DUBUQUE BANK & TRUST CO - Q3 2016 holdings

$533 Million is the total value of DUBUQUE BANK & TRUST CO's 539 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 43.0% .

 Value Shares↓ Weighting
VTI BuyVanguard ETF/USAtotal stk mkt$23,109,000
+16.1%
207,573
+11.8%
4.34%
+12.6%
IWM BuyBlackRock Fund Advisorsrussell 2000 etf$15,357,000
+37.9%
123,637
+27.6%
2.88%
+33.7%
AAPL BuyApple Inc$13,368,000
+22.1%
118,248
+3.3%
2.51%
+18.5%
AMGN BuyAmgen Inc$12,146,000
+29.6%
72,815
+18.2%
2.28%
+25.7%
JPM BuyJPMorgan Chase & Co$10,969,000
+15.0%
164,729
+7.3%
2.06%
+11.5%
CSCO BuyCisco Systems Inc$10,815,000
+59.9%
340,949
+44.6%
2.03%
+55.0%
WMT BuyWal-Mart Stores Inc$9,829,000
+2.6%
136,287
+3.9%
1.85%
-0.5%
CVX BuyChevron Corp$9,447,000
+15.3%
91,791
+17.4%
1.77%
+11.9%
EFV BuyBlackRock Fund Advisorseafe value etf$9,184,000
+39.5%
198,957
+29.8%
1.72%
+35.3%
MDT BuyMedtronic PLC$8,021,000
+28.1%
92,840
+28.7%
1.51%
+24.3%
INTC BuyIntel Corp$7,462,000
+18.1%
197,677
+2.6%
1.40%
+14.6%
EZU BuyiShares ETFs/USAmsci eurzone etf$7,147,000
+9.2%
207,226
+2.2%
1.34%
+5.9%
JWN BuyNordstrom Inc$6,939,000
+47.5%
133,744
+8.1%
1.30%
+43.0%
NSC BuyNorfolk Southern Corp$6,507,000
+41.7%
67,043
+24.3%
1.22%
+37.5%
ORCL BuyOracle Corp$6,183,000
+11.4%
157,419
+16.1%
1.16%
+8.1%
SLB BuySchlumberger Ltd$5,930,000
+67.2%
75,403
+68.1%
1.11%
+62.0%
FDX BuyFedEx Corp$5,492,000
+41.6%
31,441
+23.1%
1.03%
+37.3%
ADX BuyAdams Funds Advisers LLC$5,486,000
+11.1%
417,190
+7.0%
1.03%
+7.7%
MSFT BuyMicrosoft Corp$5,440,000
+173.6%
94,449
+143.1%
1.02%
+165.2%
MCK BuyMcKesson Corp$5,046,000
+34.1%
30,259
+50.1%
0.95%
+30.1%
CMCSA BuyComcast Corpcl a$4,914,000
+42.4%
74,066
+39.9%
0.92%
+38.2%
GILD BuyGilead Sciences Inc$4,802,000
+1.1%
60,698
+6.6%
0.90%
-2.0%
WFC BuyWells Fargo & Co$4,671,000
+84.5%
105,490
+97.2%
0.88%
+79.0%
TROW BuyT Rowe Price Group Inc$4,529,000
-1.6%
68,098
+7.9%
0.85%
-4.6%
XOM BuyExxon Mobil Corp$4,181,000
+11.0%
47,909
+19.2%
0.78%
+7.7%
SNI BuyScripps Networks Interactive I$4,163,000
+14.9%
65,563
+12.7%
0.78%
+11.6%
AGN BuyAllergan plc$4,083,000
+10.6%
17,730
+11.0%
0.77%
+7.3%
SBUX BuyStarbucks Corp$3,961,000
+80.4%
73,166
+90.3%
0.74%
+75.1%
MMM Buy3M Co$3,844,000
+8.8%
21,815
+8.1%
0.72%
+5.6%
DRA BuyNuveen Closed-End Funds/USA$3,613,000
+11.1%
209,558
+6.6%
0.68%
+7.6%
JNJ BuyJohnson & Johnson$3,530,000
+1.9%
29,886
+4.7%
0.66%
-1.2%
BA BuyBoeing Co/The$2,983,000
+21.9%
22,642
+20.1%
0.56%
+18.1%
KO BuyCoca-Cola Co/The$2,801,000
+18.9%
66,185
+27.4%
0.53%
+15.4%
PG BuyProcter & Gamble Co/The$2,792,000
+21.1%
31,108
+14.3%
0.52%
+17.5%
TSCO BuyTractor Supply Co$2,494,000
+17714.3%
37,027
+23484.1%
0.47%
+15500.0%
ABT BuyAbbott Laboratories$2,428,000
+54.0%
57,422
+43.1%
0.46%
+49.5%
SRCL BuyStericycle Inc$2,229,000
-20.9%
27,818
+2.8%
0.42%
-23.1%
MCD BuyMcDonald's Corp$2,164,000
+13.2%
18,756
+18.0%
0.41%
+9.7%
CF BuyCF Industries Holdings Inc$2,162,000
+3.9%
88,784
+2.8%
0.41%
+0.7%
RNP BuyCohen & Steers Capital Management Inc$2,120,000
+15.5%
105,204
+17.8%
0.40%
+12.1%
IBM BuyIBM$2,046,000
+19.7%
12,880
+14.4%
0.38%
+16.0%
JQC BuyNuveen Closed-End Funds/USA$2,003,000
+10.2%
236,239
+5.1%
0.38%
+6.8%
MRK BuyMerck & Co Inc$1,973,000
+19.6%
31,610
+10.4%
0.37%
+16.0%
HRS BuyHarris Corp$1,745,000
+70.7%
19,049
+55.6%
0.33%
+65.7%
SPY BuySSgA Funds Management Inctr unit$1,729,000
+23.1%
7,992
+19.2%
0.32%
+19.5%
GE BuyGeneral Electric Co$1,543,000
+4.5%
52,101
+11.0%
0.29%
+1.4%
DOW BuyDow Chemical Co/The$1,472,000
+27.6%
28,404
+22.4%
0.28%
+23.8%
PNC BuyPNC Financial Services Group I$1,426,000
+33.6%
15,830
+20.8%
0.27%
+29.5%
IP BuyInternational Paper Co$1,334,000
+184.4%
27,802
+151.3%
0.25%
+174.7%
HON BuyHoneywell International Inc$1,283,000
+3.1%
11,003
+2.9%
0.24%0.0%
GMRE NewHFE USA LLCnone$1,284,000131,567
+100.0%
0.24%
UTX BuyUnited Technologies Corp$1,277,000
+1334.8%
12,571
+1341.6%
0.24%
+1311.8%
AGNPRA BuyALLERGAN PLCpfd conv ser a$1,277,000
+7.4%
1,555
+9.0%
0.24%
+4.3%
VHT BuyVanguard ETF/USAhealth car etf$1,238,000
+28.4%
9,315
+26.1%
0.23%
+24.1%
VOX BuyVanguard ETF/USA$1,117,000
+6.8%
11,836
+11.4%
0.21%
+3.4%
T BuyAT&T Inc$1,104,000
+3.5%
27,175
+10.1%
0.21%0.0%
JLS BuyNuveen Closed-End Funds/USA$1,036,000
+14.9%
42,830
+9.7%
0.20%
+11.4%
BMY BuyBristol-Myers Squibb Co$764,000
-24.6%
14,167
+2.9%
0.14%
-27.0%
WBA BuyWalgreens Boots Alliance Inc$618,000
-2.7%
7,662
+0.5%
0.12%
-5.7%
BDX BuyBecton Dickinson and Co$588,000
+9.1%
3,273
+3.0%
0.11%
+5.8%
PANW BuyPalo Alto Networks Inc$527,000
+54.1%
3,310
+18.9%
0.10%
+50.0%
DXJ BuyWisdomTree Asset Management Incjapn hedge eqt$515,000
+11.5%
11,999
+0.8%
0.10%
+9.0%
UPS BuyUnited Parcel Service Inccl b$505,000
+6.3%
4,614
+4.5%
0.10%
+3.3%
TTEK BuyTetra Tech Inc$488,000
+23.5%
13,745
+7.0%
0.09%
+21.1%
VAR BuyVarian Medical Systems Inc$476,000
+30.4%
4,785
+7.9%
0.09%
+25.4%
HASI BuyHannon Armstrong Sustainable I$461,000
+13.3%
19,705
+4.5%
0.09%
+10.1%
CMI BuyCummins Inc$459,000
+16.5%
3,585
+2.3%
0.09%
+13.2%
CL BuyColgate-Palmolive Co$460,000
+2.2%
6,210
+1.0%
0.09%
-1.1%
FSLR BuyFirst Solar Inc$453,000
+21.8%
11,475
+49.6%
0.08%
+18.1%
TNC BuyTennant Co$451,000
+28.1%
6,965
+6.7%
0.08%
+25.0%
FB BuyFacebook Inccl a$452,000
+17.4%
3,522
+4.4%
0.08%
+13.3%
DLX BuyDeluxe Corp$451,000
+9.5%
6,750
+8.6%
0.08%
+6.2%
GOOG BuyAlphabet Inccap stk cl c$440,000
+22.2%
566
+8.8%
0.08%
+18.6%
AZZ BuyAZZ Inc$424,000
+14.6%
6,490
+5.1%
0.08%
+11.1%
DCI BuyDonaldson Co Inc$422,000
+18.2%
11,300
+8.9%
0.08%
+14.5%
HCSG BuyHealthcare Services Group Inc$394,000
-0.5%
9,965
+4.1%
0.07%
-3.9%
CBI BuyChicago Bridge & Iron Co NV$381,000
+7.6%
13,584
+32.8%
0.07%
+4.3%
PDCO BuyPatterson Cos Inc$377,000
+7.7%
8,200
+12.3%
0.07%
+4.4%
GLW BuyCorning Inc$376,000
+19.0%
15,890
+2.8%
0.07%
+16.4%
VIG BuyVanguard ETF/USAdiv app etf$362,000
+3.4%
4,313
+2.7%
0.07%0.0%
AMZN BuyAmazon.com Inc$333,000
+25.2%
398
+7.0%
0.06%
+23.5%
DSL BuyDoubleLine Funds/USA$311,000
+90.8%
16,244
+82.4%
0.06%
+81.2%
WSM NewWilliams-Sonoma Inc$289,0005,660
+100.0%
0.05%
HBNC NewHorizon Bancorp/INnone$251,0008,550
+100.0%
0.05%
HAIN BuyHain Celestial Group Inc/The$242,000
+554.1%
6,801
+824.0%
0.04%
+542.9%
MO BuyAltria Group Inc$219,000
+6.3%
3,466
+16.1%
0.04%
+2.5%
USB BuyUS Bancorp$203,000
+10.9%
4,735
+4.4%
0.04%
+8.6%
PM BuyPhilip Morris International In$179,000
+1.1%
1,842
+5.9%
0.03%0.0%
ACN BuyAccenture PLC$152,000
+11.8%
1,245
+3.8%
0.03%
+11.5%
SPXU BuyProShare Advisors LLCultrapro short s$143,000
+31.2%
6,169
+48.0%
0.03%
+28.6%
AEP BuyAmerican Electric Power Co Inc$137,000
+57.5%
2,141
+72.7%
0.03%
+52.9%
LQD NewiShares ETFs/USAiboxx inv cp etf$105,000850
+100.0%
0.02%
PFF BuyBlackRock Fund Advisorsu.s. pfd stk etf$105,000
+123.4%
2,666
+128.6%
0.02%
+122.2%
ITW BuyIllinois Tool Works Inc$107,000
+64.6%
890
+43.5%
0.02%
+53.8%
VUG BuyVanguard ETF/USAgrowth etf$101,000
+16.1%
900
+10.7%
0.02%
+11.8%
EOG BuyEOG Resources Inc$97,000
+22.8%
1,001
+5.3%
0.02%
+20.0%
V BuyVisa Inc$94,000
+176.5%
1,141
+147.5%
0.02%
+157.1%
UNH BuyUnitedHealth Group Inc$89,000
+9.9%
634
+10.5%
0.02%
+6.2%
AVGO BuyBroadcom Ltd$86,000
+17.8%
499
+6.6%
0.02%
+14.3%
OKS BuyONEOK Partners LPunit ltd partn$85,000
+37.1%
2,140
+39.0%
0.02%
+33.3%
ESRX BuyExpress Scripts Holding Co$81,000
+26.6%
1,145
+36.5%
0.02%
+25.0%
GDXJ NewVanEck Vectors ETFs/USAnone$78,0001,750
+100.0%
0.02%
NEE BuyNextEra Energy Inc$76,000
+52.0%
621
+62.1%
0.01%
+40.0%
GDX NewVanEck Vectors ETFs/USAnone$77,0002,900
+100.0%
0.01%
EPD BuyEnterprise Products Partners L$72,000
+111.8%
2,623
+123.2%
0.01%
+100.0%
DVY BuyBlackRock Fund Advisorsselect divid etf$68,000
+106.1%
790
+102.6%
0.01%
+116.7%
DIA NewPDR Services LLCut ser 1$69,000380
+100.0%
0.01%
YUM BuyYum! Brands Inc$61,000
+22.0%
670
+11.7%
0.01%
+10.0%
HEWG NewBlackRock Fund Advisorsnone$52,0002,150
+100.0%
0.01%
SPGI NewS&P Global Incnone$51,000400
+100.0%
0.01%
SAND NewSandstorm Gold Ltd$48,0009,597
+100.0%
0.01%
NVS BuyNovartis AGsponsored adr$50,0000.0%632
+3.3%
0.01%
-10.0%
GHL NewGreenhill & Co Inc$42,0001,780
+100.0%
0.01%
MDY NewState Street ETF/USAutser1 s&pdcrp$42,000150
+100.0%
0.01%
ADBE BuyAdobe Systems Inc$41,000
+78.3%
380
+59.7%
0.01%
+100.0%
BMI BuyBadger Meter Inc$44,000
-6.4%
1,300
+100.0%
0.01%
-11.1%
RHI BuyRobert Half International Inc$42,000
+425.0%
1,100
+423.8%
0.01%
+300.0%
SE BuySpectra Energy Corp$41,000
+215.4%
966
+162.5%
0.01%
+166.7%
FOF NewCohen & Steers Capital Management Inc$40,0003,286
+100.0%
0.01%
FTV NewFortive Corpnone$38,000741
+100.0%
0.01%
UTF NewCohen & Steers Capital Management Inc$39,0001,808
+100.0%
0.01%
PCLN BuyPriceline Group Inc/The$31,000
+106.7%
21
+75.0%
0.01%
+100.0%
MNST BuyMonster Beverage Corp$34,000
+100.0%
230
+115.0%
0.01%
+100.0%
NFG BuyNational Fuel Gas Co$32,000
+88.2%
600
+100.0%
0.01%
+100.0%
BPL NewBuckeye Partners LPunit ltd partn$29,000400
+100.0%
0.01%
KYN NewKA Fund Advisors LLC$29,0001,412
+100.0%
0.01%
WMB NewWilliams Cos Inc/The$25,000815
+100.0%
0.01%
KMI BuyKinder Morgan Inc/DE$29,000
+625.0%
1,263
+476.7%
0.01%
+400.0%
HEWL NewBlackRock Fund Advisorsnone$25,0001,079
+100.0%
0.01%
CSX BuyCSX Corp$20,000
+100.0%
649
+62.2%
0.00%
+100.0%
CERN BuyCerner Corp$19,000
+90.0%
304
+73.7%
0.00%
+100.0%
XT NewBlackRock Fund Advisorsnone$21,000780
+100.0%
0.00%
NGG NewNational Grid PLCspon adr new$19,000269
+100.0%
0.00%
ALXN BuyAlexion Pharmaceuticals Inc$17,000
+88.9%
138
+74.7%
0.00%
+50.0%
LRCX BuyLam Research Corp$15,000
+150.0%
155
+101.3%
0.00%
+200.0%
CC BuyChemours Co/The$14,000
+100.0%
860
+7.5%
0.00%
+200.0%
PCAR BuyPACCAR Inc$11,000
+175.0%
185
+122.9%
0.00%
+100.0%
PAA NewPlains All American Pipeline Lunit ltd partn$13,000400
+100.0%
0.00%
JPIN NewJP Morgan ETFs/USAnone$12,000225
+100.0%
0.00%
HXL NewHexcel Corp$10,000225
+100.0%
0.00%
EXG NewEaton Vance Management$10,0001,200
+100.0%
0.00%
D BuyDominion Resources Inc/VA$12,000
+71.4%
159
+76.7%
0.00%
+100.0%
VXUS NewVanguard ETF/USAvg tl intl stk f$11,000237
+100.0%
0.00%
BND NewVanguard ETF/USAtotal bnd mrkt$10,000123
+100.0%
0.00%
BNS NewBank of Nova Scotia/The$11,000200
+100.0%
0.00%
WPZ NewWilliams Cos Inc/The$10,000260
+100.0%
0.00%
APC NewAnadarko Petroleum Corp$13,000200
+100.0%
0.00%
TDIV NewFirst Trust Advisors LPnasd tech div$5,000157
+100.0%
0.00%
GUNR BuyNorthern Trust Investments Incmornstar upstr$4,000
+33.3%
160
+58.4%
0.00%0.0%
AMAT NewApplied Materials Inc$5,000167
+100.0%
0.00%
ALL BuyAllstate Corp/The$7,000
+40.0%
97
+27.6%
0.00%0.0%
TRI NewWoodbridge Co Ltd/The$3,00065
+100.0%
0.00%
LL NewLumber Liquidators Holdings In$4,000200
+100.0%
0.00%
EEMV NewiShares ETFs/USAmin vol emrg mkt$7,000130
+100.0%
0.00%
JPEM NewJP Morgan ETFs/USAnone$5,000112
+100.0%
0.00%
DLR NewDigital Realty Trust Inc$7,00067
+100.0%
0.00%
TD NewToronto-Dominion Bank/The$4,00098
+100.0%
0.00%
PDBC BuyPowerShares ETFs/USAdb opt yld div$5,000
+25.0%
288
+15.2%
0.00%0.0%
CSAL NewCommunications Sales & Leasing$3,000100
+100.0%
0.00%
CTSH NewCognizant Technology Solutionscl a$5,000110
+100.0%
0.00%
HST NewHost Hotels & Resorts Inc$3,000175
+100.0%
0.00%
STAY NewExtended Stay America Incunit 99/99/9999b$3,000200
+100.0%
0.00%
VOT BuyVanguard ETF/USAmcap gr idxvip$5,0000.0%48
+4.3%
0.00%0.0%
LDOS NewLeidos Holdings Inc$5,000123
+100.0%
0.00%
PPL NewPPL Corp$4,000106
+100.0%
0.00%
PEO NewAdams Express Co/Closed-end/US$4,000207
+100.0%
0.00%
CHTR NewCharter Communications Incnone$2,0007
+100.0%
0.00%
MAR NewMarriott International Inc/MDcl a$1,0008
+100.0%
0.00%
VIAB NewViacom Inccl b$2,00060
+100.0%
0.00%
HTZGQ NewHertz Global Holdings Incnone$1,00029
+100.0%
0.00%
HRI NewHertz Global Holdings Incnone$09
+100.0%
0.00%
FTR NewFrontier Communications Corp$1,000220
+100.0%
0.00%
NGVT NewIngevity Corpnone$03
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Heartland Financial USA Inc.42Q3 202316.1%
APPLE INC42Q3 20234.1%
Microsoft Corporation42Q3 20233.4%
JPMorgan Chase & Co42Q3 20233.2%
Wal-Mart Stores Inc42Q3 20232.9%
AMGEN INC42Q3 20233.1%
Cisco Systems Inc.42Q3 20232.8%
JOHNSON & JOHNSON42Q3 20232.6%
ChevronTexaco Corp42Q3 20232.3%
Berkshire Hathaway Inc. CL B42Q3 20232.2%

View DUBUQUE BANK & TRUST CO's complete holdings history.

Latest significant ownerships (13-D/G)
DUBUQUE BANK & TRUST CO Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
CTO Realty Growth, Inc.February 07, 2023168,6525.6%
Eagle Point Credit Co Inc.February 02, 20225,506,8005.2%
GLADSTONE COMMERCIAL CORPFebruary 14, 2017151,0436.0%
DUBUQUE BANK & TRUST COFebruary 09, 2009? ?

View DUBUQUE BANK & TRUST CO's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2023-10-27
13F-HR2023-07-17
13F-HR2023-04-13
SC 13G2023-02-07
13F-HR2023-02-03
13F-HR2022-11-02
13F-HR2022-07-13
13F-HR2022-05-03
SC 13G2022-02-02
13F-HR2022-01-28

View DUBUQUE BANK & TRUST CO's complete filings history.

Compare quarters

Export DUBUQUE BANK & TRUST CO's holdings