DUBUQUE BANK & TRUST CO - Q4 2013 holdings

$569 Million is the total value of DUBUQUE BANK & TRUST CO's 509 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 33.6% .

 Value Shares↓ Weighting
BuyJPMorgan Strategic Income Opp$25,863,000
+3.1%
2,175,180
+2.7%
4.55%
-4.6%
BuyStone Ridge Reinsurance Risk P$17,578,000
+1.7%
1,721,576
+2.1%
3.09%
-5.9%
DXJ BuyWisdom Tree Japan Hedged Equit$17,322,000
+7.5%
340,715
+1.4%
3.05%
-0.5%
BuyGoldman Sachs Strategic Income$12,282,000
+2.7%
1,152,188
+1.0%
2.16%
-4.9%
MLPI BuyETRACS Aleriean MLP Infrastruc$10,927,000
+2.3%
277,115
+0.7%
1.92%
-5.3%
SWKS BuySkyworks Solutions Inc$8,843,000
+15.5%
309,624
+0.4%
1.56%
+6.9%
UIS BuyUnisys Corp.$8,781,000
+118.3%
261,581
+63.8%
1.54%
+102.1%
BAC BuyBank Of America Corporation$8,778,000
+14.1%
563,774
+1.1%
1.54%
+5.6%
GM BuyGeneral Motors Co.$8,622,000
+431000.0%
210,962
+383467.3%
1.52%
AAPL BuyApple Computer Inc.$8,332,000
+18.4%
14,852
+0.6%
1.46%
+9.6%
AIG BuyAmerican International Group,$8,152,000
+5.6%
159,687
+0.6%
1.43%
-2.2%
AXP BuyAmerican Express$8,066,000
+20.8%
88,905
+0.6%
1.42%
+11.8%
JPM BuyJP Morgan Chase & Co$7,613,000
+15.7%
130,175
+2.3%
1.34%
+7.1%
WMT BuyWalmart$7,272,000
+7.7%
92,418
+1.3%
1.28%
-0.2%
VGK BuyVanguard European ETF$7,233,000
+11.4%
123,015
+3.3%
1.27%
+3.1%
BuyPIMCO Investment Grade Corp Bo$7,091,000
-2.5%
692,434
+0.5%
1.25%
-9.8%
BuyStone Ridge High Yield Reins R$7,026,000
+1.6%
687,439
+2.3%
1.24%
-5.9%
M BuyMacy's Inc$7,023,000
+24.4%
131,513
+0.8%
1.24%
+15.1%
APA BuyApache Corporation$6,927,000
+1.4%
80,601
+0.5%
1.22%
-6.2%
BG BuyBunge Limited$6,495,000
+8.8%
79,105
+0.6%
1.14%
+0.7%
QCOM BuyQualcomm Inc$6,359,000
+11.3%
85,637
+0.9%
1.12%
+3.0%
GPORQ NewGulfport Energy Corp$5,040,00079,835
+100.0%
0.89%
S BuySprint Corp$5,011,000
+74.7%
466,125
+1.1%
0.88%
+61.7%
CVS BuyCVS/Caremark Corp$5,010,000
+35685.7%
69,995
+28469.4%
0.88%
+29266.7%
RSG BuyRepublic Services Inc$4,989,000
+0.8%
150,273
+1.3%
0.88%
-6.8%
MUB BuyiShares S&P National Municipal$4,819,000
+14.5%
46,451
+15.3%
0.85%
+5.9%
BuyOppenheimer SteelPath MLP Sele$4,200,000
+2.6%
342,087
+0.6%
0.74%
-5.0%
KBR BuyKBR Inc.$4,135,000
-1.6%
129,655
+0.7%
0.73%
-9.0%
MYL BuyMylan Laboratories$4,050,000
+202400.0%
93,321
+166544.6%
0.71%
F113PS BuyCovidien PLC - ADR$3,826,000
+13.1%
56,179
+1.2%
0.67%
+4.7%
TMO BuyThermo Electron Corp$3,727,000
+21.0%
33,469
+0.2%
0.66%
+12.0%
CI BuyCigna Corp$3,635,000
+14.7%
41,555
+0.8%
0.64%
+6.1%
ITC BuyITC Holdings Corporation$3,519,000
+869.4%
36,725
+849.0%
0.62%
+797.1%
GOOGL BuyGoogle Inc - Cl A$3,516,000
+28.8%
3,137
+0.7%
0.62%
+19.1%
JNJ BuyJohnson & Johnson$3,408,000
+7.8%
37,207
+2.1%
0.60%
-0.2%
TGT BuyTarget Corp$3,363,000
+1325.0%
53,155
+1342.5%
0.59%
+1213.3%
A309PS BuyDIRECTV$3,184,000
+16.8%
46,100
+1.1%
0.56%
+8.1%
HCA NewHCA Holdings Inc$3,167,00066,370
+100.0%
0.56%
LIWA BuyLihua International Inc.$3,118,000
+15.7%
545,103
+0.7%
0.55%
+7.0%
X BuyUnited States Steel Corp.$2,997,000
+89.2%
101,585
+32.1%
0.53%
+75.1%
EXC BuyExelon Corp$2,966,000
+52.5%
108,295
+65.0%
0.52%
+41.1%
PCYO BuyPure Cycle Corp$2,866,000
+144.3%
452,810
+78.4%
0.50%
+126.0%
SEE BuySealed Air Corp$2,804,000
+26.0%
82,345
+0.6%
0.49%
+16.5%
APTS BuyPreferred Apartment Communitie$2,791,000
+95.6%
347,110
+97.5%
0.49%
+81.2%
LYB BuyLyondellBasell Industries NV -$2,746,000
+12.4%
34,204
+2.5%
0.48%
+4.1%
AA BuyAlcoa Inc$2,487,000
+79.0%
233,990
+36.8%
0.44%
+65.5%
CARZ BuyNASDAQ Auto Index ETF$2,452,000
+2.7%
61,765
+0.5%
0.43%
-5.1%
CMA BuyComerica Inc$2,271,000
+22.2%
47,765
+1.0%
0.40%
+13.0%
CLF BuyCliffs Natural Resources Inc.$2,263,000
+80.0%
86,360
+40.9%
0.40%
+66.5%
CME BuyChicago Mercantile Exchange$2,186,000
+6.9%
27,865
+0.7%
0.38%
-1.0%
CCI BuyCrown Castle International Cor$2,127,000
+1.5%
28,960
+1.0%
0.37%
-6.0%
CSCO BuyCisco Systems Inc.$2,076,000
-1.8%
92,567
+2.6%
0.36%
-9.2%
BSJF BuyGuggenheim Bulletshares 2015$2,050,000
+0.3%
76,555
+0.1%
0.36%
-7.0%
PBCT BuyPeople's United Financial$2,021,000
+6.5%
133,675
+1.3%
0.36%
-1.7%
UISPRA NewUnisys Corp 6.25% Conv Preferrpfd stk$1,781,00019,950
+100.0%
0.31%
UMHPRACL BuyUMH Properties Inc 8.25%pfd stk$1,569,000
+5.4%
62,260
+7.0%
0.28%
-2.5%
XOM BuyExxon Mobil Corp$1,343,000
+35.0%
13,273
+14.7%
0.24%
+24.9%
FEZ BuySPDR Euro Stoxx 50 ETF$1,328,000
+29.9%
31,465
+18.2%
0.23%
+20.6%
JQC BuyMFC Nuveen Preferred and Conv$1,237,000
+10.0%
127,110
+5.7%
0.22%
+1.9%
PCI NewPIMCO Dynamic Credit Income Fu$1,142,00050,800
+100.0%
0.20%
GE BuyGeneral Electric$1,066,000
+21.7%
38,030
+3.7%
0.19%
+12.7%
MSFT BuyMicrosoft Corporation$1,052,000
+17.7%
28,139
+4.8%
0.18%
+8.8%
RTN BuyRaytheon Co New$1,001,000
+26.5%
11,041
+7.5%
0.18%
+17.3%
SDY BuySPDR S&P Dividend ETF$941,000
+162.8%
12,960
+149.5%
0.16%
+142.6%
WSR NewWhitestone REIT$758,00056,670
+100.0%
0.13%
PFE BuyPfizer Inc$607,000
+15.4%
19,828
+8.3%
0.11%
+7.0%
EMC BuyEMC Corporation$460,000
+405.5%
18,301
+415.4%
0.08%
+376.5%
GLW BuyCorning Inc.$445,000
+29.0%
25,000
+5.7%
0.08%
+18.2%
DCI BuyDonaldson Company, Inc.$428,000
+14.4%
9,835
+0.5%
0.08%
+5.6%
TTEK BuyTetra Tech, Inc.$420,000
+14.1%
15,035
+5.9%
0.07%
+5.7%
PCL BuyPlum Creek Timber Co. Inc.$415,000
+13.4%
8,908
+13.9%
0.07%
+4.3%
MET BuyMetlife Inc$407,000
+32.6%
7,557
+15.7%
0.07%
+24.1%
COP BuyConocoPhillips$412,000
+15.4%
5,836
+13.5%
0.07%
+5.9%
CLH BuyClean Harbors, Inc.$401,000
+7.8%
6,695
+5.5%
0.07%0.0%
T BuyAT&T Inc$398,000
+29.2%
11,330
+24.3%
0.07%
+18.6%
CMI BuyCummins Inc.$400,000
+6.4%
2,835
+0.2%
0.07%
-1.4%
HYD NewMarket Vectors High Yield Muni$386,00013,665
+100.0%
0.07%
MINT BuyPIMCO Enhanced Short Maturity$357,000
+89.9%
3,525
+90.5%
0.06%
+75.0%
AMP BuyAmeriprise Financial Inc$341,000
+50.9%
2,961
+19.1%
0.06%
+39.5%
IGSB BuyiShares Barclays 1-3 Year Cred$341,000
+296.5%
3,230
+293.9%
0.06%
+275.0%
INTC BuyIntel Corp$331,000
+30.8%
12,734
+15.3%
0.06%
+20.8%
BDX BuyBecton Dickinson & Co$322,000
+13.8%
2,910
+2.8%
0.06%
+5.6%
NSC BuyNorfolk Southern Corp$311,000
+43.3%
3,355
+19.6%
0.06%
+34.1%
RPAI BuyRetail Properties of America,$305,000
+23.0%
24,004
+33.3%
0.05%
+14.9%
SIAL BuySigma Aldrich Corp$299,000
+13.3%
3,185
+2.7%
0.05%
+6.0%
HRS BuyHarris Corp Del$286,000
+45.2%
4,095
+23.2%
0.05%
+35.1%
VGT BuyVanguard Info Tech Vipers$286,000
+57.1%
3,195
+42.0%
0.05%
+42.9%
XLK BuyTechnology Select Sector SPDR$276,000
+217.2%
7,715
+183.1%
0.05%
+188.2%
TRV BuyTravelers Companies Inc$269,000
+31.9%
2,976
+23.7%
0.05%
+20.5%
DRI BuyDarden Restaurants Inc$262,000
+47.2%
4,820
+25.2%
0.05%
+35.3%
KSS BuyKohl's Corporation$264,000
+33.3%
4,655
+21.9%
0.05%
+21.1%
VZ BuyVerizon Communications$260,000
+6.1%
5,294
+1.0%
0.05%
-2.1%
MDU BuyMDU Resources Group Inc$254,000
+35.8%
8,330
+24.8%
0.04%
+25.0%
PNC BuyPNC Financial Services Group$246,000
+36.7%
3,175
+27.8%
0.04%
+26.5%
UGI BuyUGI Corporation$241,000
+34.6%
5,815
+27.0%
0.04%
+23.5%
CLNE BuyClean Energy Fuels Corp.$226,000
+438.1%
17,600
+435.8%
0.04%
+400.0%
NewNorthern Funds Fixed Income Fu$221,00021,869
+100.0%
0.04%
NVS BuyNovartis AG - ADR$188,000
+327.3%
2,340
+307.0%
0.03%
+312.5%
PEP BuyPepsico Incorporated$176,000
+15.0%
2,125
+10.4%
0.03%
+6.9%
ROK BuyRockwell Automation Inc.$173,000
+2062.5%
1,466
+1803.9%
0.03%
+1400.0%
RCI NewRogers Communications - ADR$158,0003,500
+100.0%
0.03%
AWK BuyAmerican Water Works Co., Inc.$136,000
+41.7%
3,200
+37.3%
0.02%
+33.3%
PFF BuyiShares S&P U.S. Preferred Sto$113,000
+3.7%
3,060
+7.0%
0.02%
-4.8%
COL NewRockwell Collins Inc$104,0001,408
+100.0%
0.02%
NewNorthern Ultra-Short Fixed Inc$99,0009,681
+100.0%
0.02%
DJP NewiPATH Dow Jones AIG Commodity$96,0002,600
+100.0%
0.02%
UTX BuyUnited Technologies Corporatio$99,000
+62.3%
867
+52.9%
0.02%
+41.7%
RDSA BuyRoyal Dutch Shell PLC A - ADR$89,000
+30.9%
1,247
+19.1%
0.02%
+23.1%
WAT BuyWaters Corporation$85,0000.0%850
+6.2%
0.02%
-6.2%
VFC BuyVF Corporation$86,000
+17.8%
1,372
+272.8%
0.02%
+7.1%
NewNorthern High Yield Fixed Inco$73,0009,716
+100.0%
0.01%
DGZ BuyPowerShares DB Gold Short ETN$61,000
+74.3%
3,855
+57.7%
0.01%
+57.1%
BBTPRG NewBB&T Corporation Series G Prfdpfd stk$56,0003,000
+100.0%
0.01%
RBSPRPCL NewRoyal Bk Scotland Grp Ser P 6.pfd stk$57,0002,800
+100.0%
0.01%
STPP BuyiPath U.S. Treasury Steepener$59,000
+84.4%
1,400
+70.7%
0.01%
+66.7%
CMCSA BuyComcast Corp Cl A$51,000
+264.3%
975
+225.0%
0.01%
+200.0%
RBSPRSCL NewRoyal Bk Scotland Group Ser Fpfd stk$43,0002,000
+100.0%
0.01%
PPR NewING Prime Rate Trust$37,0006,400
+100.0%
0.01%
EMKR NewEMCORE Corporation$41,0008,000
+100.0%
0.01%
MGEE BuyMGE Energy, Inc.$39,000
+95.0%
670
+81.1%
0.01%
+75.0%
NewMainStay High Yield Corporate$42,0006,948
+100.0%
0.01%
NewOppenheimer Int'l Bond Fund$41,0006,803
+100.0%
0.01%
BP BuyBP PLC Sponsored ADR$37,000
+76.2%
753
+50.6%
0.01%
+75.0%
NU BuyNortheast Utilities$32,000
+28.0%
751
+25.2%
0.01%
+20.0%
VNQ NewVanguard REIT ETF$32,000500
+100.0%
0.01%
LRN NewK12 Inc.$31,0001,400
+100.0%
0.01%
BA BuyBoeing Company$31,000
+47.6%
229
+30.1%
0.01%
+25.0%
TDTT NewFlexShares iBoxx 3-Yr Target D$26,0001,040
+100.0%
0.01%
SLX NewMarket Vectors Steel Index Fun$31,000625
+100.0%
0.01%
PRU BuyPrudential Financial Inc.$21,000
+110.0%
227
+78.7%
0.00%
+100.0%
NWPRCCL NewNat'l Westminster Bk PLC Ser Cpfd stk$25,0001,000
+100.0%
0.00%
VOD BuyVodafone Group PLC - ADR$25,000
+108.3%
639
+88.5%
0.00%
+100.0%
XLE BuyEnergy Select Sector Spdr$23,000
+155.6%
260
+136.4%
0.00%
+100.0%
DKTCL NewDeutsch Bank Cont Capital Truspfd stk$20,000750
+100.0%
0.00%
JJOFF NewiPath DJ-UBS Coffee ETN$15,000680
+100.0%
0.00%
BWA BuyBorgwarner Inc$18,000
+12.5%
314
+100.0%
0.00%0.0%
FE BuyFirstenergy Corp$15,000
+400.0%
468
+444.2%
0.00%
+200.0%
GSK BuyGlaxoSmithKline PLC - ADR$19,000
+72.7%
351
+55.3%
0.00%
+50.0%
ICE NewIntercontinentalExchange Group$15,00065
+100.0%
0.00%
NewPIMCO Real Return Fund$19,0001,694
+100.0%
0.00%
NVO NewNovo Nordisk A/S - Spons ADR$9,00050
+100.0%
0.00%
NewNatixis Loomis Sayles Investme$13,0001,093
+100.0%
0.00%
UHS NewUniversal Health Services Inc.$14,000170
+100.0%
0.00%
PIM NewMFC Putnam Master Intermediate$10,0001,900
+100.0%
0.00%
KODK NewEastman Kodak Company$3,00074
+100.0%
0.00%
IQI NewInvesco Quality Municipal Inco$4,000317
+100.0%
0.00%
UAA BuyUnder Armour, Inc.$7,000
+40.0%
78
+20.0%
0.00%0.0%
CTT NewCatchMark Timber Trust, Inc A$2,000107
+100.0%
0.00%
BuyOppenheimer Senior Floating Ra$00
+100.0%
0.00%
BuyBlackRock High Yield Bond Inst$026
+4.0%
0.00%
RNDY NewRoundy's Inc$1,000100
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-02-07
Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Heartland Financial USA Inc.42Q3 202316.1%
APPLE INC42Q3 20234.1%
Microsoft Corporation42Q3 20233.4%
JPMorgan Chase & Co42Q3 20233.2%
Wal-Mart Stores Inc42Q3 20232.9%
AMGEN INC42Q3 20233.1%
Cisco Systems Inc.42Q3 20232.8%
JOHNSON & JOHNSON42Q3 20232.6%
ChevronTexaco Corp42Q3 20232.3%
Berkshire Hathaway Inc. CL B42Q3 20232.2%

View DUBUQUE BANK & TRUST CO's complete holdings history.

Latest significant ownerships (13-D/G)
DUBUQUE BANK & TRUST CO Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
CTO Realty Growth, Inc.February 07, 2023168,6525.6%
Eagle Point Credit Co Inc.February 02, 20225,506,8005.2%
GLADSTONE COMMERCIAL CORPFebruary 14, 2017151,0436.0%
DUBUQUE BANK & TRUST COFebruary 09, 2009? ?

View DUBUQUE BANK & TRUST CO's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2023-10-27
13F-HR2023-07-17
13F-HR2023-04-13
SC 13G2023-02-07
13F-HR2023-02-03
13F-HR2022-11-02
13F-HR2022-07-13
13F-HR2022-05-03
SC 13G2022-02-02
13F-HR2022-01-28

View DUBUQUE BANK & TRUST CO's complete filings history.

Compare quarters

Export DUBUQUE BANK & TRUST CO's holdings