$133 Billion is the total value of BANK OF MONTREAL /CAN/'s 15385 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 6.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLF | SELECT SECTOR SPDR TRcall | $30,811,000 | +9.9% | 1,001,000 | 0.0% | 0.02% | -4.2% | |
| XLF | SELECT SECTOR SPDR TRput | $30,811,000 | +9.9% | 1,001,000 | 0.0% | 0.02% | -4.2% | |
| KRE | SPDR SERIES TRUSTput | $29,218,000 | +10.3% | 501,600 | 0.0% | 0.02% | -4.3% | |
| TRP | TC ENERGY CORPput | $28,654,000 | +2.9% | 537,500 | 0.0% | 0.02% | -8.3% | |
| MAIN | MAIN STREET CAPITAL CORP | $26,311,000 | -0.2% | 610,312 | 0.0% | 0.02% | -13.0% | |
| TKKS | TKK SYMPHONY ACQUISITION COR | $22,692,000 | +0.6% | 2,216,000 | 0.0% | 0.02% | -10.5% | |
| NTR | NUTRIEN LTDput | $18,373,000 | -4.0% | 383,500 | 0.0% | 0.01% | -17.6% | |
| FSK | FS KKR CAPITAL CORP | $19,236,000 | +5.1% | 3,138,000 | 0.0% | 0.01% | -12.5% | |
| EA | ELECTRONIC ARTS INCput | $14,202,000 | +9.9% | 132,100 | 0.0% | 0.01% | 0.0% | |
| MUDS | MUDRICK CAP ACQUISITION CORP | $14,402,000 | +0.3% | 1,394,208 | 0.0% | 0.01% | -8.3% | |
| TIBR | TIBERIUS ACQUISITION CORP | $14,622,000 | +2.2% | 1,392,562 | 0.0% | 0.01% | -8.3% | |
| SHOP | SHOPIFY INCput | $13,915,000 | +27.6% | 35,000 | 0.0% | 0.01% | +11.1% | |
| HCAC | HENNESSY CAP ACQUSTION CORP | $12,700,000 | +1.5% | 1,250,000 | 0.0% | 0.01% | -9.1% | |
| ALGR | ALLEGRO MERGER CORP | $13,616,000 | +0.9% | 1,329,656 | 0.0% | 0.01% | -16.7% | |
| XLU | SELECT SECTOR SPDR TRput | $12,924,000 | -0.2% | 200,000 | 0.0% | 0.01% | -9.1% | |
| TRI | THOMSON REUTERS CORPput | $13,962,000 | +7.1% | 195,000 | 0.0% | 0.01% | -9.1% | |
| AMD | ADVANCED MICRO DEVICES INCcall | $11,713,000 | +58.2% | 255,400 | 0.0% | 0.01% | +50.0% | |
| ALAC | ALBERTON ACQUISITION CORP | $12,161,000 | +1.0% | 1,175,000 | 0.0% | 0.01% | -10.0% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $10,363,000 | +5.4% | 1,898,000 | 0.0% | 0.01% | 0.0% | |
| LFAC | LF CAP ACQUISITION CORPcl a | $10,142,000 | +1.0% | 979,000 | 0.0% | 0.01% | -11.1% | |
| NMFC | NEW MTN FIN CORP | $10,910,000 | +0.8% | 794,000 | 0.0% | 0.01% | -11.1% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $9,587,000 | +4.2% | 856,000 | 0.0% | 0.01% | -12.5% | |
| FMCI | FORUM MERGER II CORPcl a | $8,210,000 | +1.0% | 804,143 | 0.0% | 0.01% | -14.3% | |
| SQ | SQUARE INCput | $7,520,000 | +1.0% | 120,200 | 0.0% | 0.01% | 0.0% | |
| SNAP | SNAP INCput | $7,500,000 | +3.3% | 459,300 | 0.0% | 0.01% | 0.0% | |
| FCX | FREEPORT-MCMORAN INCput | $8,397,000 | +37.1% | 640,000 | 0.0% | 0.01% | +20.0% | |
| LHC | LEO HOLDINGS CORP | $8,585,000 | +1.2% | 828,698 | 0.0% | 0.01% | -14.3% | |
| VTIQ | VECTOIQ ACQUISITION CORP | $6,828,000 | +1.1% | 661,628 | 0.0% | 0.01% | -16.7% | |
| URI | UNITED RENTALS INCcall | $6,271,000 | +33.8% | 37,600 | 0.0% | 0.01% | +25.0% | |
| TWTR | TWITTER INCcall | $6,410,000 | -22.2% | 200,000 | 0.0% | 0.01% | -28.6% | |
| TWTR | TWITTER INCput | $6,413,000 | -22.2% | 200,100 | 0.0% | 0.01% | -28.6% | |
| SLRC | SOLAR CAP LTD | $6,722,000 | -0.1% | 326,001 | 0.0% | 0.01% | -16.7% | |
| GRAF | GRAF INDL CORP | $7,133,000 | +1.3% | 700,000 | 0.0% | 0.01% | -16.7% | |
| AWF | ALLIANCEBERNSTEIN GBL HGH IN | $5,119,000 | +1.2% | 422,000 | 0.0% | 0.00% | 0.0% | |
| CYH | COMMUNITY HEALTH SYS INC NEWput | $4,907,000 | -19.4% | 1,692,000 | 0.0% | 0.00% | -20.0% | |
| RAD | RITE AID CORPput | $5,179,000 | +122.6% | 334,800 | 0.0% | 0.00% | +100.0% | |
| RCI | ROGERS COMMUNICATIONS INCput | $5,513,000 | +1.9% | 111,000 | 0.0% | 0.00% | -20.0% | |
| BGB | BLACKSTONE GSO STRATEGIC CR | $5,249,000 | -1.5% | 365,000 | 0.0% | 0.00% | -20.0% | |
| EVV | EATON VANCE LTD DUR INCOME F | $5,645,000 | +6.0% | 426,000 | 0.0% | 0.00% | -20.0% | |
| CVS | CVS HEALTH CORPcall | $5,015,000 | +17.8% | 67,500 | 0.0% | 0.00% | 0.0% | |
| AOD | ABERDEEN TOTAL DYNAMIC DIVD | $5,952,000 | +7.3% | 665,000 | 0.0% | 0.00% | -20.0% | |
| CI | CIGNA CORP NEWcall | $5,112,000 | +34.7% | 25,000 | 0.0% | 0.00% | +33.3% | |
| JPS | NUVEEN PFD & INCM SECURTIES | $4,990,000 | +1.8% | 497,490 | 0.0% | 0.00% | 0.0% | |
| TU | TELUS CORPput | $4,725,000 | +8.7% | 122,000 | 0.0% | 0.00% | 0.0% | |
| PAAC | PROFICIENT ALPHA ACQUSTN COR | $5,634,000 | +1.5% | 560,000 | 0.0% | 0.00% | -20.0% | |
| AMCI | AMCI ACQUISITION CORPclass a | $4,060,000 | +1.2% | 400,000 | 0.0% | 0.00% | 0.0% | |
| TZAC | TENZING ACQUISITION CORP | $3,368,000 | +1.1% | 322,000 | 0.0% | 0.00% | 0.0% | |
| TCPC | BLACKROCK TCP CAP CORP | $4,313,000 | +3.7% | 307,000 | 0.0% | 0.00% | -25.0% | |
| GHY | PGIM GLOBAL HIGH YIELD FD IN | $3,364,000 | +4.5% | 224,000 | 0.0% | 0.00% | 0.0% | |
| CGBD | TCG BDC INC | $4,188,000 | -7.1% | 313,000 | 0.0% | 0.00% | -25.0% | |
| KRE | SPDR SERIES TRUSTcall | $3,437,000 | +10.3% | 59,000 | 0.0% | 0.00% | 0.0% | |
| EAD | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $3,915,000 | +2.2% | 465,000 | 0.0% | 0.00% | 0.0% | |
| SM | SM ENERGY COput | $4,496,000 | +16.0% | 400,000 | 0.0% | 0.00% | 0.0% | |
| ERI | ELDORADO RESORTS INCput | $3,686,000 | +49.6% | 61,800 | 0.0% | 0.00% | +50.0% | |
| HAL | HALLIBURTON COcall | $3,350,000 | +29.8% | 136,900 | 0.0% | 0.00% | +50.0% | |
| CCH | COLLIER CREEK HOLDINGS | $4,626,000 | +0.9% | 450,000 | 0.0% | 0.00% | -25.0% | |
| HCCH | HL ACQUISITIONS CORP | $3,584,000 | +0.9% | 346,910 | 0.0% | 0.00% | 0.0% | |
| GWPH | GW PHARMACEUTICALS PLCput | $2,614,000 | -9.1% | 25,000 | 0.0% | 0.00% | 0.0% | |
| KHC | KRAFT HEINZ COput | $2,410,000 | +15.0% | 75,000 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NATL RY COput | $2,261,000 | +0.6% | 25,000 | 0.0% | 0.00% | 0.0% | |
| JCPNQ | PENNEY J C CORP INCput | $2,576,000 | +26.0% | 2,299,600 | 0.0% | 0.00% | 0.0% | |
| PAAS | PAN AMERICAN SILVER CORPput | $2,606,000 | +51.1% | 110,000 | 0.0% | 0.00% | +100.0% | |
| CHWY | CHEWY INCput | $3,300,000 | +18.0% | 113,800 | 0.0% | 0.00% | 0.0% | |
| BPMP | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $2,240,000 | +6.9% | 143,467 | 0.0% | 0.00% | 0.0% | |
| PBFX | PBF LOGISTICS LPunit ltd ptnr | $2,183,000 | -4.3% | 107,800 | 0.0% | 0.00% | 0.0% | |
| CI | CIGNA CORP NEWput | $2,045,000 | +34.7% | 10,000 | 0.0% | 0.00% | +100.0% | |
| HBM | HUDBAY MINERALS INCput | $2,125,000 | +14.9% | 512,100 | 0.0% | 0.00% | 0.0% | |
| NTG | TORTOISE MIDSTRM ENERGY FD I | $2,170,000 | -10.8% | 198,000 | 0.0% | 0.00% | 0.0% | |
| ICBK | COUNTY BANCORP INC | $2,620,000 | +30.7% | 102,208 | 0.0% | 0.00% | 0.0% | |
| ENIA | ENEL AMERICAS S Asponsored adr | $2,356,000 | +20.6% | 214,527 | 0.0% | 0.00% | 0.0% | |
| HIX | WESTERN ASSET HIGH INCM FD I | $2,258,000 | -0.6% | 335,000 | 0.0% | 0.00% | 0.0% | |
| FXI | ISHARES TRput | $2,330,000 | +9.6% | 53,400 | 0.0% | 0.00% | 0.0% | |
| MFAC | MEGALITH FINL ACQUISITION CO | $2,577,000 | +0.6% | 251,200 | 0.0% | 0.00% | 0.0% | |
| MLM | MARTIN MARIETTA MATLS INCput | $2,936,000 | +2.0% | 10,500 | 0.0% | 0.00% | 0.0% | |
| WIFI | BOINGO WIRELESS INCcall | $2,738,000 | -1.3% | 250,000 | 0.0% | 0.00% | 0.0% | |
| EDTX | EDTECHX HLDGS ACQUISITION CO | $2,752,000 | +1.2% | 268,000 | 0.0% | 0.00% | 0.0% | |
| LOAC | LONGEVITY ACQUISITION CORP | $2,554,000 | +1.0% | 245,223 | 0.0% | 0.00% | 0.0% | |
| SLV | ISHARES SILVER TRUSTput | $2,502,000 | +4.8% | 150,000 | 0.0% | 0.00% | 0.0% | |
| TOTA | TOTTENHAM ACQUISITION I LTD | $2,223,000 | +1.6% | 212,000 | 0.0% | 0.00% | 0.0% | |
| LOW | LOWES COS INCput | $2,994,000 | +8.9% | 25,000 | 0.0% | 0.00% | 0.0% | |
| BIT | BLACKROCK MULTI-SECTOR INC T | $2,957,000 | -5.8% | 183,000 | 0.0% | 0.00% | -33.3% | |
| KMI | KINDER MORGAN INC DELput | $2,308,000 | +2.8% | 109,000 | 0.0% | 0.00% | 0.0% | |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $2,885,000 | -0.9% | 581,000 | 0.0% | 0.00% | -33.3% | |
| AVP | AVON PRODS INCcall | $1,410,000 | +28.2% | 250,000 | 0.0% | 0.00% | 0.0% | |
| VIPS | VIPSHOP HLDGS LTDput | $1,417,000 | +58.9% | 100,000 | 0.0% | 0.00% | 0.0% | |
| VMW | VMWARE INCput | $1,199,000 | +1.2% | 7,900 | 0.0% | 0.00% | 0.0% | |
| DOFSQ | DIAMOND OFFSHORE DRILLING INput | $1,672,000 | +29.3% | 232,500 | 0.0% | 0.00% | 0.0% | |
| BRFS | BRF SAsponsored adr | $1,082,000 | -5.0% | 124,342 | 0.0% | 0.00% | 0.0% | |
| WB | WEIBO CORPput | $1,854,000 | +3.6% | 40,000 | 0.0% | 0.00% | -50.0% | |
| PFSI | PENNYMAC FINL SVCS INCcall | $1,532,000 | +12.1% | 45,000 | 0.0% | 0.00% | 0.0% | |
| EMD | WESTERN ASSET EMRG MKT DEBT | $1,869,000 | +2.7% | 131,000 | 0.0% | 0.00% | -50.0% | |
| MCC | MEDLEY CAP CORP | $1,210,000 | -15.8% | 555,000 | 0.0% | 0.00% | 0.0% | |
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $1,017,000 | -31.9% | 307,300 | 0.0% | 0.00% | 0.0% | |
| TLT | ISHARES TRcall | $1,355,000 | -5.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| STON | STONEMOR PARTNERS L P | $1,096,000 | +30.6% | 755,851 | 0.0% | 0.00% | 0.0% | |
| SRCL | STERICYCLE INCput | $1,276,000 | +25.2% | 20,000 | 0.0% | 0.00% | 0.0% | |
| MAT | MATTEL INCput | $757,000 | +18.8% | 55,900 | 0.0% | 0.00% | 0.0% | |
| HTZGQ | HERTZ GLOBAL HLDGS INCput | $1,969,000 | +13.8% | 125,000 | 0.0% | 0.00% | 0.0% | |
| MTCH | MATCH GROUP INCput | $1,067,000 | +14.9% | 13,000 | 0.0% | 0.00% | 0.0% | |
| DISCA | DISCOVERY INCput | $851,000 | +23.0% | 26,000 | 0.0% | 0.00% | 0.0% | |
| JOBS | 51JOB INCsponsored ads | $1,503,000 | +14.7% | 17,700 | 0.0% | 0.00% | 0.0% | |
| DDMX | DD3 ACQUISITION CORP | $767,000 | +0.8% | 75,000 | 0.0% | 0.00% | 0.0% | |
| HHHH | WEALTHBRIDGE ACQUISITION LTD | $1,977,000 | -0.1% | 195,000 | 0.0% | 0.00% | -50.0% | |
| NLSN | NIELSEN HLDGS PLCcall | $1,015,000 | -4.5% | 50,000 | 0.0% | 0.00% | 0.0% | |
| TV | GRUPO TELEVISA SAspon adr rep ord | $1,616,000 | +20.1% | 137,707 | 0.0% | 0.00% | 0.0% | |
| CHW | CALAMOS GBL DYN INCOME FUND | $782,000 | +11.1% | 90,000 | 0.0% | 0.00% | 0.0% | |
| TOTL | SSGA ACTIVE ETF TRspdr tr tactic | $1,208,000 | -0.5% | 24,656 | 0.0% | 0.00% | 0.0% | |
| GPRO | GOPRO INCput | $940,000 | -16.3% | 216,600 | 0.0% | 0.00% | 0.0% | |
| FCAU | FIAT CHRYSLER AUTOMOBILES Ncall | $1,469,000 | +13.4% | 100,000 | 0.0% | 0.00% | 0.0% | |
| AAOI | APPLIED OPTOELECTRONICS INCput | $1,372,000 | +5.9% | 115,500 | 0.0% | 0.00% | 0.0% | |
| SBLK | STAR BULK CARRIERS CORP | $898,000 | +17.4% | 76,000 | 0.0% | 0.00% | 0.0% | |
| DBX | DROPBOX INCput | $1,705,000 | -11.2% | 95,200 | 0.0% | 0.00% | -50.0% | |
| VECO | VEECO INSTRS INC DELput | $1,469,000 | +25.8% | 100,000 | 0.0% | 0.00% | 0.0% | |
| DBX | DROPBOX INCcall | $1,705,000 | -11.2% | 95,200 | 0.0% | 0.00% | -50.0% | |
| DBI | DESIGNER BRANDS INCcall | $787,000 | -8.1% | 50,000 | 0.0% | 0.00% | 0.0% | |
| DTEC | ALPS ETF TRdisruptive tech | $11,000 | +10.0% | 350 | 0.0% | 0.00% | – | |
| SBIO | ALPS ETF TRmed breakthgh | $14,000 | +40.0% | 329 | 0.0% | 0.00% | – | |
| ANGI | ANGI HOMESERVICES INC | $433,000 | +19.6% | 51,100 | 0.0% | 0.00% | – | |
| ANGI | ANGI HOMESERVICES INCput | $433,000 | +19.6% | 51,100 | 0.0% | 0.00% | – | |
| ARKG | ARK ETF TRgenomic rev etf | $16,000 | +14.3% | 480 | 0.0% | 0.00% | – | |
| ASX | ASE TECHNOLOGY HOLDING CO LTsponsored ads | $395,000 | +24.6% | 71,076 | 0.0% | 0.00% | – | |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $54,000 | +1.9% | 12,600 | 0.0% | 0.00% | – | |
| HDGE | ADVISORSHARES TRranger equity be | $22,000 | -18.5% | 4,100 | 0.0% | 0.00% | – | |
| AEZS | AETERNA ZENTARIS INC | $0 | – | 44 | 0.0% | 0.00% | – | |
| AGRX | AGILE THERAPEUTICS INC | $3,000 | +200.0% | 1,000 | 0.0% | 0.00% | – | |
| AIM | AIM IMMUNOTECH INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| AIRI | AIR INDS GROUP | $9,000 | +80.0% | 4,000 | 0.0% | 0.00% | – | |
| ALO | ALIO GOLD INC | $4,000 | +33.3% | 4,991 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv 7/2 | $10,000 | +11.1% | 5,000 | 0.0% | 0.00% | – | ||
| AMOV | AMERICA MOVIL SAB DE CVsponsored adr | $5,000 | +25.0% | 300 | 0.0% | 0.00% | – | |
| USAS | AMERICAS GOLD AND SILVER COR | $2,000 | 0.0% | 730 | 0.0% | 0.00% | – | |
| BLOK | AMPLIFY ETF TRblockchain ldr | $19,000 | +5.6% | 1,017 | 0.0% | 0.00% | – | |
| AMRS | AMYRIS INCput | $59,000 | -35.2% | 19,200 | 0.0% | 0.00% | – | |
| AR | ANTERO RES CORPcall | $428,000 | -5.5% | 150,000 | 0.0% | 0.00% | – | |
| AFT | APOLLO SR FLOATING RATE FD I | $23,000 | +4.5% | 1,510 | 0.0% | 0.00% | – | |
| ARMP | ARMATA PHARMACEUTICALS INC | $8,000 | -11.1% | 2,444 | 0.0% | 0.00% | – | |
| ARWR | ARROWHEAD PHARMACEUTICALS INput | $51,000 | +121.7% | 800 | 0.0% | 0.00% | – | |
| AKG | ASANKO GOLD INC | $0 | – | 92 | 0.0% | 0.00% | – | |
| ASUR | ASURE SOFTWARE INC | $14,000 | +27.3% | 1,666 | 0.0% | 0.00% | – | |
| AEYE | AUDIOEYE INC | $47,000 | +20.5% | 10,000 | 0.0% | 0.00% | – | |
| AUG | AURYN RES INC | $6,000 | +20.0% | 4,000 | 0.0% | 0.00% | – | |
| AUTL | AUTOLUS THERAPEUTICS PLCspon ads | $158,000 | +6.0% | 12,000 | 0.0% | 0.00% | – | |
| BPT | BP PRUDHOE BAY RTY TRunit ben int | $2,000 | -33.3% | 345 | 0.0% | 0.00% | – | |
| BW | BABCOCK & WILCOX ENTERPRIS I | $10,000 | -23.1% | 2,773 | 0.0% | 0.00% | – | |
| BACPRL | BANK AMER CORP7.25%cnv pfd l | $239,000 | -3.2% | 165 | 0.0% | 0.00% | – | |
| NRGD | BANK OF MONTREALbig oil indx 3x | $153,000 | -25.7% | 4,133 | 0.0% | 0.00% | – | |
| NRGZ | BANK OF MONTREALbig oil indx 2x | $54,000 | -16.9% | 1,271 | 0.0% | 0.00% | – | |
| NRGO | BANK OF MONTREALbig oil 2x lev | $234,000 | +14.7% | 4,601 | 0.0% | 0.00% | – | |
| JJG | BARCLAYS BK PLCipath b grains | $4,000 | 0.0% | 83 | 0.0% | 0.00% | – | |
| BST | BLACKROCK SCIENCE & TECH TR | $28,000 | +3.7% | 844 | 0.0% | 0.00% | – | |
| APRN | BLUE APRON HLDGS INCput | $69,000 | -22.5% | 10,500 | 0.0% | 0.00% | – | |
| BCLI | BRAINSTORM CELL THERAPEUTICS | $9,000 | +12.5% | 2,000 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| INF | BROOKFIELD GLOBL LISTED INFR | $22,000 | 0.0% | 1,585 | 0.0% | 0.00% | – | |
| BTG | B2GOLD CORPput | $261,000 | +24.3% | 65,000 | 0.0% | 0.00% | – | |
| IGR | CBRE CLARION GLOBAL REAL EST | $2,000 | 0.0% | 217 | 0.0% | 0.00% | – | |
| CRHM | CRH MEDICAL CORP | $2,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| CNXM | CNX MIDSTREAM PARTNERS LPput | $576,000 | +16.6% | 35,000 | 0.0% | 0.00% | – | |
| CWH | CAMPING WORLD HLDGS INCput | $370,000 | +65.9% | 25,100 | 0.0% | 0.00% | – | |
| CANF | CAN FITE BIOPHARMA LTDsponsored ads | $0 | – | 66 | 0.0% | 0.00% | – | |
| CYAD | CELYAD SAadr | $1,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| CEE | THE CENTRAL AND EASTERN EU I | $3,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| CHGG | CHEGG INCput | $356,000 | +26.2% | 9,400 | 0.0% | 0.00% | – | |
| CNET | CHINANET ONLINE HLDGS INC | $23,000 | -11.5% | 20,000 | 0.0% | 0.00% | – | |
| CLIR | CLEARSIGN TECHNOLOGIES CORP | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CBLI | CLEVELAND BIOLABS INC | $0 | – | 31 | 0.0% | 0.00% | – | |
| RNP | COHEN & STEERS REIT & PFD &I | $178,000 | -3.3% | 7,472 | 0.0% | 0.00% | – | |
| CWBR | COHBAR INC | $4,000 | +33.3% | 2,400 | 0.0% | 0.00% | – | |
| ECON | COLUMBIA ETF TR IIemrg markets etf | $6,000 | 0.0% | 273 | 0.0% | 0.00% | – | |
| CREDIT SUISSE NASSAU BRHlg cp grth enh | $151,000 | +19.8% | 454 | 0.0% | 0.00% | – | ||
| DBVT | DBV TECHNOLOGIES S Asponsored adr | $16,000 | +23.1% | 1,494 | 0.0% | 0.00% | – | |
| DMPI | DELMAR PHARMACEUTICALS INC | $0 | – | 427 | 0.0% | 0.00% | – | |
| DMAC | DIAMEDICA THERAPEUTICS INC | $2,000 | +100.0% | 310 | 0.0% | 0.00% | – | |
| DDS | DILLARDS INCput | $15,000 | +15.4% | 200 | 0.0% | 0.00% | – | |
| NUGT | DIREXION SHS ETF TRdly gold indx 3x | $4,000 | +33.3% | 125 | 0.0% | 0.00% | – | |
| SPXS | DIREXION SHS ETF TRput | $317,000 | -22.7% | 23,900 | 0.0% | 0.00% | – | |
| DLTR | DOLLAR TREE INCput | $85,000 | -17.5% | 900 | 0.0% | 0.00% | – | |
| DSL | DOUBLELINE INCOME SOLUTIONS | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| DPW | DPW HLDGS INC | $30,000 | -42.3% | 25,000 | 0.0% | 0.00% | – | |
| FIVG | ETF SER SOLUTIONSdefiance next | $6,000 | +20.0% | 215 | 0.0% | 0.00% | – | |
| IPAY | ETF MANAGERS TRprime mobile pay | $4,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| ITEQ | ETF MANAGERS TRbluestar israel | $7,000 | +16.7% | 153 | 0.0% | 0.00% | – | |
| EVM | EATON VANCE CALIF MUN BD FD | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| EVT | EATON VANCE TAX ADVT DIV INC | $277,000 | +3.7% | 10,864 | 0.0% | 0.00% | – | |
| EFR | EATON VANCE SR FLTNG RTE TR | $8,000 | +14.3% | 560 | 0.0% | 0.00% | – | |
| ETG | EATON VANCE TX ADV GLBL DIV | $134,000 | +9.8% | 7,416 | 0.0% | 0.00% | – | |
| EKSO | EKSO BIONICS HLDGS INC | $5,000 | -16.7% | 12,108 | 0.0% | 0.00% | – | |
| SOLO | ELECTRAMECCANICA VEHS CORP | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EMAN | EMAGIN CORP | $0 | – | 610 | 0.0% | 0.00% | – | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $300,000 | -2.0% | 21,519 | 0.0% | 0.00% | – | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $100,000 | -1.0% | 7,195 | 0.0% | 0.00% | – | |
| FISK | EMPIRE ST RLTY OP L Punit ltd prt 250 | $10,000 | 0.0% | 714 | 0.0% | 0.00% | – | |
| ELGXQ | ENDOLOGIX INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| EVOL | EVOLVING SYS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| EMQQ | EXCHANGE TRADED CONCEPTS TRemqq em intern | $18,000 | +12.5% | 500 | 0.0% | 0.00% | – | |
| FTCH | FARFETCH LTDord sh cl a | $0 | – | 40 | 0.0% | 0.00% | – | |
| FENC | FENNEC PHARMACEUTICALS INC | $0 | – | 18 | 0.0% | 0.00% | – | |
| FDUS | FIDUS INVT CORP | $326,000 | 0.0% | 22,000 | 0.0% | 0.00% | – | |
| FIW | FIRST TR EXCHANGE TRADED FDwtr etf | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| FBT | FIRST TR EXCHANGE TRADED FDny arca biotech | $4,000 | +33.3% | 25 | 0.0% | 0.00% | – | |
| QCLN | FIRST TR EXCHANGE TRADED FDnas clnedg green | $48,000 | +17.1% | 1,931 | 0.0% | 0.00% | – | |
| QTEC | FIRST TR NASDAQ100 TECH INDE | $29,000 | +11.5% | 294 | 0.0% | 0.00% | – | |
| FVD | FIRST TR VALUE LINE DIVID IN | $29,000 | +3.6% | 815 | 0.0% | 0.00% | – | |
| CIBR | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $24,000 | +9.1% | 800 | 0.0% | 0.00% | – | |
| FDD | FIRST TR STOXX EURO DIV FD | $216,000 | +10.2% | 15,400 | 0.0% | 0.00% | – | |
| FFR | FIRST TR FTSE EPRA/NAREIT DE | $74,000 | -2.6% | 1,525 | 0.0% | 0.00% | – | |
| FBZ | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| FSD | FIRST TR HIGH INCOME L/S FD | $221,000 | +4.2% | 14,000 | 0.0% | 0.00% | – | |
| ROBT | FIRST TR EXCHANGE TRADED FDnasdq artfcial | $15,000 | +7.1% | 430 | 0.0% | 0.00% | – | |
| FTSM | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $50,000 | 0.0% | 840 | 0.0% | 0.00% | – | |
| LEGR | FIRST TR EXCHANGE TRADED FDindxx inovtv etf | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| SVVC | FIRSTHAND TECH VALUE FD INC | $2,000 | 0.0% | 308 | 0.0% | 0.00% | – | |
| FFC | FLAHERTY & CRUMRIN PFD & INM | $26,000 | +4.0% | 1,200 | 0.0% | 0.00% | – | |
| F | FORD MTR CO DELput | $155,000 | +1.3% | 16,700 | 0.0% | 0.00% | – | |
| FTAI | FORTRESS TRANS INFRST INVS L | $391,000 | +29.0% | 20,000 | 0.0% | 0.00% | – | |
| GLPG | GALAPAGOS NVspon adr | $189,000 | +36.0% | 912 | 0.0% | 0.00% | – | |
| GALT | GALECTIN THERAPEUTICS INCput | $244,000 | -22.0% | 85,300 | 0.0% | 0.00% | – | |
| GEVO | GEVO INC | $139,000 | -30.8% | 60,000 | 0.0% | 0.00% | – | |
| GAIN | GLADSTONE INVT CORP | $278,000 | +7.3% | 21,000 | 0.0% | 0.00% | – | |
| DIV | GLOBAL X FDSglobx supdv us | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SPFF | GLOBAL X FDSglbx suprinc etf | $101,000 | 0.0% | 8,563 | 0.0% | 0.00% | – | |
| CHIX | GLOBAL X FDSmsci china fincl | $29,000 | +11.5% | 1,750 | 0.0% | 0.00% | – | |
| ASEA | GLOBAL X FDSgbl x ftse etf | $5,000 | 0.0% | 335 | 0.0% | 0.00% | – | |
| SNSR | GLOBAL X FDSinternet of thng | $2,000 | 0.0% | 90 | 0.0% | 0.00% | – | |
| SIL | GLOBAL X FDSglobal x silver | $25,000 | +19.0% | 750 | 0.0% | 0.00% | – | |
| GOEX | GLOBAL X FDSglobal x gold ex | $10,000 | +11.1% | 380 | 0.0% | 0.00% | – | |
| AUMN | GOLDEN MINERALS CO | $12,000 | +33.3% | 37,935 | 0.0% | 0.00% | – | |
| GPL | GREAT PANTHER MINING LIMITED | $16,000 | -27.3% | 31,000 | 0.0% | 0.00% | – | |
| GRUPO AVAL ACCIONES Y VALOREsponsored ads | $122,000 | +17.3% | 13,974 | 0.0% | 0.00% | – | ||
| HPI | HANCOCK JOHN PFD INCOME FDsh ben int | $45,000 | -6.2% | 1,991 | 0.0% | 0.00% | – | |
| HSDT | HELIUS MED TECHNOLOGIES INC | $0 | – | 300 | 0.0% | 0.00% | – | |
| HCRSQ | HI CRUSH INC | $146,000 | -49.1% | 165,100 | 0.0% | 0.00% | – | |
| HCRSQ | HI CRUSH INCput | $146,000 | -49.1% | 165,100 | 0.0% | 0.00% | – | |
| HIMX | HIMAX TECHNOLOGIES INCsponsored adr | $466,000 | +17.4% | 175,001 | 0.0% | 0.00% | – | |
| HBP | HUTTIG BLDG PRODS INC | $15,000 | -28.6% | 10,000 | 0.0% | 0.00% | – | |
| ICAD | ICAD INC | $74,000 | +13.8% | 9,500 | 0.0% | 0.00% | – | |
| IGC | INDIA GLOBALIZATION CAP INC | $28,000 | -36.4% | 45,000 | 0.0% | 0.00% | – | |
| MNA | INDEXIQ ETF TRiq mrgr arb etf | $13,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| PJUN | INNOVATOR ETFS TRs&p 500 pwr bu | $16,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| THM | INTERNATIONAL TOWER HILL MIN | $44,000 | +4.8% | 81,450 | 0.0% | 0.00% | – | |
| VGM | INVESCO TR INVT GRADE MUNS | $11,000 | 0.0% | 825 | 0.0% | 0.00% | – | |
| PBW | INVESCO EXCHANGE TRADED FD Twilderhil clan | $8,000 | +14.3% | 230 | 0.0% | 0.00% | – | |
| SPHQ | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $37,000 | +8.8% | 1,000 | 0.0% | 0.00% | – | |
| PKW | INVESCO EXCHANGE TRADED FD Tbuyback achiev | $98,000 | +10.1% | 1,420 | 0.0% | 0.00% | – | |
| RHS | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $22,000 | +4.8% | 150 | 0.0% | 0.00% | – | |
| PNQI | INVESCO EXCHANGE TRADED FD Tnasdaq internt | $47,000 | +9.3% | 330 | 0.0% | 0.00% | – | |
| NFO | INVESCO EXCHANGE TRADED FD Tinsider senmnt | $47,000 | +4.4% | 645 | 0.0% | 0.00% | – | |
| PSP | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $114,000 | +7.5% | 8,940 | 0.0% | 0.00% | – | |
| PJP | INVESCO EXCHANGE TRADED FD Tdynmc phrmctls | $23,000 | +15.0% | 360 | 0.0% | 0.00% | – | |
| PWV | INVESCO EXCHANGE TRADED FD Tdynmc lrg valu | $25,000 | +8.7% | 600 | 0.0% | 0.00% | – | |
| PFI | INVESCO EXCHANGE TRADED FD Tdwa finl mumt | $11,000 | 0.0% | 288 | 0.0% | 0.00% | – | |
| LVL | INVESCO EXCHNG TRADED FD TRs&p globl divi | $12,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| PFIG | INVESCO EXCHNG TRADED FD TRfndmntl ig crp | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| PDN | INVESCO EXCHNG TRADED FD TRftse rafi sml | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| XSLV | INVESCO EXCHNG TRADED FD TRs&p smlcp low | $44,000 | +2.3% | 872 | 0.0% | 0.00% | – | |
| FXY | INVESCO CURNCYSHS JAPANESE Yjapanese yen | $14,000 | 0.0% | 163 | 0.0% | 0.00% | – | |
| DBA | INVESCO DB MLTI SECTR CMMTYagriculture fd | $0 | – | 13 | 0.0% | 0.00% | – | |
| DBP | INVESCO DB MLTI SECTR CMMTYprecious metal | $21,000 | +5.0% | 500 | 0.0% | 0.00% | – | |
| GHYG | ISHARES INCus intl hgh yld | $1,000 | 0.0% | 13 | 0.0% | 0.00% | – | |
| CEMB | ISHARES INCjp mrg em crp bd | $38,000 | +2.7% | 729 | 0.0% | 0.00% | – | |
| DVYE | ISHARES INCem mkts div etf | $9,000 | +12.5% | 225 | 0.0% | 0.00% | – | |
| EEMS | ISHARES INCem mkt sm-cp etf | $7,000 | 0.0% | 160 | 0.0% | 0.00% | – | |
| LEMB | ISHARES INCjp morgan em etf | $10,000 | 0.0% | 218 | 0.0% | 0.00% | – | |
| BKF | ISHARES INCmsci bric indx | $15,000 | +15.4% | 324 | 0.0% | 0.00% | – | |
| EZA | ISHARES INCmsci sth afr etf | $4,000 | 0.0% | 91 | 0.0% | 0.00% | – | |
| ILCG | ISHARES TRmrngstr lg-cp gr | $19,000 | +11.8% | 90 | 0.0% | 0.00% | – | |
| IXP | ISHARES TR | $4,000 | 0.0% | 64 | 0.0% | 0.00% | – | |
| IXC | ISHARES TRglobal energ etf | $96,000 | +1.1% | 3,100 | 0.0% | 0.00% | – | |
| ILF | ISHARES TRlatn amer 40 etf | $172,000 | +7.5% | 5,075 | 0.0% | 0.00% | – | |
| IUSV | ISHARES TRcore s&p us vlu | $394,000 | +8.8% | 6,253 | 0.0% | 0.00% | – | |
| IGOV | ISHARES TRintl trea bd etf | $16,000 | 0.0% | 314 | 0.0% | 0.00% | – | |
| AAXJ | ISHARES TRmsci ac asia etf | $353,000 | +11.0% | 4,800 | 0.0% | 0.00% | – | |
| GVI | ISHARES TRintrm gov cr etf | $67,000 | 0.0% | 591 | 0.0% | 0.00% | – | |
| EXI | ISHARES TRglob indstrl etf | $169,000 | +6.3% | 1,738 | 0.0% | 0.00% | – | |
| RXI | ISHARES TRglb cns disc etf | $27,000 | +3.8% | 215 | 0.0% | 0.00% | – | |
| IAK | ISHARES TRu.s. insrnce etf | $19,000 | 0.0% | 264 | 0.0% | 0.00% | – | |
| IAI | ISHARES TRus br del se etf | $25,000 | +4.2% | 366 | 0.0% | 0.00% | – | |
| SUSA | ISHARES TRmsci usa esg slc | $299,000 | +8.3% | 2,233 | 0.0% | 0.00% | – | |
| IHF | ISHARES TRus hlthcr pr etf | $35,000 | +25.0% | 175 | 0.0% | 0.00% | – | |
| IHE | ISHARES TRu.s. pharma etf | $331,000 | +14.5% | 2,070 | 0.0% | 0.00% | – | |
| IWY | ISHARES TRrus tp200 gr etf | $13,000 | +18.2% | 130 | 0.0% | 0.00% | – | |
| IGLB | ISHARES TRlng tr crprt bd | $25,000 | 0.0% | 377 | 0.0% | 0.00% | – | |
| INDY | ISHARES TRindia 50 etf | $7,000 | 0.0% | 193 | 0.0% | 0.00% | – | |
| IPFF | ISHARES TRintl pfd stk etf | $31,000 | +3.3% | 2,000 | 0.0% | 0.00% | – | |
| SMIN | ISHARES TRmsci india sm cp | $19,000 | 0.0% | 540 | 0.0% | 0.00% | – | |
| STIP | ISHARES TR0-5 yr tips etf | $242,000 | +0.8% | 2,400 | 0.0% | 0.00% | – | |
| HEEM | ISHARES INCcur hd msci em | $173,000 | +7.5% | 6,550 | 0.0% | 0.00% | – | |
| EMGF | ISHARES INCmlt fctr emg mkt | $43,000 | +13.2% | 940 | 0.0% | 0.00% | – | |
| LRGF | ISHARES TRmultifactor usa | $138,000 | +7.8% | 3,995 | 0.0% | 0.00% | – | |
| CNYA | ISHARES TRmsci china a | $73,000 | +9.0% | 2,413 | 0.0% | 0.00% | – | |
| REET | ISHARES TRglobal reit etf | $428,000 | -1.6% | 15,495 | 0.0% | 0.00% | – | |
| IPAC | ISHARES TRcore msci pac | $9,000 | +12.5% | 150 | 0.0% | 0.00% | – | |
| HEWJ | ISHARES TRhdg msci japan | $4,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| EWU | ISHARES TRmsci uk etf new | $73,000 | +7.4% | 2,155 | 0.0% | 0.00% | – | |
| JAGX | JAGUAR HEALTH INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| OLD | JANUS DETROIT STR TRlong term care | $4,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| KKR | KKR & CO INCcall | $175,000 | +8.7% | 6,000 | 0.0% | 0.00% | – | |
| KT | KT CORPsponsored adr | $2,000 | 0.0% | 215 | 0.0% | 0.00% | – | |
| KIQ | KELSO TECHNOLOGIES INC | $3,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| KGC | KINROSS GOLD CORPput | $12,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| KFS | KINGSWAY FINL SVCS INC | $0 | -100.0% | 250 | 0.0% | 0.00% | – | |
| LCI | LANNET INCput | $185,000 | -21.3% | 21,000 | 0.0% | 0.00% | – | |
| LOOP | LOOP INDS INC | $309,000 | -22.9% | 31,245 | 0.0% | 0.00% | – | |
| LL | LUMBER LIQUIDATORS HLDGS INCput | $187,000 | -1.1% | 19,100 | 0.0% | 0.00% | – | |
| MMX | MAVERIX METALS INC | $64,000 | +25.5% | 12,500 | 0.0% | 0.00% | – | |
| MUX | MCEWEN MNG INCput | $5,000 | -16.7% | 4,000 | 0.0% | 0.00% | – | |
| MDLY | MEDLEY MGMT INC | $2,000 | 0.0% | 589 | 0.0% | 0.00% | – | |
| MRNA | MODERNA INCput | $536,000 | +22.9% | 27,400 | 0.0% | 0.00% | – | |
| TAPA | MOLSON COORS BREWING COcl a | $2,000 | +100.0% | 24 | 0.0% | 0.00% | – | |
| MGI | MONEYGRAM INTL INC | $6,000 | -50.0% | 2,971 | 0.0% | 0.00% | – | |
| MNCLU | MONOCLE ACQUISITION CORPunit 99/99/9999 | $172,000 | +4.2% | 15,834 | 0.0% | 0.00% | – | |
| MRCC | MONROE CAP CORP | $272,000 | +3.0% | 25,000 | 0.0% | 0.00% | – | |
| CAF | MORGAN STANLEY CHINA A SH FD | $15,000 | +7.1% | 700 | 0.0% | 0.00% | – | |
| MOSC | MOSAIC ACQUISITION CORP | $586,000 | -0.5% | 57,000 | 0.0% | 0.00% | -100.0% | |
| MDM | MOUNTAIN PROV DIAMONDS INC | $1,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| NK | NANTKWEST INC | $115,000 | +210.8% | 30,300 | 0.0% | 0.00% | – | |
| NK | NANTKWEST INCput | $115,000 | +210.8% | 30,300 | 0.0% | 0.00% | – | |
| FIZZ | NATIONAL BEVERAGE CORPput | $643,000 | +15.0% | 12,600 | 0.0% | 0.00% | – | |
| NHTC | NATURAL HEALTH TRENDS CORP | $1,000 | 0.0% | 142 | 0.0% | 0.00% | – | |
| NLTX | NEOLEUKIN THERAPEUTICS INC | $15,000 | +400.0% | 1,221 | 0.0% | 0.00% | – | |
| NVCN | NEOVASC INC | $12,000 | +50.0% | 2,180 | 0.0% | 0.00% | – | |
| NETE | NET ELEMENT INC | $96,000 | -29.9% | 30,000 | 0.0% | 0.00% | – | |
| NXE | NEXGEN ENERGY LTD | $43,000 | -2.3% | 33,740 | 0.0% | 0.00% | – | |
| NRT | NORTH EUROPEAN OIL RTY TRsh ben int | $37,000 | -2.6% | 6,300 | 0.0% | 0.00% | – | |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $37,000 | 0.0% | 2,741 | 0.0% | 0.00% | – | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $11,000 | 0.0% | 675 | 0.0% | 0.00% | – | |
| JFR | NUVEEN FLOATING RATE INCOME | $215,000 | +5.4% | 21,000 | 0.0% | 0.00% | – | |
| OKTA | OKTA INCput | $577,000 | +17.3% | 5,000 | 0.0% | 0.00% | – | |
| ORN | ORION GROUP HOLDINGS INC | $7,000 | +16.7% | 1,407 | 0.0% | 0.00% | – | |
| ISD | PGIM HIGH YIELD BOND FUND IN | $293,000 | +3.2% | 19,000 | 0.0% | 0.00% | – | |
| PZZA | PAPA JOHNS INTL INCput | $189,000 | +20.4% | 3,000 | 0.0% | 0.00% | – | |
| PZG | PARAMOUNT GOLD NEV CORP | $0 | – | 350 | 0.0% | 0.00% | – | |
| PTNR | PARTNER COMMUNICATIONS CO LTadr | $4,000 | -20.0% | 1,026 | 0.0% | 0.00% | – | |
| PFLT | PENNANTPARK FLOATING RATE CA | $219,000 | +4.8% | 18,000 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C CORP INCcall | $0 | – | 100 | 0.0% | 0.00% | – | |
| PBT | PERMIAN BASIN RTY TRunit ben int | $6,000 | -25.0% | 1,472 | 0.0% | 0.00% | – | |
| PBR | PETROLEO BRASILEIRO SA PETROsponsored adr | $4,000 | 0.0% | 291 | 0.0% | 0.00% | – | |
| PCN | PIMCO CORPORATE INCOME STRAT | $96,000 | +4.3% | 5,000 | 0.0% | 0.00% | – | |
| STPZ | PIMCO ETF TR1-5 us tip idx | $138,000 | 0.0% | 2,630 | 0.0% | 0.00% | – | |
| TIPZ | PIMCO ETF TRbroad us tips | $31,000 | 0.0% | 515 | 0.0% | 0.00% | – | |
| CORP | PIMCO ETF TRinv grd crp bd | $642,000 | +0.2% | 5,840 | 0.0% | 0.00% | -100.0% | |
| PLG | PLATINUM GROUP METALS LTD | $2,000 | 0.0% | 1,310 | 0.0% | 0.00% | – | |
| QID | PROSHARES TRultshrt qqq | $244,000 | -21.8% | 10,400 | 0.0% | 0.00% | – | |
| QID | PROSHARES TRput | $244,000 | -21.8% | 10,400 | 0.0% | 0.00% | – | |
| SRS | PROSHARES TRultsht real est | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| QHCCQ | QUORUM HEALTH CORP | $0 | – | 100 | 0.0% | 0.00% | – | |
| RENN | RENREN INCspon adr a new | $17,000 | +6.2% | 20,052 | 0.0% | 0.00% | – | |
| IPO | RENAISSANCE CAP GREENWICH FDipo etf | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| REFR | RESEARCH FRONTIERS INC | $2,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| GXC | SPDR INDEX SHS FDSs&p china etf | $25,000 | +13.6% | 244 | 0.0% | 0.00% | – | |
| GNR | SPDR INDEX SHS FDSglb nat resrce | $14,000 | +7.7% | 300 | 0.0% | 0.00% | – | |
| EWX | SPDR INDEX SHS FDSs&p emktsc etf | $3,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| DWX | SPDR INDEX SHS FDSs&p intl etf | $6,000 | 0.0% | 147 | 0.0% | 0.00% | – | |
| GII | SPDR INDEX SHS FDSs&p gblinf etf | $429,000 | +3.1% | 7,793 | 0.0% | 0.00% | – | |
| SPDW | SPDR INDEX SHS FDSportfolio devlpd | $21,000 | +5.0% | 666 | 0.0% | 0.00% | – | |
| WIP | SPDR SERIES TRUSTftse int gvt etf | $11,000 | 0.0% | 205 | 0.0% | 0.00% | – | |
| XHS | SPDR SERIES TRUSThlth care svcs | $31,000 | +19.2% | 425 | 0.0% | 0.00% | – | |
| SPIP | SPDR SERIES TRUSTportfli tips etf | $7,000 | 0.0% | 240 | 0.0% | 0.00% | – | |
| GAL | SSGA ACTIVE ETF TRglobl allo etf | $6,000 | 0.0% | 148 | 0.0% | 0.00% | – | |
| SBR | SABINE ROYALTY TRunit ben int | $50,000 | -7.4% | 1,250 | 0.0% | 0.00% | – | |
| SJT | SAN JUAN BASIN RTY TRunit ben int | $77,000 | -16.3% | 30,400 | 0.0% | 0.00% | – | |
| GCVRZ | SANOFIright 12/31/2020 | $5,000 | +25.0% | 6,310 | 0.0% | 0.00% | – | |
| SCHK | SCHWAB STRATEGIC TR1000 index etf | $25,000 | +8.7% | 795 | 0.0% | 0.00% | – | |
| SEB | SEABOARD CORP | $98,000 | -3.0% | 23 | 0.0% | 0.00% | – | |
| SNES | SENESTECH INC | $17,000 | -43.3% | 30,000 | 0.0% | 0.00% | – | |
| SREV | SERVICESOURCE INTL INC | $0 | – | 207 | 0.0% | 0.00% | – | |
| SMTS | SIERRA METALS INC | $0 | – | 128 | 0.0% | 0.00% | – | |
| SWIR | SIERRA WIRELESS INC | $21,000 | -8.7% | 2,204 | 0.0% | 0.00% | – | |
| SIRI | SIRIUS XM HLDGS INCput | $361,000 | +14.2% | 50,500 | 0.0% | 0.00% | – | |
| SMSI | SMITH MICRO SOFTWARE INCput | $25,000 | -28.6% | 6,400 | 0.0% | 0.00% | – | |
| SY | SO YOUNG INTERNATIONAL INCsponsored ads | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| SUNS | SOLAR SR CAP LTD | $25,000 | 0.0% | 1,412 | 0.0% | 0.00% | – | |
| SONO | SONOS INCput | $106,000 | +16.5% | 6,800 | 0.0% | 0.00% | – | |
| SPHS | SOPHIRIS BIO INC | $0 | -100.0% | 1,171 | 0.0% | 0.00% | – | |
| ANY | SPHERE 3D CORP NEW | $4,000 | -33.3% | 5,006 | 0.0% | 0.00% | – | |
| S | SPRINT CORPORATIONput | $10,000 | -16.7% | 2,000 | 0.0% | 0.00% | – | |
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $626,000 | +3.6% | 42,670 | 0.0% | 0.00% | -100.0% | |
| SGDJ | SPROTT ETF TRjr gold miners e | $19,000 | +11.8% | 570 | 0.0% | 0.00% | – | |
| STMP | STAMPS COM INCput | $159,000 | +12.8% | 1,900 | 0.0% | 0.00% | – | |
| STRT | STRATTEC SEC CORP | $22,000 | +10.0% | 1,000 | 0.0% | 0.00% | – | |
| SUP | SUPERIOR INDS INTL INC | $30,000 | +30.4% | 8,047 | 0.0% | 0.00% | – | |
| SUZ | SUZANO SAspon ads | $166,000 | +22.1% | 16,838 | 0.0% | 0.00% | – | |
| TCRD | THL CREDIT INC | $208,000 | -7.1% | 33,000 | 0.0% | 0.00% | – | |
| TLRDQ | TAILORED BRANDS INCput | $27,000 | -6.9% | 6,600 | 0.0% | 0.00% | – | |
| TLND | TALEND S Aads | $5,000 | +25.0% | 122 | 0.0% | 0.00% | – | |
| TDF | TEMPLETON DRAGON FD INC | $77,000 | +8.5% | 3,950 | 0.0% | 0.00% | – | |
| DDD | 3-D SYS CORP DELput | $180,000 | +7.1% | 20,600 | 0.0% | 0.00% | – | |
| TDWWSA | TIDEWATER INC NEW*w exp 07/31/202 | $0 | – | 34 | 0.0% | 0.00% | – | |
| TDWWSB | TIDEWATER INC NEW*w exp 07/31/202 | $0 | – | 36 | 0.0% | 0.00% | – | |
| TDWWS | TIDEWATER INC NEW*w exp 11/24/202 | $0 | – | 22 | 0.0% | 0.00% | – | |
| TMDI | TITAN MED INC | $1,000 | -50.0% | 2,186 | 0.0% | 0.00% | – | |
| TGA | TRANSGLOBE ENERGY CORP | $41,000 | +2.5% | 30,000 | 0.0% | 0.00% | – | |
| TRILLIUM THERAPEUTICS INC | $19,000 | +216.7% | 18,333 | 0.0% | 0.00% | – | ||
| TRIB | TRINITY BIOTECH PLCspon adr new | $3,000 | -25.0% | 3,209 | 0.0% | 0.00% | – | |
| TKC | TURKCELL ILETISIM HIZMETLERIspon adr new | $444,000 | +0.5% | 76,553 | 0.0% | 0.00% | – | |
| XXII | 22ND CENTY GROUP INCput | $15,000 | -51.6% | 13,600 | 0.0% | 0.00% | – | |
| DJCI | UBS AG JERSEY BRH | $4,000 | 0.0% | 265 | 0.0% | 0.00% | – | |
| PRTS | U.S. AUTO PARTS NETWORK INC | $6,000 | +50.0% | 2,538 | 0.0% | 0.00% | – | |
| UNG | UNITED STATES NATL GAS FUNDunit par | $0 | – | 12 | 0.0% | 0.00% | – | |
| UTI | UNIVERSAL TECHNICAL INST INC | $177,000 | +41.6% | 22,952 | 0.0% | 0.00% | – | |
| TIGR | UP FINTECH HLDG LTDsponsored ads | $107,000 | -15.7% | 30,000 | 0.0% | 0.00% | – | |
| UXIN | UXIN LTDput | $50,000 | -7.4% | 22,100 | 0.0% | 0.00% | – | |
| PFXF | VANECK VECTORS ETF TRUSTpfd secs ex finl | $130,000 | -0.8% | 6,448 | 0.0% | 0.00% | – | |
| FLTR | VANECK VECTORS ETF TRUSTinvt grade fltg | $485,000 | +0.2% | 19,160 | 0.0% | 0.00% | – | |
| SMOG | VANECK VECTORS ETF TRUSTlow carbn energy | $85,000 | +18.1% | 1,126 | 0.0% | 0.00% | – | |
| OIH | VANECK VECTORS ETF TRUSToil svcs etf | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| REMX | VANECK VECTORS ETF TRUSTrare earth strat | $4,000 | 0.0% | 290 | 0.0% | 0.00% | – | |
| VNM | VANECK VECTORS ETF TRUSTvietnam etf | $8,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| VWOB | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $6,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| VCLT | VANGUARD SCOTTSDALE FDSlg-term cor bd | $438,000 | +0.2% | 4,320 | 0.0% | 0.00% | – | |
| VKTX | VIKING THERAPEUTICS INCput | $401,000 | +16.6% | 50,000 | 0.0% | 0.00% | – | |
| VNOM | VIPER ENERGY PARTNERS LP | $10,000 | -9.1% | 400 | 0.0% | 0.00% | – | |
| VGZ | VISTA GOLD CORP | $1,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| VHC | VIRNETX HLDG CORPput | $247,000 | -29.8% | 65,100 | 0.0% | 0.00% | – | |
| VVUSQ | VIVUS INC | $16,000 | -30.4% | 6,000 | 0.0% | 0.00% | – | |
| VUZI | VUZIX CORP | $50,000 | -12.3% | 25,100 | 0.0% | 0.00% | – | |
| VUZI | VUZIX CORPput | $50,000 | -12.3% | 25,100 | 0.0% | 0.00% | – | |
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $470,000 | -4.7% | 324 | 0.0% | 0.00% | – | |
| WIA | WESTERN ASST INFLTN LKD INM | $16,000 | +6.7% | 1,300 | 0.0% | 0.00% | – | |
| WGO | WINNEBAGO INDS INCput | $238,000 | +37.6% | 4,500 | 0.0% | 0.00% | – | |
| DLN | WISDOMTREE TRus largecap divd | $26,000 | +8.3% | 245 | 0.0% | 0.00% | – | |
| IHDG | WISDOMTREE TRitl hdg qtly div | $54,000 | +8.0% | 1,500 | 0.0% | 0.00% | – | |
| YPF | YPF SOCIEDAD ANONIMAspon adr cl d | $475,000 | +25.0% | 41,100 | 0.0% | 0.00% | – | |
| ZDGE | ZEDGE INCcl b | $0 | – | 66 | 0.0% | 0.00% | – | |
| ZNOG | ZION OIL & GAS INC | $1,000 | -50.0% | 6,100 | 0.0% | 0.00% | – | |
| ZYNE | ZYNERBA PHARMACEUTICALS INCput | $31,000 | -20.5% | 5,200 | 0.0% | 0.00% | – | |
| CMCL | CALEDONIA MNG CORP PLC | $7,000 | +40.0% | 800 | 0.0% | 0.00% | – | |
| ASA | ASA GOLD AND PRECIOUS MTLS L | $20,000 | +11.1% | 1,500 | 0.0% | 0.00% | – | |
| GPRK | GEOPARK LTD | $11,000 | +22.2% | 500 | 0.0% | 0.00% | – | |
| HLF | HERBALIFE NUTRITION LTDcall | $477,000 | +25.9% | 10,000 | 0.0% | 0.00% | – | |
| TAT | TRANSATLANTIC PETROLEUM LTD | $0 | – | 60 | 0.0% | 0.00% | – | |
| VNTR | VENATOR MATLS PLC | $8,000 | +60.0% | 2,000 | 0.0% | 0.00% | – | |
| CRSP | CRISPR THERAPEUTICS AGput | $463,000 | +48.4% | 7,600 | 0.0% | 0.00% | – | |
| TIGO | MILLICOM INTL CELLULAR SA | $6,000 | 0.0% | 116 | 0.0% | 0.00% | – | |
| ALLT | ALLOT LTD | $19,000 | +5.6% | 2,251 | 0.0% | 0.00% | – | |
| MLNX | MELLANOX TECHNOLOGIES LTD | $38,000 | +5.6% | 326 | 0.0% | 0.00% | – | |
| NVMI | NOVA MEASURING INSTRUMENTS L | $94,000 | +19.0% | 2,475 | 0.0% | 0.00% | – | |
| RDWR | RADWARE LTDord | $15,000 | +7.1% | 571 | 0.0% | 0.00% | – | |
| RWLK | REWALK ROBOTICS LTD | $86,000 | -29.5% | 40,000 | 0.0% | 0.00% | – | |
| TARO | TARO PHARMACEUTICAL INDS LTD | $77,000 | +16.7% | 877 | 0.0% | 0.00% | – | |
| NYMX | NYMOX PHARMACEUTICAL CORP | $1,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| KEN | KENON HLDGS LTD | $54,000 | +5.9% | 2,549 | 0.0% | 0.00% | – | |
| PSHG | PERFORMANCE SHIPPING INC | $8,000 | -11.1% | 10,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BMO HARRIS BANK N.A. #2
- BMO ASSET MANAGEMENT CORP. #4
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- BMO NESBITT BURNS INC. #15
- BMO PRIVATE INVESTMENT COUNSEL INC. #16
- BMO ASSET MANAGEMENT INC. #21
- F&C ASSET MANAGEMENT #33
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- BMO FAMILY OFFICE LLC #56
- BANK OF MONTREAL IRELAND P.L.C. #59
- PYRFORD INTERNATIONAL LIMITED #64
- BMO CAPITAL MARKETS CORP. #72
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.