$116 Billion is the total value of BANK OF MONTREAL /CAN/'s 15688 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 116.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EQ | Exit | EQUILLIUM INC | $0 | – | -12 | -100.0% | 0.00% | – |
| TXMD | Exit | THERAPEUTICSMD INCcall | $0 | – | -55,000 | -100.0% | 0.00% | – |
| SMRTQ | Exit | STEIN MART INC | $0 | – | -160 | -100.0% | 0.00% | – |
| PSCF | Exit | INVESCO EXCHNG TRADED FD TRs&p smlcp finl | $0 | – | -132 | -100.0% | 0.00% | – |
| HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -3,516 | -100.0% | 0.00% | – |
| IBUY | Exit | AMPLIFY ETF TRonlin retl etf | $0 | – | -500 | -100.0% | 0.00% | – |
| VET | Exit | VERMILION ENERGY INCput | $0 | – | -12,500 | -100.0% | 0.00% | – |
| MSL | Exit | MIDSOUTH BANCORP INC | $0 | – | -1,960 | -100.0% | 0.00% | – |
| SNMP | Exit | SANCHEZ MIDSTREAM PARTNERS L | $0 | – | -712 | -100.0% | 0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -5,841 | -100.0% | 0.00% | – |
| RTLR | Exit | RATTLER MIDSTREAM LP | $0 | – | -2,525 | -100.0% | 0.00% | – |
| IDRA | Exit | IDERA PHARMACEUTICALS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| AGFS | Exit | AGROFRESH SOLUTIONS | $0 | – | -38 | -100.0% | 0.00% | – |
| KERN | Exit | AKERNA CORP | $0 | – | -4,000 | -100.0% | 0.00% | – |
| EMCI | Exit | EMC INS GROUP INC | $0 | – | -1,151 | -100.0% | 0.00% | – |
| GMWSB | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -65 | -100.0% | 0.00% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -5,000 | -100.0% | 0.00% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -1,488 | -100.0% | 0.00% | – |
| REXN | Exit | REXAHN PHARMACEUTICALS INC | $0 | – | -709 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INCput | $0 | – | -34,500 | -100.0% | 0.00% | – |
| AQ | Exit | AQUANTIA CORP | $0 | – | -2,330 | -100.0% | 0.00% | – |
| HPT | Exit | HOSPITALITY PPTYS TR | $0 | – | -18,155 | -100.0% | 0.00% | – |
| IFRX | Exit | INFLARX NV | $0 | – | -134 | -100.0% | 0.00% | – |
| OBLN | Exit | OBALON THERAPEUTICS INC | $0 | – | -71 | -100.0% | 0.00% | – |
| WATT | Exit | ENERGOUS CORPput | $0 | – | -500 | -100.0% | 0.00% | – |
| AREXQ | Exit | APPROACH RESOURCES INC | $0 | – | -149 | -100.0% | 0.00% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INC | $0 | – | -97,805 | -100.0% | 0.00% | – |
| OMP | Exit | OASIS MIDSTREAM PARTNERS LP | $0 | – | -631 | -100.0% | 0.00% | – |
| SLYV | Exit | SPDR SERIES TRUSTs&p 600 smcp val | $0 | – | -300 | -100.0% | 0.00% | – |
| GMDA | Exit | GAMIDA CELL LTD | $0 | – | -18 | -100.0% | 0.00% | – |
| DSX | Exit | DIANA SHIPPING INC | $0 | – | -54,554 | -100.0% | 0.00% | – |
| PETX | Exit | ARATANA THERAPEUTICS INC | $0 | – | -19,095 | -100.0% | 0.00% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -52 | -100.0% | 0.00% | – |
| ALNA | Exit | ALLENA PHARMACEUTICALS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| ADXS | Exit | ADVAXIS INC | $0 | – | -150 | -100.0% | 0.00% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALsh ben int | $0 | – | -1,746 | -100.0% | 0.00% | – |
| MBTF | Exit | MBT FINL CORP | $0 | – | -479 | -100.0% | 0.00% | – |
| BFK | Exit | BLACKROCK MUN INCOME TRsh ben int | $0 | – | -1,489 | -100.0% | 0.00% | – |
| CBFV | Exit | CB FINL SVCS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| MS | Exit | MORGAN STANLEYcall | $0 | – | -40 | -100.0% | 0.00% | – |
| ISCV | Exit | ISHARES TRmrning sm cp etf | $0 | – | -710 | -100.0% | 0.00% | – |
| IFRA | Exit | ISHARES TRus infrastruc | $0 | – | -30 | -100.0% | 0.00% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -1,420 | -100.0% | 0.00% | – |
| BILI | Exit | BILIBILI INCcall | $0 | – | -113 | -100.0% | 0.00% | – |
| RESN | Exit | RESONANT INC | $0 | – | -12,000 | -100.0% | 0.00% | – |
| ACH | Exit | ALUMINUM CORP CHINA LTD | $0 | – | -22,829 | -100.0% | 0.00% | – |
| VNET | Exit | 21VIANET GROUP INCsponsored ads a | $0 | – | -8,459 | -100.0% | 0.00% | – |
| IUSG | Exit | ISHARES TRcore s&p us gwt | $0 | – | -22 | -100.0% | 0.00% | – |
| MHLD | Exit | MAIDEN HOLDINGS LTD | $0 | – | -1,048 | -100.0% | 0.00% | – |
| EVLV | Exit | EVINE LIVE INCcl a | $0 | – | -94,500 | -100.0% | 0.00% | – |
| NFRA | Exit | FLEXSHARES TRstoxx globr inf | $0 | – | -326 | -100.0% | 0.00% | – |
| KINS | Exit | KINGSTONE COS INC | $0 | – | -27 | -100.0% | 0.00% | – |
| KBSF | Exit | KBS FASHION GROUP LTD | $0 | – | -62 | -100.0% | 0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEW | $0 | – | -1,289 | -100.0% | 0.00% | – |
| UMRX | Exit | UNUM THERAPEUTICS INC | $0 | – | -45 | -100.0% | 0.00% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS I | $0 | – | -29,776 | -100.0% | 0.00% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INC | $0 | – | -20,372 | -100.0% | 0.00% | – |
| BBAX | Exit | JP MORGAN EXCHANGE TRADED FDbetabuldr deve | $0 | – | -185 | -100.0% | 0.00% | – |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -25,000 | -100.0% | 0.00% | – |
| TSEM | Exit | TOWER SEMICONDUCTOR LTD | $0 | – | -5 | -100.0% | 0.00% | – |
| SPXX | Exit | NUVEEN S&P 500 DYN OVERWRITE | $0 | – | -25,668 | -100.0% | 0.00% | – |
| USAC | Exit | USA COMPRESSION PARTNERS LP | $0 | – | -600 | -100.0% | 0.00% | – |
| NVCN | Exit | NEOVASC INC | $0 | – | -51,807 | -100.0% | 0.00% | – |
| TPHS | Exit | TRINITY PL HLDGS INC | $0 | – | -5,176 | -100.0% | 0.00% | – |
| MDYV | Exit | SPDR SERIES TRUSTs&p 400 mdcp val | $0 | – | -662 | -100.0% | 0.00% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -9,556 | -100.0% | 0.00% | – |
| SORL | Exit | SORL AUTO PTS INC | $0 | – | -8,300 | -100.0% | 0.00% | – |
| BSJM | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -23,937 | -100.0% | 0.00% | – |
| HCFT | Exit | HUNT COS FIN TR INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| UWT | Exit | CITIGROUP GLOBAL MKTS HLDGS | $0 | – | -4,425 | -100.0% | 0.00% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -5,725 | -100.0% | 0.00% | – |
| MBCN | Exit | MIDDLEFIELD BANC CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| MNTX | Exit | MANITEX INTL INC | $0 | – | -18 | -100.0% | 0.00% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -1,675 | -100.0% | 0.00% | – |
| NMI | Exit | NUVEEN MUN INCOME FD INC | $0 | – | -400 | -100.0% | 0.00% | – |
| SBPH | Exit | SPRING BK PHARMACEUTICALS IN | $0 | – | -19 | -100.0% | 0.00% | – |
| BBJP | Exit | JP MORGAN EXCHANGE TRADED FDbetbuld japan | $0 | – | -1,275 | -100.0% | 0.00% | – |
| GTTN | Exit | GTT COMMUNICATIONS INCput | $0 | – | -14,900 | -100.0% | 0.00% | – |
| ERI | Exit | ELDORADO RESORTS INCcall | $0 | – | -9,700 | -100.0% | 0.00% | – |
| EPOL | Exit | ISHARES TRmsci poland etf | $0 | – | -143 | -100.0% | 0.00% | – |
| FTC | Exit | FIRST TR LRG CP GRWTH ALPHAD | $0 | – | -1,944 | -100.0% | 0.00% | – |
| PTLC | Exit | PACER FDS TRtrendp us lar cp | $0 | – | -8,676 | -100.0% | 0.00% | – |
| BBEU | Exit | JP MORGAN EXCHANGE TRADED FDbetbuld europe | $0 | – | -737 | -100.0% | 0.00% | – |
| SA | Exit | SEABRIDGE GOLD INCput | $0 | – | -5,400 | -100.0% | 0.00% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORPput | $0 | – | -24,500 | -100.0% | 0.00% | – |
| NRTSF | Exit | NOBILIS HEALTH CORP | $0 | – | -11,775 | -100.0% | 0.00% | – |
| CVM | Exit | CEL SCI CORPcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| AMRQQ | Exit | ALTA MESA RES INCcl a | $0 | – | -30 | -100.0% | 0.00% | – |
| PFSW | Exit | PFSWEB INC | $0 | – | -19 | -100.0% | 0.00% | – |
| IZRL | Exit | ARK ETF TRisrael inovate | $0 | – | -2,395 | -100.0% | 0.00% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -7,587 | -100.0% | 0.00% | – |
| CRRTQ | Exit | CARBO CERAMICS INC | $0 | – | -67 | -100.0% | 0.00% | – |
| LAC | Exit | LITHIUM AMERS CORP NEW | $0 | – | -400 | -100.0% | 0.00% | – |
| HP | Exit | HELMERICH & PAYNE INCcall | $0 | – | -7,000 | -100.0% | 0.00% | – |
| SPYD | Exit | SPDR SERIES TRUSTprtflo s&p500 hi | $0 | – | -300 | -100.0% | 0.00% | – |
| NCZ | Exit | ALLIANZGI CONV INCOME FD II | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NVLNF | Exit | NOVELION THERAPEUTICS INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| CSM | Exit | PROSHARES TR | $0 | – | -1,072 | -100.0% | 0.00% | – |
| APTX | Exit | APTINYX INC | $0 | – | -60 | -100.0% | 0.00% | – |
| COMT | Exit | ISHARES US ETF TR | $0 | – | -527 | -100.0% | 0.00% | – |
| DWM | Exit | WISDOMTREE TRintl equity fd | $0 | – | -4,257 | -100.0% | 0.00% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -9,757 | -100.0% | 0.00% | – |
| CTIC | Exit | CTI BIOPHARMA CORP | $0 | – | -63 | -100.0% | 0.00% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -7,736 | -100.0% | 0.00% | – |
| KOPN | Exit | KOPIN CORP | $0 | – | -83 | -100.0% | 0.00% | – |
| BSIG | Exit | BRIGHTSPHERE INVESTMNT GRP P | $0 | – | -5,861 | -100.0% | 0.00% | – |
| IEA | Exit | INFRA AND ENERGY ALTRNTIVE I | $0 | – | -223 | -100.0% | 0.00% | – |
| PCI | Exit | PIMCO DYNMIC CREDIT AND MRT | $0 | – | -838 | -100.0% | 0.00% | – |
| FDL | Exit | FIRST TR MORNINGSTAR DIV LEA | $0 | – | -280 | -100.0% | 0.00% | – |
| VOX | Exit | VANGUARD WORLD FDS | $0 | – | -216 | -100.0% | 0.00% | – |
| SPWR | Exit | SUNPOWER CORPput | $0 | – | -19,100 | -100.0% | 0.00% | – |
| UGP | Exit | ULTRAPAR PARTICIPACOES S A | $0 | – | -326 | -100.0% | 0.00% | – |
| LXRX | Exit | LEXICON PHARMACEUTICALS INCput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| ARKQ | Exit | ARK ETF TRindl innovatin | $0 | – | -800 | -100.0% | 0.00% | – |
| DGP | Exit | DEUTSCHE BK AG LDN BRHdb gold dbl lng | $0 | – | -90 | -100.0% | 0.00% | – |
| SFLY | Exit | SHUTTERFLY INC | $0 | – | -5,062 | -100.0% | 0.00% | – |
| PTI | Exit | PROTEOSTASIS THERAPEUTICS IN | $0 | – | -15,051 | -100.0% | 0.00% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -358 | -100.0% | 0.00% | – |
| OVID | Exit | OVID THERAPEUTICS INC | $0 | – | -31 | -100.0% | 0.00% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS FD IN | $0 | – | -1,243 | -100.0% | 0.00% | – |
| USAC | Exit | USA COMPRESSION PARTNERS LPput | $0 | – | -600 | -100.0% | 0.00% | – |
| TPVG | Exit | TRIPLEPOINT VENTURE GROWTH B | $0 | – | -800 | -100.0% | 0.00% | – |
| AAU | Exit | ALMADEN MINERALS LTD | $0 | – | -47,000 | -100.0% | 0.00% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -1,878 | -100.0% | 0.00% | – |
| EMLP | Exit | FIRST TR EXCHANGE TRADED FDno amer energy | $0 | – | -2,818 | -100.0% | 0.00% | – |
| FCSC | Exit | FIBROCELL SCIENCE INC | $0 | – | -37,500 | -100.0% | 0.00% | – |
| MNIQQ | Exit | MCCLATCHY COcl a new | $0 | – | -63 | -100.0% | 0.00% | – |
| MVT | Exit | BLACKROCK MUNIVEST FD II INC | $0 | – | -1,303 | -100.0% | 0.00% | – |
| TIIAY | Exit | TELECOM ITALIA S P A NEWspon adr ord | $0 | – | -39,288 | -100.0% | 0.00% | – |
| DATA | Exit | TABLEAU SOFTWARE INCcl a | $0 | – | -3,108 | -100.0% | 0.00% | – |
| RING | Exit | ISHARES INCmsci gbl gold mn | $0 | – | -2,737 | -100.0% | 0.00% | – |
| HKRSQ | Exit | HALCON RES CORP | $0 | – | -55,661 | -100.0% | 0.00% | – |
| SELB | Exit | SELECTA BIOSCIENCES INC | $0 | – | -15 | -100.0% | 0.00% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -4,000 | -100.0% | 0.00% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -194 | -100.0% | 0.00% | – |
| SURF | Exit | SURFACE ONCOLOGY INC | $0 | – | -17 | -100.0% | 0.00% | – |
| INSM | Exit | INSMED INCcall | $0 | – | -22,500 | -100.0% | 0.00% | – |
| IMH | Exit | IMPAC MTG HLDGS INC | $0 | – | -827 | -100.0% | 0.00% | – |
| WOMN | Exit | IMPACT SHS FDS I TRywca womens etf | $0 | – | -1,275 | -100.0% | 0.00% | – |
| FUNC | Exit | FIRST UTD CORP | $0 | – | -17 | -100.0% | 0.00% | – |
| NIHD | Exit | NII HLDGS INC | $0 | – | -444 | -100.0% | 0.00% | – |
| BIOX | Exit | BIOCERES CROP SOLUTIONS CORP | $0 | – | -800 | -100.0% | 0.00% | – |
| TDIV | Exit | FIRST TR EXCHANGE TRADED FDnasd tech div | $0 | – | -1,000 | -100.0% | 0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -900 | -100.0% | 0.00% | – |
| USDP | Exit | USD PARTNERS LP | $0 | – | -819 | -100.0% | 0.00% | – |
| RESN | Exit | RESONANT INCput | $0 | – | -12,000 | -100.0% | 0.00% | – |
| GPP | Exit | GREEN PLAINS PARTNERS LP | $0 | – | -664 | -100.0% | 0.00% | – |
| BBCA | Exit | JP MORGAN EXCHANGE TRADED FDbetabuldrs cda | $0 | – | -1,322 | -100.0% | 0.00% | – |
| PFIE | Exit | PROFIRE ENERGY INC | $0 | – | -43 | -100.0% | 0.00% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -86,235 | -100.0% | 0.00% | – |
| EDC | Exit | DIREXION SHS ETF TRdly emg mk bl 3x | $0 | – | -110 | -100.0% | 0.00% | – |
| PCB | Exit | PACIFIC CITY FINANCIAL CORP | $0 | – | -1,058 | -100.0% | 0.00% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -4,250 | -100.0% | 0.00% | – |
| PCMI | Exit | PCM INC | $0 | – | -790 | -100.0% | 0.00% | – |
| ATEX | Exit | PDVWIRELESS INC | $0 | – | -1,020 | -100.0% | 0.00% | – |
| LEXEA | Exit | LIBERTY EXPEDIA HLDGS INC | $0 | – | -8,513 | -100.0% | 0.00% | – |
| LABL | Exit | MULTI COLOR CORP | $0 | – | -2,419 | -100.0% | 0.00% | – |
| WF | Exit | WOORI FINANCIAL GROUP INCsponsored ads | $0 | – | -628 | -100.0% | 0.00% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -2,665 | -100.0% | 0.00% | – |
| HOV | Exit | HOVNANIAN ENTERPRISES INCcl a new | $0 | – | -8 | -100.0% | 0.00% | – |
| DB | Exit | DEUTSCHE BANK AGput | $0 | – | -15,100 | -100.0% | 0.00% | – |
| FUSB | Exit | FIRST US BANCSHARES INC | $0 | – | -100 | -100.0% | 0.00% | – |
| TME | Exit | TENCENT MUSIC ENTMT GROUPput | $0 | – | -14,988 | -100.0% | 0.00% | – |
| PCYG | Exit | PARK CITY GROUP INC | $0 | – | -187 | -100.0% | 0.00% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -61,446 | -100.0% | 0.00% | – |
| BTTGY | Exit | BT GROUP PLCadr | $0 | – | -42,293 | -100.0% | 0.00% | – |
| MDYG | Exit | SPDR SERIES TRUSTs&p 400 mdcp grw | $0 | – | -510 | -100.0% | 0.00% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND I | $0 | – | -10,000 | -100.0% | 0.00% | – |
| KBA | Exit | KRANESHARES TRbosera msci ch | $0 | – | -291 | -100.0% | 0.00% | – |
| KMF | Exit | KAYNE ANDERSON MDSTM ENERGY | $0 | – | -5,050 | -100.0% | 0.00% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -2,500 | -100.0% | 0.00% | – |
| CUT | Exit | INVESCO EXCHNG TRADED FD TRmsci gbl timbr | $0 | – | -2,300 | -100.0% | 0.00% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -2,151 | -100.0% | 0.00% | – |
| CRAY | Exit | CRAY INC | $0 | – | -4,482 | -100.0% | 0.00% | – |
| AUPH | Exit | AURINIA PHARMACEUTICALS INCput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -5,538 | -100.0% | 0.00% | – |
| BLDP | Exit | BALLARD PWR SYS INC NEWput | $0 | – | -24,000 | -100.0% | 0.00% | – |
| BTX | Exit | BIOTIME INC | $0 | – | -13,135 | -100.0% | 0.00% | – |
| PKE | Exit | PARK ELECTROCHEMICAL CORP | $0 | – | -2,802 | -100.0% | 0.00% | – |
| CLUBQ | Exit | TOWN SPORTS INTL HLDGS INC | $0 | – | -18 | -100.0% | 0.00% | – |
| FAZ | Exit | DIREXION SHS ETF TRdaily finl bear | $0 | – | -10,000 | -100.0% | 0.00% | – |
| USAS | Exit | AMERICAS SILVER CORP | $0 | – | -730 | -100.0% | 0.00% | – |
| IDU | Exit | ISHARES TRu.s. utilits etf | $0 | – | -1,085 | -100.0% | 0.00% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -41 | -100.0% | 0.00% | – |
| ELAN | Exit | ELANCO ANIMAL HEALTH INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -34,500 | -100.0% | 0.00% | – |
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -317 | -100.0% | 0.00% | – | |
| TIAIY | Exit | TELECOM ITALIA S P A NEWspon adr svgs | $0 | – | -269 | -100.0% | 0.00% | – |
| AVEO | Exit | AVEO PHARMACEUTICALS INC | $0 | – | -155 | -100.0% | 0.00% | – |
| RDVT | Exit | RED VIOLET INC | $0 | – | -33 | -100.0% | 0.00% | – |
| CTRL | Exit | CONTROL4 CORP | $0 | – | -4,070 | -100.0% | 0.00% | – |
| AQXP | Exit | AQUINOX PHARMACEUTICALS INC | $0 | – | -1,221 | -100.0% | 0.00% | – |
| SWP | Exit | STANLEY BLACK & DECKER INCunit 05/15/2020 | $0 | – | -40 | -100.0% | 0.00% | – |
| AUBN | Exit | AUBURN NATL BANCORP | $0 | – | -4 | -100.0% | 0.00% | – |
| HEB | Exit | HEMISPHERX BIOPHARMA INC | $0 | – | -5 | -100.0% | 0.00% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -1,395 | -100.0% | 0.00% | – |
| BLCM | Exit | BELLICUM PHARMACEUTICALS INC | $0 | – | -74 | -100.0% | 0.00% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -2,000 | -100.0% | 0.00% | – |
| OZM | Exit | OCH ZIFF CPTL MANGEMNT GRP Icl a new | $0 | – | -1,406 | -100.0% | 0.00% | – |
| FPX | Exit | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $0 | – | -1,543 | -100.0% | 0.00% | – |
| FTCS | Exit | FIRST TR EXCHANGE TRADED FDcap strength etf | $0 | – | -2,302 | -100.0% | 0.00% | – |
| CMCT | Exit | CIM COML TR CORP | $0 | – | -337 | -100.0% | 0.00% | – |
| MGEN | Exit | MIRAGEN THERAPEUTICS INC | $0 | – | -6,065 | -100.0% | 0.00% | – |
| FEX | Exit | FIRST TR LRGE CP CORE ALPHA | $0 | – | -2,971 | -100.0% | 0.00% | – |
| HTZRT | Exit | HERTZ GLOBAL HLDGS INCright 07/12/2019 | $0 | – | -994 | -100.0% | 0.00% | – |
| NLNK | Exit | NEWLINK GENETICS CORP | $0 | – | -1,967 | -100.0% | 0.00% | – |
| URG | Exit | UR ENERGY INC | $0 | – | -70,000 | -100.0% | 0.00% | – |
| GBIL | Exit | GOLDMAN SACHS ETF TRacces treasury | $0 | – | -849 | -100.0% | 0.00% | – |
| TRK | Exit | SPEEDWAY MOTORSPORTS INC | $0 | – | -1,054 | -100.0% | 0.00% | – |
| ONCT | Exit | ONCTERNAL THERAPEUTICS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| SDOW | Exit | PROSHARES TRultrapro dow 30 | $0 | – | -6,250 | -100.0% | 0.00% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INCcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| HF | Exit | HFF INCcl a | $0 | – | -4,763 | -100.0% | 0.00% | – |
| INAPQ | Exit | INTERNAP CORP | $0 | – | -36 | -100.0% | 0.00% | – |
| TME | Exit | TENCENT MUSIC ENTMT GROUPcall | $0 | – | -188 | -100.0% | 0.00% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -24,699 | -100.0% | 0.00% | – |
| VERI | Exit | VERITONE INC | $0 | – | -12 | -100.0% | 0.00% | – |
| FBIO | Exit | FORTRESS BIOTECH INC | $0 | – | -278 | -100.0% | 0.00% | – |
| ARKW | Exit | ARK ETF TRweb x.o etf | $0 | – | -725 | -100.0% | 0.00% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD IN | $0 | – | -1,756 | -100.0% | 0.00% | – |
| TECK | Exit | TECK RESOURCES LTDput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PIRRQ | Exit | PIER 1 IMPORTS INCput | $0 | – | -1,210 | -100.0% | 0.00% | – |
| NUM | Exit | NUVEEN MICHIGAN QLT MUN INC | $0 | – | -328 | -100.0% | 0.00% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cp bear | $0 | – | -600 | -100.0% | 0.00% | – |
| IEZ | Exit | ISHARES TRus oil eq&sv etf | $0 | – | -150 | -100.0% | 0.00% | – |
| AMBR | Exit | AMBER RD INC | $0 | – | -2,138 | -100.0% | 0.00% | – |
| GSHHY | Exit | GUANGSHEN RY LTDsponsored adr | $0 | – | -4,100 | -100.0% | 0.00% | – |
| XOMA | Exit | XOMA CORP DEL | $0 | – | -9 | -100.0% | 0.00% | – |
| SREPRA | Exit | SEMPRA ENERGY6% pfd conv a | $0 | – | -232 | -100.0% | 0.00% | – |
| SQM | Exit | SOCIEDAD QUIMICA MINERA DE Cput | $0 | – | -17,700 | -100.0% | 0.00% | – |
| DLR | Exit | DIGITAL RLTY TR INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | INTEC PHARMA LTD JERUSALEM | $0 | – | -2,240 | -100.0% | 0.00% | – | |
| SMTA | Exit | SPIRIT MTA REIT | $0 | – | -3,652 | -100.0% | 0.00% | – |
| NCV | Exit | ALLIANZGI CONV INCOME FD | $0 | – | -10,000 | -100.0% | 0.00% | – |
| DWSN | Exit | DAWSON GEOPHYSICAL CO NEW | $0 | – | -27 | -100.0% | 0.00% | – |
| HYGS | Exit | HYDROGENICS CORP NEW | $0 | – | -2,978 | -100.0% | 0.00% | – |
| NEEPRR | Exit | NEXTERA ENERGY INCunit 09/01/2019 | $0 | – | -98 | -100.0% | 0.00% | – |
| NEOS | Exit | NEOS THERAPEUTICS INC | $0 | – | -115 | -100.0% | 0.00% | – |
| VOOG | Exit | VANGUARD ADMIRAL FDS INC500 grth idx f | $0 | – | -944 | -100.0% | 0.00% | – |
| AE | Exit | ADAMS RES & ENERGY INC | $0 | – | -5 | -100.0% | 0.00% | – |
| TLGT | Exit | TELIGENT INC NEW | $0 | – | -125 | -100.0% | 0.00% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| USAP | Exit | UNIVERSAL STAINLESS & ALLOY | $0 | – | -3 | -100.0% | 0.00% | – |
| CRVS | Exit | CORVUS PHARMACEUTICALS INC | $0 | – | -17 | -100.0% | 0.00% | – |
| IGN | Exit | ISHARES TRna tec multm etf | $0 | – | -640 | -100.0% | 0.00% | – |
| MGK | Exit | VANGUARD WORLD FDmega grwth ind | $0 | – | -117 | -100.0% | 0.00% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -600 | -100.0% | 0.00% | – |
| USRT | Exit | ISHARES TRcre u s reit etf | $0 | – | -230 | -100.0% | 0.00% | – |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INC | $0 | – | -236 | -100.0% | 0.00% | – |
| DKL | Exit | DELEK LOGISTICS PARTNERS LP | $0 | – | -508 | -100.0% | 0.00% | – |
| NES | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -3 | -100.0% | 0.00% | – |
| WRN | Exit | WESTERN COPPER & GOLD CORP | $0 | – | -647 | -100.0% | 0.00% | – |
| EDU | Exit | NEW ORIENTAL ED & TECH GRP Icall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -12 | -100.0% | 0.00% | – |
| OFED | Exit | OCONEE FED FINL CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -1,361 | -100.0% | 0.00% | – |
| FNSR | Exit | FINISAR CORP | $0 | – | -11,637 | -100.0% | 0.00% | – |
| CLSD | Exit | CLEARSIDE BIOMEDICAL INC | $0 | – | -35 | -100.0% | 0.00% | – |
| EWY | Exit | ISHARES INCmsci sth kor etf | $0 | – | -224 | -100.0% | 0.00% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| TTM | Exit | TATA MTRS LTDcall | $0 | – | -4,400 | -100.0% | 0.00% | – |
| ONVO | Exit | ORGANOVO HLDGS INC | $0 | – | -608 | -100.0% | 0.00% | – |
| VOOV | Exit | VANGUARD ADMIRAL FDS INC500 val idx fd | $0 | – | -833 | -100.0% | 0.00% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HEZU | Exit | ISHARES TRcur hd eurzn etf | $0 | – | -4,393 | -100.0% | 0.00% | – |
| GUNR | Exit | FLEXSHARES TRmornstar upstr | $0 | – | -11,553 | -100.0% | 0.00% | – |
| PID | Exit | INVESCO EXCHANGE TRADED FD Tintl divi achi | $0 | – | -6,038 | -100.0% | 0.00% | – |
| WAGE | Exit | WAGEWORKS INC | $0 | – | -8,558 | -100.0% | 0.00% | – |
| EFII | Exit | ELECTRONICS FOR IMAGING INC | $0 | – | -4,855 | -100.0% | 0.00% | – |
| EXPE | Exit | EXPEDIA GROUP INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| EIRL | Exit | ISHARES TRmsci ireland etf | $0 | – | -1,200 | -100.0% | 0.00% | – |
| MARK | Exit | REMARK HLDGS INC | $0 | – | -175 | -100.0% | 0.00% | – |
| FSFG | Exit | FIRST SAVINGS FINL GROUP INC | $0 | – | -5 | -100.0% | 0.00% | – |
| HONE | Exit | HARBORONE BANCORP INC | $0 | – | -1,237 | -100.0% | 0.00% | – |
| IDE | Exit | VOYA INFRASTRUCTURE INDLS & | $0 | – | -34,600 | -100.0% | 0.00% | – |
| AMID | Exit | AMERICAN MIDSTREAM PARTNERS | $0 | – | -2,279 | -100.0% | 0.00% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -1,038 | -100.0% | 0.00% | – |
| IDEV | Exit | ISHARES TRcore msci intl | $0 | – | -815 | -100.0% | 0.00% | – |
| ENDP | Exit | ENDO INTL PLCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| ZFGN | Exit | ZAFGEN INC | $0 | – | -52 | -100.0% | 0.00% | – |
| PIRRQ | Exit | PIER 1 IMPORTS INC | $0 | – | -1,224 | -100.0% | 0.00% | – |
| BITA | Exit | BITAUTO HLDGS LTDput | $0 | – | -3,400 | -100.0% | 0.00% | – |
| MOAT | Exit | VANECK VECTORS ETF TRmorningstar wide | $0 | – | -1,126 | -100.0% | 0.00% | – |
| TZA | Exit | DIREXION SHS ETF TRput | $0 | – | -600 | -100.0% | 0.00% | – |
| COG | Exit | CABOT OIL & GAS CORPcall | $0 | – | -9,000 | -100.0% | 0.00% | – |
| MLPA | Exit | GLOBAL X FDSglbl x mlp etf | $0 | – | -42 | -100.0% | 0.00% | – |
| XSW | Exit | SPDR SERIES TRUST | $0 | – | -300 | -100.0% | 0.00% | – |
| CODX | Exit | CO DIAGNOSTICS INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| PSCT | Exit | INVESCO EXCHNG TRADED FD TRs&p smlcp info | $0 | – | -193 | -100.0% | 0.00% | – |
| CBIO | Exit | CATALYST BIOSCIENCES INC | $0 | – | -16 | -100.0% | 0.00% | – |
| EIS | Exit | ISHARES INCmsci israel etf | $0 | – | -1,000 | -100.0% | 0.00% | – |
| IMTE | Exit | INTEGRATED MEDIA TECHNLOGY L | $0 | – | -467 | -100.0% | 0.00% | – |
| SPSB | Exit | SPDR SERIES TRUSTportfolio short | $0 | – | -498 | -100.0% | 0.00% | – |
| SGDM | Exit | ALPS ETF TRsprott gl mine | $0 | – | -5,950 | -100.0% | 0.00% | – |
| INNT | Exit | INNOVATE BIOPHARMACEUTICLS I | $0 | – | -20,029 | -100.0% | 0.00% | – |
| QLD | Exit | PROSHARES TR | $0 | – | -2,290 | -100.0% | 0.00% | – |
| BIOS | Exit | BIOSCRIP INC | $0 | – | -10,438 | -100.0% | 0.00% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INC | $0 | – | -1,332 | -100.0% | 0.00% | – |
| NWHM | Exit | NEW HOME CO INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -10 | -100.0% | 0.00% | – |
| SDEM | Exit | GLOBAL X FDSmsci supr em etf | $0 | – | -100 | -100.0% | 0.00% | – |
| UPLCQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -195 | -100.0% | 0.00% | – |
| UBNT | Exit | UBIQUITI NETWORKS INC | $0 | – | -900 | -100.0% | 0.00% | – |
| PIO | Exit | INVESCO EXCHNG TRADED FD TRglobal water | $0 | – | -5,400 | -100.0% | 0.00% | – |
| PMF | Exit | PIMCO MUNICIPAL INCOME FD | $0 | – | -1,595 | -100.0% | 0.00% | – |
| TDTT | Exit | FLEXSHARES TRiboxx 3r targt | $0 | – | -5,971 | -100.0% | 0.00% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -7,424 | -100.0% | 0.00% | – |
| PESXQ | Exit | PIONEER ENERGY SVCS CORP | $0 | – | -1,475 | -100.0% | 0.00% | – |
| HWCC | Exit | HOUSTON WIRE & CABLE CO | $0 | – | -727 | -100.0% | 0.00% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -19 | -100.0% | 0.00% | – |
| MTR | Exit | MESA RTY TRunit ben int | $0 | – | -15,000 | -100.0% | 0.00% | – |
| FCCO | Exit | FIRST CMNTY CORP S C | $0 | – | -18 | -100.0% | 0.00% | – |
| COTY | Exit | COTY INCput | $0 | – | -16,800 | -100.0% | 0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELput | $0 | – | -7,500 | -100.0% | -0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -7,400 | -100.0% | -0.00% | – |
| T | Exit | AT&T INCput | $0 | – | -27,000 | -100.0% | -0.00% | – |
| SDLP | Exit | SEADRILL PARTNERS LLC | $0 | – | -225,000 | -100.0% | -0.00% | – |
| SLCA | Exit | U S SILICA HLDGS INCput | $0 | – | -84,400 | -100.0% | -0.00% | – |
| XOM | Exit | EXXON MOBIL CORPput | $0 | – | -16,500 | -100.0% | -0.00% | – |
| OASPQ | Exit | OASIS PETE INC NEWput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcall | $0 | – | -7,500 | -100.0% | -0.00% | – |
| OLN | Exit | OLIN CORPcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| WFC | Exit | WELLS FARGO CO NEWcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| CRZO | Exit | CARRIZO OIL & GAS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| WPX | Exit | WPX ENERGY INCcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| T | Exit | AT&T INCcall | $0 | – | -27,000 | -100.0% | -0.00% | – |
| PXD | Exit | PIONEER NAT RES COcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| TTD | Exit | THE TRADE DESK INCcall | $0 | – | -6,300 | -100.0% | -0.00% | – |
| TAP | Exit | MOLSON COORS BREWING COput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -6,500 | -100.0% | -0.00% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcall | $0 | – | -32,600 | -100.0% | -0.00% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| ARRY | Exit | ARRAY BIOPHARMA INC | $0 | – | -21,968 | -100.0% | -0.00% | – |
| EOS | Exit | EATON VANCE ENH EQTY INC FD | $0 | – | -55,287 | -100.0% | -0.00% | – |
| PFE | Exit | PFIZER INCput | $0 | – | -21,000 | -100.0% | -0.00% | – |
| HD | Exit | HOME DEPOT INCput | $0 | – | -4,400 | -100.0% | -0.00% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING INcall | $0 | – | -6,500 | -100.0% | -0.00% | – |
| PENN | Exit | PENN NATL GAMING INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| OIH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| INGN | Exit | INOGEN INCput | $0 | – | -9,600 | -100.0% | -0.00% | – |
| APC | Exit | ANADARKO PETE CORPcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| BB | Exit | BLACKBERRY LTDput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| BRSS | Exit | GLOBAL BRASS & COPPR HLDGS I | $0 | – | -16,205 | -100.0% | -0.00% | – |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -4,400 | -100.0% | -0.00% | – |
| OSTK | Exit | OVERSTOCK COM INC DELput | $0 | – | -76,400 | -100.0% | -0.00% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| JBLU | Exit | JETBLUE AWYS CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| MPO | Exit | MIDSTATES PETE CO INC | $0 | – | -103,009 | -100.0% | -0.00% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -39,992 | -100.0% | -0.00% | – |
| TTM | Exit | TATA MTRS LTDput | $0 | – | -54,700 | -100.0% | -0.00% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPP FD | $0 | – | -52,797 | -100.0% | -0.00% | – |
| CHFC | Exit | CHEMICAL FINL CORP | $0 | – | -18,415 | -100.0% | -0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDcall | $0 | – | -66,300 | -100.0% | -0.00% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -137,030 | -100.0% | -0.00% | – |
| SYF | Exit | SYNCHRONY FINLcall | $0 | – | -33,500 | -100.0% | -0.00% | – |
| THQ | Exit | TEKLA HEALTHCARE OPPORTUNIT | $0 | – | -48,591 | -100.0% | -0.00% | – |
| WDC | Exit | WESTERN DIGITAL CORPcall | $0 | – | -37,000 | -100.0% | -0.00% | – |
| BE | Exit | BLOOM ENERGY CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| FTNT | Exit | FORTINET INCcall | $0 | – | -9,700 | -100.0% | -0.00% | – |
| MTG | Exit | MGIC INVT CORP WIScall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -28,518 | -100.0% | -0.00% | – |
| DOCU | Exit | DOCUSIGN INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| CCL | Exit | CARNIVAL CORPcall | $0 | – | -31,600 | -100.0% | -0.00% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| VLO | Exit | VALERO ENERGY CORP NEWcall | $0 | – | -7,000 | -100.0% | -0.00% | – |
| GPRO | Exit | GOPRO INCcall | $0 | – | -225,000 | -100.0% | -0.00% | – |
| PDD | Exit | PINDUODUO INCput | $0 | – | -57,400 | -100.0% | -0.00% | – |
| EDU | Exit | NEW ORIENTAL ED & TECH GRP Iput | $0 | – | -8,500 | -100.0% | -0.00% | – |
| REG | Exit | REGENCY CTRS CORPcall | $0 | – | -9,900 | -100.0% | -0.00% | – |
| ALLY | Exit | ALLY FINL INCcall | $0 | – | -31,500 | -100.0% | -0.00% | – |
| CC | Exit | CHEMOURS COcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| TDOC | Exit | TELADOC HEALTH INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| MGA | Exit | MAGNA INTL INCput | $0 | – | -22,000 | -100.0% | -0.00% | – |
| ESV | Exit | ENSCO ROWAN PLCput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| APD | Exit | AIR PRODS & CHEMS INCput | $0 | – | -9,200 | -100.0% | -0.00% | – |
| HHHHU | Exit | WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999 | $0 | – | -195,000 | -100.0% | -0.00% | – |
| BLK | Exit | BLACKROCK INCput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| XRT | Exit | SPDR SERIES TRUSTs&p retail etf | $0 | – | -49,200 | -100.0% | -0.00% | – |
| HPQ | Exit | HP INCput | $0 | – | -113,000 | -100.0% | -0.00% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLCput | $0 | – | -66,800 | -100.0% | -0.00% | – |
| DK | Exit | DELEK US HLDGS INC NEWcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| MDLZ | Exit | MONDELEZ INTL INCput | $0 | – | -42,700 | -100.0% | -0.00% | – |
| IT | Exit | GARTNER INCput | $0 | – | -14,500 | -100.0% | -0.00% | – |
| ORCL | Exit | ORACLE CORPput | $0 | – | -41,100 | -100.0% | -0.00% | – |
| ABT | Exit | ABBOTT LABSput | $0 | – | -29,500 | -100.0% | -0.00% | – |
| COST | Exit | COSTCO WHSL CORP NEWput | $0 | – | -8,700 | -100.0% | -0.00% | – |
| CERN | Exit | CERNER CORPput | $0 | – | -31,900 | -100.0% | -0.00% | – |
| PG | Exit | PROCTER AND GAMBLE COcall | $0 | – | -20,100 | -100.0% | -0.00% | – |
| BR | Exit | BROADRIDGE FINL SOLUTIONS INput | $0 | – | -17,300 | -100.0% | -0.00% | – |
| ESV | Exit | ENSCO ROWAN PLC | $0 | – | -324,547 | -100.0% | -0.00% | – |
| ALK | Exit | ALASKA AIR GROUP INCput | $0 | – | -44,000 | -100.0% | -0.00% | – |
| HSY | Exit | HERSHEY COput | $0 | – | -17,600 | -100.0% | -0.00% | – |
| CBS | Exit | CBS CORP NEWput | $0 | – | -42,100 | -100.0% | -0.00% | – |
| CPE | Exit | CALLON PETE CO DELcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS Lcall | $0 | – | -86,500 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORPput | $0 | – | -75,400 | -100.0% | -0.00% | – |
| TECK | Exit | TECK RESOURCES LTDcall | $0 | – | -85,000 | -100.0% | -0.00% | – |
| TCF | Exit | TCF FINL CORP | $0 | – | -126,731 | -100.0% | -0.00% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INCput | $0 | – | -34,600 | -100.0% | -0.00% | – |
| TRIP | Exit | TRIPADVISOR INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| KMB | Exit | KIMBERLY CLARK CORPput | $0 | – | -16,700 | -100.0% | -0.00% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ADBE | Exit | ADOBE INCput | $0 | – | -7,900 | -100.0% | -0.00% | – |
| NRE | Exit | NORTHSTAR REALTY EUROPE CORP | $0 | – | -135,641 | -100.0% | -0.00% | – |
| EBAY | Exit | EBAY INCput | $0 | – | -64,800 | -100.0% | -0.00% | – |
| ACWX | Exit | ISHARES TRmsci acwi ex us | $0 | – | -59,940 | -100.0% | -0.00% | – |
| TWLO | Exit | TWILIO INCcall | $0 | – | -17,600 | -100.0% | -0.00% | – |
| BKLN | Exit | INVESCO EXCHNG TRADED FD TRcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| ACN | Exit | ACCENTURE PLC IRELANDput | $0 | – | -12,500 | -100.0% | -0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| PSJ | Exit | INVESCO EXCHANGE TRADED FD Tdynmc software | $0 | – | -21,650 | -100.0% | -0.00% | – |
| PCG | Exit | PG&E CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| CHSP | Exit | CHESAPEAKE LODGING TRsh ben int | $0 | – | -77,275 | -100.0% | -0.00% | – |
| OASPQ | Exit | OASIS PETE INC NEWcall | $0 | – | -353,800 | -100.0% | -0.00% | – |
| OC | Exit | OWENS CORNING NEWput | $0 | – | -41,800 | -100.0% | -0.00% | – |
| PG | Exit | PROCTER AND GAMBLE COput | $0 | – | -29,900 | -100.0% | -0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCcall | $0 | – | -18,500 | -100.0% | -0.00% | – |
| KO | Exit | COCA COLA COput | $0 | – | -65,000 | -100.0% | -0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INCput | $0 | – | -15,600 | -100.0% | -0.00% | – |
| XRX | Exit | XEROX CORP | $0 | – | -104,342 | -100.0% | -0.00% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| APTV | Exit | APTIV PLCput | $0 | – | -49,500 | -100.0% | -0.00% | – |
| TYG | Exit | TORTOISE ENERGY INFRA CORP | $0 | – | -173,916 | -100.0% | -0.00% | – |
| PCH | Exit | POTLATCHDELTIC CORPORATIONcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| MAR | Exit | MARRIOTT INTL INC NEWcall | $0 | – | -34,000 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCput | $0 | – | -25,600 | -100.0% | -0.00% | – |
| MAR | Exit | MARRIOTT INTL INC NEWput | $0 | – | -34,000 | -100.0% | -0.00% | – |
| BAC | Exit | BANK AMER CORPput | $0 | – | -175,200 | -100.0% | -0.00% | – |
| DISCA | Exit | DISCOVERY INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| CHL | Exit | CHINA MOBILE LIMITEDcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| GIB | Exit | CGI INCcall | $0 | – | -66,500 | -100.0% | -0.00% | – |
| FE | Exit | FIRSTENERGY CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| TBRG | Exit | THUNDER BRIDGE ACQUISITION L | $0 | – | -436,311 | -100.0% | -0.00% | – |
| PCG | Exit | PG&E CORPcall | $0 | – | -188,100 | -100.0% | -0.00% | – |
| ANDAU | Exit | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $0 | – | -500,000 | -100.0% | -0.00% | – |
| TRP | Exit | TC ENERGY CORPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| GPAQ | Exit | GORDON POINTE ACQUISITION CO | $0 | – | -550,500 | -100.0% | -0.01% | – |
| MPC | Exit | MARATHON PETE CORPput | $0 | – | -109,000 | -100.0% | -0.01% | – |
| NUE | Exit | NUCOR CORPcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -201,598 | -100.0% | -0.01% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPput | $0 | – | -46,000 | -100.0% | -0.01% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCcall | $0 | – | -105,000 | -100.0% | -0.01% | – |
| HES | Exit | HESS CORPcall | $0 | – | -109,700 | -100.0% | -0.01% | – |
| SNAP | Exit | SNAP INCcall | $0 | – | -534,100 | -100.0% | -0.01% | – |
| PEP | Exit | PEPSICO INCcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| PEP | Exit | PEPSICO INCput | $0 | – | -50,000 | -100.0% | -0.01% | – |
| BRAC | Exit | BLACK RIDGE ACQUISITION CORP | $0 | – | -706,030 | -100.0% | -0.01% | – |
| IQ | Exit | IQIYI INCcall | $0 | – | -355,158 | -100.0% | -0.01% | – |
| BBT | Exit | BB&T CORPcall | $0 | – | -160,000 | -100.0% | -0.01% | – |
| EPRPRC | Exit | EPR PPTYSpfd c cnv 5.75% | $0 | – | -250,000 | -100.0% | -0.01% | – |
| INTC | Exit | INTEL CORPput | $0 | – | -166,500 | -100.0% | -0.01% | – |
| DUK | Exit | DUKE ENERGY CORP NEWcall | $0 | – | -95,000 | -100.0% | -0.01% | – |
| ECL | Exit | ECOLAB INCput | $0 | – | -44,000 | -100.0% | -0.01% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -211,000 | -100.0% | -0.01% | – |
| TIF | Exit | TIFFANY & CO NEWcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| TIF | Exit | TIFFANY & CO NEWput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| AMAT | Exit | APPLIED MATLS INCput | $0 | – | -200,000 | -100.0% | -0.01% | – |
| WFC | Exit | WELLS FARGO CO NEWput | $0 | – | -215,000 | -100.0% | -0.01% | – |
| INTU | Exit | INTUITput | $0 | – | -39,200 | -100.0% | -0.01% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcall | $0 | – | -125,000 | -100.0% | -0.01% | – |
| OPES | Exit | OPES ACQUISITION CORP | $0 | – | -1,027,980 | -100.0% | -0.01% | – |
| IIPR | Exit | INNOVATIVE INDL PPTYS INCcall | $0 | – | -90,000 | -100.0% | -0.01% | – |
| BKLN | Exit | INVESCO EXCHNG TRADED FD TRput | $0 | – | -470,000 | -100.0% | -0.01% | – |
| XLNX | Exit | XILINX INCput | $0 | – | -94,500 | -100.0% | -0.01% | – |
| JNJ | Exit | JOHNSON & JOHNSONcall | $0 | – | -85,000 | -100.0% | -0.01% | – |
| CIC | Exit | CAPITOL INVT CORP IVcl a ord | $0 | – | -1,195,774 | -100.0% | -0.01% | – |
| XRT | Exit | SPDR SERIES TRUSTcall | $0 | – | -315,000 | -100.0% | -0.01% | – |
| TMK | Exit | TORCHMARK CORP | $0 | – | -148,221 | -100.0% | -0.01% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -209,834 | -100.0% | -0.01% | – |
| HES | Exit | HESS CORPput | $0 | – | -270,100 | -100.0% | -0.01% | – |
| XLP | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -300,000 | -100.0% | -0.02% | – |
| JNJ | Exit | JOHNSON & JOHNSONput | $0 | – | -135,000 | -100.0% | -0.02% | – |
| IWN | Exit | ISHARES TRcall | $0 | – | -162,000 | -100.0% | -0.02% | – |
| DIS | Exit | DISNEY WALT COput | $0 | – | -186,300 | -100.0% | -0.02% | – |
| WP | Exit | WORLDPAY INCcl a | $0 | – | -211,471 | -100.0% | -0.02% | – |
| TGT | Exit | TARGET CORPcall | $0 | – | -310,000 | -100.0% | -0.02% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLCcall | $0 | – | -1,003,900 | -100.0% | -0.02% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -149,925 | -100.0% | -0.02% | – |
| REM | Exit | ISHARES TRmortge rel etf | $0 | – | -702,800 | -100.0% | -0.02% | – |
| RHT | Exit | RED HAT INC | $0 | – | -175,221 | -100.0% | -0.03% | – |
| LLL | Exit | L3 TECHNOLOGIES INC | $0 | – | -147,721 | -100.0% | -0.03% | – |
| DD | Exit | DUPONT DE NEMOURS INCcall | $0 | – | -586,600 | -100.0% | -0.04% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES Ncall | $0 | – | -532,300 | -100.0% | -0.04% | – |
| APU | Exit | AMERIGAS PARTNERS L Punit l p int | $0 | – | -1,357,509 | -100.0% | -0.04% | – |
| EEM | Exit | ISHARES TRcall | $0 | – | -1,345,700 | -100.0% | -0.05% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -544,094 | -100.0% | -0.06% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -1,627,966 | -100.0% | -0.07% | – |
| LQD | Exit | ISHARES TRcall | $0 | – | -750,000 | -100.0% | -0.08% | – |
| LQD | Exit | ISHARES TRput | $0 | – | -750,000 | -100.0% | -0.08% | – |
| ANDX | Exit | ANDEAVOR LOGISTICS LP | $0 | – | -3,162,573 | -100.0% | -0.10% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLC | $0 | – | -4,184,247 | -100.0% | -0.12% | – |
| EEM | Exit | ISHARES TRput | $0 | – | -6,488,400 | -100.0% | -0.23% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -11,934,657 | -100.0% | -0.45% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BMO HARRIS BANK N.A. #2
- BMO ASSET MANAGEMENT CORP. #4
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- BMO NESBITT BURNS INC. #15
- BMO PRIVATE INVESTMENT COUNSEL INC. #16
- BMO ASSET MANAGEMENT INC. #21
- F&C ASSET MANAGEMENT #33
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- BMO FAMILY OFFICE LLC #56
- BANK OF MONTREAL IRELAND P.L.C. #59
- PYRFORD INTERNATIONAL LIMITED #64
- BMO CAPITAL MARKETS CORP. #72
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
| 424B2 | 2024-05-15 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.