$141 Billion is the total value of DEUTSCHE BANK AG\'s 17093 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 13.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UCO | PROSHARES TR IIult dj ubs crude | $24,192,000 | +7.3% | 700,000 | 0.0% | 0.02% | +6.2% | |
| LBND | DEUTSCHE BK AG LONDON BRHdb 3x long ust | $22,107,000 | +25.5% | 613,768 | 0.0% | 0.02% | +23.1% | |
| DGP | DEUTSCHE BK AG LDN BRHps gold dl etn | $20,387,000 | +12.8% | 719,900 | 0.0% | 0.01% | +7.7% | |
| DIG | PROSHARES TR | $19,505,000 | +1.8% | 275,000 | 0.0% | 0.01% | 0.0% | |
| BIOMARIN PHARMACEUTICAL INCnote 1.875% 4/2 | $16,830,000 | -3.2% | 5,000,000 | 0.0% | 0.01% | 0.0% | ||
| ITLT | DEUTSCHE BK AG LONDON BRHpwsh 3x itl tr | $14,481,000 | +19.4% | 323,759 | 0.0% | 0.01% | +11.1% | |
| PHH CORPnote 6.000% 6/1 | $14,296,000 | +4.4% | 6,625,000 | 0.0% | 0.01% | 0.0% | ||
| BUNT | DEUTSCHE BK AG LONDON BRHpwrshr 3x germ | $11,117,000 | +12.8% | 304,933 | 0.0% | 0.01% | +14.3% | |
| INVACARE CORPsdcv 4.125% 2/0 | $9,873,000 | -10.2% | 9,350,000 | 0.0% | 0.01% | -12.5% | ||
| BOND | PIMCO ETF TRtotl retn etf | $9,401,000 | +1.8% | 88,155 | 0.0% | 0.01% | 0.0% | |
| HEADWATERS INCnote 8.750% 2/0 | $9,177,000 | -0.4% | 8,490,000 | 0.0% | 0.01% | 0.0% | ||
| ITLY | DEUTSCHE BK AG LONDON BRHpwsh ital tres | $8,847,000 | +6.8% | 325,883 | 0.0% | 0.01% | 0.0% | |
| MONY | ISHARES TRfincls bond etf | $7,875,000 | +2.0% | 151,240 | 0.0% | 0.01% | 0.0% | |
| EPRPRC | EPR PPTYSpfd c cnv 5.75% | $7,439,000 | +5.1% | 346,045 | 0.0% | 0.01% | 0.0% | |
| DRN | DIREXION SHS ETF TRdly r/e bull3x | $7,429,000 | +30.7% | 150,000 | 0.0% | 0.01% | +25.0% | |
| BUNL | DEUTSCHE BK AG LONDON BRHpwrshr db germ | $7,503,000 | +3.5% | 306,631 | 0.0% | 0.01% | 0.0% | |
| RAMBUS INC DELnote 5.000% 6/1 | $7,207,000 | -0.8% | 7,150,000 | 0.0% | 0.01% | 0.0% | ||
| TCMCF | THOMPSON CREEK METALS CO INCunit 99/99/9999 | $6,312,000 | -0.8% | 487,851 | 0.0% | 0.00% | -20.0% | |
| JGBL | DEUTSCHE BK AG LONDON BRHpwrsh jap govt | $5,134,000 | +1.2% | 242,974 | 0.0% | 0.00% | 0.0% | |
| SCZ | ISHARESeafe sml cp etf | $5,690,000 | +2.4% | 109,030 | 0.0% | 0.00% | 0.0% | |
| DEFL | DEUTSCHE BK AG LONDON BRHus deflation | $3,903,000 | +0.8% | 76,292 | 0.0% | 0.00% | 0.0% | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $4,735,000 | +8.7% | 155,268 | 0.0% | 0.00% | 0.0% | |
| RADIAN GROUP INCnote 3.000%11/1 | $4,742,000 | +4.5% | 3,200,000 | 0.0% | 0.00% | 0.0% | ||
| KCE | SPDR SERIES TRUSTs&p cap mkts | $3,970,000 | -2.2% | 81,000 | 0.0% | 0.00% | 0.0% | |
| OCRPRB | OMNICARE CAP TR IIpfd b tr 4.00% | $4,199,000 | -1.1% | 57,218 | 0.0% | 0.00% | 0.0% | |
| FXY | CURRENCYSHS JAPANESE YEN TRjapanese yen | $4,726,000 | +1.9% | 50,000 | 0.0% | 0.00% | 0.0% | |
| ENGN | ISHARES TRinds bd etf | $3,700,000 | +1.6% | 75,283 | 0.0% | 0.00% | 0.0% | |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $3,157,000 | +32.9% | 133,811 | 0.0% | 0.00% | 0.0% | |
| CISAA | CIS ACQUISITION LTD | $2,180,000 | +0.9% | 213,761 | 0.0% | 0.00% | 0.0% | |
| FCHPRA | FELCOR LODGING TR INCpfd cv a $1.95 | $2,432,000 | +2.5% | 97,830 | 0.0% | 0.00% | 0.0% | |
| A798SC | PROSHARES TRsht 30yr tips | $3,359,000 | +5.6% | 85,000 | 0.0% | 0.00% | 0.0% | |
| RINF | PROSHARES TR30yr tips/tsy | $3,034,000 | -0.0% | 85,000 | 0.0% | 0.00% | 0.0% | |
| EDC | DIREXION SHS ETF TRdly emrgmkt bull | $2,247,000 | -9.0% | 86,040 | 0.0% | 0.00% | 0.0% | |
| FAZ | DIREXION SHS ETF TRdlyfinbear3x new | $3,460,000 | -9.4% | 177,605 | 0.0% | 0.00% | -33.3% | |
| SOXS | DIREXION SHS ETF TRdly semiconduct | $3,237,000 | -28.1% | 120,000 | 0.0% | 0.00% | -33.3% | |
| TNA | DIREXION SHS ETF TRdly smcap bull3x | $3,373,000 | +0.9% | 43,200 | 0.0% | 0.00% | 0.0% | |
| GVI | ISHARESintrm gov/cr etf | $2,503,000 | +0.6% | 22,758 | 0.0% | 0.00% | 0.0% | |
| SHV | ISHARESshrt trs bd etf | $2,811,000 | +0.0% | 25,495 | 0.0% | 0.00% | 0.0% | |
| INFL | DEUTSCHE BK AG LONDON BRHus inflatn etn | $3,206,000 | -1.3% | 72,700 | 0.0% | 0.00% | 0.0% | |
| STIP | ISHARES TR0-5 yr tips etf | $2,761,000 | +0.2% | 27,300 | 0.0% | 0.00% | 0.0% | |
| DENDREON CORPnote 4.750% 6/1 | $2,486,000 | -1.3% | 2,550,000 | 0.0% | 0.00% | 0.0% | ||
| AQU | AQUASITION CORP | $3,104,000 | +0.7% | 304,031 | 0.0% | 0.00% | 0.0% | |
| CACG | CHART ACQUISITION CORP | $2,483,000 | +2.0% | 249,800 | 0.0% | 0.00% | 0.0% | |
| D R HORTON INCnote 2.000% 5/1 | $2,154,000 | 0.0% | 2,050,000 | 0.0% | 0.00% | 0.0% | ||
| FXCH | CURRENCYSHARES CHINESE RENMIchin renminbi | $2,475,000 | -1.6% | 30,900 | 0.0% | 0.00% | 0.0% | |
| SPSB | SPDR SERIES TRUSTbarc sht tr cp | $2,433,000 | +0.2% | 79,134 | 0.0% | 0.00% | 0.0% | |
| COFWS | CAPITAL ONE FINL CORP*w exp 11/14/201 | $2,447,000 | -0.2% | 69,232 | 0.0% | 0.00% | 0.0% | |
| AV HOMES INCnote 7.500% 2/1 | $970,000 | -1.4% | 840,000 | 0.0% | 0.00% | 0.0% | ||
| SGF | ABERDEEN SINGAPORE FD INC | $764,000 | -2.3% | 61,331 | 0.0% | 0.00% | 0.0% | |
| BGC PARTNERS INCnote 4.500% 7/1 | $1,060,000 | +1.9% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| BZT | BEAZER HOMES USA INCunit 99/99/9999 | $1,265,000 | -15.4% | 40,000 | 0.0% | 0.00% | 0.0% | |
| CLAC | CAPITOL ACQUISITION CORP II | $1,691,000 | +2.1% | 171,710 | 0.0% | 0.00% | 0.0% | |
| BSCE | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2014 | $787,000 | -0.4% | 37,200 | 0.0% | 0.00% | 0.0% | |
| SEA | CLAYMORE EXCHANGE TRD FD TRgugg shippng etf | $731,000 | +1.2% | 33,500 | 0.0% | 0.00% | 0.0% | |
| CEM | CLEARBRIDGE ENERGY MLP FD IN | $771,000 | -2.2% | 28,975 | 0.0% | 0.00% | 0.0% | |
| CONVERGYS CORPsdcv 5.750% 9/1 | $1,926,000 | +3.2% | 950,000 | 0.0% | 0.00% | 0.0% | ||
| SBND | DEUTSCHE BK AG LONDON BRHdb 3x shrt ust | $1,149,000 | -20.7% | 137,600 | 0.0% | 0.00% | 0.0% | |
| DPK | DIREXION SHS ETF TRdly dev mkt bear | $1,660,000 | -4.0% | 52,300 | 0.0% | 0.00% | 0.0% | |
| EWM | ISHARESmsci malaysi etf | $1,815,000 | -1.0% | 116,000 | 0.0% | 0.00% | 0.0% | |
| JXI | ISHARESglob utilits etf | $1,957,000 | +8.6% | 40,800 | 0.0% | 0.00% | 0.0% | |
| EWZS | ISHARESbrazil sm-cp etf | $1,141,000 | -4.0% | 60,000 | 0.0% | 0.00% | 0.0% | |
| AMPS | ISHARES TRutilities bd etf | $1,080,000 | +4.0% | 21,698 | 0.0% | 0.00% | 0.0% | |
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $931,000 | +0.6% | 875,000 | 0.0% | 0.00% | 0.0% | ||
| LIONS GATE ENTMT INCnote 3.625% 3/1 | $1,213,000 | -15.5% | 375,000 | 0.0% | 0.00% | 0.0% | ||
| IDX | MARKET VECTORS ETF TRindonesia etf | $1,706,000 | +18.3% | 67,900 | 0.0% | 0.00% | 0.0% | |
| PDL BIOPHARMA INCnote 2.875% 2/1 | $731,000 | +0.3% | 475,000 | 0.0% | 0.00% | 0.0% | ||
| DBA | POWERSHS DB MULTI SECT COMMps db agricul fd | $943,000 | +16.9% | 33,320 | 0.0% | 0.00% | 0.0% | |
| SRS | PROSHARES TRreal est new 11 | $1,952,000 | -16.5% | 108,333 | 0.0% | 0.00% | -50.0% | |
| SPMD | SPDR SERIES TRUST | $1,353,000 | +1.8% | 16,100 | 0.0% | 0.00% | 0.0% | |
| SPU | SKYPEOPLE FRUIT JUICE INC | $1,027,000 | +5.7% | 555,458 | 0.0% | 0.00% | 0.0% | |
| STANDARD PAC CORP NEWnote 1.250% 8/0 | $1,271,000 | -6.3% | 1,025,000 | 0.0% | 0.00% | 0.0% | ||
| STEWART INFORMATION SVCS CORnote 6.000%10/1 | $1,725,000 | +8.4% | 625,000 | 0.0% | 0.00% | 0.0% | ||
| STONE ENERGY CORPnote 1.750% 3/0 | $944,000 | +10.8% | 773,000 | 0.0% | 0.00% | 0.0% | ||
| TRW AUTOMOTIVE INCnote 3.500%12/0 | $1,941,000 | +9.4% | 700,000 | 0.0% | 0.00% | 0.0% | ||
| WYPRA | WEYERHAEUSER COpref conv ser a | $1,196,000 | -2.5% | 21,922 | 0.0% | 0.00% | 0.0% | |
| VANTAGE DRILLING COMPANYnote 7.875% 9/0 | $1,113,000 | -5.3% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| HKTVY | HONG KONG TELEVISION NETWK Lsponsored adr | $0 | – | 8 | 0.0% | 0.00% | – | |
| LII | LENNOX INTL INCcall | $7,000 | +16.7% | 300 | 0.0% | 0.00% | – | |
| HOLOGIC INCfrnt 12/1 | $116,000 | +0.9% | 110,000 | 0.0% | 0.00% | – | ||
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $40,000 | -2.4% | 6,972 | 0.0% | 0.00% | – | |
| LOCK | LIFELOCK INCput | $0 | – | 200 | 0.0% | 0.00% | – | |
| LMT | LOCKHEED MARTIN CORPput | $0 | – | 250 | 0.0% | 0.00% | – | |
| MTBWS | M & T BK CORP*w exp 12/23/201 | $100,000 | +11.1% | 2,100 | 0.0% | 0.00% | – | |
| M/I HOMES INCnote 3.250% 9/1 | $332,000 | -7.0% | 275,000 | 0.0% | 0.00% | – | ||
| HTY | HANCOCK JOHN INV TRUSTtax adv glb sh | $95,000 | +4.4% | 7,368 | 0.0% | 0.00% | – | |
| BTO | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $1,000 | 0.0% | 83 | 0.0% | 0.00% | – | |
| M | MACYS INCcall | $5,000 | +66.7% | 750 | 0.0% | 0.00% | – | |
| HQL | H & Q LIFE SCIENCES INVSsh ben int | $0 | – | 1 | 0.0% | 0.00% | – | |
| HQH | H & Q HEALTHCARE INVESTORSsh ben int | $0 | – | 1 | 0.0% | 0.00% | – | |
| GGE | GUGGENHEIM ENHANCED EQUITY S | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| GBAB | GUGGENHEIM BLD AMR BDS MANG | $51,000 | +4.1% | 2,500 | 0.0% | 0.00% | – | |
| GMKYY | GRUMA SAB DE CVspon adr cl b | $23,000 | +9.5% | 700 | 0.0% | 0.00% | – | |
| RSX | MARKET VECTORS ETF TRcall | $0 | -100.0% | 6,000 | 0.0% | 0.00% | – | |
| GPL | GREAT PANTHER SILVER LTD | $202,000 | +38.4% | 200,000 | 0.0% | 0.00% | – | |
| GOODRICH PETE CORPnote 5.000%10/0 | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| MASTEC INCnote 4.250%12/1 | $703,000 | +31.4% | 250,000 | 0.0% | 0.00% | – | ||
| GOLDEN STAR RES LTD CDAdebt 5.000% 6/0 | $172,000 | +12.4% | 240,000 | 0.0% | 0.00% | – | ||
| MTSN | MATTSON TECHNOLOGY INC | $0 | -100.0% | 400 | 0.0% | 0.00% | – | |
| URA | GLOBAL X FDSgblx uranium new | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ARGT | GLOBAL X FDSgbx x ftsear new | $14,000 | 0.0% | 750 | 0.0% | 0.00% | – | |
| MEMPQ | MEMORIAL PRODTN PARTNERS LPput | $0 | – | 900 | 0.0% | 0.00% | – | |
| MERITAGE HOMES CORPnote 1.875% 9/1 | $317,000 | -5.7% | 300,000 | 0.0% | 0.00% | – | ||
| MTOR | MERITOR INCcall | $30,000 | +42.9% | 9,700 | 0.0% | 0.00% | – | |
| MXF | MEXICO FD INC | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| MCHP | MICROCHIP TECHNOLOGY INCcall | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| MCHP | MICROCHIP TECHNOLOGY INCput | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| GKNT | GEEKNET INC | $0 | – | 13 | 0.0% | 0.00% | – | |
| GGN | GAMCO GLOBAL GOLD NAT RES & | $29,000 | +7.4% | 3,000 | 0.0% | 0.00% | – | |
| GAIA | GAIAM INCcl a | $0 | – | 100 | 0.0% | 0.00% | – | |
| MRCC | MONROE CAP CORP | $399,000 | +11.1% | 29,500 | 0.0% | 0.00% | – | |
| GUT | GABELLI UTIL TR | $5,000 | 0.0% | 866 | 0.0% | 0.00% | – | |
| GGT | GABELLI MULTIMEDIA TR INC | $9,000 | -18.2% | 898 | 0.0% | 0.00% | – | |
| RNE | MORGAN STANLEY EASTN EUR FD | $10,000 | -16.7% | 600 | 0.0% | 0.00% | – | |
| CAF | MORGAN STANLEY CHINA A SH FD | $32,000 | -8.6% | 1,500 | 0.0% | 0.00% | – | |
| FRS | FRISCHS RESTAURANTS INC | $0 | – | 39 | 0.0% | 0.00% | – | |
| NTE | NAM TAI ELECTRS INC | $12,000 | -20.0% | 2,200 | 0.0% | 0.00% | – | |
| FOSL | FOSSIL GROUP INCput | $13,000 | -23.5% | 1,400 | 0.0% | 0.00% | – | |
| NVSL | NAUGATUCK VY FINL CORP MD | $272,000 | +4.2% | 36,137 | 0.0% | 0.00% | – | |
| NAVISTAR INTL CORP NEWnote 3.000%10/1 | $60,000 | -1.6% | 60,000 | 0.0% | 0.00% | – | ||
| FESLQ | FORBES ENERGY SVCS LTD | $24,000 | +20.0% | 6,300 | 0.0% | 0.00% | – | |
| FLAHERTY & CRUMRINE DYN PFD | $130,000 | +5.7% | 6,000 | 0.0% | 0.00% | – | ||
| FEI | FIRST TR MLP & ENERGY INCOME | $19,000 | -5.0% | 1,000 | 0.0% | 0.00% | – | |
| NHF | NEXPOINT CR STRATEGIES FD | $5,000 | +25.0% | 461 | 0.0% | 0.00% | – | |
| FFR | FIRST TR FTSE EPRA/NAREIT DE | $6,000 | +20.0% | 148 | 0.0% | 0.00% | – | |
| FLM | FIRST TR ISE GLOBAL ENGR & C | $106,000 | +1.0% | 2,050 | 0.0% | 0.00% | – | |
| FXL | FIRST TR EXCHANGE TRADED FDtech alphadex | $13,000 | 0.0% | 437 | 0.0% | 0.00% | – | |
| PALDF | NORTH AMERN PALLADIUM LTD | $0 | – | 300 | 0.0% | 0.00% | – | |
| NTIC | NORTHERN TECH INTL CORP | $8,000 | +14.3% | 400 | 0.0% | 0.00% | – | |
| FXO | FIRST TR EXCHANGE TRADED FDfinls alphadex | $52,000 | 0.0% | 2,430 | 0.0% | 0.00% | – | |
| FCT | FIRST TR SR FLG RTE INCM FD | $484,000 | -0.4% | 33,524 | 0.0% | 0.00% | – | |
| FAD | FIRST TR MULTI CAP VALUE ALP | $100,000 | +1.0% | 2,202 | 0.0% | 0.00% | – | |
| FIW | FIRST TR ISE WATER INDEX FD | $154,000 | +2.0% | 4,500 | 0.0% | 0.00% | – | |
| FAV | FIRST TR DIVIDEND INCOME FD | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| FPF | FIRST TR INTER DUR PFD & IN | $15,000 | +7.1% | 700 | 0.0% | 0.00% | – | |
| NNC | NUVEEN N C PREM INCOME MUN F | $648,000 | +5.7% | 51,260 | 0.0% | 0.00% | – | |
| NMA | NUVEEN MUN ADVANTAGE FD INC | $51,000 | +6.2% | 4,000 | 0.0% | 0.00% | – | |
| NQI | NUVEEN QUALITY MUN FD INC | $20,000 | +5.3% | 1,600 | 0.0% | 0.00% | – | |
| NNP | NUVEEN NY PERFORM PLUS MUN F | $46,000 | +4.5% | 3,350 | 0.0% | 0.00% | – | |
| NMO | NUVEEN MUN MKT OPPORTUNITY F | $38,000 | +5.6% | 3,000 | 0.0% | 0.00% | – | |
| NID | NUVEEN INTER DURATION MN TMF | $85,000 | +3.7% | 7,150 | 0.0% | 0.00% | – | |
| BXMX | NUVEEN EQUITY PREM INCOME FD | $48,000 | 0.0% | 3,875 | 0.0% | 0.00% | – | |
| NZF | NUVEEN DIV ADV MUNI FD 3 | $44,000 | +7.3% | 3,390 | 0.0% | 0.00% | – | |
| JQC | NUVEEN CR STRATEGIES INCM FD | $48,000 | -2.0% | 5,100 | 0.0% | 0.00% | – | |
| JTD | NUVEEN TAX ADVANTAGED DIV GR | $218,000 | -2.2% | 14,300 | 0.0% | 0.00% | – | |
| JMF | NUVEEN ENERGY MLP TOTL RTRNF | $53,000 | -1.9% | 2,794 | 0.0% | 0.00% | – | |
| OIBRC | OI S.A.sponsored adr | $1,000 | 0.0% | 956 | 0.0% | 0.00% | – | |
| NUV | NUVEEN MUN VALUE FD INC | $18,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| FFNM | FIRST FED NORTHN MICH BANCOR | $51,000 | -7.3% | 10,300 | 0.0% | 0.00% | – | |
| OMNICARE INCnote 3.750%12/1 | $287,000 | -1.4% | 127,000 | 0.0% | 0.00% | – | ||
| EXEL | EXELIXIS INCcall | $3,000 | -62.5% | 3,127 | 0.0% | 0.00% | – | |
| EEA | EUROPEAN EQUITY FUND | $0 | – | 2 | 0.0% | 0.00% | – | |
| EQS | EQUUS TOTAL RETURN INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| EAPS | PAX WORLD FDS TR IImsci esg idx | $287,000 | -4.0% | 10,000 | 0.0% | 0.00% | – | |
| ETR | ENTERGY CORP NEWcall | $0 | – | 730 | 0.0% | 0.00% | – | |
| ENPRO INDS INCdbcv 3.938%10/1 | $677,000 | +24.2% | 310,000 | 0.0% | 0.00% | – | ||
| ERF | ENERPLUS CORPput | $0 | – | 300 | 0.0% | 0.00% | – | |
| PEP | PEPSICO INCput | $0 | – | 46 | 0.0% | 0.00% | – | |
| EGN | ENERGEN CORPput | $0 | -100.0% | 360 | 0.0% | 0.00% | – | |
| PERFQ | PERFUMANIA HLDGS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| PESI | PERMA-FIX ENVIRONMENTAL SVCS | $0 | – | 140 | 0.0% | 0.00% | – | |
| PSX | PHILLIPS 66call | $3,000 | -83.3% | 1,550 | 0.0% | 0.00% | – | |
| PSX | PHILLIPS 66put | $0 | -100.0% | 280 | 0.0% | 0.00% | – | |
| EW | EDWARDS LIFESCIENCES CORPcall | $21,000 | +75.0% | 1,616 | 0.0% | 0.00% | – | |
| PTY | PIMCO CORPORATE & INCOME OPP | $66,000 | +4.8% | 3,670 | 0.0% | 0.00% | – | |
| ETB | EATON VANCE TAX MNGED BUY WR | $140,000 | +3.7% | 9,100 | 0.0% | 0.00% | – | |
| ETY | EATON VANCE TX MGD DIV EQ IN | $95,000 | +2.2% | 8,623 | 0.0% | 0.00% | – | |
| PTSXQ | POINT 360 | $0 | – | 7 | 0.0% | 0.00% | – | |
| EVT | EATON VANCE TAX ADVT DIV INC | $509,000 | +3.5% | 25,900 | 0.0% | 0.00% | – | |
| KODKWSA | EASTMAN KODAK CO*w exp 09/03/201 | $247,000 | -7.8% | 14,579 | 0.0% | 0.00% | – | |
| KODKWS | EASTMAN KODAK CO*w exp 09/03/201 | $264,000 | -7.7% | 14,579 | 0.0% | 0.00% | – | |
| E TRADE FINANCIAL CORPnote 8/3 | $345,000 | +17.7% | 155,000 | 0.0% | 0.00% | – | ||
| PTGCY | PORTUGAL TELECOM SGPS S Asponsored adr | $42,000 | -2.3% | 10,000 | 0.0% | 0.00% | – | |
| ETFC | E TRADE FINANCIAL CORPput | $1,000 | -50.0% | 6,351 | 0.0% | 0.00% | – | |
| ETFC | E TRADE FINANCIAL CORPcall | $13,000 | +44.4% | 935 | 0.0% | 0.00% | – | |
| GLTR | ETFS PRECIOUS METALS BASKETphys pm bskt | $272,000 | +4.6% | 3,952 | 0.0% | 0.00% | – | |
| PUW | POWERSHARES ETF TRUSTwilderhill pro | $32,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| PSP | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $202,000 | 0.0% | 16,700 | 0.0% | 0.00% | – | |
| PGJ | POWERSHARES ETF TRUSTgolden drg china | $21,000 | 0.0% | 725 | 0.0% | 0.00% | – | |
| EQWS | POWERSHARES ETF TRUSTfnd pur smlcr pt | $30,000 | +3.4% | 910 | 0.0% | 0.00% | – | |
| PBW | POWERSHARES ETF TRUSTwndrhll cln en | $55,000 | +12.2% | 7,827 | 0.0% | 0.00% | – | |
| PHO | POWERSHARES ETF TRUSTwater resource | $408,000 | +1.7% | 15,325 | 0.0% | 0.00% | – | |
| PPA | POWERSHARES ETF TRUSTaerspc def ptf | $68,000 | +4.6% | 2,100 | 0.0% | 0.00% | – | |
| PWV | POWERSHARES ETF TRUSTdynm lrg cp vl | $65,000 | +3.2% | 2,250 | 0.0% | 0.00% | – | |
| PID | POWERSHARES ETF TRUSTintl div achv | $245,000 | -0.8% | 13,462 | 0.0% | 0.00% | – | |
| DBO | POWERSHS DB MULTI SECT COMMdb oil fund | $28,000 | +3.7% | 1,000 | 0.0% | 0.00% | – | |
| UDN | POWERSHS DB US DOLLAR INDEXdoll indx bear | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PBP | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $0 | – | 1 | 0.0% | 0.00% | – | |
| PZA | POWERSHARES GLOBAL ETF TRUSTinsur natl mun | $54,000 | +5.9% | 2,250 | 0.0% | 0.00% | – | |
| PHB | POWERSHARES GLOBAL ETF TRUSTfdm hg yld rafi | $35,000 | 0.0% | 1,841 | 0.0% | 0.00% | – | |
| PBD | POWERSHARES GLOBAL ETF TRUSTgbl clean ener | $540,000 | +12.0% | 40,000 | 0.0% | 0.00% | – | |
| KBWB | POWERSHARES ETF TR IIkbw bk port | $66,000 | +4.8% | 1,800 | 0.0% | 0.00% | – | |
| DSUM | POWERSHARES ETF TR IIasia pac bd pr | $579,000 | -4.0% | 23,662 | 0.0% | 0.00% | – | |
| PSCT | POWERSHARES ETF TR IIs&p smcp it po | $18,000 | +5.9% | 400 | 0.0% | 0.00% | – | |
| PSCI | POWERSHARES ETF TR IIs&p smcp ind p | $52,000 | 0.0% | 1,150 | 0.0% | 0.00% | – | |
| PRAN | PRANA BIOTECHNOLOGY LTDsponsored adr | $5,000 | -64.3% | 2,000 | 0.0% | 0.00% | – | |
| PFBI | PREMIER FINL BANCORP INC | $68,000 | +1.5% | 4,800 | 0.0% | 0.00% | – | |
| INXX | EGA EMERGING GLOBAL SHS TRegs indi inf etf | $5,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| BRXX | EGA EMERGING GLOBAL SHS TRegs braz inf etf | $16,000 | -5.9% | 1,000 | 0.0% | 0.00% | – | |
| TROW | PRICE T ROWE GROUP INCcall | $0 | – | 130 | 0.0% | 0.00% | – | |
| DYNWS | DYNEGY INC NEW DEL*w exp 99/99/999 | $12,000 | +33.3% | 6,955 | 0.0% | 0.00% | – | |
| PGZ | PRINCIPAL REAL ESTATE INCOME | $67,000 | +6.3% | 3,700 | 0.0% | 0.00% | – | |
| LEO | DREYFUS STRATEGIC MUNS INC | $27,000 | +8.0% | 3,381 | 0.0% | 0.00% | – | |
| DRD | DRDGOLD LIMITEDspon adr repstg | $428,000 | +0.9% | 115,000 | 0.0% | 0.00% | – | |
| SEF | PROSHARES TR | $0 | – | 1 | 0.0% | 0.00% | – | |
| PST | PROSHARES TR | $399,000 | -5.9% | 14,038 | 0.0% | 0.00% | – | |
| SH | PROSHARES TR | $12,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| GLL | PROSHARES TR IIput | $1,000 | -66.7% | 5,500 | 0.0% | 0.00% | – | |
| EEV | PROSHARES TRsht msci new | $0 | – | 1 | 0.0% | 0.00% | – | |
| TBF | PROSHARES TRshrt 20+yr tre | $94,000 | -6.9% | 3,100 | 0.0% | 0.00% | – | |
| TBX | PROSHARES TRsht 7-10 yr tr | $35,000 | -5.4% | 1,096 | 0.0% | 0.00% | – | |
| BZQ | PROSHARES TRput | $3,000 | -25.0% | 2,700 | 0.0% | 0.00% | – | |
| PWX | PROVIDENCE & WORCESTER RR CO | $44,000 | -8.3% | 2,500 | 0.0% | 0.00% | – | |
| ISD | PRUDENTIAL SHT DURATION HG Y | $267,000 | +3.9% | 14,800 | 0.0% | 0.00% | – | |
| TMV | DIREXION SHS ETF TRput | $4,000 | +100.0% | 1,800 | 0.0% | 0.00% | – | |
| TZA | DIREXION SHS ETF TRput | $11,000 | +10.0% | 2,000 | 0.0% | 0.00% | – | |
| YANG | DIREXION SHS ETF TRput | $5,000 | -37.5% | 3,000 | 0.0% | 0.00% | – | |
| ERY | DIREXION SHS ETF TRput | $13,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| ERY | DIREXION SHS ETF TRdly enerbr3x new | $437,000 | -6.8% | 23,333 | 0.0% | 0.00% | – | |
| FAZ | DIREXION SHS ETF TRput | $7,000 | -41.7% | 5,000 | 0.0% | 0.00% | – | |
| MIDZ | DIREXION SHS ETF TRdly mc bear3xnew | $644,000 | -11.9% | 40,000 | 0.0% | 0.00% | -100.0% | |
| DUST | DIREXION SHS ETF TRput | $2,000 | 0.0% | 900 | 0.0% | 0.00% | – | |
| QUANTUM CORPnote 4.500%11/1 | $152,000 | 0.0% | 150,000 | 0.0% | 0.00% | – | ||
| DIGITAL RIV INCnote 1.250% 1/0 | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| RPM INTL INCnote 2.250%12/1 | $347,000 | +4.8% | 300,000 | 0.0% | 0.00% | – | ||
| DZZ | DEUTSCHE BK AG LDN BRHps gold ds etn | $0 | – | 100 | 0.0% | 0.00% | – | |
| RF MICRODEVICES INCnote 1.000% 4/1 | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| DPU | DEUTSCHE BK AG LDN BRHps cmdt lg etn | $21,000 | +50.0% | 1,253 | 0.0% | 0.00% | – | |
| ROIA | RADIO ONE INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| RDIB | READING INTERNATIONAL INCcl b | $0 | – | 100 | 0.0% | 0.00% | – | |
| DHG | DWS HIGH INCOME OPPORT FD IN | $7,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| KMM | DWS MULTI MKT INCOME TR | $9,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| KHI | DWS HIGH INCOME TR | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| DNP | DNP SELECT INCOME FD | $63,000 | +3.3% | 6,500 | 0.0% | 0.00% | – | |
| DLLR | DFC GLOBAL CORPput | $0 | – | 250 | 0.0% | 0.00% | – | |
| RPRX | REPROS THERAPEUTICS INCput | $7,000 | +40.0% | 1,000 | 0.0% | 0.00% | – | |
| RMD | RESMED INCcall | $0 | -100.0% | 264 | 0.0% | 0.00% | – | |
| RENWS | RESOLUTE ENERGY CORP*w exp 09/25/201 | $0 | – | 1,741 | 0.0% | 0.00% | – | |
| FXC | CURRENCYSHARES CDN DLR TR | $17,000 | -5.6% | 200 | 0.0% | 0.00% | – | |
| FXF | CURRENCYSHARES SWISS FRANC Tswiss franc sh | $265,000 | +1.1% | 2,400 | 0.0% | 0.00% | – | |
| RITE AID CORPnote 8.500% 5/1 | $410,000 | +20.9% | 165,000 | 0.0% | 0.00% | – | ||
| CBSTZ | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $52,000 | -52.7% | 81,758 | 0.0% | 0.00% | – | |
| ROST | ROSS STORES INCcall | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| ROST | ROSS STORES INCput | $2,000 | -33.3% | 1,000 | 0.0% | 0.00% | – | |
| RBSPRTCL | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $16,000 | +6.7% | 650 | 0.0% | 0.00% | – | |
| RBSPRSCL | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $0 | – | 29 | 0.0% | 0.00% | – | |
| RBSPRPCL | ROYAL BK SCOTLAND GROUP PLCadr pfd ser p | $130,000 | +10.2% | 5,910 | 0.0% | 0.00% | – | |
| RBSPRNCL | ROYAL BK SCOTLAND GROUP PLCadr pref ser n | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| RBSPRLCL | ROYAL BK SCOTLAND GROUP PLCsp adr l rp pf | $2,000 | +100.0% | 93 | 0.0% | 0.00% | – | |
| RSP | RYDEX ETF TRUSTgug s&p500 eq wt | $575,000 | +2.5% | 7,879 | 0.0% | 0.00% | – | |
| XLG | RYDEX ETF TRUSTgug russ top 50 | $8,000 | 0.0% | 67 | 0.0% | 0.00% | – | |
| EWMC | RYDEX ETF TRUSTgug russ mcp eql | $82,000 | +3.8% | 1,700 | 0.0% | 0.00% | – | |
| RYU | RYDEX ETF TRUSTgug s&p500eqwtut | $34,000 | +9.7% | 500 | 0.0% | 0.00% | – | |
| RYT | RYDEX ETF TRUSTgug s&p500eqwtte | $40,000 | +5.3% | 500 | 0.0% | 0.00% | – | |
| RGI | RYDEX ETF TRUSTgug s&p500 eq wt | $20,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| RYL | RYLAND GROUP INCcall | $28,000 | -24.3% | 2,450 | 0.0% | 0.00% | – | |
| GMF | SPDR INDEX SHS FDSasia pacif etf | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| IRY | SPDR INDEX SHS FDSintl hlth etf | $257,000 | +4.5% | 5,500 | 0.0% | 0.00% | – | |
| JSC | SPDR INDEX SHS FDSruss nom sc jp | $24,000 | -4.0% | 500 | 0.0% | 0.00% | – | |
| SPLB | SPDR SERIES TRUSTlng trm corp bd | $15,000 | +7.1% | 400 | 0.0% | 0.00% | – | |
| SPIB | SPDR SERIES TRUSTintr trm corp bd | $53,000 | +1.9% | 1,575 | 0.0% | 0.00% | – | |
| BWX | SPDR SERIES TRUSTbrclys intl etf | $0 | – | 4 | 0.0% | 0.00% | – | |
| BIL | SPDR SERIES TRUSTbrclys 1-3mt etf | $275,000 | 0.0% | 6,021 | 0.0% | 0.00% | – | |
| XPH | SPDR SERIES TRUSTs&p pharmac | $54,000 | +8.0% | 579 | 0.0% | 0.00% | – | |
| DIA | SPDR DOW JONES INDL AVRG ETFcall | $3,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0 | $133,000 | -2.2% | 130,000 | 0.0% | 0.00% | – | ||
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $262,000 | -4.0% | 690,000 | 0.0% | 0.00% | – | ||
| JCS | COMMUNICATIONS SYS INC | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| GCVRZ | SANOFIright 12/31/2020 | $2,000 | 0.0% | 8,000 | 0.0% | 0.00% | – | |
| CBAN | COLONY BANKCORP INC | $1,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| FOF | COHEN & STEERS CLOSED END OP | $494,000 | +2.3% | 38,503 | 0.0% | 0.00% | – | |
| INB | COHEN & STEERS GLOBAL INC BL | $18,000 | +5.9% | 1,576 | 0.0% | 0.00% | – | |
| RNP | COHEN & STEERS REIT & PFD IN | $82,000 | +9.3% | 4,825 | 0.0% | 0.00% | – | |
| XLI | SELECT SECTOR SPDR TRput | $1,000 | – | 3,500 | 0.0% | 0.00% | – | |
| EMO | CLEARBRIDGE ENERGY MLP OPP F | $46,000 | -2.1% | 2,047 | 0.0% | 0.00% | – | |
| SJR | SHAW COMMUNICATIONS INCput | $0 | – | 50 | 0.0% | 0.00% | – | |
| BSJE | CLAYMORE EXCHANGE TRD FD TRgugg bull 2014 | $105,000 | -0.9% | 3,975 | 0.0% | 0.00% | – | |
| BSJG | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $54,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| SVLC | SILVERCREST MINES INC | $552,000 | +9.5% | 300,000 | 0.0% | 0.00% | – | |
| 7102PS | SINOCOKING COAL & COKE CH IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| SNN | SMITH & NEPHEW PLCspdn adr new | $62,000 | +6.9% | 815 | 0.0% | 0.00% | – | |
| SOLARFUN POWER HOLDINGS CO Lnote 3.500% 1/1 | $663,000 | +0.3% | 728,000 | 0.0% | 0.00% | – | ||
| CSUNY | CHINA SUNERGY CO LTDsponsored adr ne | $0 | – | 1 | 0.0% | 0.00% | – | |
| SPHS | SOPHIRIS BIO INC | $245,000 | -9.9% | 73,861 | 0.0% | 0.00% | – | |
| JRJC | CHINA FIN ONLINE CO LTDsponsored adr | $22,000 | -29.0% | 5,000 | 0.0% | 0.00% | – | |
| PHYS | SPROTT PHYSICAL GOLD TRUSTunit | $593,000 | +7.0% | 55,646 | 0.0% | 0.00% | – | |
| PSLV | SPROTT PHYSICAL SILVER TRtr unit | $11,000 | +10.0% | 1,430 | 0.0% | 0.00% | – | |
| SPPP | SPROTT PHYSICAL PLAT PALLADunit | $20,000 | +11.1% | 2,100 | 0.0% | 0.00% | – | |
| STN | STANTEC INCput | $0 | – | 140 | 0.0% | 0.00% | – | |
| CENVEO CORPnote 7.000% 5/1 | $280,000 | -8.5% | 275,000 | 0.0% | 0.00% | – | ||
| CENTRAL EUROPEAN MEDIAnote 5.000%11/1 | $191,000 | +8.5% | 196,000 | 0.0% | 0.00% | – | ||
| EBRB | CENTRAIS ELETRICAS BRASILEIRspon adr pfd b | $242,000 | +7.1% | 51,500 | 0.0% | 0.00% | – | |
| STEM | STEMCELLS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| CELGZ | CELGENE CORPright 12/31/2030 | $3,000 | 0.0% | 1,547 | 0.0% | 0.00% | – | |
| CRZO | CARRIZO OIL & GAS INCput | $0 | -100.0% | 200 | 0.0% | 0.00% | – | |
| CCL | CARNIVAL CORPcall | $0 | -100.0% | 302 | 0.0% | 0.00% | – | |
| CLACW | CAPITOL ACQUISITION CORP II*w exp 05/15/201 | $41,000 | -6.8% | 102,331 | 0.0% | 0.00% | – | |
| SNV | SYNOVUS FINL CORPcall | $2,000 | -50.0% | 9,500 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $498,000 | -1.2% | 152,850 | 0.0% | 0.00% | – | |
| DATA | TABLEAU SOFTWARE INCcall | $5,000 | +25.0% | 531 | 0.0% | 0.00% | – | |
| TAIT | TAITRON COMPONENTS INCcl a | $0 | – | 26 | 0.0% | 0.00% | – | |
| TWN | TAIWAN FD INC | $225,000 | -2.2% | 11,928 | 0.0% | 0.00% | – | |
| TLM | TALISMAN ENERGY INCcall | $0 | – | 75 | 0.0% | 0.00% | – | |
| CSQ | CALAMOS STRATEGIC TOTL RETN | $62,000 | +1.6% | 5,650 | 0.0% | 0.00% | – | |
| CHI | CALAMOS CONV OPP AND INC FDsh ben int | $13,000 | 0.0% | 988 | 0.0% | 0.00% | – | |
| TRCHW | TEJON RANCH CO*w exp 08/31/201 | $403,000 | -33.6% | 110,837 | 0.0% | 0.00% | – | |
| COG | CABOT OIL & GAS CORPcall | $4,000 | -42.9% | 800 | 0.0% | 0.00% | – | |
| TDF | TEMPLETON DRAGON FD INC | $415,000 | -5.5% | 17,000 | 0.0% | 0.00% | – | |
| EMF | TEMPLETON EMERGING MKTS FD I | $203,000 | -3.3% | 12,000 | 0.0% | 0.00% | – | |
| GIM | TEMPLETON GLOBAL INCOME FD | $21,000 | 0.0% | 2,650 | 0.0% | 0.00% | – | |
| IGR | CBRE CLARION GLOBAL REAL EST | $107,000 | +4.9% | 12,910 | 0.0% | 0.00% | – | |
| TRI | THOMSON REUTERS CORPput | $0 | – | 100 | 0.0% | 0.00% | – | |
| TITAN MACHY INCnote 3.750% 5/0 | $148,000 | 0.0% | 175,000 | 0.0% | 0.00% | – | ||
| TORM | TOR MINERALS INTL INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| TYG | TORTOISE ENERGY INFRSTRCTR C | $22,000 | -4.3% | 500 | 0.0% | 0.00% | – | |
| NTG | TORTOISE MLP FD INC | $30,000 | -3.2% | 1,151 | 0.0% | 0.00% | – | |
| BGX | BLACKSTONE GSO LNG SHRT CR I | $139,000 | -1.4% | 7,925 | 0.0% | 0.00% | – | |
| FRA | BLACKROCK FLOAT RATE OME STR | $454,000 | -0.4% | 31,218 | 0.0% | 0.00% | – | |
| HYT | BLACKROCK CORPOR HI YLD FD V | $43,000 | 0.0% | 3,578 | 0.0% | 0.00% | – | |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $24,000 | +9.1% | 1,900 | 0.0% | 0.00% | – | |
| MUC | BLACKROCK MUNIHLDNGS CALI QL | $46,000 | +4.5% | 3,350 | 0.0% | 0.00% | – | |
| MYD | BLACKROCK MUNIYIELD FD INC | $41,000 | +7.9% | 3,000 | 0.0% | 0.00% | – | |
| MVF | BLACKROCK MUNIVEST FD INC | $68,000 | +6.2% | 7,236 | 0.0% | 0.00% | – | |
| BGR | BLACKROCK ENERGY & RES TR | $9,000 | 0.0% | 391 | 0.0% | 0.00% | – | |
| MLPG | UBS AG JERSEY BRHlkd alrn ntgas | $18,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| BTZ | BLACKROCK CR ALLCTN INC TR | $385,000 | +3.5% | 28,500 | 0.0% | 0.00% | – | |
| FBG | UBS AG LONDON BRHgrowth russ lk22 | $31,000 | +3.3% | 670 | 0.0% | 0.00% | – | |
| BHK | BLACKROCK CORE BD TR | $6,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| BSD | BLACKROCK STRATEGIC MUN TR | $13,000 | +8.3% | 1,050 | 0.0% | 0.00% | – | |
| BHV | BLACKROCK VA MUNICIPAL BOND | $12,000 | +9.1% | 800 | 0.0% | 0.00% | – | |
| PRTS | U.S. AUTO PARTS NETWORK INC | $17,000 | +21.4% | 5,800 | 0.0% | 0.00% | – | |
| BNA | BLACKROCK INCOME OPP TRUST I | $10,000 | +11.1% | 1,000 | 0.0% | 0.00% | – | |
| VLYWW | VALLEY NATL BANCORP*w exp 06/30/201 | $1,000 | 0.0% | 5,141 | 0.0% | 0.00% | – | |
| FEEU | BARCLAYS BK PLCbarc etn eur50 | $35,000 | 0.0% | 290 | 0.0% | 0.00% | – | |
| VXZ | BARCLAYS BK PLCipath s&p mt etn | $454,000 | -3.6% | 30,000 | 0.0% | 0.00% | – | |
| VXUS | VANGUARD STAR FDvg tl intl stk f | $147,000 | 0.0% | 2,825 | 0.0% | 0.00% | – | |
| MGK | VANGUARD WORLD FDmega grwth ind | $434,000 | -0.2% | 6,003 | 0.0% | 0.00% | – | |
| BCSPRACL | BARCLAYS BANK PLCsp adr 7.1%pf3 | $172,000 | +2.4% | 6,748 | 0.0% | 0.00% | – | |
| BCSPRCCL | BARCLAYS BANK PLCads7.75%pfd s4 | $130,000 | +2.4% | 5,031 | 0.0% | 0.00% | – | |
| ICITF | BARCLAYS BANK PLCcarry etn 38 | $27,000 | 0.0% | 650 | 0.0% | 0.00% | – | |
| BCSPRDCL | BARCLAYS BANK PLCadr pfd sr 5 | $162,000 | +2.5% | 6,250 | 0.0% | 0.00% | – | |
| BIV | VANGUARD BD INDEX FD INCintermed term | $27,000 | 0.0% | 331 | 0.0% | 0.00% | – | |
| JJPFF | BARCLAYS BANK PLCetn djubs pmet38 | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| BCSPRCL | BARCLAYS BK PLCadr 2 pref 2 | $2,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| INPTF | BARCLAYS BK PLCipms india etn | $24,000 | +9.1% | 400 | 0.0% | 0.00% | – | |
| VPL | VANGUARD INTL EQUITY INDEX Fmega cap gro etf | $215,000 | -3.6% | 3,652 | 0.0% | 0.00% | – | |
| VDC | VANGUARD WORLD FDSconsum stp etf | $3,000 | 0.0% | 28 | 0.0% | 0.00% | – | |
| VGT | VANGUARD WORLD FDSinf tech etf | $480,000 | +2.1% | 5,260 | 0.0% | 0.00% | – | |
| VPU | VANGUARD WORLD FDSutilities etf | $340,000 | +9.0% | 3,761 | 0.0% | 0.00% | – | |
| VCLT | VANGUARD SCOTTSDALE FDSlg-term cor bd | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| BACWSA | BANK OF AMERICA CORPORATION*w exp 01/16/201 | $62,000 | +29.2% | 7,570 | 0.0% | 0.00% | – | |
| VBR | VANGUARD INDEX FDSsm cp val etf | $75,000 | +2.7% | 750 | 0.0% | 0.00% | – | |
| VGZ | VISTA GOLD CORP | $46,000 | +35.3% | 90,005 | 0.0% | 0.00% | – | |
| BSDM | BSD MED CORP DEL | $0 | – | 355 | 0.0% | 0.00% | – | |
| VTSS | VITESSE SEMICONDUCTOR CORP | $0 | – | 5 | 0.0% | 0.00% | – | |
| ASM | AVINO SILVER & GOLD MINES LT | $26,000 | +30.0% | 17,200 | 0.0% | 0.00% | – | |
| CAR | AVIS BUDGET GROUPcall | $16,000 | +77.8% | 1,000 | 0.0% | 0.00% | – | |
| AVATAR HLDGS INCnote 7.500% 2/1 | $608,000 | -1.6% | 585,000 | 0.0% | 0.00% | – | ||
| ADAT | AUTHENTIDATE HLDG CORP | $206,000 | -26.2% | 208,500 | 0.0% | 0.00% | – | |
| WAFDW | WASHINGTON FED INC*w exp 11/14/201 | $535,000 | +2.9% | 76,562 | 0.0% | 0.00% | – | |
| ASUR | ASURE SOFTWARE INC | $0 | – | 150 | 0.0% | 0.00% | – | |
| APB | ASIA PAC FD INC | $154,000 | -1.9% | 15,000 | 0.0% | 0.00% | – | |
| AHTPRECL | ASHFORD HOSPITALITY TR INC9% cum pfd ser e | $40,000 | +2.6% | 1,500 | 0.0% | 0.00% | – | |
| WFCWS | WELLS FARGO & CO NEW*w exp 10/28/201 | $14,000 | +16.7% | 800 | 0.0% | 0.00% | – | |
| HRT | ARRHYTHMIA RESH TECHNOLOGY I | $5,000 | +66.7% | 1,000 | 0.0% | 0.00% | – | |
| E103PS | WESTERN ASSET EMRG MKT INCM | $19,000 | +5.6% | 1,601 | 0.0% | 0.00% | – | |
| HIX | WESTERN ASSET HIGH INCM FD I | $18,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| MMU | WESTERN ASST MNGD MUN FD INC | $27,000 | +3.8% | 2,157 | 0.0% | 0.00% | – | |
| CYB | WISDOMTREE TRchinese yuan fd | $24,000 | -4.0% | 1,000 | 0.0% | 0.00% | – | |
| GNAT | WISDOMTREE TRglb nat res fd | $319,000 | -0.9% | 15,000 | 0.0% | 0.00% | – | |
| DOO | WISDOMTREE TRintl div ex finl | $4,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $280,000 | +0.7% | 13,754 | 0.0% | 0.00% | – | |
| AXP | AMERICAN EXPRESS COcall | $0 | – | 12 | 0.0% | 0.00% | – | |
| AMOV | AMERICA MOVIL SAB DE CV | $3,000 | -25.0% | 200 | 0.0% | 0.00% | – | |
| AMBOY | AMBOW ED HLDG LTDadr repstg cl a | $23,000 | -50.0% | 39,762 | 0.0% | 0.00% | – | |
| AGO | ASSURED GUARANTY LTDput | $0 | -100.0% | 7,900 | 0.0% | 0.00% | – | |
| EXXIQ | ENERGY XXI BERMUDA LTDput | $0 | – | 20 | 0.0% | 0.00% | – | |
| CISAW | CIS ACQUISITION LTD*w exp 12/18/201 | $17,000 | -22.7% | 89,749 | 0.0% | 0.00% | – | |
| CISAU | CIS ACQUISITION LTDunit 99/99/9999 | $26,000 | 0.0% | 2,600 | 0.0% | 0.00% | – | |
| ALTI | ALTAIR NANOTECHNOLOGIES INC | $1,000 | – | 233 | 0.0% | 0.00% | – | |
| ETN | EATON CORP PLCput | $2,000 | 0.0% | 564 | 0.0% | 0.00% | – | |
| NCV | ALLIANZGI CONV & INCOME FD | $37,000 | +5.7% | 3,700 | 0.0% | 0.00% | – | |
| AFB | ALLIANCEBERNSTEIN NATL MUNI | $272,000 | +5.8% | 20,560 | 0.0% | 0.00% | – | |
| 4305PS | ALCATEL-LUCENTcall | $9,000 | -35.7% | 7,450 | 0.0% | 0.00% | – | |
| AGU | AGRIUM INCcall | $0 | -100.0% | 450 | 0.0% | 0.00% | – | |
| AESPRC | AES TR IIIpfd cv 6.75% | $66,000 | +1.5% | 1,296 | 0.0% | 0.00% | – | |
| AVK | ADVENT CLAYMORE CV SECS & IN | $23,000 | 0.0% | 1,276 | 0.0% | 0.00% | – | |
| ADTN | ADTRAN INCcall | $1,000 | -50.0% | 548 | 0.0% | 0.00% | – | |
| IF | ABERDEEN INDONESIA FD INC | $8,000 | +14.3% | 925 | 0.0% | 0.00% | – | |
| CLB | CORE LABORATORIES N Vput | $1,000 | -50.0% | 200 | 0.0% | 0.00% | – | |
| ABT | ABBOTT LABSput | $0 | – | 166 | 0.0% | 0.00% | – | |
| AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $170,000 | -4.5% | 170,000 | 0.0% | 0.00% | – | ||
| AQUUW | AQUASITION CORP*w exp 10/25/201 | $77,000 | +11.6% | 297,831 | 0.0% | 0.00% | – | |
| DCIX | DIANA CONTAINERSHIPS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| TRSK | ALPS ETF TRvelosh tail risk | $43,000 | 0.0% | 1,600 | 0.0% | 0.00% | – | |
| AAR CORPnote 2.250% 3/0 | $307,000 | -2.5% | 300,000 | 0.0% | 0.00% | – | ||
| TOPS | TOP SHIPS INC | $3,000 | -25.0% | 2,730 | 0.0% | 0.00% | – | |
| IOO | ISHARESglobal 100 etf | $0 | – | 2 | 0.0% | 0.00% | – | |
| IYC | ISHARESu.s. cnsm sv etf | $36,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| IXG | ISHARESglobal finls etf | $8,000 | 0.0% | 145 | 0.0% | 0.00% | – | |
| IYG | ISHARESu.s. fin svc etf | $101,000 | +1.0% | 1,200 | 0.0% | 0.00% | – | |
| EZA | ISHARESmsci sth afr etf | $0 | – | 2 | 0.0% | 0.00% | – | |
| IJS | ISHARESsp smcp600vl etf | $27,000 | +3.8% | 242 | 0.0% | 0.00% | – | |
| WOOD | ISHARESgl timb fore etf | $62,000 | -1.6% | 1,200 | 0.0% | 0.00% | – | |
| EWD | ISHARESmsci sweden etf | $0 | – | 5 | 0.0% | 0.00% | – | |
| ACWX | ISHARESmsci acwi us etf | $240,000 | -0.4% | 5,175 | 0.0% | 0.00% | – | |
| TUR | ISHARESmsci turkey etf | $7,000 | 0.0% | 161 | 0.0% | 0.00% | – | |
| EWQ | ISHARESmsci france etf | $0 | – | 34 | 0.0% | 0.00% | – | |
| IMCG | ISHARESmrgstr md cp grw | $13,000 | 0.0% | 92 | 0.0% | 0.00% | – | |
| CMF | ISHAREScali amt-fre etf | $226,000 | +4.1% | 2,000 | 0.0% | 0.00% | – | |
| WPS | ISHARESintl devppty etf | $21,000 | -4.5% | 597 | 0.0% | 0.00% | – | |
| IEUS | ISHARESdevsmcp exna etf | $13,000 | 0.0% | 291 | 0.0% | 0.00% | – | |
| REZ | ISHARESresid rl est cap | $5,000 | +25.0% | 100 | 0.0% | 0.00% | – | |
| DSI | ISHARESmsci kld400 soc | $557,000 | +1.6% | 7,934 | 0.0% | 0.00% | – | |
| BKF | ISHARESmsci bric indx | $79,000 | -3.7% | 2,200 | 0.0% | 0.00% | – | |
| MXI | ISHARESglobal mater etf | $35,000 | 0.0% | 575 | 0.0% | 0.00% | – | |
| IAI | ISHARESu.s. br-deal etf | $19,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| IHI | ISHARESu.s. med dvc etf | $9,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| IHF | ISHARESus hlthcr pr etf | $49,000 | +6.5% | 500 | 0.0% | 0.00% | – | |
| IEO | ISHARESus oil&gs ex etf | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| EFV | ISHARESeafe value etf | $44,000 | +2.3% | 765 | 0.0% | 0.00% | – | |
| EUFN | ISHARESmsci euro fl etf | $667,000 | +1.2% | 26,242 | 0.0% | 0.00% | – | |
| IWL | ISHARESrus top 200 etf | $21,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EPU | ISHARESall peru cap etf | $484,000 | -4.0% | 15,000 | 0.0% | 0.00% | – | |
| VVR | INVESCO SR INCOME TR | $42,000 | 0.0% | 8,450 | 0.0% | 0.00% | – | |
| INVN | INVENSENSE INCput | $2,000 | -60.0% | 2,075 | 0.0% | 0.00% | – | |
| INVN | INVENSENSE INCcall | $14,000 | +7.7% | 2,075 | 0.0% | 0.00% | – | |
| GOVT | ISHARES TRu.s. trs bd etf | $6,000 | 0.0% | 253 | 0.0% | 0.00% | – | |
| QLTA | ISHARES TRa rate cp bd etf | $257,000 | +2.0% | 5,062 | 0.0% | 0.00% | – | |
| IGT | INTERNATIONAL GAME TECHNOLOGcall | $0 | – | 1,150 | 0.0% | 0.00% | – | |
| INTERMUNE INCnote 2.500%12/1 | $381,000 | +91.5% | 145,000 | 0.0% | 0.00% | – | ||
| JAMES RIVER COAL COnote 10.000% 6/0 | $55,000 | -60.4% | 440,000 | 0.0% | 0.00% | – | ||
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $60,000 | +1.7% | 30,000 | 0.0% | 0.00% | – | ||
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $400,000 | +1.5% | 220,000 | 0.0% | 0.00% | – | ||
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $672,000 | +1.4% | 350,000 | 0.0% | 0.00% | – | ||
| INTEGRA LIFESCIENCES HLDGS Cnote 1.625%12/1 | $143,000 | -0.7% | 135,000 | 0.0% | 0.00% | – | ||
| KIO | KKR INCOME OPPORTUNITIES FD | $105,000 | 0.0% | 5,885 | 0.0% | 0.00% | – | |
| KYE | KAYNE ANDERSON ENRGY TTL RT | $133,000 | -0.7% | 4,900 | 0.0% | 0.00% | – | |
| ROOF | INDEXIQ ETF TRus rl est smcp | $63,000 | +5.0% | 2,500 | 0.0% | 0.00% | – | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $32,000 | +3.2% | 2,000 | 0.0% | 0.00% | – | |
| ICONIX BRAND GROUP INCnote 2.500% 6/0 | $580,000 | -1.0% | 427,000 | 0.0% | 0.00% | – | ||
| KOHLBERG CAPITAL CORPnote 8.750% 3/1 | $433,000 | +3.6% | 375,000 | 0.0% | 0.00% | – | ||
| ISTAR FINL INCnote 3.000%11/1 | $493,000 | +3.4% | 350,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Deutsche Bank Trust Co Americas #1
- BT ALEX BROWN INC / #2
- DWS Investment GmbH #4
- DEUTSCHE ASSET MANAGEMENT LTD #5
- Deutsche Asset Management Investmentgesellshaft #6
- DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC #10
- RREEF AMERICA LLC #11
- Deutsche Asset Management Schwiez #15
- DEUTSCHE BANK NATIONAL TRUST CO #20
- Deutsche Bank Trust CO Delaware #21
- Deutsche Bank Trust Company, National Association #23
- Oppenheim Kapitalanagegessellschaft mbH #27
- SAL Oppenheim Jr. & Cie.AG & Co.KGaA #28
- Frankfurt-Trust Invest Luxembourg AG #29
- Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung #30
- Abbey Life Assurance Co Ltd. #31
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 41 | Q3 2023 | 5.2% |
| AMAZON COM INC | 41 | Q3 2023 | 2.5% |
| JOHNSON & JOHNSON | 41 | Q3 2023 | 1.7% |
| PFIZER INC | 41 | Q3 2023 | 1.3% |
| MERCK & CO INC NEW | 41 | Q3 2023 | 1.6% |
| JPMORGAN CHASE & CO | 41 | Q3 2023 | 1.3% |
| VISA INC | 41 | Q3 2023 | 1.5% |
| CISCO SYS INC | 41 | Q3 2023 | 1.3% |
| META PLATFORMS INC | 41 | Q3 2023 | 1.5% |
View DEUTSCHE BANK AG\'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDSold out | April 26, 2023 | 0 | 0.0% |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND | April 05, 2023 | 1,000 | 28.0% |
| NAM TAI PROPERTY INC.Sold out | April 06, 2022 | 0 | 0.0% |
| INDEPENDENCE REALTY TRUST, INC. | February 17, 2022 | 5,940,146 | 2.7% |
| NAM TAI PROPERTY INC. | February 17, 2022 | 8,784,748 | - |
| ESSENTIAL PROPERTIES REALTY TRUST, INC. | February 11, 2022 | 4,750,288 | 3.9% |
| CarLotz, Inc. | February 16, 2021 | 425,000 | 1.4% |
| Lordstown Motors Corp.Sold out | February 16, 2021 | 0 | 0.0% |
| Luminar Technologies, Inc./DESold out | February 16, 2021 | 0 | 0.0% |
| PAE Inc | February 16, 2021 | 150,000 | 0.2% |
View DEUTSCHE BANK AG\'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
| 13F-HR/A | 2023-11-24 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-26 |
View DEUTSCHE BANK AG\'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.