$91.6 Billion is the total value of BANK OF MONTREAL /CAN/'s 13282 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 115.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCOYY | Exit | VINA CONCHA Y TORO S Asponsored adr | $0 | – | -3 | -100.0% | 0.00% | – |
| EGLE | Exit | *EAGLE BULK SHIPPING INC | $0 | – | -1 | -100.0% | 0.00% | – |
| OEC | Exit | *ORION ENGINEERED CARBONS S A | $0 | – | -400 | -100.0% | 0.00% | – |
| AGI | Exit | *ALAMOS GOLD INC NEWcall | $0 | – | -44,500 | -100.0% | 0.00% | – |
| HTS | Exit | *HATTERAS FINL CORP | $0 | – | -9,122 | -100.0% | 0.00% | – |
| FXD | Exit | *FIRST TR EXCHANGE TRADED FDconsumr discre | $0 | – | -700 | -100.0% | 0.00% | – |
| CALA | Exit | *CALITHERA BIOSCIENCES INC | $0 | – | -263 | -100.0% | 0.00% | – |
| GNVC | Exit | GENVEC INC | $0 | – | -500 | -100.0% | 0.00% | – |
| NERV | Exit | *MINERVA NEUROSCIENCES INC | $0 | – | -15,300 | -100.0% | 0.00% | – |
| Exit | PROOFPOINT INCnote 1.250%12/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| RZV | Exit | *RYDEX ETF TRUSTgug s&p sc600 pv | $0 | – | -7,466 | -100.0% | 0.00% | – |
| MDM | Exit | MOUNTAIN PROV DIAMONDS INC | $0 | – | -2,200 | -100.0% | 0.00% | – |
| PLUG | Exit | *PLUG POWER INCput | $0 | – | -53,300 | -100.0% | 0.00% | – |
| MFRM | Exit | *MATTRESS FIRM HLDG CORP | $0 | – | -3,700 | -100.0% | 0.00% | – |
| WLFC | Exit | WILLIS LEASE FINANCE CORP | $0 | – | -359 | -100.0% | 0.00% | – |
| AACH | Exit | *AAC HLDGS INC | $0 | – | -4,400 | -100.0% | 0.00% | – |
| TUBE | Exit | *TUBEMOGUL INC | $0 | – | -511 | -100.0% | 0.00% | – |
| EJ | Exit | *E HOUSE CHINA HLDGS LTDadr | $0 | – | -22,058 | -100.0% | 0.00% | – |
| VVI | Exit | *VIAD CORP | $0 | – | -407 | -100.0% | 0.00% | – |
| CTRN | Exit | *CITI TRENDS INC | $0 | – | -15,741 | -100.0% | 0.00% | – |
| HMPR | Exit | HAMPTON ROADS BANKSHARES INC | $0 | – | -2,458 | -100.0% | 0.00% | – |
| EXAM | Exit | *EXAMWORKS GROUP INC | $0 | – | -3,323 | -100.0% | 0.00% | – |
| ACAS | Exit | *AMERICAN CAP LTDput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| IBM | Exit | *INTERNATIONAL BUSINESS MACHScall | $0 | – | -1 | -100.0% | 0.00% | – |
| HLIT | Exit | *HARMONIC INC | $0 | – | -341 | -100.0% | 0.00% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | NVIDIA CORPnote 1.000%12/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| MTGE | Exit | *AMERICAN CAP MTG INVT CORP | $0 | – | -351 | -100.0% | 0.00% | – |
| BCSPRCL | Exit | BARCLAYS BK PLCadr 2 pref 2 | $0 | – | -594 | -100.0% | 0.00% | – |
| MAC | Exit | *MACERICH COcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| FEIC | Exit | *FEI CO | $0 | – | -716 | -100.0% | 0.00% | – |
| CIGC | Exit | COMPANHIA ENERGETICA DE MINAsponsored adr | $0 | – | -12 | -100.0% | 0.00% | – |
| ATV | Exit | ACORN INTL INCsponsord adr new | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NCQ | Exit | *NOVACOPPER INC | $0 | – | -799 | -100.0% | 0.00% | – |
| AVNW | Exit | AVIAT NETWORKS INC | $0 | – | -20 | -100.0% | 0.00% | – |
| PFE | Exit | *PFIZER INCcall | $0 | – | -350 | -100.0% | 0.00% | – |
| SKYY | Exit | *FIRST TR EXCHANGE TRADED FD | $0 | – | -52 | -100.0% | 0.00% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -5,672 | -100.0% | 0.00% | – |
| Exit | SUNPOWER CORPdbcv 0.750% 6/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| HOV | Exit | *HOVNANIAN ENTERPRISES INCcl a | $0 | – | -30 | -100.0% | 0.00% | – |
| VXX | Exit | *BARCLAYS BK PLCipath s&p500 vix | $0 | – | -4,224 | -100.0% | 0.00% | – |
| WILN | Exit | *WI-LAN INCcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| MESG | Exit | *XURA INC | $0 | – | -1,789 | -100.0% | 0.00% | – |
| ORMP | Exit | *ORAMED PHARM INC | $0 | – | -1,580 | -100.0% | 0.00% | – |
| PLCM | Exit | *POLYCOM INC | $0 | – | -3,634 | -100.0% | 0.00% | – |
| Exit | CEPHEIDdbcv 1.250% 2/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| SIGM | Exit | *SIGMA DESIGNS INC | $0 | – | -50,432 | -100.0% | 0.00% | – |
| Exit | HOLOGIC INCfrnt 12/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| MGPI | Exit | *MGP INGREDIENTS INC NEW | $0 | – | -157 | -100.0% | 0.00% | – |
| QLIK | Exit | *QLIK TECHNOLOGIES INC | $0 | – | -2,421 | -100.0% | 0.00% | – |
| MSFT | Exit | *MICROSOFT CORPcall | $0 | – | -303 | -100.0% | 0.00% | – |
| DBEU | Exit | *DBX ETF TRdb xtr msci eur | $0 | – | -790 | -100.0% | 0.00% | – |
| SSRI | Exit | *SILVER STD RES INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SPAR | Exit | *SPARTAN MTRS INC | $0 | – | -52 | -100.0% | 0.00% | – |
| IXP | Exit | *ISHARES TR | $0 | – | -400 | -100.0% | 0.00% | – |
| PZE | Exit | *PETROBRAS ARGENTINA S Aspons adr | $0 | – | -9 | -100.0% | 0.00% | – |
| SQNM | Exit | *SEQUENOM INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | BLACKBERRY LTDdbcv 6.000%11/1 | $0 | – | -150,000 | -100.0% | 0.00% | – | |
| FAZ | Exit | *DIREXION SHS ETF TRdaily finl bear | $0 | – | -1,560 | -100.0% | 0.00% | – |
| GXG | Exit | *GLOBAL X FDSglbx msci colum | $0 | – | -475 | -100.0% | 0.00% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FD | $0 | – | -1,070 | -100.0% | 0.00% | – |
| CLMT | Exit | *CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -16 | -100.0% | 0.00% | – |
| ELRC | Exit | *ELECTRO RENT CORP | $0 | – | -181 | -100.0% | 0.00% | – |
| CRRTQ | Exit | *CARBO CERAMICS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| XRA | Exit | *EXETER RES CORP | $0 | – | -2,500 | -100.0% | 0.00% | – |
| CUT | Exit | CLAYMORE EXCHANGE TRD FD TRgugg msci gb etf | $0 | – | -276 | -100.0% | 0.00% | – |
| BCOR | Exit | *BLUCORA INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SWNC | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -57 | -100.0% | 0.00% | – |
| SBND | Exit | DEUTSCHE BK AG LONDON BRHdb 3x sh us tres | $0 | – | -4,100 | -100.0% | 0.00% | – |
| WRK | Exit | *WESTROCK COcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| TVIAQ | Exit | *TERRAVIA HLDGS INCput | $0 | – | -141,300 | -100.0% | 0.00% | – |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| AOI | Exit | *ALLIANCE ONE INTL INC | $0 | – | -3 | -100.0% | 0.00% | – |
| T | Exit | *AT&T INCcall | $0 | – | -386 | -100.0% | 0.00% | – |
| JETS | Exit | *ETF SER SOLUTIONSus glb jets | $0 | – | -300 | -100.0% | 0.00% | – |
| PQUEQ | Exit | *PETROQUEST ENERGY INC | $0 | – | -6 | -100.0% | 0.00% | – |
| TAL | Exit | *TAL INTL GROUP INC | $0 | – | -3,667 | -100.0% | 0.00% | – |
| BX | Exit | *BLACKSTONE GROUP L Pput | $0 | – | -85 | -100.0% | 0.00% | – |
| FBR | Exit | *FIBRIA CELULOSE S A | $0 | – | -17 | -100.0% | 0.00% | – |
| TLYS | Exit | *TILLYS INCcl a | $0 | – | -24,148 | -100.0% | 0.00% | – |
| TSU | Exit | *TIM PARTICIPACOES S Asponsored adr | $0 | – | -3 | -100.0% | 0.00% | – |
| CII | Exit | BLACKROCK ENH CAP & INC FD I | $0 | – | -3,500 | -100.0% | 0.00% | – |
| PVH | Exit | *PVH CORPcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| SOCL | Exit | *GLOBAL X FDSsocial med etf | $0 | – | -400 | -100.0% | 0.00% | – |
| RBSPRTCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $0 | – | -800 | -100.0% | 0.00% | – |
| NYRT | Exit | *NEW YORK REIT INC | $0 | – | -9,629 | -100.0% | 0.00% | – |
| BAX | Exit | *BAXTER INTL INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| CASI | Exit | CASI PHARMACEUTICALS INC | $0 | – | -90 | -100.0% | 0.00% | – |
| TLMR | Exit | *TALMER BANCORP INC | $0 | – | -3,740 | -100.0% | 0.00% | – |
| EMLP | Exit | *FIRST TR EXCHANGE TRADED FDno amer energy | $0 | – | -320 | -100.0% | 0.00% | – |
| FLXS | Exit | FLEXSTEEL INDS INC | $0 | – | -27 | -100.0% | 0.00% | – |
| GNCIQ | Exit | *GNC HLDGS INC | $0 | – | -2,165 | -100.0% | 0.00% | – |
| CPSI | Exit | *COMPUTER PROGRAMS & SYS INC | $0 | – | -925 | -100.0% | 0.00% | – |
| NG | Exit | *NOVAGOLD RES INCcall | $0 | – | -8,600 | -100.0% | 0.00% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -2,666 | -100.0% | 0.00% | – |
| SCTY | Exit | *SOLARCITY CORPcall | $0 | – | -3,300 | -100.0% | 0.00% | – |
| UNTD | Exit | *UNITED ONLINE INC | $0 | – | -222 | -100.0% | 0.00% | – |
| DRRX | Exit | *DURECT CORP | $0 | – | -166 | -100.0% | 0.00% | – |
| CALX | Exit | *CALIX INC | $0 | – | -29,141 | -100.0% | 0.00% | – |
| RELYQ | Exit | *REAL IND INC | $0 | – | -16,811 | -100.0% | 0.00% | – |
| CLBS | Exit | *CALADRIUS BIOSCIENCES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EMESQ | Exit | *EMERGE ENERGY SVCS LP | $0 | – | -542 | -100.0% | 0.00% | – |
| KGJI | Exit | KINGOLD JEWELRY INC | $0 | – | -2,700 | -100.0% | 0.00% | – |
| FUNC | Exit | FIRST UTD CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| FDML | Exit | *FEDERAL MOGUL HOLDINGS CORPput | $0 | – | -200 | -100.0% | 0.00% | – |
| BOCH | Exit | *BANK COMM HLDGS | $0 | – | -750 | -100.0% | 0.00% | – |
| FCS | Exit | *FAIRCHILD SEMICONDUCTOR INTL | $0 | – | -2,715 | -100.0% | 0.00% | – |
| ASEI | Exit | *AMERICAN SCIENCE & ENGR INC | $0 | – | -295 | -100.0% | 0.00% | – |
| PTX | Exit | *PERNIX THERAPEUTICS HLDGS IN | $0 | – | -49 | -100.0% | 0.00% | – |
| ZIXI | Exit | *ZIX CORP | $0 | – | -10 | -100.0% | 0.00% | – |
| ANH | Exit | *ANWORTH MORTGAGE ASSET CP | $0 | – | -64 | -100.0% | 0.00% | – |
| JPM | Exit | *JPMORGAN CHASE & COcall | $0 | – | -268 | -100.0% | 0.00% | – |
| MLPI | Exit | *UBS AG JERSEY BRHalerian infrst | $0 | – | -575 | -100.0% | 0.00% | – |
| TRXC | Exit | *TRANSENTERIX INCput | $0 | – | -32,800 | -100.0% | 0.00% | – |
| FPI | Exit | *FARMLAND PARTNERS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| GNCA | Exit | *GENOCEA BIOSCIENCES INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -187 | -100.0% | 0.00% | – |
| DRIO | Exit | LABSTYLE INNOVATIONS CORP | $0 | – | -5,100 | -100.0% | 0.00% | – |
| DANG | Exit | *E-COMMERCE CHINA DANGDANG IN | $0 | – | -19,195 | -100.0% | 0.00% | – |
| INTC | Exit | *INTEL CORPput | $0 | – | -75 | -100.0% | 0.00% | – |
| FTRPR | Exit | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $0 | – | -15 | -100.0% | 0.00% | – |
| SCKT | Exit | SOCKET MOBILE INC | $0 | – | -50 | -100.0% | 0.00% | – |
| EURN | Exit | EURONAV NV ANTWERPEN | $0 | – | -500 | -100.0% | 0.00% | – |
| HEFA | Exit | *ISHARES TRhdg msci eafe | $0 | – | -723 | -100.0% | 0.00% | – |
| CRK | Exit | *COMSTOCK RES INC | $0 | – | -80 | -100.0% | 0.00% | – |
| ESINQ | Exit | *ITT EDUCATIONAL SERVICES INC | $0 | – | -13 | -100.0% | 0.00% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -5,680 | -100.0% | 0.00% | – |
| DLN | Exit | *WISDOMTREE TRlargecap divid | $0 | – | -45 | -100.0% | 0.00% | – |
| TKAI | Exit | *TOKAI PHARMACEUTICALS INC | $0 | – | -16 | -100.0% | 0.00% | – |
| CNCE | Exit | *CONCERT PHARMACEUTICALS INC | $0 | – | -1,616 | -100.0% | 0.00% | – |
| SCHM | Exit | *SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -177 | -100.0% | 0.00% | – |
| ANTX | Exit | ANTHEM INCunit 05/01/20188 | $0 | – | -181 | -100.0% | 0.00% | – |
| XEC | Exit | *CIMAREX ENERGY COcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| IMCV | Exit | ISHARES TRmrgstr md cp val | $0 | – | -29 | -100.0% | 0.00% | – |
| MFRM | Exit | *MATTRESS FIRM HLDG CORPput | $0 | – | -3,700 | -100.0% | 0.00% | – |
| AACH | Exit | *AAC HLDGS INCput | $0 | – | -4,400 | -100.0% | 0.00% | – |
| EWK | Exit | *ISHARESbelgium capd etf | $0 | – | -8,999 | -100.0% | 0.00% | – |
| VOLT | Exit | *VOLT INFORMATION SCIENCES IN | $0 | – | -500 | -100.0% | 0.00% | – |
| ULBI | Exit | *ULTRALIFE CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| UVXY | Exit | *PROSHARES TR IIult vix shrt | $0 | – | -550 | -100.0% | 0.00% | – |
| T | Exit | *AT&T INCput | $0 | – | -58 | -100.0% | 0.00% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -700 | -100.0% | 0.00% | – |
| NBR | Exit | *NABORS INDUSTRIES LTDcall | $0 | – | -300 | -100.0% | 0.00% | – |
| FCAM | Exit | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $0 | – | -16 | -100.0% | 0.00% | – |
| TCS | Exit | *CONTAINER STORE GROUP INCput | $0 | – | -1,900 | -100.0% | 0.00% | – |
| BLOX | Exit | *INFOBLOX INC | $0 | – | -13,026 | -100.0% | 0.00% | – |
| MCD | Exit | *MCDONALDS CORPcall | $0 | – | -151 | -100.0% | 0.00% | – |
| GIS | Exit | *GENERAL MLS INCcall | $0 | – | -109 | -100.0% | 0.00% | – |
| SENEB | Exit | SENECA FOODS CORP NEWcl b | $0 | – | -13 | -100.0% | 0.00% | – |
| KED | Exit | KAYNE ANDERSON ENERGY DEV CO | $0 | – | -42 | -100.0% | 0.00% | – |
| SFUN | Exit | *SOUFUN HLDGS LTDadr | $0 | – | -48,024 | -100.0% | 0.00% | – |
| DTN | Exit | *WISDOMTREE TRdiv ex-finl fd | $0 | – | -250 | -100.0% | 0.00% | – |
| WHG | Exit | *WESTWOOD HLDGS GROUP INC | $0 | – | -2,332 | -100.0% | 0.00% | – |
| GZTGF | Exit | *GAZIT GLOBE LTD | $0 | – | -24 | -100.0% | 0.00% | – |
| DWA | Exit | *DREAMWORKS ANIMATION SKG INCcl a | $0 | – | -1,044 | -100.0% | 0.00% | – |
| EELV | Exit | *POWERSHARES ETF TR IIem mrk low vol | $0 | – | -5 | -100.0% | 0.00% | – |
| FPX | Exit | *FIRST TR US IPO INDEX FD | $0 | – | -140 | -100.0% | 0.00% | – |
| NDLS | Exit | *NOODLES & COcl a | $0 | – | -2,350 | -100.0% | 0.00% | – |
| PCTI | Exit | *PC-TEL INC | $0 | – | -11 | -100.0% | 0.00% | – |
| KEGXQ | Exit | *KEY ENERGY SVCS INC | $0 | – | -1,310 | -100.0% | 0.00% | – |
| AVID | Exit | *AVID TECHNOLOGY INC | $0 | – | -90 | -100.0% | 0.00% | – |
| URG | Exit | UR ENERGY INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| IEMG | Exit | *ISHARES INCcore msci emkt | $0 | – | -424 | -100.0% | 0.00% | – |
| BSAC | Exit | *BANCO SANTANDER CHILE NEW | $0 | – | -8 | -100.0% | 0.00% | – |
| ELOS | Exit | *SYNERON MEDICAL LTD | $0 | – | -2 | -100.0% | 0.00% | – |
| VAW | Exit | *VANGUARD WORLD FDSmaterials etf | $0 | – | -9 | -100.0% | 0.00% | – |
| INTC | Exit | *INTEL CORPcall | $0 | – | -435 | -100.0% | 0.00% | – |
| AUY | Exit | *YAMANA GOLD INCcall | $0 | – | -15,400 | -100.0% | 0.00% | – |
| HSON | Exit | *HUDSON GLOBAL INC | $0 | – | -176 | -100.0% | 0.00% | – |
| AAPRB | Exit | ALCOA INC | $0 | – | -32 | -100.0% | 0.00% | – |
| ZDGE | Exit | ZEDGE INCcl b | $0 | – | -312 | -100.0% | 0.00% | – |
| Exit | FLAHERTY & CRUMRINE DYN PFD | $0 | – | -2,700 | -100.0% | 0.00% | – | |
| NAO | Exit | *NORDIC AMERN OFFSHORE LTD | $0 | – | -2,493 | -100.0% | 0.00% | – |
| NKA | Exit | *NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $0 | – | -7,017 | -100.0% | 0.00% | – |
| RETA | Exit | REATA PHARMACEUTICALS INCcl a | $0 | – | -5,162 | -100.0% | 0.00% | – |
| OFLX | Exit | OMEGA FLEX INC | $0 | – | -24 | -100.0% | 0.00% | – |
| KKD | Exit | *KRISPY KREME DOUGHNUTS INC | $0 | – | -1,805 | -100.0% | 0.00% | – |
| NAVI | Exit | *NAVIENT CORPcall | $0 | – | -7 | -100.0% | 0.00% | – |
| TSLX | Exit | *TPG SPECIALTY LENDING INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| TPLMQ | Exit | *TRIANGLE PETE CORP | $0 | – | -2,856 | -100.0% | 0.00% | – |
| OSIR | Exit | *OSIRIS THERAPEUTICS INC NEWput | $0 | – | -19,700 | -100.0% | 0.00% | – |
| PDS | Exit | *PRECISION DRILLING CORPput | $0 | – | -22,000 | -100.0% | 0.00% | – |
| HOSSQ | Exit | *HORNBECK OFFSHORE SVCS INC Ncall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NOG | Exit | *NORTHERN OIL & GAS INC NEV | $0 | – | -1,545 | -100.0% | 0.00% | – |
| FCLF | Exit | FIRST CLOVER LEAF FIN CORP | $0 | – | -3,061 | -100.0% | 0.00% | – |
| VSI | Exit | *VITAMIN SHOPPE INC | $0 | – | -13,888 | -100.0% | 0.00% | – |
| CJESQ | Exit | *C&J ENERGY SVCS LTD | $0 | – | -438 | -100.0% | 0.00% | – |
| HBM | Exit | *HUDBAY MINERALS INCcall | $0 | – | -86,000 | -100.0% | 0.00% | – |
| GOGL | Exit | *GOLDEN OCEAN GROUP LTD | $0 | – | -1,037 | -100.0% | 0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -8,812 | -100.0% | 0.00% | – |
| CMCM | Exit | *CHEETAH MOBILE INCput | $0 | – | -23,500 | -100.0% | 0.00% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -31 | -100.0% | 0.00% | – |
| ROVI | Exit | *ROVI CORP | $0 | – | -1,804 | -100.0% | 0.00% | – |
| IMGN | Exit | *IMMUNOGEN INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| IGN | Exit | *ISHARES TRna tec multm etf | $0 | – | -598 | -100.0% | 0.00% | – |
| QLGC | Exit | *QLOGIC CORP | $0 | – | -2,250 | -100.0% | 0.00% | – |
| EPPRC | Exit | EL PASO ENERGY CAP TR Ipfd cv tr secs | $0 | – | -2,700 | -100.0% | 0.00% | – |
| DXGE | Exit | WISDOMTREE TRgermany hedeq fd | $0 | – | -8,900 | -100.0% | 0.00% | – |
| BRSWQ | Exit | *BRISTOW GROUP INC | $0 | – | -12,951 | -100.0% | 0.00% | – |
| CBRL | Exit | *CRACKER BARREL OLD CTRY STORput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GGAL | Exit | *GRUPO FINANCIERO GALICIA S Asp adr 10 sh b | $0 | – | -7 | -100.0% | 0.00% | – |
| FDD | Exit | *FIRST TR STOXX EURO DIV FD | $0 | – | -858 | -100.0% | 0.00% | – |
| BSJH | Exit | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $0 | – | -563 | -100.0% | 0.00% | – |
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| FRPT | Exit | *FRESHPET INCput | $0 | – | -9,400 | -100.0% | 0.00% | – |
| HEP | Exit | *HOLLY ENERGY PARTNERS L P | $0 | – | -550 | -100.0% | 0.00% | – |
| RDEN | Exit | *ELIZABETH ARDEN INC | $0 | – | -1,078 | -100.0% | 0.00% | – |
| TTHI | Exit | TRANSITION THERAPEUTICS INC | $0 | – | -462 | -100.0% | 0.00% | – |
| BLV | Exit | *VANGUARD BD INDEX FD INClong term bond | $0 | – | -72 | -100.0% | 0.00% | – |
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| CSCO | Exit | *CISCO SYS INCcall | $0 | – | -406 | -100.0% | 0.00% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -9,938 | -100.0% | 0.00% | – |
| AGI | Exit | *ALAMOS GOLD INC NEWput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| GHM | Exit | *GRAHAM CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| FANG | Exit | *DIAMONDBACK ENERGY INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FNDF | Exit | *SCHWAB STRATEGIC TRschwb fdt int lg | $0 | – | -546 | -100.0% | 0.00% | – |
| DHS | Exit | *WISDOMTREE TRhigh div fd | $0 | – | -45 | -100.0% | 0.00% | – |
| CCIPRA | Exit | CROWN CASTLE INTL CORP NEWcnv pfd stk sr a | $0 | – | -24 | -100.0% | 0.00% | – |
| DRYS | Exit | *DRYSHIPS INC | $0 | – | -46 | -100.0% | 0.00% | – |
| WFTIQ | Exit | *WEATHERFORD INTL PLCcall | $0 | – | -10,100 | -100.0% | 0.00% | – |
| FHCO | Exit | *FEMALE HEALTH CO | $0 | – | -71 | -100.0% | 0.00% | – |
| HPHWQ | Exit | HOOPER HOLMES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| WFC | Exit | *WELLS FARGO & CO NEWcall | $0 | – | -291 | -100.0% | 0.00% | – |
| EMC | Exit | *E M C CORP MASScall | $0 | – | -15,300 | -100.0% | 0.00% | – |
| DRWIW | Exit | DRAGONWAVE INC*w exp 08/01/201 | $0 | – | -2,500 | -100.0% | 0.00% | – |
| USCI | Exit | UNITED STS COMMODITY INDEX F | $0 | – | -109 | -100.0% | 0.00% | – |
| XPO | Exit | *XPO LOGISTICS INCput | $0 | – | -6,800 | -100.0% | 0.00% | – |
| CCXI | Exit | *CHEMOCENTRYX INC | $0 | – | -32,059 | -100.0% | 0.00% | – |
| IBM | Exit | *INTERNATIONAL BUSINESS MACHSput | $0 | – | -16 | -100.0% | 0.00% | – |
| MORT | Exit | VANECK VECTORS ETF TR | $0 | – | -600 | -100.0% | 0.00% | – |
| PID | Exit | *POWERSHARES ETF TRUSTintl div achv | $0 | – | -390 | -100.0% | 0.00% | – |
| OSIR | Exit | *OSIRIS THERAPEUTICS INC NEW | $0 | – | -19,860 | -100.0% | 0.00% | – |
| IFV | Exit | FIRST TR EXCHANGE TRADED FDdorsey wright | $0 | – | -17 | -100.0% | 0.00% | – |
| Exit | PRICELINE GRP INCnote 1.000% 3/1 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| CRESY | Exit | *CRESUD S A C I F Y Asponsored adr | $0 | – | -10 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -1,185 | -100.0% | 0.00% | – |
| LAYN | Exit | *LAYNE CHRISTENSEN CO | $0 | – | -38 | -100.0% | 0.00% | – |
| SIFY | Exit | *SIFY TECHNOLOGIES LIMITEDsponsored adr | $0 | – | -5 | -100.0% | 0.00% | – |
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| VZ | Exit | *VERIZON COMMUNICATIONS INCcall | $0 | – | -96 | -100.0% | 0.00% | – |
| PFSI | Exit | *PENNYMAC FINL SVCS INCcl a | $0 | – | -439 | -100.0% | 0.00% | – |
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| EBIO | Exit | *ELEVEN BIOTHERAPEUTICS INC | $0 | – | -15,000 | -100.0% | 0.00% | – |
| BOI | Exit | BROOKFIELD MTG OPP INC FD IN | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SMSI | Exit | *SMITH MICRO SOFTWARE INC | $0 | – | -27 | -100.0% | 0.00% | – |
| BBRG | Exit | *BRAVO BRIO RESTAURANT GROUP | $0 | – | -17,493 | -100.0% | 0.00% | – |
| INFN | Exit | *INFINERA CORPORATION | $0 | – | -34,700 | -100.0% | 0.00% | – |
| VDE | Exit | *VANGUARD WORLD FDSenergy etf | $0 | – | -155 | -100.0% | 0.00% | – |
| CDTX | Exit | CIDARA THERAPEUTICS INC | $0 | – | -97 | -100.0% | 0.00% | – |
| CVT | Exit | *CVENT INC | $0 | – | -3,496 | -100.0% | 0.00% | – |
| MTT | Exit | WESTERN ASSET MUN DEF OPP TR | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | SOLARCITY CORPnote 1.625%11/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| TUMI | Exit | *TUMI HLDGS INC | $0 | – | -815 | -100.0% | 0.00% | – |
| FXCB | Exit | FOX CHASE BANCORP INC NEW | $0 | – | -1,056 | -100.0% | 0.00% | – |
| FNFG | Exit | *FIRST NIAGARA FINL GP INC | $0 | – | -30,570 | -100.0% | 0.00% | – |
| AXLL | Exit | *AXIALL CORP | $0 | – | -3,537 | -100.0% | 0.00% | – |
| NGD | Exit | *NEW GOLD INC CDAcall | $0 | – | -1,300 | -100.0% | 0.00% | – |
| JJOFF | Exit | *BARCLAYS BANK PLCetn djubscoffe38 | $0 | – | -10,100 | -100.0% | 0.00% | – |
| HGTXU | Exit | *HUGOTON RTY TR TEXunit ben int | $0 | – | -1,630 | -100.0% | 0.00% | – |
| NSPH | Exit | *NANOSPHERE INC | $0 | – | -300 | -100.0% | 0.00% | – |
| SSRG | Exit | *SYMMETRY SURGICAL INC | $0 | – | -633 | -100.0% | 0.00% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -4,910 | -100.0% | 0.00% | – |
| REXI | Exit | *RESOURCE AMERICA INCcl a | $0 | – | -1,222 | -100.0% | 0.00% | – |
| BFA | Exit | *BROWN FORMAN CORPcl a | $0 | – | -37 | -100.0% | 0.00% | – |
| ABR | Exit | *ARBOR RLTY TR INC | $0 | – | -5,031 | -100.0% | 0.00% | – |
| AZN | Exit | *ASTRAZENECA PLCcall | $0 | – | -158 | -100.0% | 0.00% | – |
| LXFR | Exit | LUXFER HLDGS PLCsponsored adr | $0 | – | -491 | -100.0% | 0.00% | – |
| SGA | Exit | SAGA COMMUNICATIONS INCcl a new | $0 | – | -3 | -100.0% | 0.00% | – |
| QUNR | Exit | *QUNAR CAYMAN IS LTDput | $0 | – | -10,500 | -100.0% | 0.00% | – |
| GE | Exit | *GENERAL ELECTRIC COcall | $0 | – | -426 | -100.0% | 0.00% | – |
| QABA | Exit | FIRST TR NASDAQ ABA CMNTY BK | $0 | – | -100 | -100.0% | 0.00% | – |
| IMS | Exit | *IMS HEALTH HLDGS INC | $0 | – | -182 | -100.0% | 0.00% | – |
| Exit | MGIC INVT CORP WISnote 5.000% 5/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| OCX | Exit | ONCOCYTE CORPORATION | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ILLUMINA INCnote 0.500% 6/1 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME | $0 | – | -1,951 | -100.0% | 0.00% | – |
| BDN | Exit | *BRANDYWINE RLTY TRcall | $0 | – | -38,600 | -100.0% | -0.00% | – |
| TGE | Exit | *TALLGRASS ENERGY GP LP | $0 | – | -37,000 | -100.0% | -0.00% | – |
| INOV | Exit | *INOVALON HLDGS INCput | $0 | – | -27,400 | -100.0% | -0.00% | – |
| AMTG | Exit | *APOLLO RESIDENTIAL MTG INC | $0 | – | -79,483 | -100.0% | -0.00% | – |
| DK | Exit | *DELEK US HLDGS INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| QIHU | Exit | *QIHOO 360 TECHNOLOGY CO LTDads | $0 | – | -10,539 | -100.0% | -0.00% | – |
| ELP | Exit | *COMPANHIA PARANAENSE ENERG Cspon adr pfd | $0 | – | -125,000 | -100.0% | -0.00% | – |
| BAS | Exit | *BASIC ENERGY SVCS INC NEW | $0 | – | -443,093 | -100.0% | -0.00% | – |
| PAA | Exit | *PLAINS ALL AMERN PIPELINE Lcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| CULP | Exit | *CULP INC | $0 | – | -27,651 | -100.0% | -0.00% | – |
| MRKT | Exit | *MARKIT LTDput | $0 | – | -23,000 | -100.0% | -0.00% | – |
| AEM | Exit | *AGNICO EAGLE MINES LTDcall | $0 | – | -17,000 | -100.0% | -0.00% | – |
| XRT | Exit | *SPDR SERIES TRUSTput | $0 | – | -13,100 | -100.0% | -0.00% | – |
| EVER | Exit | *EVERBANK FINL CORP | $0 | – | -84,632 | -100.0% | -0.00% | – |
| APC | Exit | *ANADARKO PETE CORPcall | $0 | – | -11,800 | -100.0% | -0.00% | – |
| DEG | Exit | *DELHAIZE GROUPsponsored adr | $0 | – | -37,219 | -100.0% | -0.00% | – |
| INFN | Exit | *INFINERA CORPORATIONcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| WW | Exit | *WEIGHT WATCHERS INTL INC NEWcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| STR | Exit | *QUESTAR CORP | $0 | – | -35,965 | -100.0% | -0.00% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -136,000 | -100.0% | -0.00% | – |
| CSH | Exit | *CASH AMER INTL INC | $0 | – | -10,586 | -100.0% | -0.00% | – |
| SGNT | Exit | *SAGENT PHARMACEUTICALS INC | $0 | – | -36,720 | -100.0% | -0.00% | – |
| TE | Exit | *TECO ENERGY INC | $0 | – | -34,674 | -100.0% | -0.00% | – |
| ANGI | Exit | *ANGIES LIST INC | $0 | – | -69,000 | -100.0% | -0.00% | – |
| WWE | Exit | *WORLD WRESTLING ENTMT INCput | $0 | – | -39,200 | -100.0% | -0.00% | – |
| KRG | Exit | *KITE RLTY GROUP TRcall | $0 | – | -30,400 | -100.0% | -0.00% | – |
| GMLP | Exit | *GOLAR LNG PARTNERS LP | $0 | – | -67,000 | -100.0% | -0.00% | – |
| MRKT | Exit | *MARKIT LTD | $0 | – | -23,000 | -100.0% | -0.00% | – |
| CF | Exit | *CF INDS HLDGS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| MAG | Exit | *MAG SILVER CORPcall | $0 | – | -103,000 | -100.0% | -0.00% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -57,000 | -100.0% | -0.00% | – |
| JD | Exit | *JD COM INCcall | $0 | – | -23,000 | -100.0% | -0.00% | – |
| BTEGF | Exit | *BAYTEX ENERGY CORPcall | $0 | – | -161,800 | -100.0% | -0.00% | – |
| INFN | Exit | *INFINERA CORPORATIONput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| OUTR | Exit | *OUTERWALL INC | $0 | – | -22,250 | -100.0% | -0.00% | – |
| BKLN | Exit | *POWERSHARES ETF TRUST IIput | $0 | – | -44,000 | -100.0% | -0.00% | – |
| AGND | Exit | WISDOMTREE TRbrclys negative | $0 | – | -14,502 | -100.0% | -0.00% | – |
| MRD | Exit | *MEMORIAL RESOURCE DEV CORP | $0 | – | -38,089 | -100.0% | -0.00% | – |
| EBF | Exit | *ENNIS INC | $0 | – | -58,745 | -100.0% | -0.00% | – |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -500,000 | -100.0% | -0.00% | – |
| MAG | Exit | *MAG SILVER CORPput | $0 | – | -43,000 | -100.0% | -0.00% | – |
| ATVI | Exit | *ACTIVISION BLIZZARD INCcall | $0 | – | -23,400 | -100.0% | -0.00% | – |
| DDR | Exit | *DDR CORPcall | $0 | – | -55,200 | -100.0% | -0.00% | – |
| STN | Exit | *STANTEC INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| FXE | Exit | *CURRENCYSHARES EURO TR | $0 | – | -10,400 | -100.0% | -0.00% | – |
| TSLA | Exit | *TESLA MTRS INCcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| WIBC | Exit | *WILSHIRE BANCORP INC | $0 | – | -43,997 | -100.0% | -0.00% | – |
| CVRR | Exit | *CVR REFNG LP | $0 | – | -112,000 | -100.0% | -0.00% | – |
| TITN | Exit | *TITAN MACHY INC | $0 | – | -52,173 | -100.0% | -0.00% | – |
| TD | Exit | *TORONTO DOMINION BK ONTput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| SPG | Exit | *SIMON PPTY GROUP INC NEWcall | $0 | – | -5,900 | -100.0% | -0.00% | – |
| EZA | Exit | *ISHARESmsci sth afr etf | $0 | – | -10,700 | -100.0% | -0.00% | – |
| HCP | Exit | *HCP INCcall | $0 | – | -18,500 | -100.0% | -0.00% | – |
| KMX | Exit | *CARMAX INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| MOO | Exit | *VANECK VECTORS ETF TRcall | $0 | – | -33,300 | -100.0% | -0.00% | – |
| RLYP | Exit | *RELYPSA INCput | $0 | – | -72,300 | -100.0% | -0.00% | – |
| BG | Exit | *BUNGE LIMITEDcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| OIH | Exit | *VANECK VECTORS ETF TRoil svcs etf | $0 | – | -66,350 | -100.0% | -0.00% | – |
| F | Exit | *FORD MTR CO DELcall | $0 | – | -155,000 | -100.0% | -0.00% | – |
| MEOH | Exit | *METHANEX CORPput | $0 | – | -52,500 | -100.0% | -0.00% | – |
| BAC | Exit | *BANK AMER CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| GAS | Exit | *AGL RES INC | $0 | – | -24,355 | -100.0% | -0.00% | – |
| XLE | Exit | *SELECT SECTOR SPDR TRcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| MS | Exit | *MORGAN STANLEYput | $0 | – | -53,000 | -100.0% | -0.00% | – |
| XCO | Exit | *EXCO RESOURCES INCput | $0 | – | -1,230,000 | -100.0% | -0.00% | – |
| WM | Exit | *WASTE MGMT INC DELcall | $0 | – | -24,000 | -100.0% | -0.00% | – |
| ADM | Exit | *ARCHER DANIELS MIDLAND COcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| TRI | Exit | *THOMSON REUTERS CORPput | $0 | – | -39,600 | -100.0% | -0.00% | – |
| Z | Exit | *ZILLOW GROUP INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| IHS | Exit | *IHS INCcl a | $0 | – | -16,639 | -100.0% | -0.00% | – |
| RLYP | Exit | *RELYPSA INC | $0 | – | -88,690 | -100.0% | -0.00% | – |
| JACK | Exit | *JACK IN THE BOX INCput | $0 | – | -20,400 | -100.0% | -0.00% | – |
| XLE | Exit | *SELECT SECTOR SPDR TRput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| MHY | Exit | WESTERN ASSET MGD HI INCM FD | $0 | – | -300,000 | -100.0% | -0.00% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -198,667 | -100.0% | -0.00% | – |
| NUE | Exit | *NUCOR CORPput | $0 | – | -44,600 | -100.0% | -0.00% | – |
| BHI | Exit | *BAKER HUGHES INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| XME | Exit | *SPDR SERIES TRUSTcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| FCFS | Exit | *FIRST CASH FINL SVCS INC | $0 | – | -51,482 | -100.0% | -0.00% | – |
| WDC | Exit | *WESTERN DIGITAL CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SSS | Exit | *SOVRAN SELF STORAGE INC | $0 | – | -25,213 | -100.0% | -0.00% | – |
| PHI | Exit | *PHILIPPINE LONG DISTANCE TELsponsored adr | $0 | – | -55,950 | -100.0% | -0.00% | – |
| ISLE | Exit | *ISLE OF CAPRI CASINOS INC | $0 | – | -155,810 | -100.0% | -0.00% | – |
| FMER | Exit | *FIRSTMERIT CORP | $0 | – | -117,507 | -100.0% | -0.00% | – |
| XOP | Exit | *SPDR SERIES TRUSTcall | $0 | – | -68,100 | -100.0% | -0.00% | – |
| OIH | Exit | *VANECK VECTORS ETF TRput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| FXE | Exit | *CURRENCYSHARES EURO TRcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| OILNF | Exit | *BARCLAYS BK PLCipsp croil etn | $0 | – | -435,000 | -100.0% | -0.00% | – |
| MSFT | Exit | *MICROSOFT CORPput | $0 | – | -50,045 | -100.0% | -0.00% | – |
| MEOH | Exit | *METHANEX CORPcall | $0 | – | -84,000 | -100.0% | -0.00% | – |
| TIVO | Exit | *TIVO INC | $0 | – | -353,704 | -100.0% | -0.00% | – |
| AEM | Exit | *AGNICO EAGLE MINES LTDput | $0 | – | -58,100 | -100.0% | -0.00% | – |
| OXY | Exit | *OCCIDENTAL PETE CORP DELcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| CXRXF | Exit | *CONCORDIA INTL CORPcall | $0 | – | -167,600 | -100.0% | -0.00% | – |
| MFC | Exit | *MANULIFE FINL CORPput | $0 | – | -275,000 | -100.0% | -0.00% | – |
| TJX | Exit | *TJX COS INC NEWcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| AVGO | Exit | *BROADCOM LTDput | $0 | – | -28,000 | -100.0% | -0.01% | – |
| BBCN | Exit | *BBCN BANCORP INC | $0 | – | -280,079 | -100.0% | -0.01% | – |
| WPG | Exit | *WP GLIMCHER IN | $0 | – | -351,590 | -100.0% | -0.01% | – |
| COT | Exit | *COTT CORP QUEcall | $0 | – | -300,000 | -100.0% | -0.01% | – |
| PAGP | Exit | *PLAINS GP HLDGS L P | $0 | – | -399,569 | -100.0% | -0.01% | – |
| TEAM | Exit | *ATLASSIAN CORP PLCcl a | $0 | – | -200,031 | -100.0% | -0.01% | – |
| ERJ | Exit | *EMBRAER S A | $0 | – | -266,604 | -100.0% | -0.01% | – |
| MDVN | Exit | *MEDIVATION INC | $0 | – | -100,939 | -100.0% | -0.01% | – |
| BCE | Exit | *BCE INCcall | $0 | – | -129,300 | -100.0% | -0.01% | – |
| TYC | Exit | *TYCO INTL PLC | $0 | – | -152,869 | -100.0% | -0.01% | – |
| NBL | Exit | *NOBLE ENERGY INCput | $0 | – | -168,600 | -100.0% | -0.01% | – |
| TRI | Exit | *THOMSON REUTERS CORPcall | $0 | – | -160,000 | -100.0% | -0.01% | – |
| PICO | Exit | *PICO HLDGS INC | $0 | – | -708,525 | -100.0% | -0.01% | – |
| VET | Exit | *VERMILION ENERGY INCcall | $0 | – | -225,700 | -100.0% | -0.01% | – |
| FXE | Exit | *CURRENCYSHARES EURO TRput | $0 | – | -75,000 | -100.0% | -0.01% | – |
| TAP | Exit | *MOLSON COORS BREWING COput | $0 | – | -90,000 | -100.0% | -0.01% | – |
| NKE | Exit | *NIKE INCput | $0 | – | -160,000 | -100.0% | -0.01% | – |
| EOG | Exit | *EOG RES INCcall | $0 | – | -120,000 | -100.0% | -0.01% | – |
| VZ | Exit | *VERIZON COMMUNICATIONS INCput | $0 | – | -167,100 | -100.0% | -0.01% | – |
| ASH | Exit | *ASHLAND INC NEW | $0 | – | -88,909 | -100.0% | -0.01% | – |
| XL | Exit | *XL GROUP PLC | $0 | – | -307,284 | -100.0% | -0.01% | – |
| VGK | Exit | *VANGUARD INTL EQUITY INDEX Fcall | $0 | – | -245,000 | -100.0% | -0.01% | – |
| UUP | Exit | *POWERSHS DB US DOLLAR INDEXcall | $0 | – | -500,000 | -100.0% | -0.01% | – |
| DOFSQ | Exit | *DIAMOND OFFSHORE DRILLING INcall | $0 | – | -546,400 | -100.0% | -0.02% | – |
| AGNC | Exit | *AMERICAN CAPITAL AGENCY CORP | $0 | – | -792,748 | -100.0% | -0.02% | – |
| MDLZ | Exit | *MONDELEZ INTL INCput | $0 | – | -340,000 | -100.0% | -0.02% | – |
| CATM | Exit | *CARDTRONICS INC | $0 | – | -398,143 | -100.0% | -0.02% | – |
| GIB | Exit | *GROUPE CGI INCcall | $0 | – | -370,100 | -100.0% | -0.02% | – |
| CNI | Exit | *CANADIAN NATL RY COput | $0 | – | -281,900 | -100.0% | -0.02% | – |
| ESV | Exit | *ENSCO PLCcall | $0 | – | -1,720,600 | -100.0% | -0.02% | – |
| NBL | Exit | *NOBLE ENERGY INCcall | $0 | – | -508,200 | -100.0% | -0.02% | – |
| APA | Exit | *APACHE CORPcall | $0 | – | -373,500 | -100.0% | -0.02% | – |
| CPGX | Exit | *COLUMBIA PIPELINE GROUP INC | $0 | – | -838,367 | -100.0% | -0.02% | – |
| TMUSP | Exit | T MOBILE US INCconv pfd ser a | $0 | – | -300,027 | -100.0% | -0.02% | – |
| HOT | Exit | *STARWOOD HOTELS&RESORTS WRLD | $0 | – | -388,140 | -100.0% | -0.03% | – |
| ENB | Exit | *ENBRIDGE INCput | $0 | – | -706,300 | -100.0% | -0.03% | – |
| WBA | Exit | *WALGREENS BOOTS ALLIANCE INCput | $0 | – | -402,400 | -100.0% | -0.04% | – |
| CP | Exit | *CANADIAN PAC RY LTDput | $0 | – | -324,000 | -100.0% | -0.05% | – |
| JCI | Exit | *JOHNSON CTLS INC | $0 | – | -1,649,709 | -100.0% | -0.08% | – |
| EMC | Exit | *E M C CORP MASS | $0 | – | -2,767,238 | -100.0% | -0.09% | – |
| ARMH | Exit | *ARM HLDGS PLCsponsored adr | $0 | – | -6,978,234 | -100.0% | -0.36% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BMO HARRIS BANK N.A. #2
- BMO ASSET MANAGEMENT CORP. #4
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- BMO NESBITT BURNS INC. #15
- BMO PRIVATE INVESTMENT COUNSEL INC. #16
- BMO ASSET MANAGEMENT INC. #21
- F&C ASSET MANAGEMENT #33
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- CTC MYCFO #56
- BANK OF MONTREAL IRELAND P.L.C. #59
- PYRFORD INTERNATIONAL LIMITED #64
- BMO CAPITAL MARKETS CORP. #72
- BMO HOLDING INC #76
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
| 424B2 | 2024-05-14 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.