$1.4 Billion is the total value of SSI INVESTMENT MANAGEMENT LLC's 487 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 61.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TESLA INCnote 2.000% 5/1 | $104,926,000 | +76.0% | 9,229,000 | +7.0% | 7.49% | +45.7% | |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $59,825,000 | +21.7% | 41,187,000 | +9.4% | 4.27% | +0.7% | |
| Buy | ZILLOW GROUP INCnote 2.750% 5/1 | $33,217,000 | +88.6% | 15,980,000 | +56.8% | 2.37% | +56.1% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $29,823,000 | +57.2% | 21,144,000 | +25.6% | 2.13% | +30.1% | |
| Buy | SNAP INCnote 0.750% 8/0 | $28,028,000 | +108.4% | 12,378,000 | +27.5% | 2.00% | +72.4% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $27,811,000 | +10.1% | 235,323 | +10.0% | 1.98% | -8.9% |
| Buy | ILLUMINA INCnote 8/1 | $27,582,000 | +29.1% | 24,472,000 | +21.2% | 1.97% | +6.8% | |
| New | LUMENTUM HLDGS INCnote 0.500%12/1 | $26,075,000 | – | 21,384,000 | +100.0% | 1.86% | – | |
| Buy | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $25,414,000 | +34.9% | 12,566,000 | +2.8% | 1.81% | +11.6% | |
| SWT | Buy | STANLEY BLACK & DECKER INCunit 11/15/2022 | $22,336,000 | +15.5% | 203,592 | +6.2% | 1.59% | -4.4% |
| New | PINDUODUO INCnote 12/0 | $20,454,000 | – | 16,584,000 | +100.0% | 1.46% | – | |
| Buy | EXACT SCIENCES CORPnote 0.375% 3/1 | $20,096,000 | +57.6% | 14,522,000 | +33.3% | 1.43% | +30.4% | |
| New | INSULET CORPnote 0.375% 9/0 | $19,790,000 | – | 15,013,000 | +100.0% | 1.41% | – | |
| Buy | MERCADOLIBRE INCnote 2.000% 8/1 | $18,392,000 | +114.4% | 4,851,000 | +42.5% | 1.31% | +77.4% | |
| Buy | TWILIO INCnote 0.250% 6/0 | $18,107,000 | +56.7% | 3,798,000 | +14.3% | 1.29% | +29.7% | |
| Buy | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $17,875,000 | +52.1% | 10,579,000 | +18.9% | 1.28% | +25.8% | |
| Buy | WELLPOINT INCnote 2.750%10/1 | $16,277,000 | +48.4% | 3,635,000 | +24.1% | 1.16% | +22.8% | |
| Buy | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $15,098,000 | +480.2% | 8,111,000 | +352.9% | 1.08% | +380.8% | |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $12,155,000 | +73.7% | 10,753,000 | +47.1% | 0.87% | +43.8% | |
| Buy | CONMED CORPnote 2.625% 2/0 | $11,673,000 | +90.7% | 8,349,000 | +52.7% | 0.83% | +57.8% | |
| Buy | II-VI INCnote 0.250% 9/0 | $11,434,000 | +61.9% | 6,848,000 | +9.2% | 0.82% | +34.0% | |
| Buy | MERITOR INCnote 3.250%10/1 | $10,844,000 | +25.7% | 9,450,000 | +13.6% | 0.77% | +4.0% | |
| Buy | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $10,485,000 | +46.0% | 8,121,000 | +26.0% | 0.75% | +20.8% | |
| CFXA | Buy | COLFAX CORPunit 01/15/2022t | $9,948,000 | +57.8% | 62,168 | +32.3% | 0.71% | +30.5% |
| Buy | SPLUNK INCnote 0.500% 9/1 | $9,525,000 | -5.3% | 7,299,000 | +0.8% | 0.68% | -21.7% | |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $9,447,000 | +21.4% | 8,975,000 | +19.6% | 0.67% | +0.4% | |
| Buy | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $8,906,000 | +89.0% | 4,586,000 | +0.5% | 0.64% | +56.7% | |
| New | SHOPIFY INCnote 0.125%11/0 | $8,862,000 | – | 7,527,000 | +100.0% | 0.63% | – | |
| Buy | PROSPECT CAP CORPnote 6.375% 3/0 | $8,774,000 | +197.6% | 8,545,000 | +195.7% | 0.63% | +146.5% | |
| NEEPRP | Buy | NEXTERA ENERGY INCunit 99/99/9999 | $8,773,000 | +156.3% | 172,485 | +135.3% | 0.63% | +112.2% |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $8,326,000 | +58.6% | 161,790 | +59.2% | 0.59% | +31.1% |
| Buy | LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $8,028,000 | +11.6% | 6,300,000 | +3.8% | 0.57% | -7.6% | |
| Buy | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $7,706,000 | +21.9% | 6,097,000 | +5.0% | 0.55% | +0.9% | |
| Buy | SPIRIT AIRLS INCnote 4.750% 5/1 | $7,588,000 | +80.2% | 3,524,000 | +21.6% | 0.54% | +49.3% | |
| New | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $6,492,000 | – | 6,130,000 | +100.0% | 0.46% | – | |
| Buy | GUESS INCnote 2.000% 4/1 | $6,249,000 | +1025.9% | 5,620,000 | +706.3% | 0.45% | +829.2% | |
| Buy | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $5,931,000 | +724.9% | 787,000 | +411.0% | 0.42% | +582.3% | |
| Buy | INVITAE CORPnote 2.000% 9/0 | $5,812,000 | +40.0% | 3,631,000 | +44.3% | 0.42% | +15.9% | |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 8/1 | $5,536,000 | +30.3% | 4,112,000 | +0.3% | 0.40% | +7.6% | |
| CHNGU | Buy | CHANGE HEALTHCARE INCunit 99/99/9999 | $5,477,000 | +1213.4% | 84,305 | +968.5% | 0.39% | +986.1% |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $5,442,000 | +25.8% | 269,420 | +19.4% | 0.39% | +4.0% |
| New | WINNEBAGO INDS INCnote 1.500% 4/0 | $4,965,000 | – | 4,192,000 | +100.0% | 0.35% | – | |
| NEEPRO | Buy | NEXTERA ENERGY INCunit 09/01/2022s | $4,607,000 | +24.2% | 78,350 | +14.4% | 0.33% | +2.8% |
| Buy | REDWOOD TR INCnote 4.750% 8/1 | $4,510,000 | +121.5% | 4,781,000 | +114.3% | 0.32% | +83.0% | |
| New | ARBOR REALTY TRUST INCnote 4.750%11/0 | $4,436,000 | – | 4,432,000 | +100.0% | 0.32% | – | |
| Buy | MFA FINL INCnote 6.250% 6/1 | $4,368,000 | +30.5% | 4,391,000 | +22.4% | 0.31% | +8.0% | |
| ELAT | New | ELANCO ANIMAL HEALTH INCunit 02/01/2023t | $4,329,000 | – | 91,050 | +100.0% | 0.31% | – |
| ANGL | New | VANECK VECTORS ETF TRfallen angel hg | $4,241,000 | – | 132,105 | +100.0% | 0.30% | – |
| Buy | TWITTER INCnote 0.250% 6/1 | $4,135,000 | +548.1% | 3,421,000 | +496.0% | 0.30% | +436.4% | |
| New | PENNYMAC CORPnote 5.500%11/0 | $3,927,000 | – | 3,997,000 | +100.0% | 0.28% | – | |
| REM | Buy | ISHARES TRmortge rel etf | $3,921,000 | +24.3% | 123,210 | +0.7% | 0.28% | +2.9% |
| Buy | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $3,853,000 | +34.3% | 4,150,000 | +31.7% | 0.28% | +11.3% | |
| IWD | Buy | ISHARES TRrus 1000 val etf | $3,846,000 | +16.7% | 28,115 | +0.8% | 0.27% | -3.5% |
| Buy | WORKIVA INCnote 1.125% 8/1 | $3,722,000 | +109.9% | 2,784,000 | +56.1% | 0.27% | +73.9% | |
| ACWX | Buy | ISHARES TRmsci acwi ex us | $3,400,000 | +20.6% | 64,125 | +4.5% | 0.24% | 0.0% |
| Buy | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $3,388,000 | +66.9% | 3,600,000 | +60.0% | 0.24% | +38.3% | |
| Buy | WAYFAIR INCnote 1.000% 8/1 | $3,327,000 | -14.4% | 1,986,000 | +5.9% | 0.24% | -29.3% | |
| Buy | OSI SYSTEMS INCnote 1.250% 9/0 | $3,281,000 | +58.0% | 3,075,000 | +48.2% | 0.23% | +30.7% | |
| Buy | CHENIERE ENERGY INCnote 4.250% 3/1 | $3,282,000 | +43.4% | 4,200,000 | +31.2% | 0.23% | +18.8% | |
| New | PURE STORAGE INCnote 0.125% 4/1 | $3,283,000 | – | 2,989,000 | +100.0% | 0.23% | – | |
| Buy | PRA GROUP INCnote 3.500% 6/0 | $3,255,000 | +70.1% | 3,000,000 | +71.4% | 0.23% | +40.6% | |
| FDN | New | FIRST TR EXCHANGE-TRADED FDdj internt idx | $3,216,000 | – | 15,154 | +100.0% | 0.23% | – |
| Buy | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $3,188,000 | +37.4% | 3,000,000 | +30.7% | 0.23% | +14.0% | |
| Buy | NRG ENERGY INCdbcv 2.750% 6/0 | $3,124,000 | +54.7% | 2,750,000 | +41.0% | 0.22% | +28.2% | |
| Buy | MOMO INCnote 1.250% 7/0 | $3,089,000 | +51.8% | 3,700,000 | +42.3% | 0.22% | +25.0% | |
| Buy | ENVESTNET INCnote 1.750% 6/0 | $3,055,000 | +18.1% | 2,313,000 | +14.6% | 0.22% | -2.2% | |
| New | GRANITE CONSTR INCnote 2.750%11/0 | $3,021,000 | – | 2,808,000 | +100.0% | 0.22% | – | |
| Buy | NEW RELIC INCnote 0.500% 5/0 | $2,939,000 | +53.8% | 3,000,000 | +50.0% | 0.21% | +27.3% | |
| New | 8X8 INC NEWnote 0.500% 2/0 | $2,902,000 | – | 2,000,000 | +100.0% | 0.21% | – | |
| NYCBPRU | Buy | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $2,804,000 | +18.4% | 61,158 | +11.0% | 0.20% | -2.0% |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $2,776,000 | +23.1% | 2,210,000 | +20.0% | 0.20% | +2.1% | |
| IEMG | New | ISHARES INCcore msci emkt | $2,709,000 | – | 43,649 | +100.0% | 0.19% | – |
| IYW | Buy | ISHARES TRu.s. tech etf | $2,671,000 | -29.7% | 31,424 | +148.9% | 0.19% | -41.8% |
| Buy | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $2,638,000 | +30.3% | 2,650,000 | +23.3% | 0.19% | +7.4% | |
| Buy | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $2,581,000 | +30.6% | 2,316,000 | +35.0% | 0.18% | +7.6% | |
| Buy | APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $2,516,000 | +132.3% | 1,500,000 | +50.0% | 0.18% | +93.5% | |
| New | EVERBRIDGE INCnote 0.125%12/1 | $2,511,000 | – | 1,700,000 | +100.0% | 0.18% | – | |
| New | CHEFS WHSE INCnote 1.875%12/0 | $2,407,000 | – | 2,500,000 | +100.0% | 0.17% | – | |
| New | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $2,386,000 | – | 1,903,000 | +100.0% | 0.17% | – | |
| DCUE | Buy | DOMINION ENERGY INCunit 99/99/9999 | $2,378,000 | +3.6% | 23,950 | +6.1% | 0.17% | -14.1% |
| Buy | NEW YORK MTG TR INCnote 6.250% 1/1 | $2,377,000 | +4.3% | 2,413,000 | +1.7% | 0.17% | -13.3% | |
| New | IONIS PHARMACEUTICALS INCnote 0.125%12/1 | $2,296,000 | – | 2,250,000 | +100.0% | 0.16% | – | |
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $2,206,000 | +123.3% | 2,500,000 | +100.0% | 0.16% | +84.7% | |
| Buy | GRANITE PT MTG TR INCnote 6.375%10/0 | $2,114,000 | +50.9% | 2,316,000 | +52.0% | 0.15% | +24.8% | |
| Buy | ISTAR INCnote 3.125% 9/1 | $2,059,000 | +54.8% | 1,750,000 | +40.0% | 0.15% | +27.8% | |
| Buy | WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $2,015,000 | +30.4% | 2,297,000 | +27.8% | 0.14% | +8.3% | |
| Buy | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $1,973,000 | +44.9% | 1,750,000 | +40.0% | 0.14% | +20.5% | |
| SOLN | Buy | SOUTHERN COunit 08/01/2022 | $1,914,000 | +229.4% | 36,870 | +195.2% | 0.14% | +174.0% |
| AEPPL | Buy | AMERICAN ELEC PWR CO INCunit 08/01/2021 | $1,790,000 | +23.5% | 36,110 | +20.8% | 0.13% | +2.4% |
| Buy | THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $1,648,000 | +57.0% | 1,750,000 | +45.8% | 0.12% | +29.7% | |
| DTP | Buy | DTE ENERGY COunit 11/01/2022s | $1,572,000 | +79.5% | 33,200 | +71.1% | 0.11% | +47.4% |
| Buy | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $1,563,000 | +40.6% | 1,500,000 | +30.4% | 0.11% | +16.7% | |
| Buy | SHIP FIN INTL LTDnote 4.875% 5/0 | $1,542,000 | +42.1% | 1,750,000 | +40.0% | 0.11% | +17.0% | |
| New | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $1,122,000 | – | 825,000 | +100.0% | 0.08% | – | |
| New | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $1,107,000 | – | 750,000 | +100.0% | 0.08% | – | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $943,000 | +21.1% | 4,072 | +11.5% | 0.07% | 0.0% |
| New | ETSY INCnote 0.125%10/0 | $905,000 | – | 426,000 | +100.0% | 0.06% | – | |
| New | MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $724,000 | – | 640,000 | +100.0% | 0.05% | – | |
| New | SSR MNG INCnote 2.500% 4/0 | $531,000 | – | 385,000 | +100.0% | 0.04% | – | |
| TSLA | New | TESLA INC | $427,000 | – | 607 | +100.0% | 0.03% | – |
| BA | New | BOEING CO | $365,000 | – | 1,714 | +100.0% | 0.03% | – |
| NFLX | New | NETFLIX INC | $341,000 | – | 629 | +100.0% | 0.02% | – |
| ETSY | New | ETSY INC | $284,000 | – | 1,592 | +100.0% | 0.02% | – |
| EMB | New | ISHARES TRjpmorgan usd emg | $251,000 | – | 2,170 | +100.0% | 0.02% | – |
| GM | New | GENERAL MTRS CO | $240,000 | – | 5,787 | +100.0% | 0.02% | – |
| IPHI | New | INPHI CORP | $244,000 | – | 1,530 | +100.0% | 0.02% | – |
| LIN | New | LINDE PLC | $231,000 | – | 869 | +100.0% | 0.02% | – |
| FWONK | New | LIBERTY MEDIA CORP DEL | $227,000 | – | 5,301 | +100.0% | 0.02% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $224,000 | – | 1,329 | +100.0% | 0.02% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDG L | $220,000 | – | 8,575 | +100.0% | 0.02% | – |
| TPX | New | TEMPUR SEALY INTL INC | $219,000 | – | 8,113 | +100.0% | 0.02% | – |
| PH | New | PARKER-HANNIFIN CORP | $223,000 | – | 818 | +100.0% | 0.02% | – |
| CE | New | CELANESE CORP DEL | $209,000 | – | 1,608 | +100.0% | 0.02% | – |
| IYR | New | ISHARES TRu.s. real es etf | $212,000 | – | 2,477 | +100.0% | 0.02% | – |
| CONXU | New | CONX CORPunit 10/30/2027 | $209,000 | – | 20,000 | +100.0% | 0.02% | – |
| CTACU | New | CERBERUS TELECOM ACQUISITIONunit 99/99/9999 | $214,000 | – | 20,000 | +100.0% | 0.02% | – |
| FPACU | New | FAR PEAK ACQUISITION CORPunit 99/99/9999 | $208,000 | – | 20,000 | +100.0% | 0.02% | – |
| SSPK | New | SILVER SPIKE ACQUISITION COR | $205,000 | – | 15,840 | +100.0% | 0.02% | – |
| IYM | New | ISHARES TRu.s. bas mtl etf | $200,000 | – | 1,762 | +100.0% | 0.01% | – |
| ACACU | New | ACIES ACQUISITION CORPunit 11/30/2027 | $107,000 | – | 10,000 | +100.0% | 0.01% | – |
| EMPWU | New | EMPOWER LTDunit 99/99/9999 | $104,000 | – | 10,000 | +100.0% | 0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 2.4% |
| APPLE INC | 42 | Q3 2023 | 0.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 0.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
| AMAZON COM INC | 42 | Q3 2023 | 0.2% |
| KIMBERLY-CLARK CORP | 42 | Q3 2023 | 0.4% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 0.2% |
| PFIZER INC | 42 | Q3 2023 | 0.3% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
View SSI INVESTMENT MANAGEMENT LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View SSI INVESTMENT MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.