$93.8 Billion is the total value of BANK OF MONTREAL /CAN/'s 14799 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 107.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| POZN | Exit | *POZEN INC | $0 | – | -721 | -100.0% | 0.00% | – |
| PCLN | Exit | *PRICELINE GRP INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| UK | Exit | RECON CAP SER TRrecon cap ftse | $0 | – | -145 | -100.0% | 0.00% | – |
| RACE | Exit | *FERRARI N V | $0 | – | -3,220 | -100.0% | 0.00% | – |
| TSYS | Exit | *TELECOMMUNICATION SYS INCcl a | $0 | – | -1,409 | -100.0% | 0.00% | – |
| PGNX | Exit | *PROGENICS PHARMACEUTICALS IN | $0 | – | -17,316 | -100.0% | 0.00% | – |
| ZPIN | Exit | *ZHAOPIN LTDsponsored adr | $0 | – | -2,670 | -100.0% | 0.00% | – |
| DXYN | Exit | *DIXIE GROUP INCcl a | $0 | – | -17,205 | -100.0% | 0.00% | – |
| GME | Exit | *GAMESTOP CORP NEWput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CLF | Exit | *CLIFFS NAT RES INCput | $0 | – | -90,000 | -100.0% | 0.00% | – |
| DXJS | Exit | *WISDOMTREE TRjpn scap hdg eqt | $0 | – | -560 | -100.0% | 0.00% | – |
| Exit | TILL CAP LTD | $0 | – | -400 | -100.0% | 0.00% | – | |
| WLL | Exit | *WHITING PETE CORP NEWcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| FF | Exit | *FUTUREFUEL CORPORATION | $0 | – | -31 | -100.0% | 0.00% | – |
| CSWI | Exit | CSW INDUSTRIALS INC | $0 | – | -1,880 | -100.0% | 0.00% | – |
| URRE | Exit | *URANIUM RES INC | $0 | – | -200 | -100.0% | 0.00% | – |
| MGPI | Exit | *MGP INGREDIENTS INC NEW | $0 | – | -163 | -100.0% | 0.00% | – |
| GYLD | Exit | ARROW ETF TRarrow dj glb yld | $0 | – | -260 | -100.0% | 0.00% | – |
| GLP | Exit | *GLOBAL PARTNERS LP | $0 | – | -16,000 | -100.0% | 0.00% | – |
| SVVC | Exit | *FIRSTHAND TECH VALUE FD INC | $0 | – | -110 | -100.0% | 0.00% | – |
| MUH | Exit | BLACKROCK MUNIHLDGS FD II IN | $0 | – | -10,216 | -100.0% | 0.00% | – |
| OMEX | Exit | *ODYSSEY MARINE EXPLORATION I | $0 | – | -340 | -100.0% | 0.00% | – |
| HNGR | Exit | *HANGER INC | $0 | – | -1,014 | -100.0% | 0.00% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -300 | -100.0% | 0.00% | – |
| NLY | Exit | *ANNALY CAP MGMT INCcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| IXP | Exit | *ISHARES TR | $0 | – | -127 | -100.0% | 0.00% | – |
| RVLT | Exit | *REVOLUTION LIGHTING TECHNOLO | $0 | – | -199 | -100.0% | 0.00% | – |
| FMBH | Exit | FIRST MID ILL BANCSHARES INC | $0 | – | -9,250 | -100.0% | 0.00% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -600 | -100.0% | 0.00% | – |
| LNTH | Exit | LANTHEUS HLDGS INC | $0 | – | -465 | -100.0% | 0.00% | – |
| UBNK | Exit | *UNITED FINL BANCORP INC NEW | $0 | – | -1,162 | -100.0% | 0.00% | – |
| PM | Exit | *PHILIP MORRIS INTL INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| ATNY | Exit | API TECHNOLOGIES CORP | $0 | – | -2,508 | -100.0% | 0.00% | – |
| TCPTF | Exit | *THOMPSON CREEK METALS CO INC | $0 | – | -6,756 | -100.0% | 0.00% | – |
| KNDI | Exit | *KANDI TECHNOLOGIES GROUP INC | $0 | – | -1,100 | -100.0% | 0.00% | – |
| XPH | Exit | *SPDR SERIES TRUSTs&p pharmac | $0 | – | -2,816 | -100.0% | 0.00% | – |
| EZCH | Exit | *EZCHIP SEMICONDUCTOR LIMITEDord | $0 | – | -16,423 | -100.0% | 0.00% | – |
| CCM | Exit | *CONCORD MED SVCS HLDGS LTDsponsored adr | $0 | – | -2,805 | -100.0% | 0.00% | – |
| GTU | Exit | CENTRAL GOLDTRUSTtr unit | $0 | – | -70 | -100.0% | 0.00% | – |
| GBX | Exit | *GREENBRIER COS INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| QNST | Exit | *QUINSTREET INC | $0 | – | -3,681 | -100.0% | 0.00% | – |
| POWR | Exit | *POWERSECURE INTL INC | $0 | – | -12,988 | -100.0% | 0.00% | – |
| BMY | Exit | *BRISTOL MYERS SQUIBB COcall | $0 | – | -500 | -100.0% | 0.00% | – |
| TNH | Exit | *TERRA NITROGEN CO L P | $0 | – | -50 | -100.0% | 0.00% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -5,000 | -100.0% | 0.00% | – |
| CVX | Exit | *CHEVRON CORP NEWput | $0 | – | -500 | -100.0% | 0.00% | – |
| VCYT | Exit | *VERACYTE INC | $0 | – | -233 | -100.0% | 0.00% | – |
| KOPN | Exit | *KOPIN CORP | $0 | – | -1,485 | -100.0% | 0.00% | – |
| RJI | Exit | *SWEDISH EXPT CR CORProg ttl etn 22 | $0 | – | -952 | -100.0% | 0.00% | – |
| APPF | Exit | APPFOLIO INC | $0 | – | -198 | -100.0% | 0.00% | – |
| DBJP | Exit | *DBX ETF TRxtrak msci japn | $0 | – | -10,810 | -100.0% | 0.00% | – |
| DSPG | Exit | *DSP GROUP INC | $0 | – | -1,393 | -100.0% | 0.00% | – |
| HEWJ | Exit | *ISHARES TRhdg msci japan | $0 | – | -2,320 | -100.0% | 0.00% | – |
| IRC | Exit | *INLAND REAL ESTATE CORP | $0 | – | -17,146 | -100.0% | 0.00% | – |
| SIXD | Exit | 6D GLOBAL TECHNOLOGIES INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| CSII | Exit | *CARDIOVASCULAR SYS INC DEL | $0 | – | -184 | -100.0% | 0.00% | – |
| KNDI | Exit | *KANDI TECHNOLOGIES GROUP INCput | $0 | – | -600 | -100.0% | 0.00% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -2,500 | -100.0% | 0.00% | – |
| RNWK | Exit | *REALNETWORKS INC | $0 | – | -924 | -100.0% | 0.00% | – |
| PVAHQ | Exit | *PENN VA CORP | $0 | – | -152,220 | -100.0% | 0.00% | – |
| PRFZ | Exit | POWERSHARES ETF TRUSTftse us1500 sm | $0 | – | -358 | -100.0% | 0.00% | – |
| RJETQ | Exit | *REPUBLIC AWYS HLDGS INC | $0 | – | -25,829 | -100.0% | 0.00% | – |
| OVTI | Exit | *OMNIVISION TECHNOLOGIES INC | $0 | – | -11,227 | -100.0% | 0.00% | – |
| MPG | Exit | METALDYNE PERFORMANCE GROUP | $0 | – | -38 | -100.0% | 0.00% | – |
| GENN | Exit | *GENESIS HEALTHCARE INC | $0 | – | -6,606 | -100.0% | 0.00% | – |
| SOCL | Exit | *GLOBAL X FDSsocial med etf | $0 | – | -260 | -100.0% | 0.00% | – |
| DMND | Exit | *DIAMOND FOODS INC | $0 | – | -3,681 | -100.0% | 0.00% | – |
| HPE | Exit | *HEWLETT PACKARD ENTERPRISE Ccall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| EES | Exit | WISDOMTREE TRsmlcap earn fd | $0 | – | -576 | -100.0% | 0.00% | – |
| KSS | Exit | *KOHLS CORPcall | $0 | – | -800 | -100.0% | 0.00% | – |
| NEM | Exit | *NEWMONT MINING CORPput | $0 | – | -1,700 | -100.0% | 0.00% | – |
| GUT | Exit | GABELLI UTIL TR | $0 | – | -460 | -100.0% | 0.00% | – |
| RENT | Exit | *RENTRAK CORP | $0 | – | -313 | -100.0% | 0.00% | – |
| Exit | LAM RESEARCH CORPnote 0.500% 5/1 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| WPP | Exit | *WAUSAU PAPER CORP | $0 | – | -22,813 | -100.0% | 0.00% | – |
| SPNE | Exit | SEASPINE HLDGS CORP | $0 | – | -57 | -100.0% | 0.00% | – |
| EMKR | Exit | *EMCORE CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| CMT | Exit | CORE MOLDING TECHNOLOGIES IN | $0 | – | -5,834 | -100.0% | 0.00% | – |
| SDIV | Exit | *GLOBAL X FDScall | $0 | – | -800 | -100.0% | 0.00% | – |
| CCIHY | Exit | *CHINACACHE INTL HLDG LTDspon adr | $0 | – | -641 | -100.0% | 0.00% | – |
| RBYCF | Exit | *RUBICON MINERALS CORP | $0 | – | -81,300 | -100.0% | 0.00% | – |
| DESTQ | Exit | *DESTINATION MATERNITY CORP | $0 | – | -45 | -100.0% | 0.00% | – |
| MRIN | Exit | *MARIN SOFTWARE INC | $0 | – | -4,993 | -100.0% | 0.00% | – |
| XIN | Exit | *XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | -1,643 | -100.0% | 0.00% | – |
| KING | Exit | *KING DIGITAL ENTMT PLC | $0 | – | -1,877 | -100.0% | 0.00% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -550 | -100.0% | 0.00% | – |
| NTI | Exit | *NORTHERN TIER ENERGY LPput | $0 | – | -800 | -100.0% | 0.00% | – |
| Exit | TARENA INTL INCadr | $0 | – | -7,400 | -100.0% | 0.00% | – | |
| LABL | Exit | *MULTI COLOR CORP | $0 | – | -3,895 | -100.0% | 0.00% | – |
| RACE | Exit | *FERRARI N Vput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -201 | -100.0% | 0.00% | – |
| NRP | Exit | *NATURAL RESOURCE PARTNERS L | $0 | – | -1,604 | -100.0% | 0.00% | – |
| RDSA | Exit | *ROYAL DUTCH SHELL PLCcall | $0 | – | -700 | -100.0% | 0.00% | – |
| TPUB | Exit | *TRIBUNE PUBG CO | $0 | – | -419 | -100.0% | 0.00% | – |
| THRX | Exit | *THERAVANCE INC | $0 | – | -1,576 | -100.0% | 0.00% | – |
| UTIW | Exit | *UTI WORLDWIDE INCord | $0 | – | -588 | -100.0% | 0.00% | – |
| PRAN | Exit | *PRANA BIOTECHNOLOGY LTDsponsored adr | $0 | – | -947 | -100.0% | 0.00% | – |
| KZ | Exit | *KONGZHONG CORPsponsored adr | $0 | – | -994 | -100.0% | 0.00% | – |
| CRMD | Exit | *CORMEDIX INC | $0 | – | -813 | -100.0% | 0.00% | – |
| MO | Exit | *ALTRIA GROUP INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SMT | Exit | *SMART TECHNOLOGIES INC | $0 | – | -450,000 | -100.0% | 0.00% | – |
| SPHD | Exit | POWERSHARES ETF TR II | $0 | – | -1,135 | -100.0% | 0.00% | – |
| JMT | Exit | NUVEEN MTG OPPTY TERM FD 2 | $0 | – | -1,225 | -100.0% | 0.00% | – |
| EOXLQ | Exit | *EMERALD OIL INC | $0 | – | -50 | -100.0% | 0.00% | – |
| TA | Exit | *TRAVELCENTERS AMER LLC | $0 | – | -30 | -100.0% | 0.00% | – |
| IGT | Exit | *INTERNATIONAL GAME TECHNOLOGput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| ELD | Exit | *WISDOMTREE TRem lcl debt fd | $0 | – | -857 | -100.0% | 0.00% | – |
| EPEGQ | Exit | *EP ENERGY CORPput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| Exit | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| DKS | Exit | *DICKS SPORTING GOODS INCcall | $0 | – | -11,000 | -100.0% | 0.00% | – |
| PEY | Exit | *POWERSHARES ETF TRUSThi yld eq dvdn | $0 | – | -570 | -100.0% | 0.00% | – |
| IOC | Exit | *INTEROIL CORPcall | $0 | – | -12,600 | -100.0% | 0.00% | – |
| PMCS | Exit | *PMC-SIERRA INC | $0 | – | -10,492 | -100.0% | 0.00% | – |
| MFC | Exit | *MANULIFE FINL CORPput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| NEFF | Exit | *NEFF CORP | $0 | – | -741 | -100.0% | 0.00% | – |
| RVNC | Exit | *REVANCE THERAPEUTICS INC | $0 | – | -73 | -100.0% | 0.00% | – |
| LKFN | Exit | *LAKELAND FINL CORP | $0 | – | -3,519 | -100.0% | 0.00% | – |
| RBSPRRCL | Exit | ROYAL BK SCOTLAND GROUP PLC | $0 | – | -60 | -100.0% | 0.00% | – |
| PGEM | Exit | *PLY GEM HLDGS INC | $0 | – | -143 | -100.0% | 0.00% | – |
| VSTM | Exit | *VERASTEM INC | $0 | – | -939 | -100.0% | 0.00% | – |
| BDBD | Exit | *BOULDER BRANDS INC | $0 | – | -278 | -100.0% | 0.00% | – |
| ZINCQ | Exit | *HORSEHEAD HLDG CORP | $0 | – | -196,718 | -100.0% | 0.00% | – |
| GLNG | Exit | *GOLAR LNG LTD BERMUDAput | $0 | – | -8,300 | -100.0% | 0.00% | – |
| DRWI | Exit | *DRAGONWAVE INC | $0 | – | -14,112 | -100.0% | 0.00% | – |
| FXCM | Exit | *FXCM INCcl a new | $0 | – | -3,000 | -100.0% | 0.00% | – |
| EQCPRECL | Exit | EQUITY COMWLTHcum pfd e 7.25% | $0 | – | -40 | -100.0% | 0.00% | – |
| PWB | Exit | *POWERSHARES ETF TRUSTdynm lrg cp gr | $0 | – | -6,973 | -100.0% | 0.00% | – |
| Exit | GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | – | -4,000,000 | -100.0% | 0.00% | – | |
| LPI | Exit | *LAREDO PETROLEUM INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| EMIF | Exit | *ISHARES TRemgr mkt inf etf | $0 | – | -182 | -100.0% | 0.00% | – |
| NEM | Exit | *NEWMONT MINING CORPcall | $0 | – | -1,700 | -100.0% | 0.00% | – |
| CLRB | Exit | CELLECTAR BIOSCIENCES INC | $0 | – | -1,515 | -100.0% | 0.00% | – |
| MGRC | Exit | *MCGRATH RENTCORP | $0 | – | -1,101 | -100.0% | 0.00% | – |
| RSPP | Exit | *RSP PERMIAN INCcall | $0 | – | -2,500 | -100.0% | 0.00% | – |
| DYAX | Exit | *DYAX CORP | $0 | – | -2,137 | -100.0% | 0.00% | – |
| XRM | Exit | *XERIUM TECHNOLOGIES INC | $0 | – | -284 | -100.0% | 0.00% | – |
| CHKE | Exit | *CHEROKEE INC DEL NEW | $0 | – | -1,147 | -100.0% | 0.00% | – |
| EELV | Exit | *POWERSHARES ETF TR IIem mrk low vol | $0 | – | -337 | -100.0% | 0.00% | – |
| SWAY | Exit | *STARWOOD WAYPOINT RESIDENTL | $0 | – | -118 | -100.0% | 0.00% | – |
| FEX | Exit | *FIRST TR LRGE CP CORE ALPHA | $0 | – | -281 | -100.0% | 0.00% | – |
| MPOYQ | Exit | *MIDSTATES PETE CO INC | $0 | – | -15 | -100.0% | 0.00% | – |
| SHYG | Exit | ISHARES TR0-5yr hi yl cp | $0 | – | -154 | -100.0% | 0.00% | – |
| TUR | Exit | *ISHARESmsci turkey etf | $0 | – | -6,900 | -100.0% | 0.00% | – |
| BIOAQ | Exit | *BIOAMBER INC | $0 | – | -8,900 | -100.0% | 0.00% | – |
| TNET | Exit | *TRINET GROUP INC | $0 | – | -280 | -100.0% | 0.00% | – |
| CBPX | Exit | *CONTINENTAL BLDG PRODS INC | $0 | – | -1,102 | -100.0% | 0.00% | – |
| XAR | Exit | SPDR SERIES TRUSTaerospace def | $0 | – | -65 | -100.0% | 0.00% | – |
| TRCHW | Exit | TEJON RANCH CO*w exp 08/31/201 | $0 | – | -14 | -100.0% | 0.00% | – |
| INTC | Exit | *INTEL CORPcall | $0 | – | -84 | -100.0% | 0.00% | – |
| DWRE | Exit | *DEMANDWARE INC | $0 | – | -341 | -100.0% | 0.00% | – |
| AUY | Exit | *YAMANA GOLD INCcall | $0 | – | -20,800 | -100.0% | 0.00% | – |
| QUOT | Exit | *QUOTIENT TECHNOLOGY INC | $0 | – | -267 | -100.0% | 0.00% | – |
| NML | Exit | NEUBERGER BERMAN MLP INCOME | $0 | – | -850 | -100.0% | 0.00% | – |
| KB | Exit | *KB FINANCIAL GROUP INCsponsored adr | $0 | – | -32 | -100.0% | 0.00% | – |
| CTSO | Exit | *CYTOSORBENTS CORP | $0 | – | -27,400 | -100.0% | 0.00% | – |
| QEP | Exit | *QEP RES INCcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| TOLZ | Exit | PROSHARES TRdj brkfld glb | $0 | – | -3,350 | -100.0% | 0.00% | – |
| PRGN | Exit | *PARAGON SHIPPING INCcl a new | $0 | – | -250 | -100.0% | 0.00% | – |
| HOSSQ | Exit | *HORNBECK OFFSHORE SVCS INC Ncall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -752 | -100.0% | 0.00% | – |
| MUR | Exit | *MURPHY OIL CORPcall | $0 | – | -300 | -100.0% | 0.00% | – |
| LIVE | Exit | *LIVE VENTURES INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ORIG | Exit | *OCEAN RIG UDW INC | $0 | – | -32,534 | -100.0% | 0.00% | – |
| SNECQ | Exit | *SANCHEZ ENERGY CORPput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SMICY | Exit | *SEMICONDUCTOR MFG INTL CORPsponsored adr | $0 | – | -6,405 | -100.0% | 0.00% | – |
| GCC | Exit | *GREENHAVEN CONT CMDTY INDEXunit ben int | $0 | – | -3,164 | -100.0% | 0.00% | – |
| MW | Exit | *MENS WEARHOUSE INC | $0 | – | -9,702 | -100.0% | 0.00% | – |
| RESP | Exit | WISDOMTREE TRttl earning fd | $0 | – | -445 | -100.0% | 0.00% | – |
| CSWC | Exit | *CAPITAL SOUTHWEST CORP | $0 | – | -1,880 | -100.0% | 0.00% | – |
| EYES | Exit | *SECOND SIGHT MED PRODS INC | $0 | – | -240 | -100.0% | 0.00% | – |
| LPSN | Exit | *LIVEPERSON INC | $0 | – | -1,153 | -100.0% | 0.00% | – |
| SYF | Exit | *SYNCHRONY FINLcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| TLRS | Exit | TIMBERLINE RES CORP | $0 | – | -6,293 | -100.0% | 0.00% | – |
| FDD | Exit | *FIRST TR STOXX EURO DIV FD | $0 | – | -1,280 | -100.0% | 0.00% | – |
| EZM | Exit | WISDOMTREE TRmdcp earn fund | $0 | – | -61 | -100.0% | 0.00% | – |
| NGLS | Exit | *TARGA RESOURCES PARTNERS LPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| BTUUQ | Exit | *PEABODY ENERGY CORPcall | $0 | – | -33,276 | -100.0% | 0.00% | – |
| BLV | Exit | *VANGUARD BD INDEX FD INClong term bond | $0 | – | -122 | -100.0% | 0.00% | – |
| CBZ | Exit | *CBIZ INC | $0 | – | -70 | -100.0% | 0.00% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INC | $0 | – | -2,207 | -100.0% | 0.00% | – |
| CCG | Exit | *CAMPUS CREST CMNTYS INC | $0 | – | -1,303 | -100.0% | 0.00% | – |
| PBYI | Exit | *PUMA BIOTECHNOLOGY INC | $0 | – | -195 | -100.0% | 0.00% | – |
| RTKHQ | Exit | *RENTECH INC | $0 | – | -12,601 | -100.0% | 0.00% | – |
| MOS | Exit | *MOSAIC CO NEWput | $0 | – | -500 | -100.0% | 0.00% | – |
| IDX | Exit | MARKET VECTORS ETF TRindonesia etf | $0 | – | -400 | -100.0% | 0.00% | – |
| PFXF | Exit | MARKET VECTORS ETF TRpfd sec exfinl | $0 | – | -1,500 | -100.0% | 0.00% | – |
| DXMMQ | Exit | *DEX MEDIA INC NEW | $0 | – | -1,045 | -100.0% | 0.00% | – |
| BTEGF | Exit | *BAYTEX ENERGY CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| NESCQ | Exit | *NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -66 | -100.0% | 0.00% | – |
| VIPS | Exit | *VIPSHOP HLDGS LTDput | $0 | – | -22,000 | -100.0% | 0.00% | – |
| EXXIQ | Exit | *ENERGY XXI LTDcall | $0 | – | -85,000 | -100.0% | 0.00% | – |
| ICLN | Exit | ISHARES TRgl clean ene etf | $0 | – | -350 | -100.0% | 0.00% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| XONE | Exit | *EXONE COput | $0 | – | -11,100 | -100.0% | 0.00% | – |
| NL | Exit | *NL INDS INC | $0 | – | -78 | -100.0% | 0.00% | – |
| YINN | Exit | *DIREXION SHS ETF TRdl ftse bll 3x | $0 | – | -2,900 | -100.0% | 0.00% | – |
| CG | Exit | *CARLYLE GROUP L Pcall | $0 | – | -1,500 | -100.0% | 0.00% | – |
| STE | Exit | *STERIS CORP | $0 | – | -215 | -100.0% | 0.00% | – |
| SKUL | Exit | *SKULLCANDY INC | $0 | – | -687 | -100.0% | 0.00% | – |
| SWI | Exit | *SOLARWINDS INC | $0 | – | -3,208 | -100.0% | 0.00% | – |
| BMCH | Exit | *BMC STK HLDGS INC | $0 | – | -10,132 | -100.0% | 0.00% | – |
| COG | Exit | *CABOT OIL & GAS CORPcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| NVGS | Exit | *NAVIGATOR HOLDINGS LTD | $0 | – | -162 | -100.0% | 0.00% | – |
| UAN | Exit | *CVR PARTNERS LP | $0 | – | -23 | -100.0% | 0.00% | – |
| ESV | Exit | *ENSCO PLCput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| CTSO | Exit | *CYTOSORBENTS CORPput | $0 | – | -27,400 | -100.0% | 0.00% | – |
| RTH | Exit | *MARKET VECTORS ETF TRretail etf | $0 | – | -159 | -100.0% | 0.00% | – |
| CGG | Exit | *CGGsponsored adr | $0 | – | -610 | -100.0% | 0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -101 | -100.0% | 0.00% | – |
| FSAM | Exit | FIFTH STR ASSET MGMT INC | $0 | – | -1,428 | -100.0% | 0.00% | – |
| SWHC | Exit | *SMITH & WESSON HLDG CORPput | $0 | – | -6,300 | -100.0% | 0.00% | – |
| GLAD | Exit | *GLADSTONE CAPITAL CORP | $0 | – | -215 | -100.0% | 0.00% | – |
| RCAPQ | Exit | *RCS CAP CORP | $0 | – | -1,926 | -100.0% | 0.00% | – |
| HK | Exit | *HALCON RES CORPcall | $0 | – | -2,260 | -100.0% | 0.00% | – |
| DIS | Exit | *DISNEY WALT COput | $0 | – | -100 | -100.0% | 0.00% | – |
| XSLV | Exit | POWERSHARES ETF TR IIs&p600 lovl pt | $0 | – | -76 | -100.0% | 0.00% | – |
| GII | Exit | *SPDR INDEX SHS FDSs&p gblinf etf | $0 | – | -269 | -100.0% | 0.00% | – |
| AMCN | Exit | *AIRMEDIA GROUP INCsponsored adr | $0 | – | -2,655 | -100.0% | 0.00% | – |
| DMD | Exit | *DEMAND MEDIA INC | $0 | – | -96 | -100.0% | 0.00% | – |
| FAS | Exit | *DIREXION SHS ETF TRdly fin bull new | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SCHN | Exit | *SCHNITZER STL INDScl a | $0 | – | -216 | -100.0% | 0.00% | – |
| IPS | Exit | SPDR INDEX SHS FDSconsm spls etf | $0 | – | -800 | -100.0% | 0.00% | – |
| FXO | Exit | *FIRST TR EXCHANGE TRADED FDfinls alphadex | $0 | – | -11,078 | -100.0% | 0.00% | – |
| SDOCQ | Exit | *SANDRIDGE ENERGY INC | $0 | – | -20,468 | -100.0% | 0.00% | – |
| NCR | Exit | *NCR CORP NEWput | $0 | – | -500 | -100.0% | 0.00% | – |
| BKN | Exit | BLACKROCK INVT QUALITY MUN T | $0 | – | -9,976 | -100.0% | 0.00% | – |
| BOOT | Exit | *BOOT BARN HLDGS INC | $0 | – | -116 | -100.0% | 0.00% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -273 | -100.0% | 0.00% | – |
| ETSY | Exit | *ETSY INC | $0 | – | -614 | -100.0% | 0.00% | – |
| YCS | Exit | *PROSHARES TR IIultrashort yen n | $0 | – | -500 | -100.0% | 0.00% | – |
| BMR | Exit | *BIOMED REALTY TRUST INC | $0 | – | -8,706 | -100.0% | 0.00% | – |
| NLST | Exit | *NETLIST INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ECA | Exit | *ENCANA CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NGD | Exit | *NEW GOLD INC CDAcall | $0 | – | -16,500 | -100.0% | 0.00% | – |
| WPX | Exit | *WPX ENERGY INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CUNB | Exit | *CU BANCORP CALIF | $0 | – | -760 | -100.0% | 0.00% | – |
| BDCS | Exit | UBS AG JERSEY BRHexch sec lkd41 | $0 | – | -7,468 | -100.0% | 0.00% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -700 | -100.0% | 0.00% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNI | $0 | – | -3,495 | -100.0% | 0.00% | – |
| DOL | Exit | WISDOMTREE TRintl lrgcap dv | $0 | – | -2,500 | -100.0% | 0.00% | – |
| VHI | Exit | *VALHI INC NEW | $0 | – | -340 | -100.0% | 0.00% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -7,198 | -100.0% | 0.00% | – |
| OIBRC | Exit | OI S.A.spn adr new | $0 | – | -1,013 | -100.0% | 0.00% | – |
| JTP | Exit | NUVEEN QUALITY PFD INCOME FD | $0 | – | -244 | -100.0% | 0.00% | – |
| PEZ | Exit | *POWERSHARES ETF TRUSTcon discre sec | $0 | – | -433 | -100.0% | 0.00% | – |
| DL | Exit | *CHINA DISTANCE ED HLDGS LTDspons adr | $0 | – | -6,131 | -100.0% | 0.00% | – |
| SWSH | Exit | *SWISHER HYGIENE INC | $0 | – | -2,080 | -100.0% | 0.00% | – |
| MTCN | Exit | ARCELORMITTAL SA LUXEMBOURGmand cv nt 16 | $0 | – | -60 | -100.0% | 0.00% | – |
| DXLG | Exit | *DESTINATION XL GROUP INC | $0 | – | -674 | -100.0% | 0.00% | – |
| FSS | Exit | *FEDERAL SIGNAL CORP | $0 | – | -1,029 | -100.0% | 0.00% | – |
| CCJ | Exit | *CAMECO CORPcall | $0 | – | -27,000 | -100.0% | 0.00% | – |
| GDPMQ | Exit | *GOODRICH PETE CORP | $0 | – | -3,186 | -100.0% | 0.00% | – |
| NGLS | Exit | *TARGA RESOURCES PARTNERS LP | $0 | – | -5,650 | -100.0% | 0.00% | – |
| UPIP | Exit | UNWIRED PLANET INC NEW | $0 | – | -414 | -100.0% | 0.00% | – |
| EXXIQ | Exit | *ENERGY XXI LTDput | $0 | – | -87,000 | -100.0% | 0.00% | – |
| DRYS | Exit | *DRYSHIPS INC | $0 | – | -26,241 | -100.0% | 0.00% | – |
| EWU | Exit | *ISHARES TRmsci utd kngdm | $0 | – | -2,517 | -100.0% | 0.00% | – |
| SMT | Exit | *SMART TECHNOLOGIES INCput | $0 | – | -450,000 | -100.0% | 0.00% | – |
| CTCT | Exit | *CONSTANT CONTACT INC | $0 | – | -1,693 | -100.0% | 0.00% | – |
| CSCD | Exit | *CASCADE MICROTECH INC | $0 | – | -14,345 | -100.0% | 0.00% | – |
| ACIIQ | Exit | *ARCH COAL INC | $0 | – | -141 | -100.0% | 0.00% | – |
| VTVT | Exit | VTV THERAPEUTICS INCcl a | $0 | – | -252 | -100.0% | 0.00% | – |
| POT | Exit | *POTASH CORP SASK INCcall | $0 | – | -4,500 | -100.0% | 0.00% | – |
| CDI | Exit | *C D I CORP | $0 | – | -162 | -100.0% | 0.00% | – |
| GOLD | Exit | *BARRICK GOLD CORPput | $0 | – | -44,800 | -100.0% | 0.00% | – |
| ANWWQ | Exit | *AEGEAN MARINE PETROLEUM NETW | $0 | – | -2,774 | -100.0% | 0.00% | – |
| FUR | Exit | *WINTHROP RLTY TRsh ben int new | $0 | – | -16,389 | -100.0% | 0.00% | – |
| CASH | Exit | META FINL GROUP INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PLND | Exit | MARKET VECTORS ETF TRvectrs pol etf | $0 | – | -2,908 | -100.0% | 0.00% | – |
| GLOB | Exit | *GLOBANT S A | $0 | – | -6,553 | -100.0% | 0.00% | – |
| ULTRF | Exit | *ULTRAPETROL BAHAMAS LTD | $0 | – | -101 | -100.0% | 0.00% | – |
| MELA | Exit | *MELA SCIENCES INC | $0 | – | -88 | -100.0% | 0.00% | – |
| ASHR | Exit | *DBX ETF TRdbxtr har cs 300 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| NSM | Exit | *NATIONSTAR MTG HLDGS INC | $0 | – | -2,555 | -100.0% | 0.00% | – |
| ERF | Exit | *ENERPLUS CORPcall | $0 | – | -28,500 | -100.0% | 0.00% | – |
| LPL | Exit | *LG DISPLAY CO LTDspons adr rep | $0 | – | -33,572 | -100.0% | 0.00% | – |
| PBY | Exit | *PEP BOYS MANNY MOE & JACK | $0 | – | -13,283 | -100.0% | 0.00% | – |
| HK | Exit | *HALCON RES CORPput | $0 | – | -51,140 | -100.0% | 0.00% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -309 | -100.0% | 0.00% | – |
| HTBX | Exit | HEAT BIOLOGICS INC | $0 | – | -200 | -100.0% | 0.00% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -500 | -100.0% | 0.00% | – |
| TLOG | Exit | *TETRALOGIC PHARMACEUTICALS C | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RWJ | Exit | *OPPENHEIMER REV WEIGHTED ETFsmall cap rev et | $0 | – | -1,940 | -100.0% | 0.00% | – |
| HELIQ | Exit | *CHC GROUP LTD | $0 | – | -4 | -100.0% | 0.00% | – |
| PRKR | Exit | *PARKERVISION INC | $0 | – | -657 | -100.0% | 0.00% | – |
| FRO | Exit | *FRONTLINE LTD | $0 | – | -155,959 | -100.0% | -0.00% | – |
| MMLP | Exit | *MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -24,630 | -100.0% | -0.00% | – |
| BLL | Exit | *BALL CORPput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| HCRSQ | Exit | *HI-CRUSH PARTNERS LP | $0 | – | -160,000 | -100.0% | -0.00% | – |
| NVS | Exit | *NOVARTIS A Gcall | $0 | – | -5,400 | -100.0% | -0.00% | – |
| CNI | Exit | *CANADIAN NATL RY COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| ASHR | Exit | *DBX ETF TRcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SLW | Exit | *SILVER WHEATON CORPput | $0 | – | -83,000 | -100.0% | -0.00% | – |
| DHI | Exit | *D R HORTON INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| F | Exit | *FORD MTR CO DELput | $0 | – | -47,500 | -100.0% | -0.00% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -45,686 | -100.0% | -0.00% | – |
| FLIR | Exit | *FLIR SYS INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| EPI | Exit | *WISDOMTREE TRput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| GIB | Exit | *GROUPE CGI INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| CX | Exit | *CEMEX SAB DE CVcall | $0 | – | -84,888 | -100.0% | -0.00% | – |
| KGC | Exit | *KINROSS GOLD CORPput | $0 | – | -532,400 | -100.0% | -0.00% | – |
| GPRE | Exit | *GREEN PLAINS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| GIS | Exit | *GENERAL MLS INCcall | $0 | – | -10,900 | -100.0% | -0.00% | – |
| BLT | Exit | *BLOUNT INTL INC NEW | $0 | – | -93,780 | -100.0% | -0.00% | – |
| HNT | Exit | *HEALTH NET INC | $0 | – | -8,829 | -100.0% | -0.00% | – |
| M | Exit | *MACYS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ILCG | Exit | ISHARES TRmrngstr lg-cp gr | $0 | – | -6,767 | -100.0% | -0.00% | – |
| JBLU | Exit | *JETBLUE AIRWAYS CORPcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| TSL | Exit | *TRINA SOLAR LIMITEDcall | $0 | – | -45,100 | -100.0% | -0.00% | – |
| AZN | Exit | *ASTRAZENECA PLCcall | $0 | – | -15,800 | -100.0% | -0.00% | – |
| PLG | Exit | PLATINUM GROUP METALS LTD | $0 | – | -4,498,026 | -100.0% | -0.00% | – |
| GDXJ | Exit | *MARKET VECTORS ETF TRcall | $0 | – | -41,700 | -100.0% | -0.00% | – |
| RNG | Exit | *RINGCENTRAL INCput | $0 | – | -21,600 | -100.0% | -0.00% | – |
| KNOW | Exit | DIREXION SHS ETF TRall cp insider | $0 | – | -8,035 | -100.0% | -0.00% | – |
| VGK | Exit | *VANGUARD INTL EQUITY INDEX Fput | $0 | – | -10,500 | -100.0% | -0.00% | – |
| TSN | Exit | *TYSON FOODS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HSY | Exit | *HERSHEY COcall | $0 | – | -12,400 | -100.0% | -0.00% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -42,410 | -100.0% | -0.00% | – |
| HBNC | Exit | *HORIZON BANCORP IND | $0 | – | -16,888 | -100.0% | -0.00% | – |
| MGA | Exit | *MAGNA INTL INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| 4305PS | Exit | *ALCATEL-LUCENTsponsored adr | $0 | – | -162,904 | -100.0% | -0.00% | – |
| GHY | Exit | PRUDENTIAL GLB SHT DUR HG YL | $0 | – | -75,000 | -100.0% | -0.00% | – |
| ZION | Exit | *ZIONS BANCORPORATIONput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| BAC | Exit | *BANK AMER CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| SJR | Exit | *SHAW COMMUNICATIONS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| WW | Exit | *WEIGHT WATCHERS INTL INC NEWcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| NEBLQ | Exit | *NOBLE CORP PLCput | $0 | – | -169,800 | -100.0% | -0.00% | – |
| CVE | Exit | *CENOVUS ENERGY INCput | $0 | – | -118,000 | -100.0% | -0.00% | – |
| ECA | Exit | *ENCANA CORPput | $0 | – | -334,700 | -100.0% | -0.00% | – |
| HSY | Exit | *HERSHEY COput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| AYA | Exit | *AMAYA INCcall | $0 | – | -147,000 | -100.0% | -0.00% | – |
| PRE | Exit | *PARTNERRE LTD | $0 | – | -11,615 | -100.0% | -0.00% | – |
| PDS | Exit | *PRECISION DRILLING CORPcall | $0 | – | -509,100 | -100.0% | -0.00% | – |
| ARPI | Exit | *AMERICAN RESIDENTIAL PPTYS I | $0 | – | -102,823 | -100.0% | -0.00% | – |
| Exit | UBS AG LONDON BRHen lg cp grwth | $0 | – | -12,000 | -100.0% | -0.00% | – | |
| ZG | Exit | *ZILLOW GROUP INCput | $0 | – | -69,000 | -100.0% | -0.00% | – |
| NEBLQ | Exit | *NOBLE CORP PLCcall | $0 | – | -166,500 | -100.0% | -0.00% | – |
| SHLDQ | Exit | *SEARS HLDGS CORPcall | $0 | – | -65,400 | -100.0% | -0.00% | – |
| RZG | Exit | *RYDEX ETF TRUSTgug s&p sc600 pg | $0 | – | -16,732 | -100.0% | -0.00% | – |
| CLB | Exit | *CORE LABORATORIES N Vput | $0 | – | -14,000 | -100.0% | -0.00% | – |
| SLW | Exit | *SILVER WHEATON CORPcall | $0 | – | -128,000 | -100.0% | -0.00% | – |
| WSH | Exit | *WILLIS GROUP HOLDINGS PUBLIC | $0 | – | -12,905 | -100.0% | -0.00% | – |
| ETY | Exit | EATON VANCE TX MGD DIV EQ IN | $0 | – | -115,000 | -100.0% | -0.00% | – |
| PCL | Exit | *PLUM CREEK TIMBER CO INC | $0 | – | -39,956 | -100.0% | -0.00% | – |
| LUV | Exit | *SOUTHWEST AIRLS COcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| XOM | Exit | *EXXON MOBIL CORPcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SM | Exit | *SM ENERGY COput | $0 | – | -91,200 | -100.0% | -0.00% | – |
| GMCR | Exit | *KEURIG GREEN MTN INC | $0 | – | -26,103 | -100.0% | -0.00% | – |
| LE | Exit | *LANDS END INC NEWput | $0 | – | -118,700 | -100.0% | -0.00% | – |
| PG | Exit | *PROCTER & GAMBLE COput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| HOG | Exit | *HARLEY DAVIDSON INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| XRAY | Exit | *DENTSPLY INTL INC NEW | $0 | – | -36,573 | -100.0% | -0.00% | – |
| WIFI | Exit | *BOINGO WIRELESS INC | $0 | – | -388,370 | -100.0% | -0.00% | – |
| GE | Exit | *GENERAL ELECTRIC COput | $0 | – | -90,000 | -100.0% | -0.00% | – |
| PHB | Exit | *POWERSHARES GLOBAL ETF TRUSTfdm hg yld rafi | $0 | – | -165,600 | -100.0% | -0.00% | – |
| HYG | Exit | *ISHARES TRcall | $0 | – | -39,000 | -100.0% | -0.00% | – |
| SGMS | Exit | *SCIENTIFIC GAMES CORPput | $0 | – | -400,000 | -100.0% | -0.00% | – |
| RLD | Exit | *REALD INC | $0 | – | -289,804 | -100.0% | -0.00% | – |
| SIRO | Exit | *SIRONA DENTAL SYSTEMS INC | $0 | – | -30,450 | -100.0% | -0.00% | – |
| MPLX | Exit | *MPLX LPput | $0 | – | -95,157 | -100.0% | -0.00% | – |
| BABA | Exit | *ALIBABA GROUP HLDG LTDput | $0 | – | -50,200 | -100.0% | -0.01% | – |
| ESV | Exit | *ENSCO PLCcall | $0 | – | -249,000 | -100.0% | -0.01% | – |
| TFI | Exit | *SPDR SERIES TRUSTnuvn brcly muni | $0 | – | -220,392 | -100.0% | -0.01% | – |
| GI | Exit | ENDOCHOICE HLDGS INC | $0 | – | -566,845 | -100.0% | -0.01% | – |
| TRQ | Exit | *TURQUOISE HILL RES LTDput | $0 | – | -2,398,900 | -100.0% | -0.01% | – |
| GIL | Exit | *GILDAN ACTIVEWEAR INCcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| BMO | Exit | *BANK MONTREAL QUEput | $0 | – | -122,000 | -100.0% | -0.01% | – |
| MR | Exit | *MINDRAY MEDICAL INTL LTDspon adr | $0 | – | -259,667 | -100.0% | -0.01% | – |
| EEM | Exit | *ISHARES TRput | $0 | – | -202,700 | -100.0% | -0.01% | – |
| ARRS | Exit | *ARRIS GROUP INC NEW | $0 | – | -212,472 | -100.0% | -0.01% | – |
| GDX | Exit | *MARKET VECTORS ETF TRput | $0 | – | -500,000 | -100.0% | -0.01% | – |
| VGLT | Exit | VANGUARD SCOTTSDALE FDSlong-term gov | $0 | – | -89,346 | -100.0% | -0.01% | – |
| MDAS | Exit | *MEDASSETS INC | $0 | – | -246,388 | -100.0% | -0.01% | – |
| SYA | Exit | *SYMETRA FINL CORP | $0 | – | -251,041 | -100.0% | -0.01% | – |
| AMZN | Exit | *AMAZON COM INCput | $0 | – | -13,800 | -100.0% | -0.01% | – |
| TW | Exit | *TOWERS WATSON & COcl a | $0 | – | -70,002 | -100.0% | -0.01% | – |
| SFG | Exit | *STANCORP FINL GROUP INC | $0 | – | -82,515 | -100.0% | -0.01% | – |
| SUM | Exit | *SUMMIT MATLS INCcl a | $0 | – | -487,631 | -100.0% | -0.01% | – |
| SLH | Exit | *SOLERA HOLDINGS INC | $0 | – | -181,333 | -100.0% | -0.01% | – |
| ACE | Exit | *ACE LTD | $0 | – | -94,441 | -100.0% | -0.01% | – |
| FCEA | Exit | *FOREST CITY ENTERPRISES INCcl a | $0 | – | -523,056 | -100.0% | -0.01% | – |
| CMG | Exit | *CHIPOTLE MEXICAN GRILL INCput | $0 | – | -25,300 | -100.0% | -0.01% | – |
| PCP | Exit | *PRECISION CASTPARTS CORP | $0 | – | -52,490 | -100.0% | -0.02% | – |
| SHM | Exit | *SPDR SERIES TRUSTnuvn br sht muni | $0 | – | -586,764 | -100.0% | -0.02% | – |
| EEM | Exit | *ISHARES TRcall | $0 | – | -500,000 | -100.0% | -0.02% | – |
| QQQ | Exit | *POWERSHARES QQQ TRUSTput | $0 | – | -220,000 | -100.0% | -0.03% | – |
| CPRT | Exit | *COPART INCcall | $0 | – | -650,000 | -100.0% | -0.03% | – |
| FPX | Exit | *FIRST TR US IPO INDEX FD | $0 | – | -509,008 | -100.0% | -0.03% | – |
| AVGO | Exit | *AVAGO TECHNOLOGIES LTD | $0 | – | -192,881 | -100.0% | -0.03% | – |
| IGE | Exit | *ISHARES TRna nat res | $0 | – | -1,091,371 | -100.0% | -0.04% | – |
| AAPL | Exit | *APPLE INCput | $0 | – | -302,300 | -100.0% | -0.04% | – |
| BRCM | Exit | *BROADCOM CORPcl a | $0 | – | -568,238 | -100.0% | -0.04% | – |
| POM | Exit | *PEPCO HOLDINGS INC | $0 | – | -1,309,175 | -100.0% | -0.04% | – |
| RCI | Exit | *ROGERS COMMUNICATIONS INCcall | $0 | – | -1,689,000 | -100.0% | -0.07% | – |
| CB | Exit | *CHUBB CORP | $0 | – | -992,822 | -100.0% | -0.16% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BMO HARRIS BANK N.A. #2
- BMO ASSET MANAGEMENT CORP. #4
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- BMO NESBITT BURNS INC. #15
- BMO HARRIS INVESTMENT MANAGEMENT INC. #16
- BMO ASSET MANAGEMENT INC. #21
- SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC #29
- F&C ASSET MANAGEMENT #33
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- CTC MYCFO #56
- BANK OF MONTREAL IRELAND P.L.C. #59
- PYRFORD INTERNATIONAL LIMITED #64
- BMO CAPITAL MARKETS CORP. #72
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.