$569 Million is the total value of DUBUQUE BANK & TRUST CO's 509 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GPORQ | New | Gulfport Energy Corp | $5,040,000 | – | 79,835 | +100.0% | 0.89% | – |
| HCA | New | HCA Holdings Inc | $3,167,000 | – | 66,370 | +100.0% | 0.56% | – |
| UISPRA | New | Unisys Corp 6.25% Conv Preferrpfd stk | $1,781,000 | – | 19,950 | +100.0% | 0.31% | – |
| PCI | New | PIMCO Dynamic Credit Income Fu | $1,142,000 | – | 50,800 | +100.0% | 0.20% | – |
| WSR | New | Whitestone REIT | $758,000 | – | 56,670 | +100.0% | 0.13% | – |
| HYD | New | Market Vectors High Yield Muni | $386,000 | – | 13,665 | +100.0% | 0.07% | – |
| New | Northern Funds Fixed Income Fu | $221,000 | – | 21,869 | +100.0% | 0.04% | – | |
| RCI | New | Rogers Communications - ADR | $158,000 | – | 3,500 | +100.0% | 0.03% | – |
| COL | New | Rockwell Collins Inc | $104,000 | – | 1,408 | +100.0% | 0.02% | – |
| New | Northern Ultra-Short Fixed Inc | $99,000 | – | 9,681 | +100.0% | 0.02% | – | |
| DJP | New | iPATH Dow Jones AIG Commodity | $96,000 | – | 2,600 | +100.0% | 0.02% | – |
| New | Northern High Yield Fixed Inco | $73,000 | – | 9,716 | +100.0% | 0.01% | – | |
| BBTPRG | New | BB&T Corporation Series G Prfdpfd stk | $56,000 | – | 3,000 | +100.0% | 0.01% | – |
| RBSPRPCL | New | Royal Bk Scotland Grp Ser P 6.pfd stk | $57,000 | – | 2,800 | +100.0% | 0.01% | – |
| RBSPRSCL | New | Royal Bk Scotland Group Ser Fpfd stk | $43,000 | – | 2,000 | +100.0% | 0.01% | – |
| PPR | New | ING Prime Rate Trust | $37,000 | – | 6,400 | +100.0% | 0.01% | – |
| EMKR | New | EMCORE Corporation | $41,000 | – | 8,000 | +100.0% | 0.01% | – |
| New | MainStay High Yield Corporate | $42,000 | – | 6,948 | +100.0% | 0.01% | – | |
| New | Oppenheimer Int'l Bond Fund | $41,000 | – | 6,803 | +100.0% | 0.01% | – | |
| VNQ | New | Vanguard REIT ETF | $32,000 | – | 500 | +100.0% | 0.01% | – |
| LRN | New | K12 Inc. | $31,000 | – | 1,400 | +100.0% | 0.01% | – |
| TDTT | New | FlexShares iBoxx 3-Yr Target D | $26,000 | – | 1,040 | +100.0% | 0.01% | – |
| SLX | New | Market Vectors Steel Index Fun | $31,000 | – | 625 | +100.0% | 0.01% | – |
| NWPRCCL | New | Nat'l Westminster Bk PLC Ser Cpfd stk | $25,000 | – | 1,000 | +100.0% | 0.00% | – |
| DKTCL | New | Deutsch Bank Cont Capital Truspfd stk | $20,000 | – | 750 | +100.0% | 0.00% | – |
| JJOFF | New | iPath DJ-UBS Coffee ETN | $15,000 | – | 680 | +100.0% | 0.00% | – |
| ICE | New | IntercontinentalExchange Group | $15,000 | – | 65 | +100.0% | 0.00% | – |
| New | PIMCO Real Return Fund | $19,000 | – | 1,694 | +100.0% | 0.00% | – | |
| NVO | New | Novo Nordisk A/S - Spons ADR | $9,000 | – | 50 | +100.0% | 0.00% | – |
| New | Natixis Loomis Sayles Investme | $13,000 | – | 1,093 | +100.0% | 0.00% | – | |
| UHS | New | Universal Health Services Inc. | $14,000 | – | 170 | +100.0% | 0.00% | – |
| PIM | New | MFC Putnam Master Intermediate | $10,000 | – | 1,900 | +100.0% | 0.00% | – |
| KODK | New | Eastman Kodak Company | $3,000 | – | 74 | +100.0% | 0.00% | – |
| IQI | New | Invesco Quality Municipal Inco | $4,000 | – | 317 | +100.0% | 0.00% | – |
| CTT | New | CatchMark Timber Trust, Inc A | $2,000 | – | 107 | +100.0% | 0.00% | – |
| RNDY | New | Roundy's Inc | $1,000 | – | 100 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-07
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Heartland Financial USA Inc. | 42 | Q3 2023 | 16.1% |
| APPLE INC | 42 | Q3 2023 | 4.1% |
| Microsoft Corporation | 42 | Q3 2023 | 3.4% |
| JPMorgan Chase & Co | 42 | Q3 2023 | 3.2% |
| Wal-Mart Stores Inc | 42 | Q3 2023 | 2.9% |
| AMGEN INC | 42 | Q3 2023 | 3.1% |
| Cisco Systems Inc. | 42 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.6% |
| ChevronTexaco Corp | 42 | Q3 2023 | 2.3% |
| Berkshire Hathaway Inc. CL B | 42 | Q3 2023 | 2.2% |
View DUBUQUE BANK & TRUST CO's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CTO Realty Growth, Inc. | February 07, 2023 | 168,652 | 5.6% |
| Eagle Point Credit Co Inc. | February 02, 2022 | 5,506,800 | 5.2% |
| GLADSTONE COMMERCIAL CORP | February 14, 2017 | 151,043 | 6.0% |
| DUBUQUE BANK & TRUST CO | February 09, 2009 | ? | ? |
View DUBUQUE BANK & TRUST CO's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-27 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-13 |
| SC 13G | 2023-02-07 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-05-03 |
| SC 13G | 2022-02-02 |
| 13F-HR | 2022-01-28 |
View DUBUQUE BANK & TRUST CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.