$168 Billion is the total value of DEUTSCHE BANK AG\'s 23951 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AIV | New | APARTMENT INVT & MGMT COcl a | $190,979,000 | – | 3,797,690 | +100.0% | 0.11% | – |
| GIB | New | CGI INCcl a sub vtg | $54,399,000 | – | 791,191 | +100.0% | 0.03% | – |
| CPRI | New | CAPRI HOLDINGS LIMITED | $43,097,000 | – | 942,122 | +100.0% | 0.03% | – |
| FOXA | New | FOX CORP | $33,102,000 | – | 901,900 | +100.0% | 0.02% | – |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $30,678,000 | – | 30,144,000 | +100.0% | 0.02% | – | |
| OAK | New | OAKTREE CAP GROUP LLCunit cl a | $26,528,000 | – | 534,303 | +100.0% | 0.02% | – |
| New | ARES CAP CORPnote 4.625% 3/0 | $26,734,000 | – | 26,937,000 | +100.0% | 0.02% | – | |
| GLOB | New | GLOBANT S A | $24,003,000 | – | 336,201 | +100.0% | 0.01% | – |
| RMGU | New | RMG ACQUISITION CORPunit 99/99/9999 | $18,555,000 | – | 1,850,000 | +100.0% | 0.01% | – |
| WES | New | WESTERN MIDSTREAM PARTNERS L | $15,015,000 | – | 478,859 | +100.0% | 0.01% | – |
| New | COWEN INCnote 3.000%12/1 | $13,364,000 | – | 12,829,000 | +100.0% | 0.01% | – | |
| DPHCU | New | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $13,350,000 | – | 1,332,425 | +100.0% | 0.01% | – |
| New | RINGCENTRAL INCnote 3/1 | $13,749,000 | – | 9,647,000 | +100.0% | 0.01% | – | |
| ENRPRA | New | ENERGIZER HLDGS INC NEW7.5 mcnv pfd a | $11,557,000 | – | 118,680 | +100.0% | 0.01% | – |
| STE | New | STERIS PLC | $12,217,000 | – | 95,434 | +100.0% | 0.01% | – |
| New | ZENDESK INCnote 0.250% 3/1 | $10,598,000 | – | 7,278,000 | +100.0% | 0.01% | – | |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $10,481,000 | – | 9,090,000 | +100.0% | 0.01% | – | |
| CFXA | New | COLFAX CORPunit 01/15/2022t | $10,277,000 | – | 77,201 | +100.0% | 0.01% | – |
| TH | New | TARGET HOSPITALITY CORP | $9,500,000 | – | 1,000,001 | +100.0% | 0.01% | – |
| FOX | New | FOX CORP | $10,059,000 | – | 280,473 | +100.0% | 0.01% | – |
| ACAMU | New | ACAMAR PARTNERS ACQSITION COunit 12/30/2025 | $10,111,000 | – | 1,011,101 | +100.0% | 0.01% | – |
| FDEM | New | FIDELITYtargeted emerg | $8,459,000 | – | 340,000 | +100.0% | 0.01% | – |
| IRDMB | New | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $9,165,000 | – | 10,000 | +100.0% | 0.01% | – |
| DOW | New | DOW INC | $8,364,000 | – | 162,000 | +100.0% | 0.01% | – |
| GMHIU | New | GORES METROPOULOS INCunit 99/99/9999 | $8,681,000 | – | 847,802 | +100.0% | 0.01% | – |
| New | NUTANIX INCnote 1/1 | $9,182,000 | – | 8,653,000 | +100.0% | 0.01% | – | |
| New | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $8,902,000 | – | 11,828,000 | +100.0% | 0.01% | – | |
| New | HERBALIFE LTDnote 2.625% 3/1 | $7,642,000 | – | 7,251,000 | +100.0% | 0.01% | – | |
| APPN | New | APPIAN CORPcl a | $9,191,000 | – | 266,963 | +100.0% | 0.01% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $8,796,000 | – | 615,171 | +100.0% | 0.01% | – |
| STNG | New | SCORPIO TANKERS INC | $7,437,000 | – | 374,950 | +100.0% | 0.00% | – |
| CRSAU | New | CRESCENT ACQUISITION CORPunit 99/99/9999 | $6,600,000 | – | 660,000 | +100.0% | 0.00% | – |
| CVET | New | COVETRUS INC | $6,737,000 | – | 211,692 | +100.0% | 0.00% | – |
| New | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $6,072,000 | – | 5,394,000 | +100.0% | 0.00% | – | |
| VFF | New | VILLAGE FARMS INTL INC | $6,107,000 | – | 436,000 | +100.0% | 0.00% | – |
| DFBH | New | DFB HEALTHCARE ACQUISTION CO | $4,995,000 | – | 500,000 | +100.0% | 0.00% | – |
| TAK | New | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $4,924,000 | – | 241,934 | +100.0% | 0.00% | – |
| New | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $5,021,000 | – | 2,783,000 | +100.0% | 0.00% | – | |
| GLCN | New | VANECK VECTORS ETF TRchinaamc csi 300 | $5,488,000 | – | 132,296 | +100.0% | 0.00% | – |
| TQQQ | New | PROSHARES TRultrapro qqq | $5,381,000 | – | 94,971 | +100.0% | 0.00% | – |
| BDSI | New | BIODELIVERY SCIENCES INTL IN | $5,816,000 | – | 1,097,520 | +100.0% | 0.00% | – |
| WINC | New | LEGG MASON ETF INVESTMENT TRwestn ast shrt | $5,094,000 | – | 200,000 | +100.0% | 0.00% | – |
| EIDO | New | ISHARES TRmsci indonia etf | $5,033,000 | – | 196,000 | +100.0% | 0.00% | – |
| New | OKTA INCnote 0.250% 2/1 | $3,031,000 | – | 1,679,000 | +100.0% | 0.00% | – | |
| ZUO | New | ZUORA INC | $2,542,000 | – | 126,960 | +100.0% | 0.00% | – |
| TBRG | New | THUNDER BRIDGE ACQUISITION L | $4,080,000 | – | 400,000 | +100.0% | 0.00% | – |
| OPI | New | OFFICE PPTYS INCOME TR | $2,988,000 | – | 108,181 | +100.0% | 0.00% | – |
| LX | New | LEXINFINTECH HLDGS LTDadr | $4,143,000 | – | 394,600 | +100.0% | 0.00% | – |
| New | SILICON LABORATORIES INCnote 1.375% 3/0 | $2,950,000 | – | 2,719,000 | +100.0% | 0.00% | – | |
| AMLP | New | ALPS ETF TRalerian mlp | $2,819,000 | – | 281,310 | +100.0% | 0.00% | – |
| FTCH | New | FARFETCH LTDord sh cl a | $3,220,000 | – | 119,721 | +100.0% | 0.00% | – |
| SCOR | New | COMSCORE INC | $3,103,000 | – | 153,351 | +100.0% | 0.00% | – |
| ALGR | New | ALLEGRO MERGER CORP | $3,972,000 | – | 400,000 | +100.0% | 0.00% | – |
| QURE | New | UNIQURE NV | $4,175,000 | – | 70,019 | +100.0% | 0.00% | – |
| WTRH | New | WAITR HLDGS INC | $2,781,000 | – | 226,339 | +100.0% | 0.00% | – |
| SBLK | New | STAR BULK CARRIERS CORP | $2,585,000 | – | 392,894 | +100.0% | 0.00% | – |
| ARES | New | ARES MANAGEMENT CORPORATION | $2,628,000 | – | 113,258 | +100.0% | 0.00% | – |
| New | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $1,630,000 | – | 1,635,000 | +100.0% | 0.00% | – | |
| AM | New | ANTERO MIDSTREAM CORP | $1,468,000 | – | 106,605 | +100.0% | 0.00% | – |
| BEST | New | BEST INCsponsored ads | $1,670,000 | – | 319,457 | +100.0% | 0.00% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Nput | $2,254,000 | – | 6,500 | +100.0% | 0.00% | – |
| CHA | New | CHINA TELECOM CORP LTD | $1,225,000 | – | 21,873 | +100.0% | 0.00% | – |
| CAPL | New | CROSSAMERICA PARTNERS LPut ltd ptn int | $1,071,000 | – | 58,700 | +100.0% | 0.00% | – |
| DBVT | New | DBV TECHNOLOGIES S Asponsored adr | $999,000 | – | 129,638 | +100.0% | 0.00% | – |
| DCUD | New | DOMINION ENERGY INCunit 08/15/2019 | $2,029,000 | – | 40,650 | +100.0% | 0.00% | – |
| EB | New | EVENTBRITE INC | $1,361,000 | – | 71,000 | +100.0% | 0.00% | – |
| QQEW | New | FIRST TR NAS100 EQ WEIGHTED | $1,659,000 | – | 25,830 | +100.0% | 0.00% | – |
| GSKY | New | GREENSKY INCcl a | $1,380,000 | – | 106,651 | +100.0% | 0.00% | – |
| HMI | New | HUAMI CORPsponsored ads | $1,079,000 | – | 82,498 | +100.0% | 0.00% | – |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $1,539,000 | – | 1,556,000 | +100.0% | 0.00% | – | |
| JT | New | JIANPU TECHNOLOGY INCadr | $1,704,000 | – | 340,147 | +100.0% | 0.00% | – |
| New | J2 GLOBAL INCnote 3.250% 6/1 | $992,000 | – | 744,000 | +100.0% | 0.00% | – | |
| KEP | New | KOREA ELECTRIC PWRsponsored adr | $938,000 | – | 72,138 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $843,000 | – | 853,000 | +100.0% | 0.00% | – | |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a shares | $1,649,000 | – | 100,513 | +100.0% | 0.00% | – |
| New | OPKO HEALTH INCnote 4.500% 2/1 | $1,284,000 | – | 1,363,000 | +100.0% | 0.00% | – | |
| USDY | New | PACIFIC GLOBAL ETF TRus eq inm etf | $1,284,000 | – | 50,000 | +100.0% | 0.00% | – |
| New | PATRICK INDS INCdbcv 1.000% 2/0 | $1,452,000 | – | 1,628,000 | +100.0% | 0.00% | – | |
| SSO | New | PROSHARES TR | $1,094,000 | – | 9,293 | +100.0% | 0.00% | – |
| KIE | New | SPDR SERIES TRUSTs&p ins etf | $1,727,000 | – | 55,905 | +100.0% | 0.00% | – |
| SAFE | New | SAFEHOLD INC | $1,096,000 | – | 50,350 | +100.0% | 0.00% | – |
| SECO | New | SECOO HLDG LTDadr | $1,437,000 | – | 164,044 | +100.0% | 0.00% | – |
| SWAV | New | SHOCKWAVE MED INC | $944,000 | – | 28,242 | +100.0% | 0.00% | – |
| THWWW | New | TARGET HOSPITALITY CORPcall | $857,000 | – | 556,665 | +100.0% | 0.00% | – |
| SHLLU | New | TORTOISE ACQUISITION CORPunit 03/04/2024 | $1,998,000 | – | 200,000 | +100.0% | 0.00% | – |
| TRNEU | New | TRINE ACQUISITION CORPunit 03/31/2021 | $2,004,000 | – | 200,000 | +100.0% | 0.00% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $1,491,000 | – | 150,000 | +100.0% | 0.00% | – |
| LXFT | New | LUXOFT HLDG INC | $1,119,000 | – | 19,063 | +100.0% | 0.00% | – |
| QTNT | New | QUOTIENT LTD | $949,000 | – | 105,338 | +100.0% | 0.00% | – |
| New | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $1,654,000 | – | 1,671,000 | +100.0% | 0.00% | – | |
| TROX | New | TRONOX HOLDINGS PLC | $1,375,000 | – | 104,767 | +100.0% | 0.00% | – |
| New | QIAGEN NVdebt 0.875% 3/1 | $1,466,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| UWN | New | NEVADA GOLD & CASINOS INC | $117,000 | – | 47,078 | +100.0% | 0.00% | – |
| NBEV | New | NEW AGE BEVERAGES CORP | $828,000 | – | 157,558 | +100.0% | 0.00% | – |
| NEN | New | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $39,000 | – | 600 | +100.0% | 0.00% | – |
| IQV | New | IQVIA HLDGS INCcall | $99,000 | – | 689 | +100.0% | 0.00% | – |
| NYCB | New | NEW YORK CMNTY BANCORP INCcall | $17,000 | – | 1,500 | +100.0% | 0.00% | – |
| FXB | New | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $0 | – | 1 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT MNG CORPcall | $5,000 | – | 143 | +100.0% | 0.00% | – |
| NEE | New | NEXTERA ENERGY INCcall | $1,000 | – | 6 | +100.0% | 0.00% | – |
| INTF | New | ISHARES TRmultifactor intl | $71,000 | – | 2,700 | +100.0% | 0.00% | – |
| MOXC | New | MOXIAN INC | $9,000 | – | 10,900 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $212,000 | – | 15,000 | +100.0% | 0.00% | – |
| AOM | New | ISHARES TRmodert alloc etf | $11,000 | – | 299 | +100.0% | 0.00% | – |
| MYSZ | New | MY SIZE INC | $0 | – | 642 | +100.0% | 0.00% | – |
| MYOS | New | MYOS RENS TECHNOLOGY INC | $13,000 | – | 8,700 | +100.0% | 0.00% | – |
| BIMI | New | NF ENERGY SAVING CORP | $29,000 | – | 4,800 | +100.0% | 0.00% | – |
| NRCG | New | NRC GROUP HLDGS CORP | $159,000 | – | 18,256 | +100.0% | 0.00% | – |
| ICLN | New | ISHARES TRgl clean ene etf | $126,000 | – | 12,966 | +100.0% | 0.00% | – |
| NITE | New | NIGHTSTAR THERAPEUTICS PLCadr | $2,000 | – | 100 | +100.0% | 0.00% | – |
| TAN | New | INVESCO EXCHNG TRADED FD TRsolar etf | $124,000 | – | 5,367 | +100.0% | 0.00% | – |
| NSYS | New | NORTECH SYS INC | $32,000 | – | 6,800 | +100.0% | 0.00% | – |
| SPHD | New | INVESCO EXCHNG TRADED FD TRs&p500 hdl vol | $352,000 | – | 8,292 | +100.0% | 0.00% | – |
| PRFZ | New | INVESCO EXCHANGE TRADED FD Tftse rafi 1500 | $38,000 | – | 300 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $203,000 | – | 218,000 | +100.0% | 0.00% | – | |
| NCNA | New | NUCANA PLCsponsored adr | $3,000 | – | 200 | +100.0% | 0.00% | – |
| SPHQ | New | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $36,000 | – | 1,145 | +100.0% | 0.00% | – |
| OIBRC | New | OI S Asponsored adr ne | $0 | – | 400 | +100.0% | 0.00% | – |
| IP | New | INTL PAPER COput | $80,000 | – | 1,750 | +100.0% | 0.00% | – |
| IMXI | New | INTERNATIONAL MNY EXPRESS IN | $666,000 | – | 57,207 | +100.0% | 0.00% | – |
| INS | New | INTELLIGENT SYS CORP NEW | $28,000 | – | 900 | +100.0% | 0.00% | – |
| OKTA | New | OKTA INCcall | $0 | – | 1 | +100.0% | 0.00% | – |
| New | INPIXON | $0 | – | 500 | +100.0% | 0.00% | – | |
| INMB | New | INMUNE BIO INC | $261,000 | – | 33,333 | +100.0% | 0.00% | – |
| OLN | New | OLIN CORPput | $1,000 | – | 63 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM GROUP INCput | $57,000 | – | 790 | +100.0% | 0.00% | – |
| INSG | New | INSEEGO CORP | $500,000 | – | 106,148 | +100.0% | 0.00% | – |
| INVA | New | INNOVIVA INCcall | $28,000 | – | 2,000 | +100.0% | 0.00% | – |
| OCX | New | ONCOCYTE CORPORATION | $744,000 | – | 188,720 | +100.0% | 0.00% | – |
| ONE | New | ONESMART INTL ED GROUP LTDsponsored ads | $105,000 | – | 13,409 | +100.0% | 0.00% | – |
| OPRX | New | OPTIMIZERX CORP | $78,000 | – | 6,161 | +100.0% | 0.00% | – |
| ORMP | New | ORAMED PHARM INC | $38,000 | – | 10,527 | +100.0% | 0.00% | – |
| ORGO | New | ORGANOGENESIS HLDGS INC | $112,000 | – | 14,991 | +100.0% | 0.00% | – |
| IGC | New | INDIA GLOBALIZATION CAP INC | $0 | – | 200 | +100.0% | 0.00% | – |
| OTTW | New | OTTAWA BANCORP INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| OTLK | New | OUTLOOK THERAPEUTICS INC | $82,000 | – | 11,166 | +100.0% | 0.00% | – |
| OXSQ | New | OXFORD SQUARE CAP CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| PFIN | New | P & F INDS INCcl a new | $33,000 | – | 4,100 | +100.0% | 0.00% | – |
| ICON | New | ICONIX BRAND GROUP INC | $11,000 | – | 5,600 | +100.0% | 0.00% | – |
| PNC | New | PNC FINL SVCS GROUP INCput | $100,000 | – | 820 | +100.0% | 0.00% | – |
| PPL | New | PPL CORPcall | $11,000 | – | 352 | +100.0% | 0.00% | – |
| HYGS | New | HYDROGENICS CORP NEW | $63,000 | – | 8,000 | +100.0% | 0.00% | – |
| PPDF | New | PPDAI GROUP INCsponsored adr | $32,000 | – | 8,666 | +100.0% | 0.00% | – |
| HCFT | New | HUNT COS FIN TR INC | $153,000 | – | 43,934 | +100.0% | 0.00% | – |
| HUM | New | HUMANA INCcall | $108,000 | – | 407 | +100.0% | 0.00% | – |
| HUBB | New | HUBBELL INCcall | $11,000 | – | 100 | +100.0% | 0.00% | – |
| HNP | New | HUANENG PWR INTL INC | $55,000 | – | 2,400 | +100.0% | 0.00% | – |
| HOV | New | HOVNANIAN ENTERPRISES INCcl a new | $56,000 | – | 5,207 | +100.0% | 0.00% | – |
| HUSA | New | HOUSTON AMERN ENERGY CORP | $25,000 | – | 115,200 | +100.0% | 0.00% | – |
| HZN | New | HORIZON GLOBAL CORPcall | $4,000 | – | 2,503 | +100.0% | 0.00% | – |
| SNLN | New | HIGHLAND FDS Ihi ld iboxx srln | $68,000 | – | 3,898 | +100.0% | 0.00% | – |
| HEXO | New | HEXO CORP | $2,000 | – | 352 | +100.0% | 0.00% | – |
| PYDS | New | PAYMENT DATA SYS INC | $87,000 | – | 33,400 | +100.0% | 0.00% | – |
| HCACU | New | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $815,000 | – | 80,913 | +100.0% | 0.00% | – |
| PNNT | New | PENNANTPARK INVT CORP | $637,000 | – | 92,211 | +100.0% | 0.00% | – |
| HAS | New | HASBRO INCput | $34,000 | – | 400 | +100.0% | 0.00% | – |
| HROW | New | HARROW HEALTH INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| HARP | New | HARPOON THERAPEUTICS INC | $28,000 | – | 3,162 | +100.0% | 0.00% | – |
| PM | New | PHILIP MORRIS INTL INCcall | $13,000 | – | 158 | +100.0% | 0.00% | – |
| PHIO | New | PHIO PHARMACEUTICALS CORP | $3,000 | – | 7,800 | +100.0% | 0.00% | – |
| HMG | New | HMG COURTLAND PPTYS INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| PHUN | New | PHUNWARE INC | $6,000 | – | 500 | +100.0% | 0.00% | – |
| HFFG | New | HF FOODS GROUP INC | $141,000 | – | 10,702 | +100.0% | 0.00% | – |
| GFED | New | GUARANTY FED BANCSHARES INC | $2,000 | – | 119 | +100.0% | 0.00% | – |
| PXD | New | PIONEER NAT RES COcall | $96,000 | – | 633 | +100.0% | 0.00% | – |
| PVTL | New | PIVOTAL SOFTWARE INC | $12,000 | – | 600 | +100.0% | 0.00% | – |
| PLAG | New | PLANET GREEN HLDGS CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| SIM | New | GRUPO SIMEC S A B DE C Vadr | $23,000 | – | 2,700 | +100.0% | 0.00% | – |
| GRUB | New | GRUBHUB INCcall | $51,000 | – | 746 | +100.0% | 0.00% | – |
| PLXP | New | PLX PHARMA INC | $6,000 | – | 1,200 | +100.0% | 0.00% | – |
| PII | New | POLARIS INDS INCput | $16,000 | – | 200 | +100.0% | 0.00% | – |
| PLM | New | POLYMET MINING CORP | $49,000 | – | 73,000 | +100.0% | 0.00% | – |
| New | GREENBRIER COS INCnote 2.875% 2/0 | $365,000 | – | 383,000 | +100.0% | 0.00% | – | |
| GRA | New | GRACE W R & CO DEL NEWput | $31,000 | – | 400 | +100.0% | 0.00% | – |
| GOSS | New | GOSSAMER BIO INC | $303,000 | – | 14,054 | +100.0% | 0.00% | – |
| New | PRICELINE GRP INCnote 0.900% 9/1 | $772,000 | – | 700,000 | +100.0% | 0.00% | – | |
| GSBD | New | GOLDMAN SACHS BDC INC | $34,000 | – | 1,700 | +100.0% | 0.00% | – |
| GSLC | New | GOLDMAN SACHS ETF TRequity etf | $193,000 | – | 3,401 | +100.0% | 0.00% | – |
| PGR | New | PROGRESSIVE CORP OHIOput | $36,000 | – | 500 | +100.0% | 0.00% | – |
| PRO | New | PROS HOLDINGS INCcall | $21,000 | – | 499 | +100.0% | 0.00% | – |
| TBT | New | PROSHARES TR | $0 | – | 30 | +100.0% | 0.00% | – |
| GOL | New | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $1,000 | – | 100 | +100.0% | 0.00% | – |
| ENT | New | GLOBAL EAGLE ENTMT INC | $79,000 | – | 112,594 | +100.0% | 0.00% | – |
| PRU | New | PRUDENTIAL FINL INCput | $183,000 | – | 2,000 | +100.0% | 0.00% | – |
| GEVO | New | GEVO INC | $0 | – | 200 | +100.0% | 0.00% | – |
| GNPX | New | GENPREX INC | $18,000 | – | 11,900 | +100.0% | 0.00% | – |
| GNCA | New | GENOCEA BIOSCIENCES INC | $48,000 | – | 81,698 | +100.0% | 0.00% | – |
| QUMU | New | QUMU CORP | $3,000 | – | 1,270 | +100.0% | 0.00% | – |
| QTT | New | QUTOUTIAO INC | $188,000 | – | 16,300 | +100.0% | 0.00% | – |
| GALT | New | GALECTIN THERAPEUTICS INC | $309,000 | – | 60,754 | +100.0% | 0.00% | – |
| RFIL | New | RF INDS LTD | $249,000 | – | 37,000 | +100.0% | 0.00% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INC | $168,000 | – | 19,110 | +100.0% | 0.00% | – |
| FLGT | New | FULGENT GENETICS INC | $61,000 | – | 10,310 | +100.0% | 0.00% | – |
| FREDQ | New | FREDS INCcl a | $249,000 | – | 101,011 | +100.0% | 0.00% | – |
| FEDU | New | FOUR SEASONS ED CAYMAN INCadr | $47,000 | – | 26,432 | +100.0% | 0.00% | – |
| FTVPRA | New | FORTIVE CORP5% pfd cnv ser a | $10,000 | – | 10 | +100.0% | 0.00% | – |
| RBKB | New | RHINEBECK BANCORP INC | $11,000 | – | 934 | +100.0% | 0.00% | – |
| FTSM | New | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $218,000 | – | 3,647 | +100.0% | 0.00% | – |
| FVD | New | FIRST TR VALUE LINE DIVID IN | $6,000 | – | 214 | +100.0% | 0.00% | – |
| SGBX | New | SG BLOCKS INC | $8,000 | – | 4,758 | +100.0% | 0.00% | – |
| FSLR | New | FIRST SOLAR INCput | $13,000 | – | 252 | +100.0% | 0.00% | – |
| New | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $536,000 | – | 558,000 | +100.0% | 0.00% | – | |
| DWX | New | SPDR INDEX SHS FDSs&p intl etf | $304,000 | – | 8,000 | +100.0% | 0.00% | – |
| SPYV | New | SPDR SERIES TRUSTprtflo s&p500 vl | $0 | – | 26 | +100.0% | 0.00% | – |
| XES | New | SPDR SERIES TRUSToilgas equip | $9,000 | – | 797 | +100.0% | 0.00% | – |
| FENY | New | FIDELITYmsci energy idx | $83,000 | – | 4,629 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL COput | $64,000 | – | 1,000 | +100.0% | 0.00% | – |
| FTCH | New | FARFETCH LTDcall | $12,000 | – | 450 | +100.0% | 0.00% | – |
| SAEXQ | New | SAEXPLORATION HLDGS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| FPACWS | New | FAR PT ACQUISITION CORPcall | $78,000 | – | 58,914 | +100.0% | 0.00% | – |
| FFBW | New | FFBW INC | $17,000 | – | 1,600 | +100.0% | 0.00% | – |
| FNCB | New | FNCB BANCORP INC | $415,000 | – | 54,067 | +100.0% | 0.00% | – |
| EYPT | New | EYEPOINT PHARMACEUTICALS INC | $0 | – | 490 | +100.0% | 0.00% | – |
| STAY | New | EXTENDED STAY AMER INCcall | $6,000 | – | 337 | +100.0% | 0.00% | – |
| EXPI | New | EXP WORLD HOLDINGS INC | $642,000 | – | 59,128 | +100.0% | 0.00% | – |
| HSIC | New | HENRY SCHEIN INCcall | $240,000 | – | 4,009 | +100.0% | 0.00% | – |
| HSIC | New | HENRY SCHEIN INCput | $468,000 | – | 7,800 | +100.0% | 0.00% | – |
| XONE | New | EXONE CO | $708,000 | – | 83,465 | +100.0% | 0.00% | – |
| SCHW | New | THE CHARLES SCHWAB CORPORATIcall | $11,000 | – | 270 | +100.0% | 0.00% | – |
| SCHE | New | SCHWAB STRATEGIC TRemrg mkteq etf | $455,000 | – | 17,500 | +100.0% | 0.00% | – |
| ROBO | New | EXCHANGE TRADED CONCEPTS TRrobo glb etf | $9,000 | – | 253 | +100.0% | 0.00% | – |
| SMG | New | SCOTTS MIRACLE GRO COcall | $27,000 | – | 349 | +100.0% | 0.00% | – |
| SMG | New | SCOTTS MIRACLE GRO COput | $54,000 | – | 692 | +100.0% | 0.00% | – |
| MRAM | New | EVERSPIN TECHNOLOGIES INC | $20,000 | – | 2,616 | +100.0% | 0.00% | – |
| EVER | New | EVERQUOTE INC | $27,000 | – | 3,649 | +100.0% | 0.00% | – |
| EQIX | New | EQUINIX INCput | $341,000 | – | 753 | +100.0% | 0.00% | – |
| EPSN | New | EPSILON ENERGY LTD | $55,000 | – | 12,900 | +100.0% | 0.00% | – |
| ENOB | New | ENOCHIAN BIOSCIENCES INC | $127,000 | – | 18,433 | +100.0% | 0.00% | – |
| ET | New | ENERGY TRANSFER LPcall | $9,000 | – | 630 | +100.0% | 0.00% | – |
| ELGXQ | New | ENDOLOGIX INC | $496,000 | – | 75,160 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY INCcall | $10,000 | – | 250 | +100.0% | 0.00% | – |
| EARN | New | ELLINGTON RESIDENTIAL MTG RE | $328,000 | – | 27,607 | +100.0% | 0.00% | – |
| EFC | New | ELLINGTON FINANCIAL INC | $393,000 | – | 21,994 | +100.0% | 0.00% | – |
| ESI | New | ELEMENT SOLUTIONS INCcall | $6,000 | – | 646 | +100.0% | 0.00% | – |
| ESI | New | ELEMENT SOLUTIONS INC | $462,000 | – | 45,965 | +100.0% | 0.00% | – |
| SHI | New | SINOPEC SHANGHAI PETROCHEMICspon adr h | $284,000 | – | 5,964 | +100.0% | 0.00% | – |
| SINO | New | SINO GLOBAL SHIPPING AMER LT | $0 | – | 607 | +100.0% | 0.00% | – |
| SOLO | New | ELECTRAMECCANICA VEHS CORP | $1,000 | – | 500 | +100.0% | 0.00% | – |
| ERI | New | ELDORADO RESORTS INCcall | $30,000 | – | 655 | +100.0% | 0.00% | – |
| EKSO | New | EKSO BIONICS HLDGS INC | $80,000 | – | 32,266 | +100.0% | 0.00% | – |
| SMSI | New | SMITH MICRO SOFTWARE INC | $114,000 | – | 41,000 | +100.0% | 0.00% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $2,000 | – | 166 | +100.0% | 0.00% | – |
| SLRC | New | SOLAR CAP LTD | $14,000 | – | 700 | +100.0% | 0.00% | – |
| SLNO | New | SOLENO THERAPEUTICS INC | $70,000 | – | 34,400 | +100.0% | 0.00% | – |
| SO | New | SOUTHERN COcall | $6,000 | – | 117 | +100.0% | 0.00% | – |
| LUV | New | SOUTHWEST AIRLS COcall | $26,000 | – | 506 | +100.0% | 0.00% | – |
| LOV | New | SPARK NETWORKS SEsponsored adr | $84,000 | – | 5,300 | +100.0% | 0.00% | – |
| ECTM | New | ECA MARCELLUS TR I | $14,000 | – | 8,240 | +100.0% | 0.00% | – |
| ANY | New | SPHERE 3D CORP NEW | $0 | – | 300 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPORATIONput | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| D | New | DOMINION ENERGY INCcall | $38,000 | – | 500 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCcall | $30,000 | – | 403 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCput | $54,000 | – | 730 | +100.0% | 0.00% | – |
| STND | New | STANDARD AVB FINL CORP | $245,000 | – | 9,110 | +100.0% | 0.00% | – |
| SDI | New | STANDARD DIVERSIFIED INC | $198,000 | – | 10,381 | +100.0% | 0.00% | – |
| SWK | New | STANLEY BLACK & DECKER INCput | $30,000 | – | 225 | +100.0% | 0.00% | – |
| SCX | New | STARRETT L S COcl a | $46,000 | – | 6,072 | +100.0% | 0.00% | – |
| SRT | New | STARTEK INC | $238,000 | – | 30,352 | +100.0% | 0.00% | – |
| DISCA | New | DISCOVERY INCcall | $13,000 | – | 500 | +100.0% | 0.00% | – |
| SCM | New | STELLUS CAP INVT CORP | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SSFN | New | STEWARDSHIP FINL CORP | $6,000 | – | 700 | +100.0% | 0.00% | – |
| FAS | New | DIREXION SHS ETF TRdly fin bull new | $626,000 | – | 10,122 | +100.0% | 0.00% | – |
| DGLY | New | DIGITAL ALLY INC | $81,000 | – | 22,000 | +100.0% | 0.00% | – |
| SSKN | New | STRATA SKIN SCIENCES INC | $137,000 | – | 48,100 | +100.0% | 0.00% | – |
| STRT | New | STRATTEC SEC CORP | $3,000 | – | 109 | +100.0% | 0.00% | – |
| MSC | New | STUDIO CITY INTL HLDGS LTDspon ads | $60,000 | – | 3,795 | +100.0% | 0.00% | – |
| SMMT | New | SUMMIT THERAPEUTICS PLCspons ads | $21,000 | – | 11,500 | +100.0% | 0.00% | – |
| DHXM | New | DHX MEDIA LTD | $0 | – | 400 | +100.0% | 0.00% | – |
| SNSS | New | SUNESIS PHARMACEUTICALS INC | $73,000 | – | 60,530 | +100.0% | 0.00% | – |
| SSY | New | SUNLINK HEALTH SYSTEMS INC | $0 | – | 270 | +100.0% | 0.00% | – |
| SUZ | New | SUZANO PAPEL E CELULOSE S Aspon ads | $0 | – | 14 | +100.0% | 0.00% | – |
| DVA | New | DAVITA INCput | $359,000 | – | 6,624 | +100.0% | 0.00% | – |
| DAIO | New | DATA I O CORP | $102,000 | – | 18,540 | +100.0% | 0.00% | – |
| DRI | New | DARDEN RESTAURANTS INCput | $10,000 | – | 87 | +100.0% | 0.00% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $39,000 | – | 322 | +100.0% | 0.00% | – |
| SSPY | New | SYNTAX ETF TRstratifd lrg cap | $67,000 | – | 1,468 | +100.0% | 0.00% | – |
| THOR | New | SYNTHORX INC | $188,000 | – | 9,336 | +100.0% | 0.00% | – |
| DSW | New | DSW INCcall | $0 | – | 34 | +100.0% | 0.00% | – |
| AMTD | New | TD AMERITRADE HLDG CORPcall | $9,000 | – | 200 | +100.0% | 0.00% | – |
| TJX | New | TJX COS INC NEWput | $77,000 | – | 1,450 | +100.0% | 0.00% | – |
| HDEF | New | DBX ETF TRxtrack msci eafe | $20,000 | – | 910 | +100.0% | 0.00% | – |
| EMSG | New | DBX ETF TRxtkr msci emrg | $8,000 | – | 320 | +100.0% | 0.00% | – |
| TTMI | New | TTM TECHNOLOGIES INCcall | $19,000 | – | 1,637 | +100.0% | 0.00% | – |
| EASG | New | DBX ETF TRxtrackers msci | $25,000 | – | 1,040 | +100.0% | 0.00% | – |
| CTEK | New | CYNERGISTEK INC | $156,000 | – | 31,500 | +100.0% | 0.00% | – |
| TRNX | New | TARONIS TECHNOLOGIES INC | $0 | – | 917 | +100.0% | 0.00% | – |
| CCI | New | CROWN CASTLE INTL CORP NEWput | $51,000 | – | 400 | +100.0% | 0.00% | – |
| TCCO | New | TECHNICAL COMMUNICATIONS COR | $2,000 | – | 647 | +100.0% | 0.00% | – |
| TVIX | New | CREDIT SUISSE NASSAU BRH | $52,000 | – | 200,560 | +100.0% | 0.00% | – |
| COUP | New | COUPA SOFTWARE INCcall | $53,000 | – | 591 | +100.0% | 0.00% | – |
| CRMD | New | CORMEDIX INC | $0 | – | 40 | +100.0% | 0.00% | – |
| AWSM | New | COOL HLDGS INC | $0 | – | 200 | +100.0% | 0.00% | – |
| ED | New | CONSOLIDATED EDISON INCcall | $14,000 | – | 170 | +100.0% | 0.00% | – |
| BBCP | New | CONCRETE PUMPING HLDGS INC | $172,000 | – | 19,260 | +100.0% | 0.00% | – |
| CXO | New | CONCHO RES INCcall | $44,000 | – | 404 | +100.0% | 0.00% | – |
| CRK | New | COMSTOCK RES INC | $184,000 | – | 26,557 | +100.0% | 0.00% | – |
| TPNL | New | 3PEA INTL INC | $585,000 | – | 73,702 | +100.0% | 0.00% | – |
| MMM | New | 3M COcall | $117,000 | – | 564 | +100.0% | 0.00% | – |
| ELP | New | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $169,000 | – | 18,300 | +100.0% | 0.00% | – |
| TLRY | New | TILRAY INC | $301,000 | – | 4,600 | +100.0% | 0.00% | – |
| TTNP | New | TITAN PHARMACEUTICALS INC DE | $0 | – | 500 | +100.0% | 0.00% | – |
| TNXP | New | TONIX PHARMACEUTICALS HLDG C | $8,000 | – | 3,622 | +100.0% | 0.00% | – |
| TBLT | New | TOUGHBUILT INDUSTRIES INC | $1,000 | – | 600 | +100.0% | 0.00% | – |
| TRMT | New | TREMONT MTG TR | $77,000 | – | 8,800 | +100.0% | 0.00% | – |
| TY | New | TRI CONTL CORP | $10,000 | – | 400 | +100.0% | 0.00% | – |
| New | TRILLIUM THERAPEUTICS INC | $8,000 | – | 12,300 | +100.0% | 0.00% | – | |
| CLVS | New | CLOVIS ONCOLOGY INCcall | $2,000 | – | 81 | +100.0% | 0.00% | – |
| CMTA | New | CLEMENTIA PHARMACEUTICALS IN | $242,000 | – | 9,300 | +100.0% | 0.00% | – |
| TUP | New | TUPPERWARE BRANDS CORPcall | $52,000 | – | 2,064 | +100.0% | 0.00% | – |
| TWLO | New | TWILIO INCcall | $14,000 | – | 110 | +100.0% | 0.00% | – |
| New | TWITTER INCnote 0.250% 9/1 | $491,000 | – | 500,000 | +100.0% | 0.00% | – | |
| TSN | New | TYSON FOODS INCcall | $37,000 | – | 542 | +100.0% | 0.00% | – |
| CDTX | New | CIDARA THERAPEUTICS INC | $23,000 | – | 8,827 | +100.0% | 0.00% | – |
| CPHI | New | CHINA PHARMA HLDGS INC | $71,000 | – | 214,900 | +100.0% | 0.00% | – |
| CVR | New | CHICAGO RIVET & MACH CO | $2,000 | – | 84 | +100.0% | 0.00% | – |
| UNAM | New | UNICO AMERN CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| CEPU | New | CENTRAL PUERTO S Asponsored adr | $1,000 | – | 200 | +100.0% | 0.00% | – |
| EBR | New | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $644,000 | – | 68,880 | +100.0% | 0.00% | – |
| USCI | New | UNITED STS COMMODITY INDEX F | $139,000 | – | 3,602 | +100.0% | 0.00% | – |
| EBRB | New | CENTRAIS ELETRICAS BRASILEIRspon adr pfd b | $6,000 | – | 700 | +100.0% | 0.00% | – |
| New | CEMEX SAB DE CVnote 3.720% 3/1 | $34,000 | – | 35,000 | +100.0% | 0.00% | – | |
| APOP | New | CELLECT BIOTECHNOLOGY LTDspon ads | $0 | – | 200 | +100.0% | 0.00% | – |
| UNIT | New | UNITI GROUP INCcall | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| CELG | New | CELGENE CORPcall | $167,000 | – | 1,779 | +100.0% | 0.00% | – |
| CVM | New | CEL SCI CORP | $547,000 | – | 154,600 | +100.0% | 0.00% | – |
| OLED | New | UNIVERSAL DISPLAY CORPcall | $24,000 | – | 161 | +100.0% | 0.00% | – |
| CBAT | New | CBAK ENERGY TECHNOLOGY INC | $74,000 | – | 72,200 | +100.0% | 0.00% | – |
| CATS | New | CATASYS INC | $603,000 | – | 49,403 | +100.0% | 0.00% | – |
| CARE | New | CARTER BK & TR MARTINSVILLE | $11,000 | – | 583 | +100.0% | 0.00% | – |
| CARS | New | CARS COM INCcall | $4,000 | – | 200 | +100.0% | 0.00% | – |
| VTVT | New | VTV THERAPEUTICS INCcl a | $0 | – | 516 | +100.0% | 0.00% | – |
| CCL | New | CARNIVAL CORPcall | $19,000 | – | 381 | +100.0% | 0.00% | – |
| CNTTQ | New | CANNTRUST HLDGS INC | $673,000 | – | 86,732 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTMT CORPput | $130,000 | – | 15,000 | +100.0% | 0.00% | – |
| VSS | New | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $194,000 | – | 1,867 | +100.0% | 0.00% | – |
| New | CSG SYS INTL INCnote 4.250% 3/1 | $435,000 | – | 415,000 | +100.0% | 0.00% | – | |
| CME | New | CME GROUP INCput | $163,000 | – | 1,001 | +100.0% | 0.00% | – |
| VTEB | New | VANGUARD MUN BD FD INCtax exempt bd | $183,000 | – | 3,514 | +100.0% | 0.00% | – |
| BHF | New | BRIGHTHOUSE FINL INCcall | $12,000 | – | 347 | +100.0% | 0.00% | – |
| BRID | New | BRIDGFORD FOODS CORP | $75,000 | – | 3,202 | +100.0% | 0.00% | – |
| VZ | New | VERIZON COMMUNICATIONS INCcall | $51,000 | – | 879 | +100.0% | 0.00% | – |
| BLIN | New | BRIDGELINE DIGITAL INC | $2,000 | – | 14,800 | +100.0% | 0.00% | – |
| LND | New | BRASILAGRO BRAZILIAN AGRIC Rsponsored adr | $10,000 | – | 2,800 | +100.0% | 0.00% | – |
| BSX | New | BOSTON SCIENTIFIC CORPcall | $147,000 | – | 3,842 | +100.0% | 0.00% | – |
| VICL | New | VICAL INC | $272,000 | – | 227,065 | +100.0% | 0.00% | – |
| VNCE | New | VINCE HLDG CORP | $34,000 | – | 2,780 | +100.0% | 0.00% | – |
| VNOM | New | VIPER ENERGY PARTNERS LP | $32,000 | – | 974 | +100.0% | 0.00% | – |
| VIRC | New | VIRCO MFG CO | $0 | – | 100 | +100.0% | 0.00% | – |
| BLMN | New | BLOOMIN BRANDS INCcall | $1,000 | – | 81 | +100.0% | 0.00% | – |
| BLNK | New | BLINK CHARGING CO | $0 | – | 300 | +100.0% | 0.00% | – |
| VISL | New | VISLINK TECHNOLOGIES INC | $0 | – | 93 | +100.0% | 0.00% | – |
| TCPC | New | BLACKROCK TCP CAP CORP | $5,000 | – | 400 | +100.0% | 0.00% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTMENT | $694,000 | – | 116,000 | +100.0% | 0.00% | – |
| BRACR | New | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $5,000 | – | 14,360 | +100.0% | 0.00% | – |
| VOYA | New | VOYA FINL INCcall | $31,000 | – | 634 | +100.0% | 0.00% | – |
| VMC | New | VULCAN MATLS COcall | $294,000 | – | 2,490 | +100.0% | 0.00% | – |
| VMC | New | VULCAN MATLS COput | $268,000 | – | 2,268 | +100.0% | 0.00% | – |
| BVXV | New | BIONDVAX PHARMACEUTICALS LTDspond ads | $0 | – | 100 | +100.0% | 0.00% | – |
| BIOC | New | BIOCEPT INC | $4,000 | – | 3,700 | +100.0% | 0.00% | – |
| WVFC | New | WVS FINL CORP | $0 | – | 18 | +100.0% | 0.00% | – |
| BMRA | New | BIOMERICA INC | $0 | – | 188 | +100.0% | 0.00% | – |
| BASI | New | BIOANALYTICAL SYS INC | $3,000 | – | 1,800 | +100.0% | 0.00% | – |
| WDR | New | WADDELL & REED FINL INCput | $9,000 | – | 553 | +100.0% | 0.00% | – |
| BBY | New | BEST BUY INCcall | $4,000 | – | 66 | +100.0% | 0.00% | – |
| BBDC | New | BARINGS BDC INC | $0 | – | 100 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCput | $166,000 | – | 5,690 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCcall | $726,000 | – | 24,832 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCipath b shrt trm | $127,000 | – | 437,454 | +100.0% | 0.00% | – |
| WSTL | New | WESTELL TECHNOLOGIES INCcl a new | $0 | – | 227 | +100.0% | 0.00% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $32,000 | – | 3,448 | +100.0% | 0.00% | – |
| WDC | New | WESTERN DIGITAL CORPcall | $58,000 | – | 1,214 | +100.0% | 0.00% | – |
| BFC | New | BANK FIRST NATL CORP | $649,000 | – | 11,023 | +100.0% | 0.00% | – |
| WLK | New | WESTLAKE CHEM CORPcall | $23,000 | – | 350 | +100.0% | 0.00% | – |
| BCTF | New | BANCORP 34 INC | $13,000 | – | 900 | +100.0% | 0.00% | – |
| BBDO | New | BANCO BRADESCO S Asponsored adr | $47,000 | – | 5,000 | +100.0% | 0.00% | – |
| BCSF | New | BAIN CAP SPECIALTY FIN INC | $23,000 | – | 1,200 | +100.0% | 0.00% | – |
| WSM | New | WILLIAMS SONOMA INCcall | $32,000 | – | 591 | +100.0% | 0.00% | – |
| WSM | New | WILLIAMS SONOMA INCput | $42,000 | – | 752 | +100.0% | 0.00% | – |
| AVP | New | AVON PRODS INCput | $23,000 | – | 8,000 | +100.0% | 0.00% | – |
| WP | New | WORLDPAY INCcall | $113,000 | – | 1,001 | +100.0% | 0.00% | – |
| AVP | New | AVON PRODS INCcall | $0 | – | 150 | +100.0% | 0.00% | – |
| ATXI | New | AVENUE THERAPEUTICS INC | $51,000 | – | 10,808 | +100.0% | 0.00% | – |
| AVDR | New | AVEDRO INC | $62,000 | – | 5,128 | +100.0% | 0.00% | – |
| XBIT | New | XBIOTECH INC | $157,000 | – | 14,331 | +100.0% | 0.00% | – |
| AVCO | New | AVALON GLOBOCARE CORP | $77,000 | – | 14,485 | +100.0% | 0.00% | – |
| AUTL | New | AUTOLUS THERAPEUTICS PLCspon ads | $2,000 | – | 92 | +100.0% | 0.00% | – |
| XFOR | New | X4 PHARMACEUTICALS INC | $69,000 | – | 4,053 | +100.0% | 0.00% | – |
| YRD | New | YIRENDAI LTDsponsored adr | $1,000 | – | 100 | +100.0% | 0.00% | – |
| YGYI | New | YOUNGEVITY INTL INC | $45,000 | – | 8,083 | +100.0% | 0.00% | – |
| HOME | New | AT HOME GROUP INCcall | $6,000 | – | 340 | +100.0% | 0.00% | – |
| YUMC | New | YUM CHINA HLDGS INCcall | $21,000 | – | 473 | +100.0% | 0.00% | – |
| YUMC | New | YUM CHINA HLDGS INCput | $44,000 | – | 998 | +100.0% | 0.00% | – |
| ASTC | New | ASTROTECH CORP | $4,000 | – | 1,201 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HLDGS INCcall | $28,000 | – | 1,000 | +100.0% | 0.00% | – |
| ZEAL | New | ZEALAND PHARMA A Ssponsored adr | $20,000 | – | 1,200 | +100.0% | 0.00% | – |
| ZTS | New | ZOETIS INCcall | $4,000 | – | 44 | +100.0% | 0.00% | – |
| ZSAN | New | ZOSANO PHARMA CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| ZYXI | New | ZYNEX INC | $49,000 | – | 11,070 | +100.0% | 0.00% | – |
| ANET | New | ARISTA NETWORKS INCcall | $1,000 | – | 5 | +100.0% | 0.00% | – |
| RKDA | New | ARCADIA BIOSCIENCES INC | $0 | – | 100 | +100.0% | 0.00% | – |
| AQB | New | AQUABOUNTY TECHNOLOGIES INC | $0 | – | 16 | +100.0% | 0.00% | – |
| AQXP | New | AQUINOX PHARMACEUTICALS INC | $3,000 | – | 1,202 | +100.0% | 0.00% | – |
| APYX | New | APYX MED CORP | $263,000 | – | 41,758 | +100.0% | 0.00% | – |
| EARS | New | AURIS MEDICAL HOLDING LTD | $10,000 | – | 31,446 | +100.0% | 0.00% | – |
| AXTA | New | AXALTA COATING SYS LTDcall | $12,000 | – | 502 | +100.0% | 0.00% | – |
| PLAN | New | ANAPLAN INCcall | $39,000 | – | 1,000 | +100.0% | 0.00% | – |
| CPRI | New | CAPRI HOLDINGS LIMITEDcall | $9,000 | – | 217 | +100.0% | 0.00% | – |
| CCCL | New | CHINA CERAMICS CO LTD | $0 | – | 500 | +100.0% | 0.00% | – |
| CCRC | New | CHINA CUST RELATIONS CNTR IN | $20,000 | – | 1,700 | +100.0% | 0.00% | – |
| CLDOF | New | CHINA LENDING CORP | $17,000 | – | 14,100 | +100.0% | 0.00% | – |
| CCHWS | New | COLLIER CREEK HOLDINGScall | $72,000 | – | 65,162 | +100.0% | 0.00% | – |
| FFHL | New | FUWEI FILMS HLDGS CO LTD | $31,000 | – | 12,328 | +100.0% | 0.00% | – |
| AMBO | New | AMBOW ED HLDG LTDsponsored ads | $1,000 | – | 200 | +100.0% | 0.00% | – |
| MO | New | ALTRIA GROUP INCcall | $50,000 | – | 884 | +100.0% | 0.00% | – |
| LHC | New | LEO HOLDINGS CORP | $816,000 | – | 81,333 | +100.0% | 0.00% | – |
| LHCWS | New | LEO HOLDINGS CORPcall | $31,000 | – | 40,667 | +100.0% | 0.00% | – |
| LBTYK | New | LIBERTY GLOBAL PLCcall | $50,000 | – | 2,075 | +100.0% | 0.00% | – |
| LIN | New | LINDE PLCput | $65,000 | – | 372 | +100.0% | 0.00% | – |
| ALQA | New | ALLIQUA BIOMEDICAL INC | $0 | – | 100 | +100.0% | 0.00% | – |
| NEWA | New | NEWATER TECHNOLOGY INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $211,000 | – | 7,338 | +100.0% | 0.00% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORPcall | $23,000 | – | 134 | +100.0% | 0.00% | – |
| ALGRR | New | ALLEGRO MERGER CORPright 12/31/2023 | $108,000 | – | 400,000 | +100.0% | 0.00% | – |
| NVT | New | NVENT ELECTRIC PLCput | $15,000 | – | 560 | +100.0% | 0.00% | – |
| ALGRW | New | ALLEGRO MERGER CORPcall | $104,000 | – | 400,000 | +100.0% | 0.00% | – |
| ALYA | New | ALITHYA GROUP INCcl a sub vtg | $159,000 | – | 50,012 | +100.0% | 0.00% | – |
| ALIM | New | ALIMERA SCIENCES INC | $53,000 | – | 50,400 | +100.0% | 0.00% | – |
| BIQI | New | RENMIN TIANLI GROUP INC | $5,000 | – | 2,600 | +100.0% | 0.00% | – |
| STX | New | SEAGATE TECHNOLOGY PLCcall | $95,000 | – | 1,991 | +100.0% | 0.00% | – |
| ALEC | New | ALECTOR INC | $503,000 | – | 26,972 | +100.0% | 0.00% | – |
| SIG | New | SIGNET JEWELERS LIMITEDcall | $2,000 | – | 100 | +100.0% | 0.00% | – |
| ALDX | New | ALDEYRA THERAPEUTICS INCcall | $1,000 | – | 200 | +100.0% | 0.00% | – |
| STNE | New | STONECO LTD | $590,000 | – | 14,364 | +100.0% | 0.00% | – |
| ABILF | New | ABILITY INC | $0 | – | 300 | +100.0% | 0.00% | – |
| ALSK | New | ALASKA COMMUNICATIONS SYS GR | $335,000 | – | 174,954 | +100.0% | 0.00% | – |
| AKTS | New | AKOUSTIS TECHNOLOGIES INC | $594,000 | – | 102,486 | +100.0% | 0.00% | – |
| AKTX | New | AKARI THERAPEUTICS PLCsponsored adr | $68,000 | – | 19,000 | +100.0% | 0.00% | – |
| AIRG | New | AIRGAIN INC | $156,000 | – | 12,173 | +100.0% | 0.00% | – |
| APD | New | AIR PRODS & CHEMS INCcall | $23,000 | – | 122 | +100.0% | 0.00% | – |
| ACIU | New | AC IMMUNE SA | $468,000 | – | 92,962 | +100.0% | 0.00% | – |
| TIGO | New | MILLICOM INTL CELLULAR SA | $60,000 | – | 1,000 | +100.0% | 0.00% | – |
| ADIL | New | ADIAL PHARMACEUTICALS INC | $0 | – | 200 | +100.0% | 0.00% | – |
| BOSC | New | BOS BETTER ONLINE SOLUTIONS | $29,000 | – | 10,100 | +100.0% | 0.00% | – |
| FOMX | New | FOAMIX PHARMACEUTICALS LTD | $50,000 | – | 13,581 | +100.0% | 0.00% | – |
| MLNX | New | MELLANOX TECHNOLOGIES LTDcall | $10,000 | – | 91 | +100.0% | 0.00% | – |
| WILC | New | G WILLI FOOD INTL LTDord | $70,000 | – | 8,635 | +100.0% | 0.00% | – |
| MTSL | New | MER TELEMANAGEMENT SOLUTIONS | $33,000 | – | 18,300 | +100.0% | 0.00% | – |
| RADA | New | RADA ELECTR INDS LTD | $92,000 | – | 31,414 | +100.0% | 0.00% | – |
| ACHV | New | ACHIEVE LIFE SCIENCE INC | $0 | – | 200 | +100.0% | 0.00% | – |
| ACRX | New | ACELRX PHARMACEUTICALS INC | $1,000 | – | 584 | +100.0% | 0.00% | – |
| VBLT | New | VASCULAR BIOGENICS LTD | $21,000 | – | 14,000 | +100.0% | 0.00% | – |
| ACST | New | ACASTI PHARMA INCcl a new | $24,000 | – | 24,500 | +100.0% | 0.00% | – |
| ACAD | New | ACADIA PHARMACEUTICALS INCcall | $22,000 | – | 825 | +100.0% | 0.00% | – |
| AUOTY | New | AU OPTRONICS CORPsponsored adr | $168,000 | – | 46,400 | +100.0% | 0.00% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES Ncall | $16,000 | – | 194 | +100.0% | 0.00% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES Nput | $420,000 | – | 5,000 | +100.0% | 0.00% | – |
| MRUS | New | MERUS N V | $236,000 | – | 16,000 | +100.0% | 0.00% | – |
| PLYA | New | PLAYA HOTELS & RESORTS NV | $600,000 | – | 78,761 | +100.0% | 0.00% | – |
| SDOG | New | ALPS ETF TRsectr div dogs | $54,000 | – | 1,269 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vcall | $72,000 | – | 2,100 | +100.0% | 0.00% | – |
| OSW | New | ONESPAWORLD HOLDINGS LIMITED | $330,000 | – | 24,229 | +100.0% | 0.00% | – |
| IMTE | New | INTEGRATED MEDIA TECHNLOGY L | $7,000 | – | 600 | +100.0% | 0.00% | – |
| NAKD | New | NAKED BRAND GROUP LIMITED | $8,000 | – | 26,300 | +100.0% | 0.00% | – |
| CPLP | New | CAPITAL PRODUCT PARTNERS L Ppartnershp units | $44,000 | – | 4,285 | +100.0% | 0.00% | – |
| DRYS | New | DRYSHIPS INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| GSL | New | GLOBAL SHIP LEASE INC NEW | $114,000 | – | 19,800 | +100.0% | 0.00% | – |
| HMLP | New | HOEGH LNG PARTNERS LP | $763,000 | – | 39,040 | +100.0% | 0.00% | – |
| GASS | New | STEALTHGAS INC | $31,000 | – | 9,067 | +100.0% | 0.00% | – |
| LOMA | New | LOMA NEGRA CORPsponsored ads | $681,000 | – | 62,210 | +100.0% | 0.00% | – |
| LYV | New | LIVE NATION ENTERTAINMENT INcall | $63,000 | – | 1,000 | +100.0% | 0.00% | – |
| LPCN | New | LIPOCINE INC NEW | $112,000 | – | 48,600 | +100.0% | 0.00% | – |
| LN | New | LINE CORPsponsored adr | $327,000 | – | 9,300 | +100.0% | 0.00% | – |
| MGM | New | MGM RESORTS INTERNATIONALput | $9,000 | – | 354 | +100.0% | 0.00% | – |
| LGND | New | LIGAND PHARMACEUTICALS INCcall | $33,000 | – | 268 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $452,000 | – | 661,000 | +100.0% | 0.00% | – | |
| MTBC | New | MTBC INC | $34,000 | – | 7,800 | +100.0% | 0.00% | – |
| LEGH | New | LEGACY HOUSING CORP | $216,000 | – | 18,339 | +100.0% | 0.00% | – |
| LEE | New | LEE ENTERPRISES INCcall | $10,000 | – | 3,116 | +100.0% | 0.00% | – |
| LEE | New | LEE ENTERPRISES INC | $719,000 | – | 218,119 | +100.0% | 0.00% | – |
| LAUR | New | LAUREATE EDUCATION INCcall | $3,000 | – | 260 | +100.0% | 0.00% | – |
| MN | New | MANNING & NAPIER INCcl a | $83,000 | – | 39,675 | +100.0% | 0.00% | – |
| LRCX | New | LAM RESEARCH CORPcall | $42,000 | – | 236 | +100.0% | 0.00% | – |
| LAKE | New | LAKELAND INDS INC | $21,000 | – | 1,800 | +100.0% | 0.00% | – |
| MRIN | New | MARIN SOFTWARE INC | $0 | – | 100 | +100.0% | 0.00% | – |
| MMC | New | MARSH & MCLENNAN COS INCput | $131,000 | – | 1,400 | +100.0% | 0.00% | – |
| LKQ | New | LKQ CORPcall | $14,000 | – | 500 | +100.0% | 0.00% | – |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $275,000 | – | 252,968 | +100.0% | 0.00% | – |
| KRYS | New | KRYSTAL BIOTECH INC | $505,000 | – | 15,374 | +100.0% | 0.00% | – |
| MAXR | New | MAXAR TECHNOLOGIES INC | $320,000 | – | 79,802 | +100.0% | 0.00% | – |
| MKC | New | MCCORMICK & CO INCcall | $10,000 | – | 70 | +100.0% | 0.00% | – |
| KTOV | New | KITOV PHARMA LTDsponsored ads | $0 | – | 200 | +100.0% | 0.00% | – |
| KMB | New | KIMBERLY CLARK CORPcall | $107,000 | – | 871 | +100.0% | 0.00% | – |
| MDGS | New | MEDIGUS LTDsponsored ads | $0 | – | 100 | +100.0% | 0.00% | – |
| KEY | New | KEYCORP NEWcall | $14,000 | – | 900 | +100.0% | 0.00% | – |
| MLNTQ | New | MELINTA THERAPEUTICS INC | $29,000 | – | 8,561 | +100.0% | 0.00% | – |
| AMTB | New | MERCANTIL BK HLDG CORPcl a new | $704,000 | – | 50,550 | +100.0% | 0.00% | – |
| MRBK | New | MERIDIAN CORPORATION | $52,000 | – | 2,912 | +100.0% | 0.00% | – |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| MSB | New | MESABI TRctf ben int | $262,000 | – | 8,996 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SVCS INCcall | $31,000 | – | 613 | +100.0% | 0.00% | – |
| New | MICROBOT MED INC | $0 | – | 100 | +100.0% | 0.00% | – | |
| MCEP | New | MID CON ENERGY PARTNERS LP | $2,000 | – | 2,900 | +100.0% | 0.00% | – |
| VNLA | New | JANUS DETROIT STR TRhendrsn shrt etf | $458,000 | – | 9,230 | +100.0% | 0.00% | – |
| MLND | New | MILLENDO THERAPEUTICS INC | $37,000 | – | 2,482 | +100.0% | 0.00% | – |
| J | New | JACOBS ENGR GROUP INCcall | $150,000 | – | 2,000 | +100.0% | 0.00% | – |
| MSON | New | MISONIX INC | $362,000 | – | 18,865 | +100.0% | 0.00% | – |
| BBEU | New | JP MORGAN EXCHANGE TRADED FDbetbuld europe | $5,000 | – | 241 | +100.0% | 0.00% | – |
| MITK | New | MITEK SYS INCcall | $16,000 | – | 1,359 | +100.0% | 0.00% | – |
| MITK | New | MITEK SYS INCput | $4,000 | – | 329 | +100.0% | 0.00% | – |
| MRNA | New | MODERNA INC | $446,000 | – | 21,964 | +100.0% | 0.00% | – |
| MR | New | MONTAGE RES CORP | $104,000 | – | 7,014 | +100.0% | 0.00% | – |
| IUSB | New | ISHARES TRcore total usd | $640,000 | – | 12,665 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- Deutsche Asset Management Investmentgesellshaft #6
- DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC #10
- RREEF AMERICA LLC #11
- Deutsche Bank (Suisse) SA #19
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Deutsche Asset Management (UK) Ltd #33
- DBX Advisors LLC #287
- DWS Investments Hong Kong Ltd #422
- Deutsche Oppenheim Family Office AG #442
- DWS CH AG #462
- DWS Investment S.A. #482
- DWS International GmbH #483
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 44 | Q2 2024 | 6.0% |
| APPLE INC | 44 | Q2 2024 | 4.8% |
| AMAZON COM INC | 44 | Q2 2024 | 2.5% |
| JOHNSON & JOHNSON | 44 | Q2 2024 | 1.7% |
| MERCK & CO INC NEW | 44 | Q2 2024 | 1.6% |
| PFIZER INC | 44 | Q2 2024 | 1.3% |
| JPMORGAN CHASE & CO | 44 | Q2 2024 | 1.3% |
| META PLATFORMS INC | 44 | Q2 2024 | 1.9% |
| VISA INC | 44 | Q2 2024 | 1.5% |
| PEPSICO INC | 44 | Q2 2024 | 1.1% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Altitude Acquisition Corp.Sold out | February 13, 2024 | 0 | 0.0% |
| GUESS INC | February 13, 2024 | 4,232,712 | 7.8% |
| Prime Impact Acquisition ISold out | February 13, 2024 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.