – |
| CNF | New | CNFINANCE HLDGS LTDspon ads | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| CCNI | New | COMMAND CENTER INC | $0 | – | 93 | +100.0% | 0.00% | – |
| CHCI | New | COMSTOCK HLDG COS INCcl a new | $1,000 | – | 387 | +100.0% | 0.00% | – |
| CCM | New | CONCORD MED SVCS HLDGS LTDspon adr cl a | $15,000 | – | 6,800 | +100.0% | 0.00% | – |
| CFMS | New | CONFORMIS INC | $218,000 | – | 50,505 | +100.0% | 0.00% | – |
| COP | New | CONOCOPHILLIPScall | $25,000 | – | 424 | +100.0% | 0.00% | – |
| ROAD | New | CONSTRUCTION PARTNERS INC | $302,000 | – | 20,143 | +100.0% | 0.00% | – |
| CPSS | New | CONSUMER PORTFOLIO SVCS INC | $0 | – | 240 | +100.0% | 0.00% | – |
| CRTX | New | CORTEXYME INC | $92,000 | – | 2,235 | +100.0% | 0.00% | – |
| CRSAW | New | CRESCENT ACQUISITION CORPcall | $214,000 | – | 330,000 | +100.0% | 0.00% | – |
| CRESY | New | CRESUD S A C I F Y Asponsored adr | $32,000 | – | 3,090 | +100.0% | 0.00% | – |
| New | CTRIP COM INTL LTDnote 1.990% 7/0 | $124,000 | – | 114,000 | +100.0% | 0.00% | – | |
| CYCN | New | CYCLERION THERAPEUTICS INC | $207,000 | – | 18,199 | +100.0% | 0.00% | – |
| DHX | New | DHI GROUP INC | $371,000 | – | 104,433 | +100.0% | 0.00% | – |
| DTF | New | DTF TAX-FREE INCOME INC | $5,000 | – | 384 | +100.0% | 0.00% | – |
| DE | New | DEERE & COput | $83,000 | – | 504 | +100.0% | 0.00% | – |
| DFRG | New | DEL FRISCOS RESTAURANT GROUPcall | $29,000 | – | 3,696 | +100.0% | 0.00% | – |
| DFRG | New | DEL FRISCOS RESTAURANT GROUPput | $39,000 | – | 5,000 | +100.0% | 0.00% | – |
| DPHCW | New | DIAMONDPEAK HLDGS CORcall | $119,000 | – | 150,566 | +100.0% | 0.00% | – |
| New | DIFFUSION PHARMACEUTICALS IN | $0 | – | 200 | +100.0% | 0.00% | – | |
| FAZ | New | DIREXION SHS ETF TRdaily finl bear | $0 | – | 6 | +100.0% | 0.00% | – |
| DISCA | New | DISCOVERY INCput | $25,000 | – | 837 | +100.0% | 0.00% | – |
| DSS | New | DOCUMENT SEC SYS INC | $11,000 | – | 23,240 | +100.0% | 0.00% | – |
| DOCU | New | DOCUSIGN INCcall | $59,000 | – | 1,200 | +100.0% | 0.00% | – |
| DD | New | DUPONT DE NEMOURS INCcall | $74,000 | – | 996 | +100.0% | 0.00% | – |
| DX | New | DYNEX CAP INC | $397,000 | – | 23,795 | +100.0% | 0.00% | – |
| EDAP | New | EDAP TMS S Asponsored adr | $677,000 | – | 251,100 | +100.0% | 0.00% | – |
| EOG | New | EOG RES INCcall | $23,000 | – | 254 | +100.0% | 0.00% | – |
| PPTY | New | ETF SER SOLUTIONSus diversified | $416,000 | – | 13,537 | +100.0% | 0.00% | – |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $1,000 | – | 139 | +100.0% | 0.00% | – |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $21,000 | – | 3,509 | +100.0% | 0.00% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $4,000 | – | 296 | +100.0% | 0.00% | – |
| EDUC | New | EDUCATIONAL DEV CORP | $0 | – | 35 | +100.0% | 0.00% | – |
| EHTH | New | EHEALTH INCput | $25,000 | – | 291 | +100.0% | 0.00% | – |
| BCOW | New | 1895 BANCORP OF WIS INC | $0 | – | 7 | +100.0% | 0.00% | – |
| ELSE | New | ELECTRO-SENSORS INC | $0 | – | 5 | +100.0% | 0.00% | – |
| ERJ | New | EMBRAER S Asponsored ads | $10,000 | – | 516 | +100.0% | 0.00% | – |
| EMKR | New | EMCORE CORP | $54,000 | – | 16,428 | +100.0% | 0.00% | – |
| ECA | New | ENCANA CORPput | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS Lcall | $19,000 | – | 673 | +100.0% | 0.00% | – |
| EVSI | New | ENVISION SOLAR INTL INC | $3,000 | – | 692 | +100.0% | 0.00% | – |
| EQIX | New | EQUINIX INCcall | $16,000 | – | 33 | +100.0% | 0.00% | – |
| EVFM | New | EVOFEM BIOSCIENCES INC | $69,000 | – | 10,647 | +100.0% | 0.00% | – |
| New | EZCORP INCnote 2.375% 5/0 | $618,000 | – | 686,000 | +100.0% | 0.00% | – | |
| EYEG | New | EYEGATE PHARMACEUTICALS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| FSBC | New | FSB BANCORP INC | $0 | – | 7 | +100.0% | 0.00% | – |
| New | FALCON MINERALS CORP | $260,000 | – | 31,155 | +100.0% | 0.00% | – | |
| FSLY | New | FASTLY INCcl a | $4,000 | – | 200 | +100.0% | 0.00% | – |
| FBSS | New | FAUQUIER BANKSHARES INC VA | $0 | – | 10 | +100.0% | 0.00% | – |
| AGMA | New | FEDERAL AGRIC MTG CORPcl a | $0 | – | 5 | +100.0% | 0.00% | – |
| FCSC | New | FIBROCELL SCIENCE INC | $0 | – | 400 | +100.0% | 0.00% | – |
| FDUS | New | FIDUS INVT CORP | $4,000 | – | 300 | +100.0% | 0.00% | – |
| FEYE | New | FIREEYE INCcall | $29,000 | – | 2,000 | +100.0% | 0.00% | – |
| FDN | New | FIRST TR EXCHANGE TRADED FDdj internt idx | $14,000 | – | 100 | +100.0% | 0.00% | – |
| BICK | New | FIRST TR BICK INDEX FD | $195,000 | – | 7,282 | +100.0% | 0.00% | – |
| FXN | New | FIRST TR EXCHANGE TRADED FDenergy alphadx | $14,000 | – | 1,238 | +100.0% | 0.00% | – |
| CIBR | New | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $42,000 | – | 1,482 | +100.0% | 0.00% | – |
| FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $209,000 | – | 13,285 | +100.0% | 0.00% | – |
| FDT | New | FIRST TR EXCH TRD ALPHA FD Idev mrk ex us | $191,000 | – | 3,550 | +100.0% | 0.00% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD Igermany alpha | $186,000 | – | 4,462 | +100.0% | 0.00% | – |
| FSZ | New | FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha | $204,000 | – | 3,980 | +100.0% | 0.00% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $79,000 | – | 5,279 | +100.0% | 0.00% | – |
| FPL | New | FST TR NEW OPPORT MLP & ENE | $11,000 | – | 1,241 | +100.0% | 0.00% | – |
| MYFW | New | FIRST WESTN FINL INC | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | FIVE9 INCnote 0.125% 5/0 | $317,000 | – | 229,000 | +100.0% | 0.00% | – | |
| FTNT | New | FORTINET INCput | $33,000 | – | 442 | +100.0% | 0.00% | – |
| FMCIW | New | FORUM MERGER II CORPcall | $36,000 | – | 58,000 | +100.0% | 0.00% | – |
| FOXA | New | FOX CORPcall | $188,000 | – | 5,139 | +100.0% | 0.00% | – |
| FRAF | New | FRANKLIN FINL SVCS CORP | $124,000 | – | 3,283 | +100.0% | 0.00% | – |
| BEN | New | FRANKLIN RES INCcall | $6,000 | – | 200 | +100.0% | 0.00% | – |
| FCEL | New | FUELCELL ENERGY INC | $2,000 | – | 16,846 | +100.0% | 0.00% | – |
| FTFT | New | FUTURE FINTECH GROUP INC | $0 | – | 300 | +100.0% | 0.00% | – |
| GDS | New | GDS HLDGS LTDcall | $30,000 | – | 800 | +100.0% | 0.00% | – |
| GIII | New | G-III APPAREL GROUP LTDcall | $8,000 | – | 278 | +100.0% | 0.00% | – |
| GAIN | New | GLADSTONE INVT CORP | $22,000 | – | 2,000 | +100.0% | 0.00% | – |
| GLBZ | New | GLEN BURNIE BANCORP | $0 | – | 7 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INcall | $30,000 | – | 571 | +100.0% | 0.00% | – |
| ARGT | New | GLOBAL X FDSgb msci ar etf | $160,000 | – | 5,000 | +100.0% | 0.00% | – |
| FINX | New | GLOBAL X FDSfintech etf | $5,000 | – | 171 | +100.0% | 0.00% | – |
| LIT | New | GLOBAL X FDSlithium btry etf | $21,000 | – | 833 | +100.0% | 0.00% | – |
| GSST | New | GOLDMAN SACHS ETF TRaces ultra shr | $504,000 | – | 10,000 | +100.0% | 0.00% | – |
| GBIL | New | GOLDMAN SACHS ETF TRacces treasury | $8,000 | – | 81 | +100.0% | 0.00% | – |
| GMHIW | New | GORES METROPOULOS INCcall | $83,000 | – | 66,665 | +100.0% | 0.00% | – |
| GRA | New | GRACE W R & CO DEL NEWcall | $3,000 | – | 49 | +100.0% | 0.00% | – |
| GRVY | New | GRAVITY CO LTDsponsored ads ne | $4,000 | – | 100 | +100.0% | 0.00% | – |
| GEC | New | GREAT ELM CAP GROUP INC | $2,000 | – | 880 | +100.0% | 0.00% | – |
| GNLN | New | GREENLANE HLDGS INCcl a | $44,000 | – | 4,678 | +100.0% | 0.00% | – |
| GURE | New | GULF RESOURCES INC | $2,000 | – | 2,375 | +100.0% | 0.00% | – |
| HRTH | New | HARTE-HANKS INC | $0 | – | 4 | +100.0% | 0.00% | – |
| HLIO | New | HELIOS TECHNOLOGIES INC | $399,000 | – | 8,629 | +100.0% | 0.00% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORPcall | $599,000 | – | 1,000,563 | +100.0% | 0.00% | – |
| HSY | New | HERSHEY COput | $84,000 | – | 628 | +100.0% | 0.00% | – |
| HTZRT | New | HERTZ GLOBAL HLDGS INCright 07/12/2019 | $142,000 | – | 73,787 | +100.0% | 0.00% | – |
| HES | New | HESS CORPput | $17,000 | – | 280 | +100.0% | 0.00% | – |
| HCRSQ | New | HI CRUSH INC | $12,000 | – | 5,017 | +100.0% | 0.00% | – |
| HPJ | New | HIGHPOWER INTL INC | $32,000 | – | 7,700 | +100.0% | 0.00% | – |
| HIL | New | HILL INTERNATIONAL INC | $0 | – | 146 | +100.0% | 0.00% | – |
| HOOK | New | HOOKIPA PHARMA INC | $9,000 | – | 1,575 | +100.0% | 0.00% | – |
| HOTH | New | HOTH THERAPEUTICS INC | $0 | – | 129 | +100.0% | 0.00% | – |
| HSON | New | HUDSON GLOBAL INC | $58,000 | – | 4,732 | +100.0% | 0.00% | – |
| IROQ | New | IF BANCORP INC | $2,000 | – | 122 | +100.0% | 0.00% | – |
| IDEX | New | IDEANOMICS INC | $100,000 | – | 41,062 | +100.0% | 0.00% | – |
| ITW | New | ILLINOIS TOOL WKS INCput | $70,000 | – | 465 | +100.0% | 0.00% | – |
| IMUX | New | IMMUNIC INC | $2,000 | – | 194 | +100.0% | 0.00% | – |
| QAI | New | INDEXIQ ETF TRhedge mlti etf | $10,000 | – | 342 | +100.0% | 0.00% | – |
| FFTY | New | INNOVATOR ETFS TRibd 50 etf | $45,000 | – | 1,331 | +100.0% | 0.00% | – |
| IHG | New | INTERCONTINENTAL HOTELS GROUsponsored ads | $702,000 | – | 10,503 | +100.0% | 0.00% | – |
| INTG | New | INTERGROUP CORP | $0 | – | 4 | +100.0% | 0.00% | – |
| ISRG | New | INTUITIVE SURGICAL INCcall | $55,000 | – | 105 | +100.0% | 0.00% | – |
| VLT | New | INVESCO HIGH INCOME TR II | $30,000 | – | 2,100 | +100.0% | 0.00% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $163,000 | – | 14,635 | +100.0% | 0.00% | – |
| PEY | New | INVESCO EXCHANGE TRADED FD Thig yld eq div | $31,000 | – | 1,740 | +100.0% | 0.00% | – |
| XMLV | New | INVESCO EXCHNG TRADED FD TRs&p midcp low | $30,000 | – | 603 | +100.0% | 0.00% | – |
| PGX | New | INVESCO EXCHNG TRADED FD TRpfd etf | $3,000 | – | 333 | +100.0% | 0.00% | – |
| PZA | New | INVESCO EXCHNG TRADED FD TRnatl amt muni | $350,000 | – | 13,407 | +100.0% | 0.00% | – |
| NVIV | New | INVIVO THERAPEUTICS HLDGS CO | $3,000 | – | 4,713 | +100.0% | 0.00% | – |
| ACWV | New | ISHARES INCmin vol gbl etf | $1,000 | – | 15 | +100.0% | 0.00% | – |
| THD | New | ISHARES INCmsci thailnd etf | $435,000 | – | 4,563 | +100.0% | 0.00% | – |
| IWV | New | ISHARES TRrussell 3000 etf | $223,000 | – | 1,296 | +100.0% | 0.00% | – |
| IJT | New | ISHARES TRs&p sml 600 gwt | $97,000 | – | 535 | +100.0% | 0.00% | – |
| CMF | New | ISHARES TRcalif mun bd etf | $121,000 | – | 2,000 | +100.0% | 0.00% | – |
| USIG | New | ISHARES TRusd inv grde etf | $3,000 | – | 65 | +100.0% | 0.00% | – |
| IHF | New | ISHARES TRus hlthcr pr etf | $34,000 | – | 205 | +100.0% | 0.00% | – |
| GSG | New | ISHARES S&P GSCI COMMODITY Iunit ben int | $41,000 | – | 2,655 | +100.0% | 0.00% | – |
| EPOL | New | ISHARES TRmsci poland etf | $14,000 | – | 604 | +100.0% | 0.00% | – |
| EFAV | New | ISHARES TRmin vol eafe etf | $121,000 | – | 1,683 | +100.0% | 0.00% | – |
| IXUS | New | ISHARES TRcore msci total | $3,000 | – | 63 | +100.0% | 0.00% | – |
| EWM | New | ISHARES INCmsci mly etf new | $310,000 | – | 10,456 | +100.0% | 0.00% | – |
| RING | New | ISHARES INCmsci gbl gold mn | $2,000 | – | 100 | +100.0% | 0.00% | – |
| REET | New | ISHARES TRglobal reit etf | $24,000 | – | 900 | +100.0% | 0.00% | – |
| ISEE | New | IVERIC BIO INC | $182,000 | – | 140,350 | +100.0% | 0.00% | – |
| IVH | New | IVY HIGH INC OPPORTUNITIES F | $9,000 | – | 721 | +100.0% | 0.00% | – |
| J | New | JACOBS ENGR GROUP INCput | $69,000 | – | 828 | +100.0% | 0.00% | – |
| New | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $814,000 | – | 800,000 | +100.0% | 0.00% | – | |
| JNJ | New | JOHNSON & JOHNSONcall | $265,000 | – | 1,909 | +100.0% | 0.00% | – |
| KLDO | New | KALEIDO BIOSCIENCES INC | $52,000 | – | 4,600 | +100.0% | 0.00% | – |
| New | KAMAN CORPnote 3.250% 5/0 | $834,000 | – | 712,000 | +100.0% | 0.00% | – | |
| KIQ | New | KELSO TECHNOLOGIES INC | $17,000 | – | 11,900 | +100.0% | 0.00% | – |
| KFFB | New | KENTUCKY FIRST FED BANCORP | $0 | – | 14 | +100.0% | 0.00% | – |
| KMI | New | KINDER MORGAN INC DELcall | $23,000 | – | 1,113 | +100.0% | 0.00% | – |
| KGJI | New | KINGOLD JEWELRY INC | $0 | – | 800 | +100.0% | 0.00% | – |
| KFS | New | KINGSWAY FINL SVCS INC | $7,000 | – | 3,109 | +100.0% | 0.00% | – |
| KEX | New | KIRBY CORPcall | $13,000 | – | 170 | +100.0% | 0.00% | – |
| KR | New | KROGER COcall | $17,000 | – | 820 | +100.0% | 0.00% | – |
| KR | New | KROGER COput | $199,000 | – | 9,200 | +100.0% | 0.00% | – |
| LAIX | New | LAIX INCads | $5,000 | – | 500 | +100.0% | 0.00% | – |
| LSBK | New | LAKE SHORE BANCORP INC | $25,000 | – | 1,714 | +100.0% | 0.00% | – |
| RODM | New | LATTICE STRATEGIES TRhartford mlt etf | $32,000 | – | 1,164 | +100.0% | 0.00% | – |
| LAZY | New | LAZYDAYS HLDGS INC | $0 | – | 21 | +100.0% | 0.00% | – |
| LEVI | New | LEVI STRAUSS & CO NEW | $70,000 | – | 3,400 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $465,000 | – | 661,000 | +100.0% | 0.00% | – | |
| LPTH | New | LIGHTPATH TECHNOLOGIES INCcl a new | $2,000 | – | 3,081 | +100.0% | 0.00% | – |
| LITB | New | LIGHTINTHEBOX HLDG CO LTDsponsored adr | $19,000 | – | 12,900 | +100.0% | 0.00% | – |
| LMST | New | LIMESTONE BANCORP INC | $10,000 | – | 700 | +100.0% | 0.00% | – |
| LMB | New | LIMBACH HLDGS INC | $639,000 | – | 70,300 | +100.0% | 0.00% | – |
| LIQT | New | LIQTECH INTL INC | $471,000 | – | 47,640 | +100.0% | 0.00% | – |
| YVR | New | LIQUID MEDIA GROUP LTD NEW | $10,000 | – | 6,100 | +100.0% | 0.00% | – |
| LIVE | New | LIVE VENTURES INC | $0 | – | 10 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCcall | $11,000 | – | 960 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCput | $41,000 | – | 3,578 | +100.0% | 0.00% | – |
| MSCI | New | MSCI INCput | $2,000 | – | 10 | +100.0% | 0.00% | – |
| MSGN | New | MSG NETWORK INCcall | $1,000 | – | 64 | +100.0% | 0.00% | – |
| MSGS | New | MADISON SQUARE GARDEN CO NEWcall | $9,000 | – | 35 | +100.0% | 0.00% | – |
| MNSB | New | MAINSTREET BANCSHARES INC | $83,000 | – | 3,702 | +100.0% | 0.00% | – |
| MPC | New | MARATHON PETE CORPput | $16,000 | – | 300 | +100.0% | 0.00% | – |
| MARA | New | MARATHON PATENT GROUP INC | $0 | – | 200 | +100.0% | 0.00% | – |
| MRKR | New | MARKER THERAPEUTICS INC | $170,000 | – | 21,668 | +100.0% | 0.00% | – |
| MAR | New | MARRIOTT INTL INC NEWcall | $119,000 | – | 849 | +100.0% | 0.00% | – |
| MAR | New | MARRIOTT INTL INC NEWput | $596,000 | – | 4,250 | +100.0% | 0.00% | – |
| MTCH | New | MATCH GROUP INCcall | $208,000 | – | 3,100 | +100.0% | 0.00% | – |
| MTCH | New | MATCH GROUP INCput | $208,000 | – | 3,100 | +100.0% | 0.00% | – |
| MTLS | New | MATERIALISE NVsponsored ads | $1,000 | – | 100 | +100.0% | 0.00% | – |
| MEC | New | MAYVILLE ENGINEERING CO INC | $165,000 | – | 11,998 | +100.0% | 0.00% | – |
| MCD | New | MCDONALDS CORPcall | $41,000 | – | 200 | +100.0% | 0.00% | – |
| MRK | New | MERCK & CO INCput | $188,000 | – | 2,250 | +100.0% | 0.00% | – |
| MXC | New | MEXCO ENERGY CORP | $2,000 | – | 600 | +100.0% | 0.00% | – |
| MICR | New | MICRON SOLUTIONS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| MSVB | New | MID SOUTHERN BANCORP INC | $3,000 | – | 313 | +100.0% | 0.00% | – |
| MTP | New | MIDATECH PHARMA PLCsponsored adr | $0 | – | 600 | +100.0% | 0.00% | – |
| MIND | New | MITCHAM INDS INC | $0 | – | 35 | +100.0% | 0.00% | – |
| MOGO | New | MOGO INC | $4,000 | – | 1,300 | +100.0% | 0.00% | – |
| MOGU | New | MOGU INCspon ads | $222,000 | – | 78,191 | +100.0% | 0.00% | – |
| MOR | New | MORPHOSYS AGsponsored ads | $1,000 | – | 49 | +100.0% | 0.00% | – |
| MTFB | New | MOTIF BIO PLCsponsored adr | $62,000 | – | 92,605 | +100.0% | 0.00% | – |
| MUR | New | MURPHY OIL CORPput | $43,000 | – | 1,750 | +100.0% | 0.00% | – |
| MYO | New | MYOMO INC | $1,000 | – | 2,500 | +100.0% | 0.00% | – |
| NCR | New | NCR CORP NEWcall | $40,000 | – | 1,301 | +100.0% | 0.00% | – |
| NIO | New | NIO INCput | $15,000 | – | 6,000 | +100.0% | 0.00% | – |
| NGM | New | NGM BIOPHARMACEUTICALS INC | $49,000 | – | 3,389 | +100.0% | 0.00% | – |
| NNDM | New | NANO DIMENSION LTDspons adr | $2,000 | – | 4,600 | +100.0% | 0.00% | – |
| NHLD | New | NATIONAL HOLDINGS CORP | $2,000 | – | 1,096 | +100.0% | 0.00% | – |
| NOV | New | NATIONAL OILWELL VARCO INCput | $38,000 | – | 1,711 | +100.0% | 0.00% | – |
| NSEC | New | NATIONAL SEC GROUP INC | $0 | – | 6 | +100.0% | 0.00% | – |
| NEON | New | NEONODE INC | $0 | – | 375 | +100.0% | 0.00% | – |
| UEPS | New | NET 1 UEPS TECHNOLOGIES INC | $37,000 | – | 9,273 | +100.0% | 0.00% | – |
| NTIP | New | NETWORK 1 TECHNOLOGIES INC | $1,000 | – | 400 | +100.0% | 0.00% | – |
| NBW | New | NEUBERGER BRMAN CLIFRN MUNI | $1,000 | – | 85 | +100.0% | 0.00% | – |
| NBO | New | NEUBERGER BRMAN NY MUNI FD I | $8,000 | – | 662 | +100.0% | 0.00% | – |
| GBR | New | NEW CONCEPT ENERGY INC | $0 | – | 294 | +100.0% | 0.00% | – |
| NFE | New | NEW FORTRESS ENERGY LLC | $3,000 | – | 300 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT GOLDCORP CORPORATIONput | $96,000 | – | 2,500 | +100.0% | 0.00% | – |
| NXTC | New | NEXTCURE INC | $32,000 | – | 2,179 | +100.0% | 0.00% | – |
| NBLX | New | NOBLE MIDSTREAM PARTNERS LPput | $16,000 | – | 500 | +100.0% | 0.00% | – |
| NMR | New | NOMURA HLDGS INCsponsored adr | $364,000 | – | 102,800 | +100.0% | 0.00% | – |
| NSC | New | NORFOLK SOUTHERN CORPcall | $421,000 | – | 2,113 | +100.0% | 0.00% | – |
| NBN | New | NORTHEAST BK LEWISTON ME | $577,000 | – | 20,989 | +100.0% | 0.00% | – |
| NVAX | New | NOVAVAX INC | $474,000 | – | 81,061 | +100.0% | 0.00% | – |
| New | NOVAVAX INCnote 3.750% 2/0 | $787,000 | – | 2,000,000 | +100.0% | 0.00% | – | |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $714,000 | – | 90,214 | +100.0% | 0.00% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | 4 | +100.0% | 0.00% | – |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME | $1,000 | – | 97 | +100.0% | 0.00% | – |
| ORLY | New | O REILLY AUTOMOTIVE INC NEWput | $96,000 | – | 262 | +100.0% | 0.00% | – |
| OBELF | New | OBSIDIAN ENERGY LTD | $2,000 | – | 2,980 | +100.0% | 0.00% | – |
| OPTT | New | OCEAN PWR TECHNOLOGIES INC | $0 | – | 300 | +100.0% | 0.00% | – |
| ONCT | New | ONCTERNAL THERAPEUTICS INC | $60,000 | – | 9,267 | +100.0% | 0.00% | – |
| FLWS | New | FLWS/1-800 FLOWERScall | $5,000 | – | 306 | +100.0% | 0.00% | – |
| FLWS | New | FLWS/1-800 FLOWERSput | $1,000 | – | 100 | +100.0% | 0.00% | – |
| ORCL | New | ORACLE CORPput | $83,000 | – | 1,461 | +100.0% | 0.00% | – |
| OGEN | New | ORAGENICS INC | $9,000 | – | 19,636 | +100.0% | 0.00% | – |
| ORTX | New | ORCHARD THERAPEUTICS PLCads | $5,000 | – | 400 | +100.0% | 0.00% | – |
| OESX | New | ORION ENERGY SYSTEMS INC | $319,000 | – | 107,498 | +100.0% | 0.00% | – |
| PCG | New | PG&E CORPcall | $10,000 | – | 461 | +100.0% | 0.00% | – |
| PCG | New | PG&E CORPput | $41,000 | – | 1,825 | +100.0% | 0.00% | – |
| ISD | New | PGIM HIGH YIELD BOND FUND IN | $35,000 | – | 2,451 | +100.0% | 0.00% | – |
| GHY | New | PGIM GLOBAL HIGH YIELD FD IN | $54,000 | – | 3,776 | +100.0% | 0.00% | – |
| PCAR | New | PACCAR INCcall | $21,000 | – | 300 | +100.0% | 0.00% | – |
| PCAR | New | PACCAR INCput | $98,000 | – | 1,368 | +100.0% | 0.00% | – |
| PLMR | New | PALOMAR HLDGS INC | $103,000 | – | 4,343 | +100.0% | 0.00% | – |
| PZZA | New | PAPA JOHNS INTL INCcall | $22,000 | – | 501 | +100.0% | 0.00% | – |
| PKDC | New | PARKER DRILLING CO | $400,000 | – | 19,776 | +100.0% | 0.00% | – |
| PSN | New | PARSONS CORPORATION | $358,000 | – | 9,764 | +100.0% | 0.00% | – |
| PRTY | New | PARTY CITY HOLDCO INCcall | $6,000 | – | 933 | +100.0% | 0.00% | – |
| PAYS | New | PAYSIGN INC | $312,000 | – | 23,461 | +100.0% | 0.00% | – |
| PED | New | PEDEVCO CORP | $0 | – | 300 | +100.0% | 0.00% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $1,000 | – | 100 | +100.0% | 0.00% | – |
| PSNL | New | PERSONALIS INC | $135,000 | – | 5,000 | +100.0% | 0.00% | – |
| PHAS | New | PHASEBIO PHARMACEUTICALS INC | $143,000 | – | 11,069 | +100.0% | 0.00% | – |
| PIRRQ | New | PIER 1 IMPORTS INC | $7,000 | – | 1,016 | +100.0% | 0.00% | – |
| PPSI | New | PIONEER PWR SOLUTIONS INC | $0 | – | 11 | +100.0% | 0.00% | – |
| PS | New | PLURALSIGHT INCcall | $11,000 | – | 369 | +100.0% | 0.00% | – |
| PII | New | POLARIS INDS INCcall | $22,000 | – | 245 | +100.0% | 0.00% | – |
| POPE | New | POPE RESOURCES A DELAWARE LPdepositry rcpt | $20,000 | – | 300 | +100.0% | 0.00% | – |
| PW | New | POWER REIT | $3,000 | – | 606 | +100.0% | 0.00% | – |
| PRPO | New | PRECIPIO INC | $0 | – | 200 | +100.0% | 0.00% | – |
| DTIL | New | PRECISION BIOSCIENCES INC | $156,000 | – | 11,805 | +100.0% | 0.00% | – |
| PNRG | New | PRIMEENERGY RESOURCES CORP | $52,000 | – | 406 | +100.0% | 0.00% | – |
| PG | New | PROCTER AND GAMBLE COput | $60,000 | – | 550 | +100.0% | 0.00% | – |
| New | PRIORITY TECHNOLOGY HLDGS IN | $38,000 | – | 4,938 | +100.0% | 0.00% | – | |
| PLD | New | PROLOGIS INCcall | $15,000 | – | 195 | +100.0% | 0.00% | – |
| DOG | New | PROSHARES TR | $44,000 | – | 832 | +100.0% | 0.00% | – |
| PSQ | New | PROSHARES TRshort qqq new | $111,000 | – | 3,939 | +100.0% | 0.00% | – |
| PUMP | New | PROPETRO HLDG CORPput | $5,000 | – | 267 | +100.0% | 0.00% | – |
| BIB | New | PROSHARES TR | $5,000 | – | 100 | +100.0% | 0.00% | – |
| BOIL | New | PROSHARES TR IIultra bloomberg | $344,000 | – | 24,774 | +100.0% | 0.00% | – |
| RWM | New | PROSHARES TRshrt russell2000 | $52,000 | – | 1,312 | +100.0% | 0.00% | – |
| PRLB | New | PROTO LABS INCcall | $7,000 | – | 62 | +100.0% | 0.00% | – |
| PRLB | New | PROTO LABS INCput | $29,000 | – | 252 | +100.0% | 0.00% | – |
| RMGWS | New | RMG ACQUISITION CORPcall | $108,000 | – | 116,665 | +100.0% | 0.00% | – |
| RRC | New | RANGE RES CORPcall | $5,000 | – | 750 | +100.0% | 0.00% | – |
| PACKWS | New | RANPAK HLDGS CORPcall | $696,000 | – | 575,208 | +100.0% | 0.00% | – |
| RTLR | New | RATTLER MIDSTREAM LP | $52,000 | – | 2,772 | +100.0% | 0.00% | – |
| RRBI | New | RED RIVER BANCSHARES INC | $16,000 | – | 345 | +100.0% | 0.00% | – |
| New | REDFIN CORPnote 1.750% 7/1 | $0 | – | 1,000 | +100.0% | 0.00% | – | |
| REED | New | REEDS INC | $52,000 | – | 14,000 | +100.0% | 0.00% | – |
| RHE | New | REGIONAL HEALTH PPTYS INC | $0 | – | 27 | +100.0% | 0.00% | – |
| REGI | New | RENEWABLE ENERGY GROUP INCcall | $8,000 | – | 507 | +100.0% | 0.00% | – |
| RVLT | New | REVOLUTION LIGHTING TECHNOLO | $2,000 | – | 8,500 | +100.0% | 0.00% | – |
| RRTS | New | ROADRUNNER TRANSN SYS INC | $16,000 | – | 1,749 | +100.0% | 0.00% | – |
| ROAN | New | ROAN RES INC | $148,000 | – | 85,923 | +100.0% | 0.00% | – |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $0 | – | 100 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $14,000 | – | 1,328 | +100.0% | 0.00% | – |
| RUHN | New | RUHNN HLDG LTDads | $0 | – | 200 | +100.0% | 0.00% | – |
| R | New | RYDER SYS INCput | $11,000 | – | 189 | +100.0% | 0.00% | – |
| RWO | New | SPDR INDEX SHS FDSdj glb rl es etf | $2,000 | – | 59 | +100.0% | 0.00% | – |
| RWR | New | SPDR SERIES TRUSTdj reit etf | $316,000 | – | 3,200 | +100.0% | 0.00% | – |
| SPTL | New | SPDR SERIES TRUSTportfolio ln tsr | $1,000 | – | 37 | +100.0% | 0.00% | – |
| SPMD | New | SPDR SERIES TRUSTportfolio md etf | $217,000 | – | 6,380 | +100.0% | 0.00% | – |
| SPLG | New | SPDR SERIES TRUSTportfolio lr etf | $159,000 | – | 4,625 | +100.0% | 0.00% | – |
| SJNK | New | SPDR SERIES TRUSTbloomberg srt tr | $274,000 | – | 10,089 | +100.0% | 0.00% | – |
| SPSM | New | SPDR SERIES TRUSTportfolio sm etf | $103,000 | – | 3,386 | +100.0% | 0.00% | – |
| SGRP | New | SPAR GROUP INC | $3,000 | – | 5,100 | +100.0% | 0.00% | – |
| SBR | New | SABINE ROYALTY TRunit ben int | $457,000 | – | 9,457 | +100.0% | 0.00% | – |
| PERS | New | SANDRIDGE PERMIAN TR | $55,000 | – | 30,467 | +100.0% | 0.00% | – |
| SCHX | New | SCHWAB STRATEGIC TRus lrg cap etf | $595,000 | – | 8,483 | +100.0% | 0.00% | – |
| SCHM | New | SCHWAB STRATEGIC TRus mid-cap etf | $11,000 | – | 198 | +100.0% | 0.00% | – |
| FNDC | New | SCHWAB STRATEGIC TRschwb fdt int sc | $86,000 | – | 2,773 | +100.0% | 0.00% | – |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $232,000 | – | 4,377 | +100.0% | 0.00% | – |
| SHOS | New | SEARS HOMETOWN & OUTLET STOR | $15,000 | – | 6,435 | +100.0% | 0.00% | – |
| SEEL | New | SEELOS THERAPEUTICS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| SLS | New | SELLAS LIFE SCIENCES GROUP I | $82,000 | – | 729,830 | +100.0% | 0.00% | – |
| LEDS | New | SEMILEDS CORP | $3,000 | – | 1,099 | +100.0% | 0.00% | – |
| SRE | New | SEMPRA ENERGYcall | $60,000 | – | 438 | +100.0% | 0.00% | – |
| SESN | New | SESEN BIO INC | $1,000 | – | 700 | +100.0% | 0.00% | – |
| SHLX | New | SHELL MIDSTREAM PARTNERS L Pcall | $5,000 | – | 250 | +100.0% | 0.00% | – |
| TYHT | New | SHINECO INC | $105,000 | – | 156,319 | +100.0% | 0.00% | – |
| SILK | New | SILK ROAD MEDICAL INC | $315,000 | – | 6,553 | +100.0% | 0.00% | – |
| SINT | New | SINTX TECHNOLOGIES INC | $0 | – | 5,071 | +100.0% | 0.00% | – |
| SKX | New | SKECHERS U S A INCput | $10,000 | – | 334 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES INC | $3,000 | – | 80 | +100.0% | 0.00% | – |
| SOLY | New | SOLITON INC | $23,000 | – | 1,663 | +100.0% | 0.00% | – |
| XPL | New | SOLITARIO ZINC CORP | $10,000 | – | 32,743 | +100.0% | 0.00% | – |
| SONM | New | SONIM TECHNOLOGIES INC | $34,000 | – | 2,718 | +100.0% | 0.00% | – |
| SFBC | New | SOUND FINL BANCORP INC | $13,000 | – | 400 | +100.0% | 0.00% | – |
| SPFI | New | SOUTH PLAINS FINANCIAL INC | $42,000 | – | 2,656 | +100.0% | 0.00% | – |
| SGB | New | SOUTHWEST GA FINL CORP | $0 | – | 8 | +100.0% | 0.00% | – |
| MITO | New | STEALTH BIOTHERAPEUTICS CORPsponsored ads | $2,000 | – | 215 | +100.0% | 0.00% | – |
| SFIX | New | STITCH FIX INCcall | $11,000 | – | 372 | +100.0% | 0.00% | – |
| SCON | New | SUPERCONDUCTOR TECHNOLOGIES | $0 | – | 400 | +100.0% | 0.00% | – |
| SLGG | New | SUPER LEAGUE GAMING INC | $20,000 | – | 2,400 | +100.0% | 0.00% | – |
| SDPI | New | SUPERIOR DRILLING PRODS INC | $127,000 | – | 125,900 | +100.0% | 0.00% | – |
| SYMC | New | SYMANTEC CORPcall | $32,000 | – | 1,500 | +100.0% | 0.00% | – |
| TMUS | New | T MOBILE US INCcall | $130,000 | – | 1,760 | +100.0% | 0.00% | – |
| TSRI | New | TSR INC | $0 | – | 5 | +100.0% | 0.00% | – |
| TRX | New | TANZANIAN GOLD CORP | $36,000 | – | 41,972 | +100.0% | 0.00% | – |
| TPR | New | TAPESTRY INCcall | $12,000 | – | 400 | +100.0% | 0.00% | – |
| TAYD | New | TAYLOR DEVICES INC | $0 | – | 10 | +100.0% | 0.00% | – |
| TCRR | New | TCR2 THERAPEUTICS INC | $18,000 | – | 1,340 | +100.0% | 0.00% | – |
| TECK | New | TECK RESOURCES LTDcall | $11,000 | – | 500 | +100.0% | 0.00% | – |
| New | TEEKAY CORPORATIONnote 5.000% 1/1 | $306,000 | – | 391,000 | +100.0% | 0.00% | – | |
| TIIAY | New | TELECOM ITALIA S P A NEWspon adr ord | $9,000 | – | 1,719 | +100.0% | 0.00% | – |
| NCTY | New | THE9 LTDspon ads cl a | $7,000 | – | 5,850 | +100.0% | 0.00% | – |
| TST | New | THESTREET INC | $183,000 | – | 30,000 | +100.0% | 0.00% | – |
| THO | New | THOR INDS INCcall | $11,000 | – | 205 | +100.0% | 0.00% | – |
| QFIN | New | 360 FINANCE INCads | $1,000 | – | 100 | +100.0% | 0.00% | – |
| MMM | New | 3M COput | $263,000 | – | 1,521 | +100.0% | 0.00% | – |
| TMDI | New | TITAN MED INC | $6,000 | – | 2,860 | +100.0% | 0.00% | – |
| TRCH | New | TORCHLIGHT ENERGY RES INC | $110,000 | – | 77,980 | +100.0% | 0.00% | – |
| TW | New | TRADEWEB MKTS INCcl a | $232,000 | – | 5,300 | +100.0% | 0.00% | – |
| TMDX | New | TRANSMEDICS GROUP INC | $394,000 | – | 13,667 | +100.0% | 0.00% | – |
| TA | New | TRAVELCENTERS AMER LLC | $2,000 | – | 600 | +100.0% | 0.00% | – |
| TROV | New | TROVAGENE INC | $0 | – | 100 | +100.0% | 0.00% | – |
| TPTX | New | TURNING POINT THERAPEUTICS I | $339,000 | – | 8,385 | +100.0% | 0.00% | – |
| CEFL | New | UBS AG LONDON BRHetracs mth 2xlv | $0 | – | 218 | +100.0% | 0.00% | – |
| USAU | New | U S GOLD CORP | $32,000 | – | 31,492 | +100.0% | 0.00% | – |
| USB | New | US BANCORP DELcall | $26,000 | – | 500 | +100.0% | 0.00% | – |
| UBER | New | UBER TECHNOLOGIES INCcall | $92,000 | – | 2,000 | +100.0% | 0.00% | – |
| UBER | New | UBER TECHNOLOGIES INCput | $92,000 | – | 2,000 | +100.0% | 0.00% | – |
| UFAB | New | UNIQUE FABRICATING INC | $0 | – | 19 | +100.0% | 0.00% | – |
| UBOH | New | UNITED BANCSHARES INC OHIO | $6,000 | – | 310 | +100.0% | 0.00% | – |
| UBCP | New | UNITED BANCORP INC OHIO | $3,000 | – | 324 | +100.0% | 0.00% | – |
| BNO | New | UNITED STS BRENT OIL FD LPunit | $20,000 | – | 1,100 | +100.0% | 0.00% | – |
| TIGR | New | UP FINTECH HLDG LTDsponsored ads | $0 | – | 100 | +100.0% | 0.00% | – |
| VBIV | New | VBI VACCINES INC | $72,000 | – | 63,767 | +100.0% | 0.00% | – |
| VOC | New | VOC ENERGY TRtr unit | $111,000 | – | 22,000 | +100.0% | 0.00% | – |
| VOXX | New | VOXX INTL CORPcl a | $0 | – | 63 | +100.0% | 0.00% | – |
| EGY | New | VAALCO ENERGY INC | $304,000 | – | 182,280 | +100.0% | 0.00% | – |
| BBH | New | VANECK VECTORS ETF TRbiotech etf | $19,000 | – | 150 | +100.0% | 0.00% | – |
| VIS | New | VANGUARD WORLD FDSindustrial etf | $61,000 | – | 420 | +100.0% | 0.00% | – |
| VGLT | New | VANGUARD SCOTTSDALE FDSlong term treas | $0 | – | 12 | +100.0% | 0.00% | – |
| VZ | New | VERIZON COMMUNICATIONS INCput | $102,000 | – | 1,800 | +100.0% | 0.00% | – |
| VERU | New | VERU INC | $17,000 | – | 8,333 | +100.0% | 0.00% | – |
| VIOT | New | VIOMI TECHNOLOGY CO LTDsponsored ads | $1,000 | – | 200 | +100.0% | 0.00% | – |
| VTSI | New | VIRTRA INC | $0 | – | 110 | +100.0% | 0.00% | – |
| VOLT | New | VOLT INFORMATION SCIENCES IN | $48,000 | – | 10,700 | +100.0% | 0.00% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $62,000 | – | 13,205 | +100.0% | 0.00% | – |
| WCFB | New | WCF BANCORP INC | $0 | – | 11 | +100.0% | 0.00% | – |
| WDR | New | WADDELL & REED FINL INCcall | $17,000 | – | 1,027 | +100.0% | 0.00% | – |
| WEBK | New | WELLESLEY BANCORP INC | $61,000 | – | 1,900 | +100.0% | 0.00% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $76,000 | – | 14,994 | +100.0% | 0.00% | – |
| WU | New | WESTERN UN COput | $60,000 | – | 3,050 | +100.0% | 0.00% | – |
| DON | New | WISDOMTREE TRus midcap divid | $39,000 | – | 1,103 | +100.0% | 0.00% | – |
| DGRW | New | WISDOMTREE TRus qtly div grt | $19,000 | – | 454 | +100.0% | 0.00% | – |
| WKHS | New | WORKHORSE GROUP INC | $1,000 | – | 500 | +100.0% | 0.00% | – |
| WPX | New | WPX ENERGY INCcall | $111,000 | – | 9,698 | +100.0% | 0.00% | – |
| WRAP | New | WRAP TECHNOLOGIES INC | $108,000 | – | 17,516 | +100.0% | 0.00% | – |
| XPO | New | XPO LOGISTICS INCput | $11,000 | – | 207 | +100.0% | 0.00% | – |
| XLNX | New | XILINX INCput | $156,000 | – | 1,325 | +100.0% | 0.00% | – |
| XRX | New | XEROX CORPcall | $14,000 | – | 408 | +100.0% | 0.00% | – |
| XTNT | New | XTANT MED HLDGS INC | $0 | – | 15 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCcall | $43,000 | – | 929 | +100.0% | 0.00% | – |
| ZTS | New | ZOETIS INCput | $18,000 | – | 164 | +100.0% | 0.00% | – |
| ZVO | New | ZOVIO INC | $214,000 | – | 59,939 | +100.0% | 0.00% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $93,000 | – | 1,050 | +100.0% | 0.00% | – |
| ZYNE | New | ZYNERBA PHARMACEUTICALS INC | $223,000 | – | 16,579 | +100.0% | 0.00% | – |
| AGMH | New | AGM GROUP HOLDINGS INC | $11,000 | – | 603 | +100.0% | 0.00% | – |
| AXGT | New | AXOVANT GENE THERAPIES LTD | $11,000 | – | 1,776 | +100.0% | 0.00% | – |
| BYSI | New | BEYONDSPRING INC | $155,000 | – | 6,586 | +100.0% | 0.00% | – |
| ACN | New | ACCENTURE PLC IRELANDput | $55,000 | – | 300 | +100.0% | 0.00% | – |
| New | CHINA ADVANCED CONSTR MATLS | $8,000 | – | 2,500 | +100.0% | 0.00% | – | |
| CCCWS | New | CLARIVATE ANALYTICS PLCcall | $306,000 | – | 64,487 | +100.0% | 0.00% | – |
| CLPS | New | CLPS INCORPORATION | $19,000 | – | 3,400 | +100.0% | 0.00% | – |
| CLWT | New | EURO TECH HOLDINGS CO LTD | $13,000 | – | 3,164 | +100.0% | 0.00% | – |
| FAMI | New | FARMMI INC | $0 | – | 200 | +100.0% | 0.00% | – |
| FLNG | New | FLEX LNG LTD | $275,000 | – | 23,418 | +100.0% | 0.00% | – |
| BTBT | New | GOLDEN BULL LTD | $145,000 | – | 42,039 | +100.0% | 0.00% | – |
| LKCO | New | LUOKUNG TECHNOLOGY CORP | $0 | – | 61 | +100.0% | 0.00% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDcall | $19,000 | – | 801 | +100.0% | 0.00% | – |
| APM | New | APTORUM GROUP LIMITED | $14,000 | – | 578 | +100.0% | 0.00% | – |
| MTC | New | MMTEC INC | $1,000 | – | 80 | +100.0% | 0.00% | – |
| NESR | New | NATIONAL ENERGY SERVICES REU | $111,000 | – | 12,853 | +100.0% | 0.00% | – |
| MYOV | New | MYOVANT SCIENCES LTD | $14,000 | – | 1,550 | +100.0% | 0.00% | – |
| NLSN | New | NIELSEN HLDGS PLCput | $6,000 | – | 300 | +100.0% | 0.00% | – |
| RCON | New | RECON TECHNOLOGY LTD | $0 | – | 62 | +100.0% | 0.00% | – |
| RBZHF | New | REEBONZ HLDG LTD | $0 | – | 200 | +100.0% | 0.00% | – |
| RWGEWS | New | REGALWOOD GLOBAL ENERGY LTDcall | $299,000 | – | 333,333 | +100.0% | 0.00% | – |
| SRL | New | SCULLY ROYALTY LTD | $91,000 | – | 6,870 | +100.0% | 0.00% | – |
| TNP | New | TSAKOS ENERGY NAVIGATION LTD | $3,000 | – | 1,205 | +100.0% | 0.00% | – |
| BROGW | New | TWELVE SEAS INVESTMENT COMPAcall | $20,000 | – | 100,000 | +100.0% | 0.00% | – |
| MYT | New | URBAN TEA INC | $10,000 | – | 16,888 | +100.0% | 0.00% | – |
| GLNG | New | GOLAR LNG LTD BERMUDAcall | $2,000 | – | 150 | +100.0% | 0.00% | – |
| WTRE | New | WATFORD HOLDINGS LTD | $422,000 | – | 15,493 | +100.0% | 0.00% | – |
| SPOT | New | SPOTIFY TECHNOLOGY S Acall | $8,000 | – | 61 | +100.0% | 0.00% | – |
| ELTK | New | ELTEK LTD | $5,000 | – | 1,274 | +100.0% | 0.00% | – |
| New | INTEC PHARMA LTD JERUSALEM | $308,000 | – | 71,000 | +100.0% | 0.00% | – | |
| RWLK | New | REWALK ROBOTICS LTD | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| SLGL | New | SOL GEL TECHNOLOGIES | $65,000 | – | 7,200 | +100.0% | 0.00% | – |
| MYL | New | MYLAN N Vcall | $158,000 | – | 8,354 | +100.0% | 0.00% | – |
| CTRM | New | CASTOR MARITIME INC | $0 | – | 100 | +100.0% | 0.00% | – |
| DAC | New | DANAOS CORPORATION | $40,000 | – | 5,019 | +100.0% | 0.00% | – |
| DSX | New | DIANA SHIPPING INC | $150,000 | – | 45,601 | +100.0% | 0.00% | – |
| DSSI | New | DIAMOND S SHIPPING INC | $211,000 | – | 16,667 | +100.0% | 0.00% | – |
| GLBS | New | GLOBUS MARITIME LIMITED NEW | $0 | – | 400 | +100.0% | 0.00% | – |
| NVGS | New | NAVIGATOR HOLDINGS LTD | $236,000 | – | 25,219 | +100.0% | 0.00% | – |
| NM | New | NAVIOS MARITIME HLDGS INC | $43,000 | – | 9,600 | +100.0% | 0.00% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L P | $567,000 | – | 42,008 | +100.0% | 0.00% | – |
| PXS | New | PYXIS TANKERS INC | $1,000 | – | 1,400 | +100.0% | 0.00% | – |
| SHIP | New | SEANERGY MARITIME HLDGS CORP | $64,000 | – | 104,100 | +100.0% | 0.00% | – |
| TOPS | New | TOP SHIPS INC | $0 | – | 2,036 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- Deutsche Asset Management Investmentgesellshaft #6
- DWS INVESTMENT MANAGEMENT AMERICAS, INC #10
- RREEF AMERICA LLC #11
- Deutsche Bank (Suisse) SA #19
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Deutsche Asset Management (UK) Ltd #33
- DBX Advisors LLC #287
- DWS Investments Hong Kong Ltd #422
- Deutsche Oppenheim Family Office AG #442
- DWS CH AG #462
- DWS Investment S.A. #482
- DWS International GmbH #483
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.