$1.71 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 598 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $96,580,000 | +18.8% | 202,472 | +7.3% | 5.66% | +15.5% |
| AVGOP | New | BROADCOM INC8% mcnv pfd sr a | $48,315,000 | – | 23,309 | +100.0% | 2.83% | – |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $46,287,000 | +20.8% | 22,081,000 | +4.7% | 2.71% | +17.3% | |
| DHRPRB | New | DANAHER CORPORATION5% conv pfd b | $38,430,000 | – | 21,993 | +100.0% | 2.25% | – |
| Buy | DEXCOM INCnote 0.250%11/1 | $35,767,000 | +30.6% | 30,136,000 | +30.4% | 2.10% | +26.9% | |
| KKRPRC | New | KKR & CO INC6% mconv pfd c | $28,752,000 | – | 309,107 | +100.0% | 1.69% | – |
| Buy | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $27,640,000 | +37.8% | 15,315,000 | +10.1% | 1.62% | +33.9% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $25,747,000 | +25.0% | 225,706 | +25.9% | 1.51% | +21.6% |
| NEEPRP | Buy | NEXTERA ENERGY INCunit 99/99/9999 | $24,982,000 | +28.5% | 435,680 | +14.3% | 1.46% | +24.9% |
| Buy | ETSY INCnote 0.125% 9/0 | $24,930,000 | +24.8% | 18,584,000 | +22.3% | 1.46% | +21.3% | |
| New | BLOCK INCnote 0.250%11/0 | $22,722,000 | – | 21,421,000 | +100.0% | 1.33% | – | |
| Buy | MICROCHIP TECHNOLOGY INC.note 0.125%11/1 | $22,456,000 | +12306.6% | 18,145,000 | +11240.6% | 1.32% | +11872.7% | |
| Buy | ROYAL CARIBBEAN GROUPnote 4.250% 6/1 | $21,952,000 | +1.1% | 17,248,000 | +11.6% | 1.29% | -1.8% | |
| AVTRPRA | New | AVANTOR INC6.25 pfd cnv sr | $21,917,000 | – | 169,975 | +100.0% | 1.28% | – |
| APTVPRA | New | APTIV PLC5.5% cnv pfd a | $18,363,000 | – | 99,960 | +100.0% | 1.08% | – |
| Buy | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $15,973,000 | +12.5% | 14,506,000 | +14.1% | 0.94% | +9.5% | |
| Buy | SHOPIFY INCnote 0.125%11/0 | $15,670,000 | +43.1% | 12,563,000 | +40.4% | 0.92% | +39.0% | |
| Buy | SPLUNK INCnote 0.500% 9/1 | $14,986,000 | -1.1% | 14,051,000 | +8.4% | 0.88% | -3.8% | |
| New | DISH NETWORK CORPORATIONnote 12/1 | $14,471,000 | – | 14,405,000 | +100.0% | 0.85% | – | |
| Buy | SUMMIT HOTEL PPTYSnote 1.500% 2/1 | $13,394,000 | +59.9% | 12,842,000 | +61.0% | 0.78% | +55.4% | |
| Buy | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $12,923,000 | +60.6% | 8,586,000 | +45.3% | 0.76% | +56.0% | |
| BSXPRA | New | BOSTON SCIENTIFIC CORP5.50% cnv pfd a | $11,691,000 | – | 102,790 | +100.0% | 0.69% | – |
| Buy | MONGODB INCnote 0.250% 1/1 | $11,679,000 | +46.7% | 4,571,000 | +30.9% | 0.68% | +42.7% | |
| Buy | TWITTER INCnote 0.250% 6/1 | $11,072,000 | +7.8% | 10,162,000 | +24.6% | 0.65% | +4.7% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $10,985,000 | +43.9% | 8,393,000 | +33.5% | 0.64% | +39.7% | |
| Buy | CENTENNIAL RESOURCE DEV INCnote 3.250% 4/0 | $10,749,000 | +20.2% | 8,573,000 | +25.6% | 0.63% | +16.7% | |
| Buy | COUPA SOFTWARE INCnote 0.375% 6/1 | $10,664,000 | +2.4% | 11,286,000 | +17.0% | 0.62% | -0.5% | |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $10,496,000 | +8.2% | 516,440 | +9.4% | 0.62% | +5.1% |
| New | UBER TECHNOLOGIES INCnote 12/1 | $10,380,000 | – | 10,571,000 | +100.0% | 0.61% | – | |
| New | VAIL RESORTS INCnote 1/0 | $10,120,000 | – | 9,496,000 | +100.0% | 0.59% | – | |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $9,351,000 | – | 8,944,000 | +100.0% | 0.55% | – | |
| FTSL | Buy | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $8,933,000 | +10.9% | 186,439 | +10.8% | 0.52% | +7.8% |
| Buy | EQT CORPnote 1.750% 5/0 | $8,753,000 | +8.2% | 5,253,000 | +2.4% | 0.51% | +5.1% | |
| Buy | LUMENTUM HLDGS INCnote 0.500%12/1 | $8,316,000 | +120.3% | 6,687,000 | +94.6% | 0.49% | +114.0% | |
| IYW | Buy | ISHARES TRu.s. tech etf | $8,153,000 | +19.0% | 71,001 | +4.9% | 0.48% | +15.7% |
| ANGL | Buy | VANECK ETF TRUSTfallen angel hg | $7,431,000 | +121.8% | 225,306 | +122.1% | 0.44% | +115.8% |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $7,122,000 | +1.3% | 142,504 | +2.5% | 0.42% | -1.4% |
| New | GUARDANT HEALTH INCnote 11/1 | $6,772,000 | – | 6,702,000 | +100.0% | 0.40% | – | |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $6,208,000 | +22.1% | 4,653,000 | +5.9% | 0.36% | +18.6% | |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $5,949,000 | +22.2% | 5,029,000 | +23.9% | 0.35% | +18.7% | |
| New | NOVOCURE LTDnote 11/0 | $5,354,000 | – | 5,859,000 | +100.0% | 0.31% | – | |
| New | LCI INDSnote 1.125% 5/1 | $5,316,000 | – | 4,842,000 | +100.0% | 0.31% | – | |
| IWM | Buy | ISHARES TRrussell 2000 etf | $5,311,000 | +70.1% | 23,869 | +67.3% | 0.31% | +65.4% |
| Buy | PAR TECHNOLOGY CORPnote 1.500%10/1 | $5,229,000 | -1.0% | 5,217,000 | +5.8% | 0.31% | -3.8% | |
| Buy | APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $5,063,000 | +26.3% | 5,000,000 | +25.0% | 0.30% | +22.7% | |
| New | CINEMARK HLDGS INCnote 4.500% 8/1 | $4,962,000 | – | 3,472,000 | +100.0% | 0.29% | – | |
| FIW | Buy | FIRST TR EXCHANGE TRADED FDwtr etf | $4,371,000 | +16.9% | 46,111 | +5.0% | 0.26% | +13.3% |
| New | LIVENT CORPnote 4.125% 7/1 | $4,158,000 | – | 1,420,000 | +100.0% | 0.24% | – | |
| DHRPRA | New | DANAHER CORPORATION4.75 mnd cv pfd | $4,069,000 | – | 1,854 | +100.0% | 0.24% | – |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $3,424,000 | – | 2,297 | +100.0% | 0.20% | – |
| BACPRL | New | BK OF AMERICA CORP7.25%cnv pfd l | $3,434,000 | – | 2,373 | +100.0% | 0.20% | – |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $3,292,000 | +9.4% | 84,335 | +5.2% | 0.19% | +6.6% |
| EUFN | Buy | ISHARES TRmsci euro fl etf | $3,168,000 | +6.6% | 157,991 | +4.3% | 0.19% | +3.9% |
| DTP | Buy | DTE ENERGY COunit 11/01/2022s | $3,121,000 | +16.8% | 60,735 | +13.5% | 0.18% | +13.7% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $2,959,000 | +3.1% | 27,140 | +4.2% | 0.17% | +0.6% |
| New | BILL COM HLDGS INCnote 12/0 | $2,518,000 | – | 1,473,000 | +100.0% | 0.15% | – | |
| New | RINGCENTRAL INCnote 3/0 | $2,102,000 | – | 2,237,000 | +100.0% | 0.12% | – | |
| New | NOVA LTDnote 10/1 | $1,978,000 | – | 994,000 | +100.0% | 0.12% | – | |
| Buy | KAMAN CORPnote 3.250% 5/0 | $1,875,000 | +15.5% | 1,817,000 | +13.6% | 0.11% | +12.2% | |
| New | LIVEPERSON INCnote 12/1 | $1,687,000 | – | 2,000,000 | +100.0% | 0.10% | – | |
| RCA | New | READY CAPITAL CORP7% cn sr nt 2023 | $1,654,000 | – | 61,500 | +100.0% | 0.10% | – |
| Buy | 2U INCnote 2.250% 5/0 | $1,587,000 | -8.6% | 1,500,000 | +20.0% | 0.09% | -11.4% | |
| New | TELADOC HEALTH INCnote 1.250% 6/0 | $1,548,000 | – | 1,700,000 | +100.0% | 0.09% | – | |
| New | ZOGENIX INCnote 2.750%10/0 | $1,478,000 | – | 1,500,000 | +100.0% | 0.09% | – | |
| NIMC | New | NISOURCE INCunit 12/01/2023 | $1,474,000 | – | 13,170 | +100.0% | 0.09% | – |
| CLVTPRA | New | CLARIVATE PLC5.25% pfd conv a | $1,354,000 | – | 15,000 | +100.0% | 0.08% | – |
| ASHR | Buy | DBX ETF TRxtrack hrvst csi | $1,326,000 | +6.7% | 33,901 | +4.0% | 0.08% | +4.0% |
| IEMG | Buy | ISHARES INCcore msci emkt | $1,233,000 | +1.0% | 20,582 | +4.0% | 0.07% | -2.7% |
| Buy | SPLUNK INCnote 1.125% 9/1 | $1,184,000 | -0.3% | 1,075,000 | +10.5% | 0.07% | -4.2% | |
| TSLA | Buy | TESLA INC | $1,067,000 | +57.6% | 1,011 | +16.3% | 0.06% | +53.7% |
| Buy | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $547,000 | +9.6% | 386,000 | +0.8% | 0.03% | +6.7% | |
| MDIV | Buy | FIRST TR EXCHANGE-TRADED FDmulti asset di | $529,000 | +2.7% | 31,823 | +1.0% | 0.03% | 0.0% |
| New | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $431,000 | – | 270,000 | +100.0% | 0.02% | – | |
| New | NICE LTDnote 9/1 | $407,000 | – | 334,000 | +100.0% | 0.02% | – | |
| New | SOLAREDGE TECHNOLOGIES INCnote 9/1 | $393,000 | – | 309,000 | +100.0% | 0.02% | – | |
| New | CYBERARK SOFTWARE LTDnote 11/1 | $400,000 | – | 316,000 | +100.0% | 0.02% | – | |
| JCOM | Buy | ZIFF DAVIS INC | $367,000 | +68.3% | 3,307 | +108.1% | 0.02% | +69.2% |
| New | CARNIVAL CORPnote 5.750% 4/0 | $290,000 | – | 138,000 | +100.0% | 0.02% | – | |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $276,000 | +31.4% | 1,014 | +12.4% | 0.02% | +23.1% |
| SNAP | New | SNAP INCcl a | $250,000 | – | 5,308 | +100.0% | 0.02% | – |
| RNG | New | RINGCENTRAL INCcl a | $248,000 | – | 1,317 | +100.0% | 0.02% | – |
| EXPE | New | EXPEDIA GROUP INC | $252,000 | – | 1,385 | +100.0% | 0.02% | – |
| AVTR | New | AVANTOR INC | $253,000 | – | 6,035 | +100.0% | 0.02% | – |
| LRCX | New | LAM RESEARCH CORP | $236,000 | – | 327 | +100.0% | 0.01% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $244,000 | – | 1,699 | +100.0% | 0.01% | – |
| CSX | New | CSX CORP | $225,000 | – | 5,955 | +100.0% | 0.01% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $223,000 | – | 906 | +100.0% | 0.01% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $201,000 | – | 521 | +100.0% | 0.01% | – |
| SBUX | New | STARBUCKS CORP | $208,000 | – | 1,775 | +100.0% | 0.01% | – |
| ELY | New | CALLAWAY GOLF CO | $203,000 | – | 7,413 | +100.0% | 0.01% | – |
| New | LIVE NATION ENTERTAINMENT INnote 2.000% 2/1 | $114,000 | – | 87,000 | +100.0% | 0.01% | – | |
| New | ROYAL CARIBBEAN GROUPnote 2.875%11/1 | $33,000 | – | 28,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.