$569 Million is the total value of DUBUQUE BANK & TRUST CO's 509 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 33.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | JPMorgan Strategic Income Opp | $25,863,000 | +3.1% | 2,175,180 | +2.7% | 4.55% | -4.6% | |
| Buy | Stone Ridge Reinsurance Risk P | $17,578,000 | +1.7% | 1,721,576 | +2.1% | 3.09% | -5.9% | |
| DXJ | Buy | Wisdom Tree Japan Hedged Equit | $17,322,000 | +7.5% | 340,715 | +1.4% | 3.05% | -0.5% |
| Buy | Goldman Sachs Strategic Income | $12,282,000 | +2.7% | 1,152,188 | +1.0% | 2.16% | -4.9% | |
| MLPI | Buy | ETRACS Aleriean MLP Infrastruc | $10,927,000 | +2.3% | 277,115 | +0.7% | 1.92% | -5.3% |
| SWKS | Buy | Skyworks Solutions Inc | $8,843,000 | +15.5% | 309,624 | +0.4% | 1.56% | +6.9% |
| UIS | Buy | Unisys Corp. | $8,781,000 | +118.3% | 261,581 | +63.8% | 1.54% | +102.1% |
| BAC | Buy | Bank Of America Corporation | $8,778,000 | +14.1% | 563,774 | +1.1% | 1.54% | +5.6% |
| GM | Buy | General Motors Co. | $8,622,000 | +431000.0% | 210,962 | +383467.3% | 1.52% | – |
| AAPL | Buy | Apple Computer Inc. | $8,332,000 | +18.4% | 14,852 | +0.6% | 1.46% | +9.6% |
| AIG | Buy | American International Group, | $8,152,000 | +5.6% | 159,687 | +0.6% | 1.43% | -2.2% |
| AXP | Buy | American Express | $8,066,000 | +20.8% | 88,905 | +0.6% | 1.42% | +11.8% |
| JPM | Buy | JP Morgan Chase & Co | $7,613,000 | +15.7% | 130,175 | +2.3% | 1.34% | +7.1% |
| WMT | Buy | Walmart | $7,272,000 | +7.7% | 92,418 | +1.3% | 1.28% | -0.2% |
| VGK | Buy | Vanguard European ETF | $7,233,000 | +11.4% | 123,015 | +3.3% | 1.27% | +3.1% |
| Buy | PIMCO Investment Grade Corp Bo | $7,091,000 | -2.5% | 692,434 | +0.5% | 1.25% | -9.8% | |
| Buy | Stone Ridge High Yield Reins R | $7,026,000 | +1.6% | 687,439 | +2.3% | 1.24% | -5.9% | |
| M | Buy | Macy's Inc | $7,023,000 | +24.4% | 131,513 | +0.8% | 1.24% | +15.1% |
| APA | Buy | Apache Corporation | $6,927,000 | +1.4% | 80,601 | +0.5% | 1.22% | -6.2% |
| BG | Buy | Bunge Limited | $6,495,000 | +8.8% | 79,105 | +0.6% | 1.14% | +0.7% |
| QCOM | Buy | Qualcomm Inc | $6,359,000 | +11.3% | 85,637 | +0.9% | 1.12% | +3.0% |
| GPORQ | New | Gulfport Energy Corp | $5,040,000 | – | 79,835 | +100.0% | 0.89% | – |
| S | Buy | Sprint Corp | $5,011,000 | +74.7% | 466,125 | +1.1% | 0.88% | +61.7% |
| CVS | Buy | CVS/Caremark Corp | $5,010,000 | +35685.7% | 69,995 | +28469.4% | 0.88% | +29266.7% |
| RSG | Buy | Republic Services Inc | $4,989,000 | +0.8% | 150,273 | +1.3% | 0.88% | -6.8% |
| MUB | Buy | iShares S&P National Municipal | $4,819,000 | +14.5% | 46,451 | +15.3% | 0.85% | +5.9% |
| Buy | Oppenheimer SteelPath MLP Sele | $4,200,000 | +2.6% | 342,087 | +0.6% | 0.74% | -5.0% | |
| KBR | Buy | KBR Inc. | $4,135,000 | -1.6% | 129,655 | +0.7% | 0.73% | -9.0% |
| MYL | Buy | Mylan Laboratories | $4,050,000 | +202400.0% | 93,321 | +166544.6% | 0.71% | – |
| F113PS | Buy | Covidien PLC - ADR | $3,826,000 | +13.1% | 56,179 | +1.2% | 0.67% | +4.7% |
| TMO | Buy | Thermo Electron Corp | $3,727,000 | +21.0% | 33,469 | +0.2% | 0.66% | +12.0% |
| CI | Buy | Cigna Corp | $3,635,000 | +14.7% | 41,555 | +0.8% | 0.64% | +6.1% |
| ITC | Buy | ITC Holdings Corporation | $3,519,000 | +869.4% | 36,725 | +849.0% | 0.62% | +797.1% |
| GOOGL | Buy | Google Inc - Cl A | $3,516,000 | +28.8% | 3,137 | +0.7% | 0.62% | +19.1% |
| JNJ | Buy | Johnson & Johnson | $3,408,000 | +7.8% | 37,207 | +2.1% | 0.60% | -0.2% |
| TGT | Buy | Target Corp | $3,363,000 | +1325.0% | 53,155 | +1342.5% | 0.59% | +1213.3% |
| A309PS | Buy | DIRECTV | $3,184,000 | +16.8% | 46,100 | +1.1% | 0.56% | +8.1% |
| HCA | New | HCA Holdings Inc | $3,167,000 | – | 66,370 | +100.0% | 0.56% | – |
| LIWA | Buy | Lihua International Inc. | $3,118,000 | +15.7% | 545,103 | +0.7% | 0.55% | +7.0% |
| X | Buy | United States Steel Corp. | $2,997,000 | +89.2% | 101,585 | +32.1% | 0.53% | +75.1% |
| EXC | Buy | Exelon Corp | $2,966,000 | +52.5% | 108,295 | +65.0% | 0.52% | +41.1% |
| PCYO | Buy | Pure Cycle Corp | $2,866,000 | +144.3% | 452,810 | +78.4% | 0.50% | +126.0% |
| SEE | Buy | Sealed Air Corp | $2,804,000 | +26.0% | 82,345 | +0.6% | 0.49% | +16.5% |
| APTS | Buy | Preferred Apartment Communitie | $2,791,000 | +95.6% | 347,110 | +97.5% | 0.49% | +81.2% |
| LYB | Buy | LyondellBasell Industries NV - | $2,746,000 | +12.4% | 34,204 | +2.5% | 0.48% | +4.1% |
| AA | Buy | Alcoa Inc | $2,487,000 | +79.0% | 233,990 | +36.8% | 0.44% | +65.5% |
| CARZ | Buy | NASDAQ Auto Index ETF | $2,452,000 | +2.7% | 61,765 | +0.5% | 0.43% | -5.1% |
| CMA | Buy | Comerica Inc | $2,271,000 | +22.2% | 47,765 | +1.0% | 0.40% | +13.0% |
| CLF | Buy | Cliffs Natural Resources Inc. | $2,263,000 | +80.0% | 86,360 | +40.9% | 0.40% | +66.5% |
| CME | Buy | Chicago Mercantile Exchange | $2,186,000 | +6.9% | 27,865 | +0.7% | 0.38% | -1.0% |
| CCI | Buy | Crown Castle International Cor | $2,127,000 | +1.5% | 28,960 | +1.0% | 0.37% | -6.0% |
| CSCO | Buy | Cisco Systems Inc. | $2,076,000 | -1.8% | 92,567 | +2.6% | 0.36% | -9.2% |
| BSJF | Buy | Guggenheim Bulletshares 2015 | $2,050,000 | +0.3% | 76,555 | +0.1% | 0.36% | -7.0% |
| PBCT | Buy | People's United Financial | $2,021,000 | +6.5% | 133,675 | +1.3% | 0.36% | -1.7% |
| UISPRA | New | Unisys Corp 6.25% Conv Preferrpfd stk | $1,781,000 | – | 19,950 | +100.0% | 0.31% | – |
| UMHPRACL | Buy | UMH Properties Inc 8.25%pfd stk | $1,569,000 | +5.4% | 62,260 | +7.0% | 0.28% | -2.5% |
| XOM | Buy | Exxon Mobil Corp | $1,343,000 | +35.0% | 13,273 | +14.7% | 0.24% | +24.9% |
| FEZ | Buy | SPDR Euro Stoxx 50 ETF | $1,328,000 | +29.9% | 31,465 | +18.2% | 0.23% | +20.6% |
| JQC | Buy | MFC Nuveen Preferred and Conv | $1,237,000 | +10.0% | 127,110 | +5.7% | 0.22% | +1.9% |
| PCI | New | PIMCO Dynamic Credit Income Fu | $1,142,000 | – | 50,800 | +100.0% | 0.20% | – |
| GE | Buy | General Electric | $1,066,000 | +21.7% | 38,030 | +3.7% | 0.19% | +12.7% |
| MSFT | Buy | Microsoft Corporation | $1,052,000 | +17.7% | 28,139 | +4.8% | 0.18% | +8.8% |
| RTN | Buy | Raytheon Co New | $1,001,000 | +26.5% | 11,041 | +7.5% | 0.18% | +17.3% |
| SDY | Buy | SPDR S&P Dividend ETF | $941,000 | +162.8% | 12,960 | +149.5% | 0.16% | +142.6% |
| WSR | New | Whitestone REIT | $758,000 | – | 56,670 | +100.0% | 0.13% | – |
| PFE | Buy | Pfizer Inc | $607,000 | +15.4% | 19,828 | +8.3% | 0.11% | +7.0% |
| EMC | Buy | EMC Corporation | $460,000 | +405.5% | 18,301 | +415.4% | 0.08% | +376.5% |
| GLW | Buy | Corning Inc. | $445,000 | +29.0% | 25,000 | +5.7% | 0.08% | +18.2% |
| DCI | Buy | Donaldson Company, Inc. | $428,000 | +14.4% | 9,835 | +0.5% | 0.08% | +5.6% |
| TTEK | Buy | Tetra Tech, Inc. | $420,000 | +14.1% | 15,035 | +5.9% | 0.07% | +5.7% |
| PCL | Buy | Plum Creek Timber Co. Inc. | $415,000 | +13.4% | 8,908 | +13.9% | 0.07% | +4.3% |
| MET | Buy | Metlife Inc | $407,000 | +32.6% | 7,557 | +15.7% | 0.07% | +24.1% |
| COP | Buy | ConocoPhillips | $412,000 | +15.4% | 5,836 | +13.5% | 0.07% | +5.9% |
| CLH | Buy | Clean Harbors, Inc. | $401,000 | +7.8% | 6,695 | +5.5% | 0.07% | 0.0% |
| T | Buy | AT&T Inc | $398,000 | +29.2% | 11,330 | +24.3% | 0.07% | +18.6% |
| CMI | Buy | Cummins Inc. | $400,000 | +6.4% | 2,835 | +0.2% | 0.07% | -1.4% |
| HYD | New | Market Vectors High Yield Muni | $386,000 | – | 13,665 | +100.0% | 0.07% | – |
| MINT | Buy | PIMCO Enhanced Short Maturity | $357,000 | +89.9% | 3,525 | +90.5% | 0.06% | +75.0% |
| AMP | Buy | Ameriprise Financial Inc | $341,000 | +50.9% | 2,961 | +19.1% | 0.06% | +39.5% |
| IGSB | Buy | iShares Barclays 1-3 Year Cred | $341,000 | +296.5% | 3,230 | +293.9% | 0.06% | +275.0% |
| INTC | Buy | Intel Corp | $331,000 | +30.8% | 12,734 | +15.3% | 0.06% | +20.8% |
| BDX | Buy | Becton Dickinson & Co | $322,000 | +13.8% | 2,910 | +2.8% | 0.06% | +5.6% |
| NSC | Buy | Norfolk Southern Corp | $311,000 | +43.3% | 3,355 | +19.6% | 0.06% | +34.1% |
| RPAI | Buy | Retail Properties of America, | $305,000 | +23.0% | 24,004 | +33.3% | 0.05% | +14.9% |
| SIAL | Buy | Sigma Aldrich Corp | $299,000 | +13.3% | 3,185 | +2.7% | 0.05% | +6.0% |
| HRS | Buy | Harris Corp Del | $286,000 | +45.2% | 4,095 | +23.2% | 0.05% | +35.1% |
| VGT | Buy | Vanguard Info Tech Vipers | $286,000 | +57.1% | 3,195 | +42.0% | 0.05% | +42.9% |
| XLK | Buy | Technology Select Sector SPDR | $276,000 | +217.2% | 7,715 | +183.1% | 0.05% | +188.2% |
| TRV | Buy | Travelers Companies Inc | $269,000 | +31.9% | 2,976 | +23.7% | 0.05% | +20.5% |
| DRI | Buy | Darden Restaurants Inc | $262,000 | +47.2% | 4,820 | +25.2% | 0.05% | +35.3% |
| KSS | Buy | Kohl's Corporation | $264,000 | +33.3% | 4,655 | +21.9% | 0.05% | +21.1% |
| VZ | Buy | Verizon Communications | $260,000 | +6.1% | 5,294 | +1.0% | 0.05% | -2.1% |
| MDU | Buy | MDU Resources Group Inc | $254,000 | +35.8% | 8,330 | +24.8% | 0.04% | +25.0% |
| PNC | Buy | PNC Financial Services Group | $246,000 | +36.7% | 3,175 | +27.8% | 0.04% | +26.5% |
| UGI | Buy | UGI Corporation | $241,000 | +34.6% | 5,815 | +27.0% | 0.04% | +23.5% |
| CLNE | Buy | Clean Energy Fuels Corp. | $226,000 | +438.1% | 17,600 | +435.8% | 0.04% | +400.0% |
| New | Northern Funds Fixed Income Fu | $221,000 | – | 21,869 | +100.0% | 0.04% | – | |
| NVS | Buy | Novartis AG - ADR | $188,000 | +327.3% | 2,340 | +307.0% | 0.03% | +312.5% |
| PEP | Buy | Pepsico Incorporated | $176,000 | +15.0% | 2,125 | +10.4% | 0.03% | +6.9% |
| ROK | Buy | Rockwell Automation Inc. | $173,000 | +2062.5% | 1,466 | +1803.9% | 0.03% | +1400.0% |
| RCI | New | Rogers Communications - ADR | $158,000 | – | 3,500 | +100.0% | 0.03% | – |
| AWK | Buy | American Water Works Co., Inc. | $136,000 | +41.7% | 3,200 | +37.3% | 0.02% | +33.3% |
| PFF | Buy | iShares S&P U.S. Preferred Sto | $113,000 | +3.7% | 3,060 | +7.0% | 0.02% | -4.8% |
| COL | New | Rockwell Collins Inc | $104,000 | – | 1,408 | +100.0% | 0.02% | – |
| New | Northern Ultra-Short Fixed Inc | $99,000 | – | 9,681 | +100.0% | 0.02% | – | |
| DJP | New | iPATH Dow Jones AIG Commodity | $96,000 | – | 2,600 | +100.0% | 0.02% | – |
| UTX | Buy | United Technologies Corporatio | $99,000 | +62.3% | 867 | +52.9% | 0.02% | +41.7% |
| RDSA | Buy | Royal Dutch Shell PLC A - ADR | $89,000 | +30.9% | 1,247 | +19.1% | 0.02% | +23.1% |
| WAT | Buy | Waters Corporation | $85,000 | 0.0% | 850 | +6.2% | 0.02% | -6.2% |
| VFC | Buy | VF Corporation | $86,000 | +17.8% | 1,372 | +272.8% | 0.02% | +7.1% |
| New | Northern High Yield Fixed Inco | $73,000 | – | 9,716 | +100.0% | 0.01% | – | |
| DGZ | Buy | PowerShares DB Gold Short ETN | $61,000 | +74.3% | 3,855 | +57.7% | 0.01% | +57.1% |
| BBTPRG | New | BB&T Corporation Series G Prfdpfd stk | $56,000 | – | 3,000 | +100.0% | 0.01% | – |
| RBSPRPCL | New | Royal Bk Scotland Grp Ser P 6.pfd stk | $57,000 | – | 2,800 | +100.0% | 0.01% | – |
| STPP | Buy | iPath U.S. Treasury Steepener | $59,000 | +84.4% | 1,400 | +70.7% | 0.01% | +66.7% |
| CMCSA | Buy | Comcast Corp Cl A | $51,000 | +264.3% | 975 | +225.0% | 0.01% | +200.0% |
| RBSPRSCL | New | Royal Bk Scotland Group Ser Fpfd stk | $43,000 | – | 2,000 | +100.0% | 0.01% | – |
| PPR | New | ING Prime Rate Trust | $37,000 | – | 6,400 | +100.0% | 0.01% | – |
| EMKR | New | EMCORE Corporation | $41,000 | – | 8,000 | +100.0% | 0.01% | – |
| MGEE | Buy | MGE Energy, Inc. | $39,000 | +95.0% | 670 | +81.1% | 0.01% | +75.0% |
| New | MainStay High Yield Corporate | $42,000 | – | 6,948 | +100.0% | 0.01% | – | |
| New | Oppenheimer Int'l Bond Fund | $41,000 | – | 6,803 | +100.0% | 0.01% | – | |
| BP | Buy | BP PLC Sponsored ADR | $37,000 | +76.2% | 753 | +50.6% | 0.01% | +75.0% |
| NU | Buy | Northeast Utilities | $32,000 | +28.0% | 751 | +25.2% | 0.01% | +20.0% |
| VNQ | New | Vanguard REIT ETF | $32,000 | – | 500 | +100.0% | 0.01% | – |
| LRN | New | K12 Inc. | $31,000 | – | 1,400 | +100.0% | 0.01% | – |
| BA | Buy | Boeing Company | $31,000 | +47.6% | 229 | +30.1% | 0.01% | +25.0% |
| TDTT | New | FlexShares iBoxx 3-Yr Target D | $26,000 | – | 1,040 | +100.0% | 0.01% | – |
| SLX | New | Market Vectors Steel Index Fun | $31,000 | – | 625 | +100.0% | 0.01% | – |
| PRU | Buy | Prudential Financial Inc. | $21,000 | +110.0% | 227 | +78.7% | 0.00% | +100.0% |
| NWPRCCL | New | Nat'l Westminster Bk PLC Ser Cpfd stk | $25,000 | – | 1,000 | +100.0% | 0.00% | – |
| VOD | Buy | Vodafone Group PLC - ADR | $25,000 | +108.3% | 639 | +88.5% | 0.00% | +100.0% |
| XLE | Buy | Energy Select Sector Spdr | $23,000 | +155.6% | 260 | +136.4% | 0.00% | +100.0% |
| DKTCL | New | Deutsch Bank Cont Capital Truspfd stk | $20,000 | – | 750 | +100.0% | 0.00% | – |
| JJOFF | New | iPath DJ-UBS Coffee ETN | $15,000 | – | 680 | +100.0% | 0.00% | – |
| BWA | Buy | Borgwarner Inc | $18,000 | +12.5% | 314 | +100.0% | 0.00% | 0.0% |
| FE | Buy | Firstenergy Corp | $15,000 | +400.0% | 468 | +444.2% | 0.00% | +200.0% |
| GSK | Buy | GlaxoSmithKline PLC - ADR | $19,000 | +72.7% | 351 | +55.3% | 0.00% | +50.0% |
| ICE | New | IntercontinentalExchange Group | $15,000 | – | 65 | +100.0% | 0.00% | – |
| New | PIMCO Real Return Fund | $19,000 | – | 1,694 | +100.0% | 0.00% | – | |
| NVO | New | Novo Nordisk A/S - Spons ADR | $9,000 | – | 50 | +100.0% | 0.00% | – |
| New | Natixis Loomis Sayles Investme | $13,000 | – | 1,093 | +100.0% | 0.00% | – | |
| UHS | New | Universal Health Services Inc. | $14,000 | – | 170 | +100.0% | 0.00% | – |
| PIM | New | MFC Putnam Master Intermediate | $10,000 | – | 1,900 | +100.0% | 0.00% | – |
| KODK | New | Eastman Kodak Company | $3,000 | – | 74 | +100.0% | 0.00% | – |
| IQI | New | Invesco Quality Municipal Inco | $4,000 | – | 317 | +100.0% | 0.00% | – |
| UAA | Buy | Under Armour, Inc. | $7,000 | +40.0% | 78 | +20.0% | 0.00% | 0.0% |
| CTT | New | CatchMark Timber Trust, Inc A | $2,000 | – | 107 | +100.0% | 0.00% | – |
| Buy | Oppenheimer Senior Floating Ra | $0 | – | 0 | +100.0% | 0.00% | – | |
| Buy | BlackRock High Yield Bond Inst | $0 | – | 26 | +4.0% | 0.00% | – | |
| RNDY | New | Roundy's Inc | $1,000 | – | 100 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-07
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Heartland Financial USA Inc. | 42 | Q3 2023 | 16.1% |
| APPLE INC | 42 | Q3 2023 | 4.1% |
| Microsoft Corporation | 42 | Q3 2023 | 3.4% |
| JPMorgan Chase & Co | 42 | Q3 2023 | 3.2% |
| Wal-Mart Stores Inc | 42 | Q3 2023 | 2.9% |
| AMGEN INC | 42 | Q3 2023 | 3.1% |
| Cisco Systems Inc. | 42 | Q3 2023 | 2.8% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.6% |
| ChevronTexaco Corp | 42 | Q3 2023 | 2.3% |
| Berkshire Hathaway Inc. CL B | 42 | Q3 2023 | 2.2% |
View DUBUQUE BANK & TRUST CO's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CTO Realty Growth, Inc. | February 07, 2023 | 168,652 | 5.6% |
| Eagle Point Credit Co Inc. | February 02, 2022 | 5,506,800 | 5.2% |
| GLADSTONE COMMERCIAL CORP | February 14, 2017 | 151,043 | 6.0% |
| DUBUQUE BANK & TRUST CO | February 09, 2009 | ? | ? |
View DUBUQUE BANK & TRUST CO's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-27 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-13 |
| SC 13G | 2023-02-07 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-05-03 |
| SC 13G | 2022-02-02 |
| 13F-HR | 2022-01-28 |
View DUBUQUE BANK & TRUST CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.