$569 Million is the total value of DUBUQUE BANK & TRUST CO's 509 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 24.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HTLF | Sell | Heartland Financial USA Inc. | $49,812,000 | +2.6% | 1,730,161 | -0.7% | 8.76% | -5.1% |
| Sell | Principal Diversified Real Ass | $37,359,000 | -0.9% | 3,105,545 | -0.9% | 6.57% | -8.3% | |
| Sell | Lord Abbett Short Duration Inc | $25,360,000 | -4.6% | 5,573,540 | -4.4% | 4.46% | -11.7% | |
| Sell | Vanguard Short-Term Investment | $18,457,000 | -0.5% | 1,724,953 | -0.4% | 3.25% | -7.9% | |
| Sell | DoubleLine Total Return Bond F | $14,004,000 | -2.6% | 1,298,990 | -1.0% | 2.46% | -9.8% | |
| SPY | Sell | SPDR S&P 500 ETF Trust | $12,931,000 | -13.4% | 70,014 | -21.2% | 2.27% | -19.8% |
| VIS | Sell | Vanguard Industrials VIPERs Fu | $10,083,000 | +9.3% | 100,800 | -2.3% | 1.77% | +1.1% |
| BRCM | Sell | Broadcom Corp. - Cl A | $7,956,000 | +8.7% | 268,365 | -4.6% | 1.40% | +0.6% |
| IBM | Sell | IBM | $5,757,000 | +1.1% | 30,692 | -0.2% | 1.01% | -6.5% |
| DE | Sell | Deere & Company | $5,187,000 | +10.3% | 56,799 | -1.7% | 0.91% | +2.0% |
| Sell | TCW Emerging Markets Income Fu | $4,959,000 | +0.2% | 590,336 | -0.3% | 0.87% | -7.2% | |
| Sell | PIMCO Emerging Local Bond Inst | $4,824,000 | -7.8% | 517,099 | -4.8% | 0.85% | -14.7% | |
| ALRPRB | Sell | Alere Inc Perp Pfd Conv Ser Bpfd stk | $4,134,000 | -10.1% | 14,440 | -18.4% | 0.73% | -16.8% |
| BAX | Sell | Baxter International Inc | $3,934,000 | -12.1% | 56,564 | -17.0% | 0.69% | -18.7% |
| SJNK | Sell | SPDR Barclays Cap Short Term H | $1,107,000 | -0.7% | 35,885 | -1.7% | 0.20% | -8.0% |
| TBF | Sell | ProShares Short 20+ Year Treas | $1,070,000 | +2.4% | 32,532 | -0.3% | 0.19% | -5.5% |
| WAG | Sell | Walgreen Co | $684,000 | -87.0% | 11,906 | -87.8% | 0.12% | -88.0% |
| CVX | Sell | ChevronTexaco Corp | $597,000 | -1.8% | 4,778 | -4.6% | 0.10% | -9.5% |
| DOC | Sell | Physicians Realty Trust | $548,000 | -33.9% | 43,000 | -37.1% | 0.10% | -39.2% |
| TNC | Sell | Tennant Company | $446,000 | +2.5% | 6,565 | -6.3% | 0.08% | -6.0% |
| DLX | Sell | Deluxe Check Printer | $428,000 | +14.1% | 8,215 | -8.9% | 0.08% | +5.6% |
| CPSI | Sell | Computer Programs & Systems, I | $413,000 | +4.3% | 6,680 | -1.2% | 0.07% | -2.7% |
| HP | Sell | Helmerich & Payne Inc | $411,000 | +15.8% | 4,880 | -5.2% | 0.07% | +7.5% |
| AZZ | Sell | AZZ Incorporated | $412,000 | +13.8% | 8,425 | -2.4% | 0.07% | +4.3% |
| HCSG | Sell | Healthcare Services Group, Inc | $406,000 | +8.3% | 14,300 | -1.7% | 0.07% | 0.0% |
| VAR | Sell | Varian Medical Systems Inc | $375,000 | +3.3% | 4,835 | -0.5% | 0.07% | -4.3% |
| MRK | Sell | Merck & Company Inc. | $358,000 | -3.2% | 7,160 | -7.9% | 0.06% | -10.0% |
| HCP | Sell | HCP Inc | $317,000 | -11.9% | 8,725 | -0.9% | 0.06% | -17.6% |
| PM | Sell | Philip Morris International In | $305,000 | -8.7% | 3,497 | -9.4% | 0.05% | -14.3% |
| PG | Sell | Procter & Gamble | $298,000 | -8.0% | 3,664 | -14.5% | 0.05% | -16.1% |
| CAG | Sell | Conagra Inc | $258,000 | +2.8% | 7,670 | -7.4% | 0.04% | -6.2% |
| OEF | Sell | iShares S&P 100 Index Fund | $243,000 | -56.6% | 2,955 | -60.5% | 0.04% | -59.4% |
| SH | Sell | MFC Proshares TR Proshares Sho | $240,000 | -41.5% | 9,505 | -35.1% | 0.04% | -46.2% |
| VVC | Sell | Vectren Corporation | $223,000 | -5.9% | 6,275 | -11.7% | 0.04% | -13.3% |
| ACN | Sell | Accenture PLC - Cl A - ADR | $190,000 | -7.3% | 2,306 | -17.1% | 0.03% | -15.4% |
| UNFI | Sell | United Natural Foods Inc. | $178,000 | +5.3% | 2,370 | -6.0% | 0.03% | -3.1% |
| LLY | Sell | Eli Lilly & Co. | $157,000 | -12.8% | 3,075 | -13.9% | 0.03% | -17.6% |
| PEG | Sell | Public Service Enterprises | $152,000 | -17.8% | 4,740 | -15.5% | 0.03% | -22.9% |
| HE | Sell | Hawaiian Electric | $149,000 | -12.9% | 5,710 | -16.2% | 0.03% | -18.8% |
| ESRX | Sell | Express Scripts Holding Co | $144,000 | -56.2% | 2,043 | -61.6% | 0.02% | -60.3% |
| BSJE | Sell | Guggenheim Bulletshares 2014 | $144,000 | -15.8% | 5,385 | -15.9% | 0.02% | -21.9% |
| BKLN | Sell | PowerShares Senior Loan Portfo | $143,000 | -15.4% | 5,760 | -15.9% | 0.02% | -21.9% |
| HAS | Sell | Hasbro Inc | $102,000 | -48.7% | 1,860 | -56.0% | 0.02% | -52.6% |
| LNT | Sell | Alliant Energy Corp | $100,000 | -39.4% | 1,934 | -42.0% | 0.02% | -41.9% |
| XLI | Sell | Industrial Select Sector SPDR | $83,000 | -4.6% | 1,585 | -15.5% | 0.02% | -11.8% |
| XLV | Sell | Health Care Select Sector SPDR | $88,000 | -7.4% | 1,595 | -15.2% | 0.02% | -16.7% |
| XLF | Sell | MFC Financial Select Sector SP | $81,000 | -6.9% | 3,705 | -15.2% | 0.01% | -17.6% |
| SO | Sell | Southern Companies | $78,000 | -53.8% | 1,900 | -53.6% | 0.01% | -56.2% |
| HEDJ | Sell | WisdomTree Europe Hedged Equit | $79,000 | -10.2% | 1,405 | -15.4% | 0.01% | -17.6% |
| FLOT | Sell | iShares Floating Rate Bond ETF | $72,000 | -16.3% | 1,420 | -16.0% | 0.01% | -18.8% |
| ETR | Sell | Entergy Corp. | $67,000 | -98.5% | 1,065 | -98.5% | 0.01% | -98.6% |
| HD | Sell | Home Depot Inc | $71,000 | -51.0% | 866 | -54.8% | 0.01% | -57.1% |
| USB | Sell | US Bancorp New | $68,000 | -69.9% | 1,689 | -72.7% | 0.01% | -72.1% |
| PALL | Sell | ETFS Physical Palladium Shares | $55,000 | -49.1% | 790 | -48.0% | 0.01% | -52.4% |
| EWW | Sell | iShares MSCI Mexico Investable | $59,000 | -9.2% | 865 | -15.6% | 0.01% | -16.7% |
| ED | Sell | Consolidated Edison Inc | $44,000 | -24.1% | 800 | -24.4% | 0.01% | -27.3% |
| AEE | Sell | Ameren Corp | $41,000 | -44.6% | 1,147 | -45.8% | 0.01% | -50.0% |
| PSX | Sell | Phillips 66 | $39,000 | -61.8% | 512 | -70.9% | 0.01% | -63.2% |
| Sell | Vanguard Intermediate Term Tre | $35,000 | -12.5% | 3,110 | -12.1% | 0.01% | -25.0% | |
| NEE | Sell | Nextera Energy Inc | $33,000 | -23.3% | 390 | -27.8% | 0.01% | -25.0% |
| ECL | Sell | Ecolab Inc | $21,000 | -30.0% | 200 | -33.3% | 0.00% | -33.3% |
| NFG | Sell | National Fuel Gas Company | $11,000 | -47.6% | 150 | -50.0% | 0.00% | -50.0% |
| SYY | Sell | Sysco Corp. | $12,000 | -42.9% | 338 | -47.0% | 0.00% | -50.0% |
| HAL | Sell | Halliburton Co | $10,000 | -84.1% | 200 | -84.6% | 0.00% | -83.3% |
| FB | Sell | Facebook Inc A Shares | $14,000 | -22.2% | 250 | -28.6% | 0.00% | -33.3% |
| 5100PS | Sell | Volcano Corporation | $9,000 | -97.1% | 400 | -96.9% | 0.00% | -96.6% |
| ABT | Sell | Abbott Laboratories | $9,000 | -99.7% | 245 | -99.8% | 0.00% | -99.7% |
| SMN | Sell | ProShares Ultra Short Basic Ma | $10,000 | -33.3% | 285 | -18.6% | 0.00% | -33.3% |
| TTE | Sell | Total SA-Spon ADR | $4,000 | -94.1% | 65 | -94.4% | 0.00% | -92.3% |
| ITB | Sell | iShares DJ US Home Constructio | $4,000 | -66.7% | 170 | -67.3% | 0.00% | -50.0% |
| RIG | Sell | Transocean LTD - ADR | $1,000 | -94.7% | 27 | -93.7% | 0.00% | -100.0% |
| OXF | Exit | Oxford Resource Partners LP | $0 | – | -700 | -100.0% | 0.00% | – |
| LYG | Exit | Lloyds Banking Group PLC - ADR | $0 | – | -170 | -100.0% | 0.00% | – |
| XLB | Exit | MFC Materials Select Sector SP | $0 | – | -75 | -100.0% | -0.00% | – |
| BHP | Exit | BHP Billiton Ltd-Spon ADR | $0 | – | -85 | -100.0% | -0.00% | – |
| SNPS | Exit | Synopsys Inc | $0 | – | -190 | -100.0% | -0.00% | – |
| AVNW | Exit | Aviat Networks Inc. | $0 | – | -1,000 | -100.0% | -0.00% | – |
| ICE | Exit | IntercontinentalExchange Inc. | $0 | – | -65 | -100.0% | -0.00% | – |
| ARCC | Exit | Ares Capital Corporation | $0 | – | -585 | -100.0% | -0.00% | – |
| TEVA | Exit | Teva Pharmaceutical - Sp ADR | $0 | – | -239 | -100.0% | -0.00% | – |
| SFL | Exit | Ship Finance International | $0 | – | -500 | -100.0% | -0.00% | – |
| VRTX | Exit | Vertex Pharmaceuticals Inc. | $0 | – | -205 | -100.0% | -0.00% | – |
| J | Exit | Jacobs Engineering Group Inc. | $0 | – | -537 | -100.0% | -0.01% | – |
| DTO | Exit | PowerShares DB Oil 2x Short | $0 | – | -1,065 | -100.0% | -0.01% | – |
| EFX | Exit | Equifax Inc | $0 | – | -1,200 | -100.0% | -0.01% | – |
| EPD | Exit | Enterprise Products Partnershi | $0 | – | -1,500 | -100.0% | -0.02% | – |
| HYG | Exit | iShares iBoxx $ High Yield Cor | $0 | – | -9,375 | -100.0% | -0.16% | – |
| AEC | Exit | Associated Estates Realty Corp | $0 | – | -60,555 | -100.0% | -0.17% | – |
| JNK | Exit | SPDR Lehman High Yield Bond ET | $0 | – | -30,215 | -100.0% | -0.23% | – |
| SPDC | Exit | Speed Commerce Inc | $0 | – | -412,655 | -100.0% | -0.26% | – |
| RGC | Exit | Regal Entertainment Group - A | $0 | – | -142,026 | -100.0% | -0.51% | – |
| NLY | Exit | Annaly Capital Mgmt | $0 | – | -235,827 | -100.0% | -0.52% | – |
| QRTEA | Exit | Liberty Media - Interactive A | $0 | – | -169,640 | -100.0% | -0.76% | – |
| HAR | Exit | Harman International | $0 | – | -63,384 | -100.0% | -0.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-07
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Heartland Financial USA Inc. | 42 | Q3 2023 | 16.1% |
| APPLE INC | 42 | Q3 2023 | 4.1% |
| Microsoft Corporation | 42 | Q3 2023 | 3.4% |
| JPMorgan Chase & Co | 42 | Q3 2023 | 3.2% |
| Wal-Mart Stores Inc | 42 | Q3 2023 | 2.9% |
| AMGEN INC | 42 | Q3 2023 | 3.1% |
| Cisco Systems Inc. | 42 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.6% |
| ChevronTexaco Corp | 42 | Q3 2023 | 2.3% |
| Berkshire Hathaway Inc. CL B | 42 | Q3 2023 | 2.2% |
View DUBUQUE BANK & TRUST CO's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CTO Realty Growth, Inc. | February 07, 2023 | 168,652 | 5.6% |
| Eagle Point Credit Co Inc. | February 02, 2022 | 5,506,800 | 5.2% |
| GLADSTONE COMMERCIAL CORP | February 14, 2017 | 151,043 | 6.0% |
| DUBUQUE BANK & TRUST CO | February 09, 2009 | ? | ? |
View DUBUQUE BANK & TRUST CO's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-27 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-13 |
| SC 13G | 2023-02-07 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-05-03 |
| SC 13G | 2022-02-02 |
| 13F-HR | 2022-01-28 |
View DUBUQUE BANK & TRUST CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.