$6.87 Billion is the total value of Ariel Investments's 173 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 30.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FAF | Buy | First American Financial Corp. | $239,595,000 | +25.7% | 9,839,625 | +13.7% | 3.49% | +11.9% |
| JLL | Buy | Jones Lang LaSalle Inc. | $210,532,000 | +23.9% | 2,411,588 | +29.3% | 3.06% | +10.3% |
| ISCA | Buy | International Speedway Corp. | $182,027,000 | +8.3% | 5,644,235 | +5.7% | 2.65% | -3.6% |
| JNS | Buy | Janus Capital Group Inc. | $165,610,000 | +3.7% | 19,460,642 | +3.7% | 2.41% | -7.6% |
| BRSWQ | Buy | Bristow Group Inc. | $165,117,000 | +51.7% | 2,269,335 | +36.2% | 2.40% | +35.1% |
| KKR | Buy | KKR & Co. L.P. | $151,638,000 | +7.7% | 7,368,225 | +2.9% | 2.21% | -4.1% |
| BIO | Buy | Bio-Rad Laboratories, Inc. | $128,918,000 | +13.5% | 1,096,613 | +8.3% | 1.88% | +1.1% |
| CRL | Buy | Charles River Laboratories Intl Inc. | $127,211,000 | +13.4% | 2,749,905 | +0.6% | 1.85% | +1.0% |
| FICO | Buy | Fair Isaac Corp. | $113,962,000 | +21.0% | 2,061,534 | +0.3% | 1.66% | +7.7% |
| CBRE | Buy | CBRE Group, Inc. | $113,112,000 | +25.7% | 4,890,268 | +26.9% | 1.65% | +11.9% |
| MCF | Buy | Contango Oil & Gas Co. | $111,061,000 | +12.3% | 3,022,068 | +3.1% | 1.62% | 0.0% |
| ITW | Buy | Illinois Tool Works Inc. | $90,539,000 | +25.4% | 1,187,080 | +13.7% | 1.32% | +11.7% |
| AFL | Buy | AFLAC Inc. | $88,659,000 | +9.0% | 1,430,215 | +2.2% | 1.29% | -2.9% |
| SSD | Buy | Simpson Manufacturing Co., Inc. | $84,201,000 | +12.3% | 2,585,223 | +1.5% | 1.23% | +0.1% |
| SWK | Buy | Stanley Black & Decker, Inc. | $81,283,000 | +18.8% | 897,458 | +1.4% | 1.18% | +5.8% |
| RCL | Buy | Royal Caribbean Cruises Ltd.fs | $80,981,000 | +33.5% | 2,115,491 | +16.3% | 1.18% | +19.0% |
| BRC | Buy | Brady Corp. | $77,575,000 | +0.0% | 2,543,427 | +0.8% | 1.13% | -11.0% |
| ZBH | Buy | Zimmer Holdings, Inc. | $74,799,000 | +13.3% | 910,624 | +3.4% | 1.09% | +0.9% |
| BEN | Buy | Franklin Resources, Inc. | $73,429,000 | +31.1% | 1,452,595 | +252.8% | 1.07% | +16.7% |
| JWN | Buy | Nordstrom, Inc. | $68,535,000 | +23.8% | 1,219,488 | +32.0% | 1.00% | +10.3% |
| OMC | Buy | Omnicom Group Inc. | $61,969,000 | +35.8% | 976,808 | +34.6% | 0.90% | +20.9% |
| COH | Buy | Coach, Inc. | $60,536,000 | +14.2% | 1,110,148 | +19.5% | 0.88% | +1.6% |
| MTSC | Buy | MTS Systems Corp. | $52,022,000 | +32.9% | 808,429 | +16.9% | 0.76% | +18.3% |
| SLCA | New | U.S. Silica Holdings Inc. | $51,898,000 | – | 2,084,240 | +100.0% | 0.76% | – |
| TISI | Buy | Team, Inc. | $45,460,000 | +7.6% | 1,143,636 | +2.5% | 0.66% | -4.2% |
| MIND | Buy | Mitcham Industries, Inc. | $43,963,000 | -6.1% | 2,875,262 | +3.1% | 0.64% | -16.3% |
| APOL | Buy | Apollo Group, Inc. | $37,901,000 | +18.3% | 1,821,287 | +0.8% | 0.55% | +5.3% |
| RST | Buy | Rosetta Stone Inc. | $36,793,000 | +162.3% | 2,266,993 | +138.2% | 0.54% | +134.1% |
| SMA | Buy | Symmetry Medical Inc. | $32,980,000 | -2.8% | 4,041,726 | +0.3% | 0.48% | -13.5% |
| BCO | Buy | Brink's Co. | $31,266,000 | +18.1% | 1,104,796 | +6.5% | 0.46% | +5.1% |
| CCL | Buy | Carnival Corp.fs | $25,492,000 | -2.6% | 780,997 | +2.3% | 0.37% | -13.3% |
| POZN | Buy | Pozen Inc. | $25,096,000 | +55.2% | 4,379,824 | +35.7% | 0.36% | +38.3% |
| TROW | Buy | T. Rowe Price Group, Inc. | $24,986,000 | +0.3% | 347,360 | +2.1% | 0.36% | -10.6% |
| COWN | Buy | Cowen Group, Inc. | $23,898,000 | +43.2% | 6,947,085 | +20.3% | 0.35% | +27.5% |
| ORBC | Buy | ORBCOMM Inc. | $22,063,000 | +65.8% | 4,210,583 | +42.1% | 0.32% | +47.2% |
| EACIQ | Buy | Erickson Air-Crane, Inc. | $21,343,000 | +28.6% | 1,362,914 | +54.4% | 0.31% | +14.8% |
| BLT | Buy | Blount Intl, Inc. | $20,882,000 | +6.1% | 1,724,335 | +3.6% | 0.30% | -5.6% |
| RTK | Buy | Rentech, Inc. | $20,004,000 | +29.4% | 10,103,227 | +37.2% | 0.29% | +15.0% |
| PCO | Buy | Pendrell Corp. | $19,025,000 | +28.2% | 9,806,891 | +72.5% | 0.28% | +14.0% |
| IMN | Buy | Imation Corp. | $18,550,000 | +18.7% | 4,524,321 | +22.5% | 0.27% | +5.5% |
| XOXO | Buy | XO Group Inc. | $17,788,000 | +18.3% | 1,376,772 | +2.6% | 0.26% | +5.3% |
| FRM | Buy | Furmanite Corp. | $17,537,000 | +74.8% | 1,771,377 | +18.2% | 0.26% | +55.5% |
| AVHI | Buy | AV Homes, Inc. | $17,167,000 | +43.0% | 983,209 | +45.2% | 0.25% | +27.6% |
| SPAR | Buy | Spartan Motors Inc. | $15,363,000 | +43.2% | 2,530,962 | +44.3% | 0.22% | +28.0% |
| HCC | Buy | HCC Insurance Holdings, Inc. | $14,439,000 | +4.6% | 329,514 | +2.9% | 0.21% | -7.1% |
| MSFT | Buy | Microsoft Corp. | $13,841,000 | +45.5% | 415,887 | +51.0% | 0.20% | +28.8% |
| BOBE | Buy | Bob Evans Farms, Inc. | $13,406,000 | +26.1% | 234,087 | +3.4% | 0.20% | +12.1% |
| PVTB | Buy | PrivateBancorp, Inc. | $13,383,000 | +4.3% | 625,353 | +3.4% | 0.20% | -7.1% |
| HMN | Buy | Horace Mann Educators Corp. | $13,242,000 | +25.2% | 466,599 | +7.6% | 0.19% | +11.6% |
| MATW | Buy | Matthews Intl Corp. | $12,859,000 | +4.5% | 337,683 | +3.4% | 0.19% | -7.0% |
| RNWK | New | RealNetworks, Inc. | $12,739,000 | – | 1,489,906 | +100.0% | 0.18% | – |
| GAIA | Buy | Gaiam, Inc. | $11,921,000 | +29.9% | 2,379,427 | +15.7% | 0.17% | +16.0% |
| LNDC | Buy | Landec Corp. | $11,951,000 | +51.2% | 979,575 | +63.7% | 0.17% | +34.9% |
| JNJ | Buy | Johnson & Johnson | $11,060,000 | +35.0% | 127,576 | +33.7% | 0.16% | +20.1% |
| SIGM | Buy | Sigma Designs, Inc. | $10,977,000 | +28.3% | 1,967,145 | +16.1% | 0.16% | +14.3% |
| BTN | Buy | Ballantyne Strong, Inc. | $10,134,000 | +17.8% | 2,378,963 | +16.7% | 0.15% | +5.0% |
| CRWS | Buy | Crown Crafts, Inc. | $9,445,000 | +40.9% | 1,309,133 | +20.1% | 0.14% | +24.5% |
| IBM | Buy | International Business Machines Corp. | $9,148,000 | +47.1% | 49,402 | +51.8% | 0.13% | +30.4% |
| TNAV | Buy | Telenav Inc. | $8,943,000 | +188.9% | 1,531,334 | +158.8% | 0.13% | +154.9% |
| ELY | Buy | Callaway Golf Co. | $8,643,000 | +29.5% | 1,213,905 | +19.7% | 0.13% | +15.6% |
| ALOT | Buy | Astro-Med, Inc. | $8,279,000 | +12.6% | 755,379 | +13.0% | 0.12% | +0.8% |
| BOLT | Buy | Bolt Technology Corp. | $8,210,000 | +27.1% | 454,866 | +20.3% | 0.12% | +13.2% |
| EDGW | Buy | Edgewater Technology Inc. | $8,201,000 | +50.9% | 1,556,169 | +22.0% | 0.12% | +33.7% |
| CVU | Buy | CPI Aerostructures, Inc. | $8,102,000 | +294.4% | 699,026 | +269.3% | 0.12% | +247.1% |
| QUMU | New | Qumu Corp. | $8,051,000 | – | 648,736 | +100.0% | 0.12% | – |
| CPIX | Buy | Cumberland Pharmaceuticals, Inc. | $7,968,000 | +9.4% | 1,758,955 | +23.4% | 0.12% | -2.5% |
| GSK | Buy | GlaxoSmithKline PLC ADRadr | $6,840,000 | +247.7% | 136,344 | +246.3% | 0.10% | +212.5% |
| CHL | Buy | China Mobile Ltd. ADRadr | $6,734,000 | +282.6% | 119,333 | +251.1% | 0.10% | +237.9% |
| RLH | Buy | Red Lion Hotels Corp. | $6,210,000 | +14.4% | 1,178,415 | +32.6% | 0.09% | +1.1% |
| DVD | Buy | Dover Motorsports, Inc. | $6,153,000 | +62.3% | 2,563,641 | +46.0% | 0.09% | +45.2% |
| VSRI | Buy | Versar Inc. | $6,141,000 | +6.7% | 1,486,850 | +17.2% | 0.09% | -5.3% |
| AETI | Buy | American Electric Technologies, Inc. | $5,628,000 | +16.4% | 793,732 | +17.0% | 0.08% | +3.8% |
| CHK | Buy | Chesapeake Energy Corp. | $5,566,000 | +27.3% | 215,080 | +0.3% | 0.08% | +14.1% |
| VEA | Buy | Vanguard MSCI EAFE ETFfs | $5,218,000 | +106.0% | 131,829 | +85.3% | 0.08% | +85.4% |
| RYAAY | Buy | Ryanair Holdings plc ADRadr | $5,139,000 | +70.8% | 103,320 | +76.9% | 0.08% | +53.1% |
| HAR | Buy | Harman Intl Industries Inc. | $5,044,000 | +294.4% | 76,160 | +222.8% | 0.07% | +247.6% |
| A309PS | Buy | DIRECTV | $4,867,000 | +82.4% | 81,420 | +88.1% | 0.07% | +61.4% |
| JPM | Buy | JPMorgan Chase & Co. | $4,380,000 | -1.5% | 84,736 | +0.6% | 0.06% | -12.3% |
| GILD | Buy | Gilead Sciences, Inc. | $4,103,000 | +563.9% | 65,265 | +441.3% | 0.06% | +500.0% |
| BK | Buy | Bank of New York Mellon Corp. | $3,427,000 | +8.0% | 113,525 | +0.4% | 0.05% | -3.8% |
| APA | New | Apache Corp. | $3,453,000 | – | 40,560 | +100.0% | 0.05% | – |
| CVS | New | CVS Caremark Corp. | $3,160,000 | – | 55,685 | +100.0% | 0.05% | – |
| DGX | Buy | Quest Diagnostics Inc. | $3,024,000 | +570.5% | 48,939 | +557.3% | 0.04% | +528.6% |
| BRCM | New | Broadcom Corp. | $2,998,000 | – | 115,203 | +100.0% | 0.04% | – |
| RDSA | Buy | Royal Dutch Shell plc ADRadr | $2,980,000 | +1207.0% | 45,376 | +1170.0% | 0.04% | +975.0% |
| TUMI | New | Tumi Holdings Inc. | $2,698,000 | – | 133,915 | +100.0% | 0.04% | – |
| MOS | New | Mosaic Co. | $2,374,000 | – | 55,190 | +100.0% | 0.04% | – |
| BIDU | Buy | Baidu, Inc. ADRadr | $2,309,000 | +113.6% | 14,879 | +30.2% | 0.03% | +88.9% |
| ACTG | Buy | Acacia Research Corporation | $2,061,000 | +556.4% | 89,386 | +536.0% | 0.03% | +500.0% |
| NVDA | Buy | NVIDIA Corp. | $1,602,000 | +538.2% | 102,980 | +475.6% | 0.02% | +475.0% |
| PX | New | Praxair, Inc. | $1,538,000 | – | 12,793 | +100.0% | 0.02% | – |
| MBFI | Buy | MB Financial, Inc. | $1,264,000 | +88.7% | 44,800 | +79.2% | 0.02% | +63.6% |
| NOK | Buy | Nokia Corp. ADRadr | $1,234,000 | +234.4% | 189,624 | +92.4% | 0.02% | +200.0% |
| TIBX | Buy | TIBCO Software Inc. | $1,160,000 | +92.1% | 45,325 | +60.6% | 0.02% | +70.0% |
| VT | New | Vanguard Total World Stock Index Fund (ETF) | $1,181,000 | – | 21,253 | +100.0% | 0.02% | – |
| WMT | New | Wal-Mart Stores, Inc. | $1,190,000 | – | 16,088 | +100.0% | 0.02% | – |
| USB | New | U.S. Bancorp | $1,202,000 | – | 32,872 | +100.0% | 0.02% | – |
| EBS | Buy | Emergent Biosolutions Inc. | $1,135,000 | +185.9% | 59,600 | +116.7% | 0.02% | +183.3% |
| RKUS | New | Ruckus Wireless, Inc. | $1,110,000 | – | 65,925 | +100.0% | 0.02% | – |
| QLGC | Buy | QLogic Corp. | $1,088,000 | +307.5% | 99,428 | +255.9% | 0.02% | +300.0% |
| GIFI | Buy | Gulf Island Fabrication, Inc. | $1,017,000 | +145.7% | 41,500 | +92.1% | 0.02% | +114.3% |
| VPL | Buy | Vanguard MSCI Pacific ETFfs | $1,011,000 | +383.7% | 16,640 | +345.4% | 0.02% | +400.0% |
| SLB | Buy | Schlumberger Ltd.fs | $970,000 | +100.8% | 10,981 | +62.9% | 0.01% | +75.0% |
| PM | New | Philip Morris Intl Inc. | $957,000 | – | 11,057 | +100.0% | 0.01% | – |
| TSRA | Buy | Tessera Technologies, Inc. | $876,000 | +229.3% | 45,300 | +253.9% | 0.01% | +225.0% |
| MFLX | Buy | Multi-Fineline Electronix, Inc. | $819,000 | +148.9% | 50,500 | +127.5% | 0.01% | +140.0% |
| GPN | New | Global Payments Inc. | $727,000 | – | 14,223 | +100.0% | 0.01% | – |
| SUP | New | Superior Industries Intl Inc. | $660,000 | – | 37,000 | +100.0% | 0.01% | – |
| TLAB | Buy | Tellabs, Inc. | $657,000 | +155.6% | 289,318 | +122.0% | 0.01% | +150.0% |
| BRKB | New | Berkshire Hathaway Inc. | $665,000 | – | 5,855 | +100.0% | 0.01% | – |
| BRKS | New | Brooks Automation, Inc. | $715,000 | – | 76,800 | +100.0% | 0.01% | – |
| ALV | New | Autoliv Inc.fs | $618,000 | – | 7,068 | +100.0% | 0.01% | – |
| HSBC | New | HSBC Holdings plc ADRadr | $637,000 | – | 11,736 | +100.0% | 0.01% | – |
| PNC | New | The PNC Financial Service Group, Inc. | $599,000 | – | 8,264 | +100.0% | 0.01% | – |
| TM | Buy | Toyota Motor Corp. ADRadr | $515,000 | +75.8% | 4,021 | +65.5% | 0.01% | +40.0% |
| OXY | New | Occidental Petroleum Corp. | $397,000 | – | 4,239 | +100.0% | 0.01% | – |
| EMC | New | EMC Corp. | $396,000 | – | 15,507 | +100.0% | 0.01% | – |
| CAJ | New | Canon Inc. ADRadr | $373,000 | – | 11,654 | +100.0% | 0.01% | – |
| BTTGY | New | BT Group plc ADRadr | $306,000 | – | 5,532 | +100.0% | 0.00% | – |
| STLY | New | Stanley Furniture Co. | $241,000 | – | 65,073 | +100.0% | 0.00% | – |
| VIV | New | Telefonica Brasil SA ADRadr | $306,000 | – | 13,636 | +100.0% | 0.00% | – |
| IWC | New | iShares Russell Microcap Index (ETF) | $212,000 | – | 3,100 | +100.0% | 0.00% | – |
| EXPD | New | Expeditors Intl of Washington | $223,000 | – | 5,068 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Signatures
The EDGAR filing(s) were signed by:
About Ariel Investments
Ariel Investments is a Chicago-based investment management firm that was founded in 1983 by John W. Rogers Jr. The company has a long history of providing value-oriented investment strategies to its clients, with a focus on small and mid-cap companies. Ariel Investments has a team of experienced investment professionals, including CEO John W. Rogers Jr., COO Mellody Hobson, and Chief Investment Officer Rupal Bhansali.
The company's investment philosophy is centered around the belief that patient, long-term investing in undervalued companies can lead to superior returns over time. Ariel Investments has a strong track record of delivering on this philosophy, with many of its funds outperforming their benchmarks over the long term.
One of the key strengths of Ariel Investments is its focus on diversity and inclusion. The company has a diverse team of investment professionals, and it has been recognized for its efforts to promote diversity in the investment industry. CEO John W. Rogers Jr. has been a vocal advocate for diversity and inclusion in the business world, and he has been recognized for his leadership in this area.
Overall, Ariel Investments is a well-respected investment management firm with a strong track record of delivering value-oriented investment strategies to its clients. With a talented team of investment professionals and a commitment to diversity and inclusion, the company is well-positioned for continued success in the years ahead.
It's important to note that this information is for educational purposes only and has not been fact-checked. As with any investment, it's important to do your own research and consult with a financial advisor before making any investment decisions.
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LAZARD LTD CL A | 42 | Q3 2023 | 3.8% |
| FIRST AMERN FINL CORP | 42 | Q3 2023 | 3.8% |
| BAIDU INC-SP ADR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 5.1% |
| Interpublic Group of Cos Inc/The | 42 | Q3 2023 | 3.9% |
| JONES LANG LASALLE INC | 42 | Q3 2023 | 3.2% |
| Northern Trust Corp. | 42 | Q3 2023 | 2.6% |
| SMUCKER JM CO | 42 | Q3 2023 | 2.7% |
| SNAP-ON INC | 42 | Q3 2023 | 2.4% |
| CHARLES RIVER LABS INTL INC | 42 | Q3 2023 | 2.3% |
View Ariel Investments's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CORE LABORATORIES N V | February 14, 2023 | ? | ? |
| MATTEL INC /DE/ | February 14, 2023 | ? | ? |
| U.S. SILICA HOLDINGS, INC. | February 14, 2022 | ? | ? |
| MIND TECHNOLOGY, INC | November 10, 2021 | ? | ? |
| MEREDITH CORP | October 08, 2021 | ? | ? |
| TEAM INC | October 08, 2021 | ? | ? |
| CUMBERLAND PHARMACEUTICALS INC | July 09, 2021 | ? | ? |
| GlassBridge Enterprises, Inc. | July 09, 2021 | ? | ? |
| 180 DEGREE CAPITAL CORP. /NY/ | April 12, 2021 | ? | ? |
| BALLANTYNE STRONG, INC. | March 10, 2021 | ? | ? |
View Ariel Investments's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-02-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Ariel Investments's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.