$83.8 Billion is the total value of BANK OF MONTREAL /CAN/'s 14986 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 18.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DCUC | DOMINION RES INC VA NEWunit 99/99/9999 | $6,718,000 | -2.9% | 139,728 | 0.0% | 0.01% | -20.0% | |
| NWFL | NORWOOD FINANCIAL CORP | $3,152,000 | -0.9% | 109,645 | 0.0% | 0.00% | 0.0% | |
| FIG | *FORTRESS INVESTMENT GROUP LLcl a | $2,572,000 | -8.3% | 505,300 | 0.0% | 0.00% | -25.0% | |
| PG | *PROCTER & GAMBLE COput | $2,779,000 | +10.4% | 35,000 | 0.0% | 0.00% | 0.0% | |
| MQY | BLACKROCK MUNIYIELD QUALITY | $1,698,000 | +3.4% | 107,300 | 0.0% | 0.00% | 0.0% | |
| VSH | *VISHAY INTERTECHNOLOGY INC | $1,709,000 | +24.4% | 141,798 | 0.0% | 0.00% | 0.0% | |
| MUS | BLACKROCK MUNIHOLDNGS QLTY I | $1,282,000 | +6.3% | 93,400 | 0.0% | 0.00% | 0.0% | |
| MUI | BLACKROCK MUNI INTER DR FD I | $1,712,000 | +1.9% | 120,750 | 0.0% | 0.00% | 0.0% | |
| AIMC | *ALTRA INDL MOTION CORP | $1,314,000 | +8.5% | 52,384 | 0.0% | 0.00% | 0.0% | |
| CCS | *CENTURY CMNTYS INC | $1,536,000 | -10.7% | 86,717 | 0.0% | 0.00% | 0.0% | |
| BTA | BLACKROCK LONG-TERM MUNI ADV | $1,397,000 | +4.4% | 121,500 | 0.0% | 0.00% | 0.0% | |
| DTLK | *DATALINK CORP | $1,352,000 | +13.8% | 198,964 | 0.0% | 0.00% | 0.0% | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $1,714,000 | +5.3% | 116,200 | 0.0% | 0.00% | 0.0% | |
| BYM | BLACKROCK MUNICIPL INC QLTY | $1,827,000 | +7.8% | 122,800 | 0.0% | 0.00% | 0.0% | |
| SM | *SM ENERGY COput | $1,793,000 | -38.6% | 91,200 | 0.0% | 0.00% | -50.0% | |
| NVS | *NOVARTIS A Gcall | $465,000 | -6.2% | 5,400 | 0.0% | 0.00% | 0.0% | |
| PRSS | *CAFEPRESS INC | $686,000 | -10.4% | 178,617 | 0.0% | 0.00% | 0.0% | |
| PHYS | SPROTT PHYSICAL GOLD TRUSTunit | $476,000 | -5.0% | 54,521 | 0.0% | 0.00% | 0.0% | |
| BCSPRDCL | BARCLAYS BANK PLCadr pfd sr 5 | $494,000 | +2.3% | 18,636 | 0.0% | 0.00% | 0.0% | |
| GIS | *GENERAL MLS INCcall | $628,000 | +2.6% | 10,900 | 0.0% | 0.00% | 0.0% | |
| HAYN | *HAYNES INTERNATIONAL INC | $1,013,000 | -3.1% | 27,600 | 0.0% | 0.00% | 0.0% | |
| CX | *CEMEX SAB DE CVput | $495,000 | -20.3% | 88,816 | 0.0% | 0.00% | 0.0% | |
| TARO | *TARO PHARMACEUTICAL INDS LTD | $1,236,000 | +8.1% | 8,000 | 0.0% | 0.00% | -50.0% | |
| THR | *THERMON GROUP HLDGS INC | $919,000 | -17.7% | 54,311 | 0.0% | 0.00% | -50.0% | |
| AZN | *ASTRAZENECA PLCcall | $536,000 | +6.6% | 15,800 | 0.0% | 0.00% | 0.0% | |
| BSJI | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $452,000 | -4.0% | 19,113 | 0.0% | 0.00% | 0.0% | |
| BSJK | CLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy | $438,000 | -4.2% | 19,455 | 0.0% | 0.00% | 0.0% | |
| KNOW | DIREXION SHS ETF TRall cp insider | $572,000 | +7.5% | 8,035 | 0.0% | 0.00% | 0.0% | |
| TSL | *TRINA SOLAR LIMITEDcall | $497,000 | +22.7% | 45,100 | 0.0% | 0.00% | 0.0% | |
| TSN | *TYSON FOODS INCput | $1,067,000 | +23.8% | 20,000 | 0.0% | 0.00% | 0.0% | |
| CORP | PIMCO ETF TRinv grd crp bd | $535,000 | -1.3% | 5,410 | 0.0% | 0.00% | 0.0% | |
| ETX | EATON VANCE MUN INCOME 2028 | $777,000 | +6.9% | 42,000 | 0.0% | 0.00% | 0.0% | |
| KGC | *KINROSS GOLD CORPput | $969,000 | +5.8% | 532,400 | 0.0% | 0.00% | 0.0% | |
| FLTR | MARKET VECTORS ETF TRinvt grd fl rt | $543,000 | -0.2% | 22,003 | 0.0% | 0.00% | 0.0% | |
| FXEU | POWERSHARES ETF TR IIeuro cur hdg | $602,000 | +5.6% | 24,405 | 0.0% | 0.00% | 0.0% | |
| LPSN | *LIVEPERSON INC | $8,000 | -11.1% | 1,153 | 0.0% | 0.00% | – | |
| MVO | *MV OIL TRtr units | $58,000 | -17.1% | 12,000 | 0.0% | 0.00% | – | |
| MNGA | MAGNEGAS CORP | $0 | – | 100 | 0.0% | 0.00% | – | |
| MPX | *MARINE PRODS CORP | $9,000 | -10.0% | 1,527 | 0.0% | 0.00% | – | |
| OIH | *MARKET VECTORS ETF TRoil svcs etf | $48,000 | -2.0% | 1,800 | 0.0% | 0.00% | – | |
| MORT | MARKET VECTORS ETF TRmtg reit etf | $12,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| PLND | MARKET VECTORS ETF TRvectrs pol etf | $39,000 | -15.2% | 2,908 | 0.0% | 0.00% | – | |
| IDX | MARKET VECTORS ETF TRindonesia etf | $7,000 | +16.7% | 400 | 0.0% | 0.00% | – | |
| VNM | MARKET VECTORS ETF TRvietnam etf | $4,000 | -20.0% | 300 | 0.0% | 0.00% | – | |
| ANGL | MARKET VECTORS ETF TRfalln angl usd | $29,000 | -6.5% | 1,200 | 0.0% | 0.00% | – | |
| CBON | MARKET VECTORS ETF TRchinaamc bd etf | $4,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| REMX | *MARKET VECTORS ETF TRminor metals | $16,000 | -5.9% | 1,158 | 0.0% | 0.00% | – | |
| GEX | *MARKET VECTORS ETF TRgbl alter enrg | $12,000 | +9.1% | 221 | 0.0% | 0.00% | – | |
| ISRA | *MARKET VECTORS ETF TRisrael etf | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| MXWL | *MAXWELL TECHNOLOGIES INC | $1,000 | 0.0% | 187 | 0.0% | 0.00% | – | |
| MED | *MEDIFAST INC | $24,000 | +14.3% | 778 | 0.0% | 0.00% | – | |
| MEET | *MEETME INC | $2,000 | +100.0% | 500 | 0.0% | 0.00% | – | |
| MEMPQ | *MEMORIAL PRODTN PARTNERS LP | $58,000 | -45.3% | 22,000 | 0.0% | 0.00% | – | |
| MBWM | *MERCANTILE BANK CORP | $245,000 | +17.8% | 10,000 | 0.0% | 0.00% | – | |
| CLFD | *CLEARFIELD INC | $1,000 | 0.0% | 109 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $68,000 | +3.0% | 15,000 | 0.0% | 0.00% | – | |
| CEM | CLEARBRIDGE ENERGY MLP FD IN | $106,000 | -12.4% | 7,000 | 0.0% | 0.00% | – | |
| MBRG | MIDDLEBURG FINANCIAL CORP | $65,000 | +4.8% | 3,538 | 0.0% | 0.00% | – | |
| YAO | *CLAYMORE EXCHANGE-TRD FD TRgugg china allcp | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| MSL | MIDSOUTH BANCORP INC | $0 | -100.0% | 55 | 0.0% | 0.00% | – | |
| MOFG | MIDWESTONE FINL GROUP INC NE | $24,000 | +4.3% | 800 | 0.0% | 0.00% | – | |
| MGHCF | MINCO GOLD CORPORATION | $1,000 | 0.0% | 7,400 | 0.0% | 0.00% | – | |
| CUT | CLAYMORE EXCHANGE TRD FD TRgugg timber etf | $58,000 | +5.5% | 2,458 | 0.0% | 0.00% | – | |
| MIND | *MITCHAM INDS INC | $0 | – | 59 | 0.0% | 0.00% | – | |
| TAN | *CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $56,000 | +14.3% | 1,813 | 0.0% | 0.00% | – | |
| MOCO | MOCON INC | $4,000 | +33.3% | 254 | 0.0% | 0.00% | – | |
| NFO | *CLAYMORE EXCHANGE TRD FD TRgugg insdr sent | $34,000 | +6.2% | 725 | 0.0% | 0.00% | – | |
| CVEO | *CIVEO CORP CDA | $1,000 | 0.0% | 417 | 0.0% | 0.00% | – | |
| IIF | *MORGAN STANLEY INDIA INVS FD | $116,000 | -3.3% | 4,551 | 0.0% | 0.00% | – | |
| CAF | *MORGAN STANLEY CHINA A SH FD | $20,000 | -9.1% | 1,000 | 0.0% | 0.00% | – | |
| MOS | *MOSAIC CO NEWput | $14,000 | -12.5% | 500 | 0.0% | 0.00% | – | |
| MDM | MOUNTAIN PROV DIAMONDS INC | $14,000 | +7.7% | 5,000 | 0.0% | 0.00% | – | |
| MUR | *MURPHY OIL CORPcall | $7,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| MYE | *MYERS INDS INC | $27,000 | 0.0% | 2,041 | 0.0% | 0.00% | – | |
| CIDM | CINEDIGM CORP | $0 | – | 429 | 0.0% | 0.00% | – | |
| NYLDA | *NRG YIELD INCcl a new | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| NNVC | *NANOVIRICIDES INC | $3,000 | 0.0% | 2,857 | 0.0% | 0.00% | – | |
| NSPH | *NANOSPHERE INC | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| NBHC | NATIONAL BK HLDGS CORPcl a | $56,000 | +3.7% | 2,620 | 0.0% | 0.00% | – | |
| FIZZ | *NATIONAL BEVERAGE CORP | $3,000 | +50.0% | 68 | 0.0% | 0.00% | – | |
| NHC | *NATIONAL HEALTHCARE CORP | $160,000 | +1.3% | 2,600 | 0.0% | 0.00% | – | |
| NRC | NATIONAL RESH CORPcl a | $1,000 | 0.0% | 64 | 0.0% | 0.00% | – | |
| NRP | *NATURAL RESOURCE PARTNERS L | $2,000 | -50.0% | 1,604 | 0.0% | 0.00% | – | |
| CBKCQ | *CHRISTOPHER & BANKS CORP | $0 | – | 176 | 0.0% | 0.00% | – | |
| NLST | *NETLIST INC | $2,000 | +100.0% | 2,000 | 0.0% | 0.00% | – | |
| NBH | NEUBERGER BERMAN INTER MUNI | $48,000 | +2.1% | 3,057 | 0.0% | 0.00% | – | |
| CUR | *NEURALSTEM INC | $3,000 | -25.0% | 3,188 | 0.0% | 0.00% | – | |
| NMFC | *NEW MTN FIN CORP | $19,000 | -5.0% | 1,450 | 0.0% | 0.00% | – | |
| NYMT | *NEW YORK MTG TR INC | $13,000 | 0.0% | 2,400 | 0.0% | 0.00% | – | |
| NCT | *NEWCASTLE INVT CORP NEW | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| CVX | *CHEVRON CORP NEWput | $45,000 | +15.4% | 500 | 0.0% | 0.00% | – | |
| NEM | *NEWMONT MINING CORPcall | $31,000 | +14.8% | 1,700 | 0.0% | 0.00% | – | |
| NEM | *NEWMONT MINING CORPput | $31,000 | +14.8% | 1,700 | 0.0% | 0.00% | – | |
| NKA | *NISKA GAS STORAGE PARTNERS Lunit ltd liabi | $28,000 | 0.0% | 9,017 | 0.0% | 0.00% | – | |
| CHMG | CHEMUNG FINL CORP | $26,000 | -3.7% | 953 | 0.0% | 0.00% | – | |
| NDLS | *NOODLES & COcl a | $23,000 | -32.4% | 2,390 | 0.0% | 0.00% | – | |
| NSAT | NORSAT INTL INC NEW | $10,000 | 0.0% | 2,284 | 0.0% | 0.00% | – | |
| NTK | NORTEK INC | $22,000 | -31.2% | 500 | 0.0% | 0.00% | – | |
| NRT | *NORTH EUROPEAN OIL RTY TRsh ben int | $46,000 | -25.8% | 6,300 | 0.0% | 0.00% | – | |
| NAK | *NORTHERN DYNASTY MINERALS LT | $9,000 | 0.0% | 28,700 | 0.0% | 0.00% | – | |
| NTI | *NORTHERN TIER ENERGY LPput | $21,000 | +16.7% | 800 | 0.0% | 0.00% | – | |
| CHFC | *CHEMICAL FINL CORP | $165,000 | +6.5% | 4,793 | 0.0% | 0.00% | – | |
| NVDQ | *NOVADAQ TECHNOLOGIES INC | $36,000 | +24.1% | 2,795 | 0.0% | 0.00% | – | |
| NCQ | *NOVACOPPER INC | $0 | – | 800 | 0.0% | 0.00% | – | |
| NQM | NUVEEN INVT QUALITY MUN FD I | $41,000 | +2.5% | 2,666 | 0.0% | 0.00% | – | |
| NPI | NUVEEN PREM INCOME MUN FD | $127,000 | +5.0% | 9,000 | 0.0% | 0.00% | – | |
| NRK | NUVEEN NY AMT FREE MUN INCOM | $36,000 | +2.9% | 2,741 | 0.0% | 0.00% | – | |
| NAD | NUVEEN DIVID ADVANTAGE MUN F | $73,000 | +5.8% | 5,000 | 0.0% | 0.00% | – | |
| QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $60,000 | +11.1% | 3,108 | 0.0% | 0.00% | – | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $43,000 | +10.3% | 3,175 | 0.0% | 0.00% | – | |
| NXZ | NUVEEN DIV ADVANTAGE MUN FD | $105,000 | +4.0% | 7,440 | 0.0% | 0.00% | – | |
| JRS | NUVEEN REAL ESTATE INCOME FD | $1,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| JPS | NUVEEN QUALITY PFD INCOME FD | $25,000 | +4.2% | 2,700 | 0.0% | 0.00% | – | |
| JMF | NUVEEN ENERGY MLP TOTL RTRNF | $20,000 | -9.1% | 1,765 | 0.0% | 0.00% | – | |
| JPI | NUVEEN PFD & INCOME TERM FD | $24,000 | +4.3% | 1,070 | 0.0% | 0.00% | – | |
| NESCQ | *NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | 66 | 0.0% | 0.00% | – | |
| NQU | NUVEEN QUALITY INCOME MUN FD | $216,000 | +5.4% | 15,200 | 0.0% | 0.00% | – | |
| OCLS | OCULUS INNOVATIVE SCIENCES I | $3,000 | -25.0% | 2,820 | 0.0% | 0.00% | – | |
| OMEX | *ODYSSEY MARINE EXPLORATION I | $0 | – | 340 | 0.0% | 0.00% | – | |
| OHRP | *OHR PHARMACEUTICAL INC | $31,000 | +121.4% | 5,000 | 0.0% | 0.00% | – | |
| OSBC | *OLD SECOND BANCORP INC ILL | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| OGXI | *ONCOGENEX PHARMACEUTICALS IN | $2,000 | -33.3% | 1,500 | 0.0% | 0.00% | – | |
| ONTY | *ONCOTHYREON INC | $3,000 | -25.0% | 1,349 | 0.0% | 0.00% | – | |
| OPWR | *OPOWER INC | $1,000 | – | 48 | 0.0% | 0.00% | – | |
| OXGN | *OXIGENE INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| CPRX | *CATALYST PHARMACEUTICALS INC | $6,000 | -25.0% | 2,500 | 0.0% | 0.00% | – | |
| PBMLF | PACIFIC BOOKER MINERALS INC | $0 | -100.0% | 2,427 | 0.0% | 0.00% | – | |
| PEIX | *PACIFIC ETHANOL INC | $0 | -100.0% | 151 | 0.0% | 0.00% | – | |
| CASS | *CASS INFORMATION SYS INC | $55,000 | +5.8% | 1,067 | 0.0% | 0.00% | – | |
| PARR | *PAR PACIFIC HOLDINGS INC | $129,000 | +12.2% | 5,500 | 0.0% | 0.00% | – | |
| PRGN | *PARAGON SHIPPING INCcl a new | $0 | – | 250 | 0.0% | 0.00% | – | |
| PZG | PARAMOUNT GOLD NEV CORP | $0 | – | 350 | 0.0% | 0.00% | – | |
| CWST | *CASELLA WASTE SYS INCcl a | $2,000 | +100.0% | 254 | 0.0% | 0.00% | – | |
| PRKR | *PARKERVISION INC | $0 | – | 657 | 0.0% | 0.00% | – | |
| PCTY | *PAYLOCITY HLDG CORP | $2,000 | 0.0% | 57 | 0.0% | 0.00% | – | |
| CRTN | CARTESIAN INC | $0 | – | 52 | 0.0% | 0.00% | – | |
| CKEC | *CARMIKE CINEMAS INC | $4,000 | +33.3% | 160 | 0.0% | 0.00% | – | |
| PFBX | PEOPLES FINL CORP MISS | $3,000 | -25.0% | 370 | 0.0% | 0.00% | – | |
| PRFT | *PERFICIENT INC | $23,000 | +9.5% | 1,341 | 0.0% | 0.00% | – | |
| PBT | *PERMIAN BASIN RTY TRunit ben int | $7,000 | -22.2% | 1,472 | 0.0% | 0.00% | – | |
| CARA | *CARA THERAPEUTICS INC | $3,000 | 0.0% | 180 | 0.0% | 0.00% | – | |
| PHMD | *PHOTOMEDEX INC | $0 | – | 33 | 0.0% | 0.00% | – | |
| PMF | PIMCO MUNICIPAL INCOME FD | $25,000 | +8.7% | 1,595 | 0.0% | 0.00% | – | |
| PCN | PIMCO CORPORATE INCOME STRAT | $56,000 | +1.8% | 4,210 | 0.0% | 0.00% | – | |
| PMX | PIMCO MUN INCOME FD III | $230,000 | +5.0% | 20,000 | 0.0% | 0.00% | – | |
| PTY | PIMCO CORPORATE & INCOME OPP | $151,000 | 0.0% | 11,350 | 0.0% | 0.00% | – | |
| PFN | PIMCO INCOME STRATEGY FUND I | $88,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| TUZ | *PIMCO ETF TR1-3yr ustreidx | $47,000 | 0.0% | 920 | 0.0% | 0.00% | – | |
| PDI | PIMCO DYNAMIC INCOME FD | $274,000 | -4.9% | 10,000 | 0.0% | 0.00% | – | |
| MAV | PIONEER MUN HIGH INCOME ADV | $160,000 | +3.9% | 12,000 | 0.0% | 0.00% | – | |
| MHI | PIONEER MUN HIGH INCOME TR | $24,000 | +9.1% | 1,795 | 0.0% | 0.00% | – | |
| PCOM | *POINTS INTL LTD | $29,000 | -12.1% | 3,000 | 0.0% | 0.00% | – | |
| PSIX | POWER SOLUTIONS INTL INC | $0 | -100.0% | 23 | 0.0% | 0.00% | – | |
| PW | POWER REIT | $1,000 | 0.0% | 215 | 0.0% | 0.00% | – | |
| CLMT | *CALUMET SPECIALTY PRODS PTNRut ltd partner | $362,000 | -18.1% | 18,200 | 0.0% | 0.00% | -100.0% | |
| PFI | *POWERSHARES ETF TRUSTfinl sect port | $6,000 | +20.0% | 180 | 0.0% | 0.00% | – | |
| PRFZ | POWERSHARES ETF TRUSTftse us1500 sm | $34,000 | +3.0% | 358 | 0.0% | 0.00% | – | |
| PWV | *POWERSHARES ETF TRUSTdynm lrg cp vl | $86,000 | +3.6% | 2,960 | 0.0% | 0.00% | – | |
| PICB | POWERSHARES ETF TRUST IIintl corp bond | $24,000 | 0.0% | 949 | 0.0% | 0.00% | – | |
| PSAU | POWERSHARES ETF TRUST IIglob gld&p etf | $7,000 | 0.0% | 589 | 0.0% | 0.00% | – | |
| PIO | *POWERSHARES GLOBAL ETF TRUSTgbl wtr port | $5,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| XSLV | POWERSHARES ETF TR IIs&p600 lovl pt | $3,000 | +50.0% | 76 | 0.0% | 0.00% | – | |
| DSUM | POWERSHARES ETF TR IIasia pac bd pr | $46,000 | -4.2% | 2,025 | 0.0% | 0.00% | – | |
| POZN | *POZEN INC | $5,000 | +25.0% | 721 | 0.0% | 0.00% | – | |
| CSQ | CALAMOS STRATEGIC TOTL RETN | $63,000 | +6.8% | 6,375 | 0.0% | 0.00% | – | |
| CLBS | *CALADRIUS BIOSCIENCES INC | $1,000 | -50.0% | 1,115 | 0.0% | 0.00% | – | |
| PGZ | PRINCIPAL REAL ESTATE INCOME | $33,000 | -2.9% | 1,951 | 0.0% | 0.00% | – | |
| CZR | *CAESARS ENTMT CORP | $2,000 | 0.0% | 285 | 0.0% | 0.00% | – | |
| PFIE | *PROFIRE ENERGY INC | $0 | – | 69 | 0.0% | 0.00% | – | |
| SSO | *PROSHARES TR | $2,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| DDM | *PROSHARES TR | $5,000 | +25.0% | 71 | 0.0% | 0.00% | – | |
| YCS | *PROSHARES TR IIultrashort yen n | $44,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EUO | *PROSHARES TR IIultrashrt euro | $109,000 | +4.8% | 4,250 | 0.0% | 0.00% | – | |
| QID | *PROSHARES TRultshrt qqq | $30,000 | -18.9% | 1,000 | 0.0% | 0.00% | – | |
| PWX | PROVIDENCE & WORCESTER RR CO | $14,000 | -12.5% | 1,000 | 0.0% | 0.00% | – | |
| PVCT | PROVECTUS BIOPHARMACEUTICALS | $6,000 | -33.3% | 17,000 | 0.0% | 0.00% | – | |
| ISD | PRUDENTIAL SHT DURATION HG Y | $87,000 | 0.0% | 5,932 | 0.0% | 0.00% | – | |
| QCRH | *QCR HOLDINGS INC | $114,000 | +10.7% | 4,700 | 0.0% | 0.00% | – | |
| QADB | QAD INCcl b | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| QADA | *QAD INCcl a | $2,000 | -33.3% | 120 | 0.0% | 0.00% | – | |
| QTWWQ | *QUANTUM FUEL SYS TECH WORLDW | $0 | – | 50 | 0.0% | 0.00% | – | |
| QNST | *QUINSTREET INC | $16,000 | -20.0% | 3,681 | 0.0% | 0.00% | – | |
| RASF | *RAIT FINANCIAL TRUST | $95,000 | -45.4% | 35,000 | 0.0% | 0.00% | – | |
| RICK | *RCI HOSPITALITY HLDGS INC | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| RLJ | *RLJ LODGING TR | $3,000 | -25.0% | 150 | 0.0% | 0.00% | – | |
| RLGT | *RADIANT LOGISTICS INC | $0 | – | 65 | 0.0% | 0.00% | – | |
| RDUS | *RADIUS HEALTH INC | $18,000 | -14.3% | 296 | 0.0% | 0.00% | – | |
| RPT | *RAMCO-GERSHENSON PPTYS TR | $39,000 | +11.4% | 2,319 | 0.0% | 0.00% | – | |
| RP | *REALPAGE INC | $12,000 | +33.3% | 524 | 0.0% | 0.00% | – | |
| UK | RECON CAP SER TRrecon cap ftse | $3,000 | 0.0% | 145 | 0.0% | 0.00% | – | |
| REIS | *REIS INC | $1,000 | 0.0% | 53 | 0.0% | 0.00% | – | |
| RLYP | *RELYPSA INC | $9,000 | +50.0% | 331 | 0.0% | 0.00% | – | |
| REN | *RESOLUTE ENERGY CORP | $0 | – | 302 | 0.0% | 0.00% | – | |
| RVLT | *REVOLUTION LIGHTING TECHNOLO | $0 | – | 199 | 0.0% | 0.00% | – | |
| CFFI | C & F FINL CORP | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| RNET | *RIGNET INC | $1,000 | -50.0% | 70 | 0.0% | 0.00% | – | |
| NAME | *RIGHTSIDE GROUP LTD | $0 | – | 48 | 0.0% | 0.00% | – | |
| REI | *RING ENERGY INC | $1,000 | 0.0% | 82 | 0.0% | 0.00% | – | |
| RVSB | *RIVERVIEW BANCORP INC | $23,000 | -4.2% | 5,000 | 0.0% | 0.00% | – | |
| BOI | BROOKFIELD MTG OPP INC FD IN | $30,000 | +3.4% | 2,000 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| RSE | *ROUSE PPTYS INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| RBSPRFCL | ROYAL BK SCOTLAND GROUP PLCspon adr f | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| RBSPRHCL | ROYAL BK SCOTLAND GROUP PLCspon adr ser h | $26,000 | +4.0% | 1,000 | 0.0% | 0.00% | – | |
| RMT | ROYCE MICRO-CAP TR INC | $18,000 | -5.3% | 2,461 | 0.0% | 0.00% | – | |
| BMY | *BRISTOL MYERS SQUIBB COcall | $34,000 | +13.3% | 500 | 0.0% | 0.00% | – | |
| BCLI | *BRAINSTORM CELL THERAPEUTICS | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| SPGM | SPDR INDEX SHS FDSmsci acwi etf | $27,000 | 0.0% | 437 | 0.0% | 0.00% | – | |
| HYMB | *SPDR SERIES TRUSTnuv hghyld mun | $114,000 | +0.9% | 2,000 | 0.0% | 0.00% | – | |
| BONTQ | *BON-TON STORES INC | $0 | – | 88 | 0.0% | 0.00% | – | |
| XRT | *SPDR SERIES TRUSTs&p retail etf | $8,000 | 0.0% | 180 | 0.0% | 0.00% | – | |
| XME | *SPDR SERIES TRUSTs&p metals mng | $29,000 | -9.4% | 1,926 | 0.0% | 0.00% | – | |
| MDYG | *SPDR SERIES TRUSTs&p 400 mdcp grw | $20,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| MDYV | *SPDR SERIES TRUSTs&p 400 mdcp val | $25,000 | 0.0% | 331 | 0.0% | 0.00% | – | |
| SRLN | SSGA ACTIVE ETF TRblkstn gsosrln | $175,000 | -3.3% | 3,800 | 0.0% | 0.00% | – | |
| DSU | BLACKROCK DEBT STRAT FD INC | $30,000 | +3.4% | 8,812 | 0.0% | 0.00% | – | |
| SBR | SABINE ROYALTY TRunit ben int | $43,000 | -14.0% | 1,634 | 0.0% | 0.00% | – | |
| SGA | SAGA COMMUNICATIONS INCcl a new | $0 | – | 2 | 0.0% | 0.00% | – | |
| SAGE | *SAGE THERAPEUTICS INC | $8,000 | +33.3% | 135 | 0.0% | 0.00% | – | |
| MUA | BLACKROCK MUNIASSETS FD INC | $143,000 | +5.9% | 10,000 | 0.0% | 0.00% | – | |
| SCHG | *SCHWAB STRATEGIC TRus lcap gr etf | $76,000 | +5.6% | 1,443 | 0.0% | 0.00% | – | |
| SCHM | *SCHWAB STRATEGIC TRus mid-cap etf | $11,000 | 0.0% | 275 | 0.0% | 0.00% | – | |
| BLW | BLACKROCK LTD DURATION INC T | $26,000 | 0.0% | 1,782 | 0.0% | 0.00% | – | |
| SCHH | *SCHWAB STRATEGIC TRus reit etf | $11,000 | 0.0% | 275 | 0.0% | 0.00% | – | |
| SHLWQ | SEARS HLDGS CORP*w exp 12/15/201 | $0 | -100.0% | 34 | 0.0% | 0.00% | – | |
| SHOS | *SEARS HOMETOWN & OUTLET STOR | $1,000 | 0.0% | 74 | 0.0% | 0.00% | – | |
| SPNE | SEASPINE HLDGS CORP | $1,000 | 0.0% | 57 | 0.0% | 0.00% | – | |
| BDE | *BLACK DIAMOND INC | $1,000 | 0.0% | 144 | 0.0% | 0.00% | – | |
| BVXV | BIONDVAX PHARMACEUTICALS LTDspond ads | $59,000 | +7.3% | 15,000 | 0.0% | 0.00% | – | |
| BTXWS | BIOTIME INC*w exp 10/01/201 | $2,000 | 0.0% | 2,088 | 0.0% | 0.00% | – | |
| SHAK | *SHAKE SHACK INCcl a | $229,000 | -16.1% | 5,774 | 0.0% | 0.00% | – | |
| BTX | *BIOTIME INC | $7,000 | +16.7% | 2,002 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 1.875% 4/2 | $0 | – | 1,000 | 0.0% | 0.00% | – | ||
| SHLOQ | *SHILOH INDS INC | $0 | – | 53 | 0.0% | 0.00% | – | |
| BCRX | *BIOCRYST PHARMACEUTICALS | $18,000 | -5.3% | 1,732 | 0.0% | 0.00% | – | |
| SIF | SIFCO INDS INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| BEBE | *BEBE STORES INC | $0 | – | 175 | 0.0% | 0.00% | – | |
| SIXD | 6D GLOBAL TECHNOLOGIES INC | $15,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| MOBI | *SKY-MOBI LTDsponsored ads | $0 | – | 200 | 0.0% | 0.00% | – | |
| BNED | *BARNES & NOBLE ED INC | $4,000 | -20.0% | 362 | 0.0% | 0.00% | – | |
| STMP | *STAMPS COM INC | $109,000 | +49.3% | 988 | 0.0% | 0.00% | – | |
| JJATF | *BARCLAYS BANK PLCetn djubs agri37 | $4,000 | -20.0% | 130 | 0.0% | 0.00% | – | |
| BCSPRCL | BARCLAYS BK PLCadr 2 pref 2 | $10,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GBBEF | BARCLAYS BK PLCip gbp/usd etn | $0 | -100.0% | 130 | 0.0% | 0.00% | – | |
| STFC | *STATE AUTO FINL CORP | $21,000 | -8.7% | 1,000 | 0.0% | 0.00% | – | |
| BHB | BAR HBR BANKSHARES | $0 | – | 1 | 0.0% | 0.00% | – | |
| SCM | *STELLUS CAP INVT CORP | $50,000 | -5.7% | 5,234 | 0.0% | 0.00% | – | |
| SGL | STRATEGIC GLOBAL INCOME FD | $18,000 | +12.5% | 2,000 | 0.0% | 0.00% | – | |
| STRT | STRATTEC SEC CORP | $58,000 | -9.4% | 1,025 | 0.0% | 0.00% | – | |
| SNBC | *SUN BANCORP INC | $41,000 | +7.9% | 2,000 | 0.0% | 0.00% | – | |
| TBBK | *BANCORP INC DEL | $5,000 | -16.7% | 728 | 0.0% | 0.00% | – | |
| RJN | *SWEDISH EXPT CR CORPrg enrgy etn22 | $5,000 | -16.7% | 2,000 | 0.0% | 0.00% | – | |
| SNTA | *SYNTA PHARMACEUTICALS CORP | $0 | -100.0% | 400 | 0.0% | 0.00% | – | |
| TRX | *TANZANIAN ROYALTY EXPL CORP | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| BRT | BRT RLTY TRsh ben int new | $5,000 | 0.0% | 730 | 0.0% | 0.00% | – | |
| BPT | *BP PRUDHOE BAY RTY TRunit ben int | $30,000 | -37.5% | 1,170 | 0.0% | 0.00% | – | |
| TEAR | *TEARLAB CORP | $0 | – | 20 | 0.0% | 0.00% | – | |
| BBX | *BBX CAP CORPcl a par $0.01 | $1,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| TDF | TEMPLETON DRAGON FD INC | $97,000 | -4.9% | 5,445 | 0.0% | 0.00% | – | |
| EMF | TEMPLETON EMERGING MKTS FD I | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| TLOG | *TETRALOGIC PHARMACEUTICALS C | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| TPL | TEXAS PAC LD TRsub ctf prop i t | $39,000 | -7.1% | 301 | 0.0% | 0.00% | – | |
| TTSH | *TILE SHOP HLDGS INC | $60,000 | +36.4% | 3,663 | 0.0% | 0.00% | – | |
| TLRS | TIMBERLINE RES CORP | $1,000 | -66.7% | 6,293 | 0.0% | 0.00% | – | |
| ASPN | ASPEN AEROGELS INC | $0 | – | 36 | 0.0% | 0.00% | – | |
| APB | *ASIA PAC FD INC | $274,000 | -2.1% | 27,208 | 0.0% | 0.00% | – | |
| TRP | *TRANSCANADA CORPput | $65,000 | +3.2% | 2,000 | 0.0% | 0.00% | – | |
| TTHI | TRANSITION THERAPEUTICS INC | $1,000 | 0.0% | 462 | 0.0% | 0.00% | – | |
| TG | *TREDEGAR CORP | $5,000 | 0.0% | 399 | 0.0% | 0.00% | – | |
| HEAR | TURTLE BEACH CORP | $0 | – | 47 | 0.0% | 0.00% | – | |
| XXII | *22ND CENTY GROUP INC | $0 | – | 261 | 0.0% | 0.00% | – | |
| AMU | UBS AG LONDON BRHetrac aler mlp | $20,000 | -4.8% | 1,123 | 0.0% | 0.00% | – | |
| ACAT | *ARCTIC CAT INC | $3,000 | -25.0% | 177 | 0.0% | 0.00% | – | |
| UBSH | *UNION BANKSHARES CORP NEW | $48,000 | +4.3% | 1,895 | 0.0% | 0.00% | – | |
| ABR | *ARBOR RLTY TR INC | $120,000 | +12.1% | 16,784 | 0.0% | 0.00% | – | |
| UNG | *UNITED STATES NATL GAS FUNDunit par $0.001 | $0 | – | 15 | 0.0% | 0.00% | – | |
| USO | *UNITED STATES OIL FUND LPunits | $2,000 | 0.0% | 155 | 0.0% | 0.00% | – | |
| OLED | *UNIVERSAL DISPLAY CORP | $30,000 | +57.9% | 555 | 0.0% | 0.00% | – | |
| UTI | *UNIVERSAL TECHNICAL INST INC | $1,000 | – | 140 | 0.0% | 0.00% | – | |
| UPIP | UNWIRED PLANET INC NEW | $4,000 | – | 414 | 0.0% | 0.00% | – | |
| UEC | *URANIUM ENERGY CORP | $0 | – | 41 | 0.0% | 0.00% | – | |
| UBP | URSTADT BIDDLE PPTYS INC | $128,000 | -0.8% | 7,216 | 0.0% | 0.00% | – | |
| VOC | *VOC ENERGY TRtr unit | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| AFT | APOLLO SR FLOATING RATE FD I | $44,000 | -4.3% | 2,920 | 0.0% | 0.00% | – | |
| APOG | *APOGEE ENTERPRISES INC | $221,000 | -2.2% | 5,078 | 0.0% | 0.00% | – | |
| VDC | *VANGUARD WORLD FDSconsum stp etf | $143,000 | +6.7% | 1,105 | 0.0% | 0.00% | – | |
| VTWO | *VANGUARD SCOTTSDALE FDSvng rus2000idx | $5,000 | +25.0% | 50 | 0.0% | 0.00% | – | |
| VONE | VANGUARD SCOTTSDALE FDSvng rus1000idx | $5,000 | +25.0% | 50 | 0.0% | 0.00% | – | |
| VCLT | *VANGUARD SCOTTSDALE FDSlg-term cor bd | $186,000 | -2.1% | 2,205 | 0.0% | 0.00% | – | |
| VDSI | *VASCO DATA SEC INTL INC | $18,000 | -5.3% | 1,100 | 0.0% | 0.00% | – | |
| AMRS | *AMYRIS INC | $0 | – | 148 | 0.0% | 0.00% | – | |
| AMOV | AMERICA MOVIL SAB DE CV | $4,000 | -20.0% | 300 | 0.0% | 0.00% | – | |
| VTNR | *VERTEX ENERGY INC | $0 | – | 63 | 0.0% | 0.00% | – | |
| ATAX | *AMERICA FIRST MULTIFAMILY INben unit ctf | $38,000 | -2.6% | 7,500 | 0.0% | 0.00% | – | |
| VA | *VIRGIN AMER INC | $18,000 | +5.9% | 500 | 0.0% | 0.00% | – | |
| VHC | *VIRNETX HLDG CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| AMRC | *AMERESCO INCcl a | $1,000 | 0.0% | 131 | 0.0% | 0.00% | – | |
| VPG | *VISHAY PRECISION GROUP INC | $1,000 | 0.0% | 92 | 0.0% | 0.00% | – | |
| VSI | *VITAMIN SHOPPE INC | $5,000 | 0.0% | 157 | 0.0% | 0.00% | – | |
| VOLT | *VOLT INFORMATION SCIENCES IN | $4,000 | -20.0% | 500 | 0.0% | 0.00% | – | |
| VLTC | *VOLTARI CORP | $50,000 | -29.6% | 10,000 | 0.0% | 0.00% | – | |
| PPR | VOYA PRIME RATE TRsh ben int | $26,000 | 0.0% | 5,076 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv 7/2 | $0 | -100.0% | 5,000 | 0.0% | 0.00% | – | ||
| WPCS | WPCS INTL INC | $0 | – | 28 | 0.0% | 0.00% | – | |
| AAMC | ALTISOURCE ASSET MGMT CORP | $0 | – | 10 | 0.0% | 0.00% | – | |
| AOD | ALPINE TOTAL DYNAMIC DIVID F | $50,000 | +2.0% | 6,500 | 0.0% | 0.00% | – | |
| WRE | *WASHINGTON REAL ESTATE INVTsh ben int | $127,000 | +7.6% | 4,726 | 0.0% | 0.00% | – | |
| WFBI | WASHINGTONFIRST BANKSHARES I | $182,000 | +23.0% | 8,044 | 0.0% | 0.00% | – | |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $12,000 | -7.7% | 1,000 | 0.0% | 0.00% | – | |
| NIE | ALLIANZGI EQUITY & CONV INCO | $14,000 | +7.7% | 769 | 0.0% | 0.00% | – | |
| WFCWS | WELLS FARGO & CO NEW*w exp 10/28/201 | $60,000 | +13.2% | 2,915 | 0.0% | 0.00% | – | |
| EAD | WELLS FARGO INCOME OPPORTUNI | $26,000 | 0.0% | 3,495 | 0.0% | 0.00% | – | |
| ERC | WELLS FARGO MULTI SECTOR INC | $25,000 | 0.0% | 2,207 | 0.0% | 0.00% | – | |
| NCV | ALLIANZGI CONV & INCOME FD | $55,000 | -5.2% | 10,000 | 0.0% | 0.00% | – | |
| WSBC | *WESBANCO INC | $12,000 | 0.0% | 391 | 0.0% | 0.00% | – | |
| WAIR | *WESCO AIRCRAFT HLDGS INC | $4,000 | 0.0% | 308 | 0.0% | 0.00% | – | |
| NCZ | ALLIANZGI CONV & INCOME FD I | $51,000 | -3.8% | 10,000 | 0.0% | 0.00% | – | |
| WSTC | *WEST CORP | $11,000 | -8.3% | 525 | 0.0% | 0.00% | – | |
| WBBW | WESTBURY BANCORP INC | $90,000 | +1.1% | 5,000 | 0.0% | 0.00% | – | |
| EHI | WESTERN ASSET GLB HI INCOME | $9,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| GDF | WESTERN ASSET GLB PTNRS INCO | $8,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| MMU | WESTERN ASST MNGD MUN FD INC | $142,000 | +2.2% | 10,000 | 0.0% | 0.00% | – | |
| WIA | WESTERN ASSET CLYM INFL SEC | $15,000 | 0.0% | 1,400 | 0.0% | 0.00% | – | |
| WIW | WESTERN ASSET CLYM INFL OPP | $25,000 | 0.0% | 2,400 | 0.0% | 0.00% | – | |
| MTT | WESTERN ASSET MUN DEF OPP TR | $48,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| ALIM | *ALIMERA SCIENCES INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| WHLM | WILHELMINA INTL INC | $32,000 | – | 4,500 | 0.0% | 0.00% | – | |
| ALXA | *ALEXZA PHARMACEUTICALS INC | $0 | -100.0% | 439 | 0.0% | 0.00% | – | |
| AXU | *ALEXCO RESOURCE CORP | $0 | – | 20 | 0.0% | 0.00% | – | |
| ALRPRB | ALERE INCperp pfd conv se | $7,000 | – | 25 | 0.0% | 0.00% | – | |
| DXGE | WISDOMTREE TRgermany hedeq fd | $237,000 | +5.3% | 8,900 | 0.0% | 0.00% | – | |
| DOL | WISDOMTREE TRintl lrgcap dv | $108,000 | +1.9% | 2,500 | 0.0% | 0.00% | – | |
| DEW | WISDOMTREE TRglb high div fd | $25,000 | +4.2% | 630 | 0.0% | 0.00% | – | |
| ALDR | *ALDER BIOPHARMACEUTICALS INC | $7,000 | 0.0% | 210 | 0.0% | 0.00% | – | |
| WPX | *WPX ENERGY INCcall | $57,000 | -13.6% | 10,000 | 0.0% | 0.00% | – | |
| XPLR | *XPLORE TECHNOLOGIES CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| ZNOG | *ZION OIL & GAS INC | $4,000 | +100.0% | 2,000 | 0.0% | 0.00% | – | |
| ZIOP | *ZIOPHARM ONCOLOGY INC | $97,000 | -7.6% | 11,695 | 0.0% | 0.00% | – | |
| AGEN | *AGENUS INC | $4,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| ZOES | *ZOES KITCHEN INC | $1,000 | -50.0% | 41 | 0.0% | 0.00% | – | |
| AESPRC | AES TR IIIpfd cv 6.75% | $103,000 | +2.0% | 2,050 | 0.0% | 0.00% | – | |
| AVAV | *AEROVIRONMENT INC | $12,000 | +50.0% | 407 | 0.0% | 0.00% | – | |
| EXXIQ | *ENERGY XXI LTDcall | $86,000 | -3.4% | 85,000 | 0.0% | 0.00% | – | |
| HIVE | *AEROHIVE NETWORKS INC | $10,000 | -16.7% | 2,000 | 0.0% | 0.00% | – | |
| HDGE | *ADVISORSHARES TRranger equity be | $110,000 | -6.0% | 10,200 | 0.0% | 0.00% | – | |
| CO | CHINA CORD BLOOD CORP | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| AVK | ADVENT CLAYMORE CV SECS & IN | $20,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| ASA | *ASA GOLD AND PRECIOUS MTLS L | $11,000 | -8.3% | 1,500 | 0.0% | 0.00% | – | |
| ESV | *ENSCO PLCput | $22,000 | +10.0% | 1,400 | 0.0% | 0.00% | – | |
| GSOL | GLOBAL SOURCES LTDord | $0 | – | 6 | 0.0% | 0.00% | – | |
| ADX | ADAMS DIVERSIFIED EQUITY FD | $32,000 | 0.0% | 2,521 | 0.0% | 0.00% | – | |
| PEO | *ADAM NAT RES FD INC | $17,000 | 0.0% | 950 | 0.0% | 0.00% | – | |
| IGT | *INTERNATIONAL GAME TECHNOLOG | $1,000 | 0.0% | 54 | 0.0% | 0.00% | – | |
| MANU | *MANCHESTER UTD PLC NEWord cl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| ACRX | *ACELRX PHARMACEUTICALS INC | $1,000 | 0.0% | 165 | 0.0% | 0.00% | – | |
| ACW | *ACCURIDE CORP NEW | $0 | -100.0% | 264 | 0.0% | 0.00% | – | |
| OXFD | OXFORD IMMUNOTEC GLOBAL PLC | $1,000 | 0.0% | 73 | 0.0% | 0.00% | – | |
| TILL CAP LTD | $1,000 | -50.0% | 400 | 0.0% | 0.00% | – | ||
| IAF | ABERDEEN AUSTRALIA EQTY FD I | $16,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| AZZ | *AZZ INC | $45,000 | +15.4% | 801 | 0.0% | 0.00% | – | |
| ARCW | ARC GROUP WORLDWIDE INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| SODA | *SODASTREAM INTERNATIONAL LTD | $33,000 | +22.2% | 2,000 | 0.0% | 0.00% | – | |
| CARZ | FIRST TR EXCHANGE TRADED FDauto index fd | $4,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| FDD | *FIRST TR STOXX EURO DIV FD | $16,000 | +6.7% | 1,280 | 0.0% | 0.00% | – | |
| FFR | FIRST TR FTSE EPRA/NAREIT DE | $89,000 | +3.5% | 2,093 | 0.0% | 0.00% | – | |
| EGI | *ENTREE GOLD INC | $116,000 | -21.1% | 491,559 | 0.0% | 0.00% | – | |
| FIVN | *FIVE9 INC | $1,000 | – | 74 | 0.0% | 0.00% | – | |
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $43,000 | +2.4% | 2,258 | 0.0% | 0.00% | – | |
| FLAHERTY & CRUMRINE DYN PFD | $62,000 | +3.3% | 2,700 | 0.0% | 0.00% | – | ||
| NFRA | FLEXSHARES TRstoxx globr inf | $5,000 | 0.0% | 116 | 0.0% | 0.00% | – | |
| IQDF | FLEXSHARES TRintl qltdv idx | $17,000 | 0.0% | 778 | 0.0% | 0.00% | – | |
| ESNC | ENSYNC INC | $1,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| FMI | *FOUNDATION MEDICINE INC | $2,000 | 0.0% | 86 | 0.0% | 0.00% | – | |
| RAIL | *FREIGHTCAR AMER INC | $1,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| ET | *ENERGY TRANSFER EQUITY L Pcall | $278,000 | -33.8% | 20,200 | 0.0% | 0.00% | -100.0% | |
| GAB | GABELLI EQUITY TR INC | $350,000 | +1.4% | 66,076 | 0.0% | 0.00% | – | |
| GGT | GABELLI MULTIMEDIA TR INC | $14,000 | 0.0% | 1,890 | 0.0% | 0.00% | – | |
| GUT | GABELLI UTIL TR | $3,000 | 0.0% | 460 | 0.0% | 0.00% | – | |
| GRX | GABELLI HLTHCARE & WELLNESS | $2,000 | 0.0% | 201 | 0.0% | 0.00% | – | |
| GALT | *GALECTIN THERAPEUTICS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| GAM | GENERAL AMERN INVS INC | $80,000 | +3.9% | 2,500 | 0.0% | 0.00% | – | |
| WIRE | *ENCORE WIRE CORP | $18,000 | +20.0% | 487 | 0.0% | 0.00% | – | |
| GFN | *GENERAL FIN CORP DEL | $0 | – | 75 | 0.0% | 0.00% | – | |
| GMOLQ | *GENERAL MOLY INC | $0 | – | 11 | 0.0% | 0.00% | – | |
| GNE | *GENIE ENERGY LTDcl b | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| GNCA | GENOCEA BIOSCIENCES INC | $0 | – | 24 | 0.0% | 0.00% | – | |
| FISK | EMPIRE ST RLTY OP L Punit ltd prt 250 | $13,000 | – | 714 | 0.0% | 0.00% | – | |
| GNVC | GENVEC INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| GTY | *GETTY RLTY CORP NEW | $0 | – | 6 | 0.0% | 0.00% | – | |
| GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | -100.0% | 4,000,000 | 0.0% | 0.00% | -100.0% | ||
| GREK | *GLOBAL X FDSftse greece 20 | $36,000 | -18.2% | 4,480 | 0.0% | 0.00% | – | |
| GLRI | GLORI ENERGY INC | $0 | – | 63 | 0.0% | 0.00% | – | |
| GDDY | *GODADDY INCcl a | $16,000 | +23.1% | 500 | 0.0% | 0.00% | – | |
| ETAK | ELEPHANT TALK COMM CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| EPPRC | EL PASO ENERGY CAP TR Ipfd cv tr secs | $111,000 | -15.9% | 2,700 | 0.0% | 0.00% | – | |
| GHM | *GRAHAM CORP | $1,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| ECO STIM ENERGY SOLUTIONS IN | $0 | – | 22 | 0.0% | 0.00% | – | ||
| GPL | *GREAT PANTHER SILVER LTD | $3,000 | +50.0% | 5,000 | 0.0% | 0.00% | – | |
| GNBC | GREEN BANCORP INC | $0 | – | 26 | 0.0% | 0.00% | – | |
| GBX | *GREENBRIER COS INCput | $16,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EOT | EATON VANCE NATL MUN OPPORT | $39,000 | +2.6% | 1,816 | 0.0% | 0.00% | – | |
| EVG | EATON VANCE SH TM DR DIVR IN | $16,000 | 0.0% | 1,180 | 0.0% | 0.00% | – | |
| BSMX | *GRUPO FINANCIERO SANTANDER M | $7,000 | +16.7% | 776 | 0.0% | 0.00% | – | |
| EIM | EATON VANCE MUN BD FD | $111,000 | +3.7% | 8,560 | 0.0% | 0.00% | – | |
| BTO | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | 13 | 0.0% | 0.00% | – | |
| HTD | HANCOCK JOHN TAX-ADV DIV INC | $86,000 | +4.9% | 4,162 | 0.0% | 0.00% | – | |
| JHI | HANCOCK JOHN INVS TR | $25,000 | 0.0% | 1,724 | 0.0% | 0.00% | – | |
| EVEPQ | *EV ENERGY PARTNERS LP | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| SGOL | *ETFS GOLD TR | $38,000 | -5.0% | 370 | 0.0% | 0.00% | – | |
| PPLT | ETFS PLATINUM TRsh ben int | $3,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| HIGWS | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $0 | -100.0% | 1,800 | 0.0% | 0.00% | – | |
| HR | *HEALTHCARE RLTY TR | $222,000 | +14.4% | 7,816 | 0.0% | 0.00% | – | |
| HWAY | *HEALTHWAYS INC | $8,000 | +14.3% | 620 | 0.0% | 0.00% | – | |
| HTWR | *HEARTWARE INTL INC | $6,000 | 0.0% | 114 | 0.0% | 0.00% | – | |
| HTBX | HEAT BIOLOGICS INC | $0 | -100.0% | 200 | 0.0% | 0.00% | – | |
| HCCI | *HERITAGE CRYSTAL CLEAN INC | $0 | – | 41 | 0.0% | 0.00% | – | |
| HEP | *HOLLY ENERGY PARTNERS L P | $17,000 | +6.2% | 550 | 0.0% | 0.00% | – | |
| HOMB | *HOME BANCSHARES INC | $124,000 | 0.0% | 3,047 | 0.0% | 0.00% | – | |
| HMST | *HOMESTREET INC | $96,000 | -5.9% | 4,400 | 0.0% | 0.00% | – | |
| DRRX | *DURECT CORP | $11,000 | +10.0% | 5,000 | 0.0% | 0.00% | – | |
| HOSSQ | *HORNBECK OFFSHORE SVCS INC Ncall | $50,000 | -26.5% | 5,000 | 0.0% | 0.00% | – | |
| DHF | DREYFUS HIGH YIELD STRATEGIEsh ben int | $25,000 | 0.0% | 8,223 | 0.0% | 0.00% | – | |
| HGTXU | *HUGOTON RTY TR TEXunit ben int | $3,000 | -40.0% | 1,630 | 0.0% | 0.00% | – | |
| DRWIW | DRAGONWAVE INC*w exp 08/01/201 | $0 | – | 2,500 | 0.0% | 0.00% | – | |
| STAR | *ISTAR INC | $7,000 | 0.0% | 593 | 0.0% | 0.00% | – | |
| IMDZ | *IMMUNE DESIGN CORP | $1,000 | – | 25 | 0.0% | 0.00% | – | |
| IMGN | *IMMUNOGEN INC | $55,000 | +41.0% | 4,065 | 0.0% | 0.00% | – | |
| IMPR | *IMPRIVATA INC | $0 | -100.0% | 38 | 0.0% | 0.00% | – | |
| ICD | INDEPENDENCE CONTRACT DRIL I | $0 | – | 61 | 0.0% | 0.00% | – | |
| IBTX | *INDEPENDENT BK GROUP INC | $2,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| MNA | INDEXIQ ETF TRiq mrgr arb etf | $22,000 | 0.0% | 795 | 0.0% | 0.00% | – | |
| DRA | DIVERSIFIED REAL ASSET INC F | $3,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| INSM | *INSMED INC | $75,000 | -2.6% | 4,132 | 0.0% | 0.00% | – | |
| ITEK | *INOTEK PHARMACEUTICALS CORP | $102,000 | +20.0% | 9,000 | 0.0% | 0.00% | – | |
| INAP | *INTERNAP CORP | $5,000 | 0.0% | 808 | 0.0% | 0.00% | – | |
| FAS | *DIREXION SHS ETF TRdly fin bull new | $58,000 | +16.0% | 2,000 | 0.0% | 0.00% | – | |
| ISCA | *INTERNATIONAL SPEEDWAY CORPcl a | $44,000 | +7.3% | 1,295 | 0.0% | 0.00% | – | |
| SNOW | *INTRAWEST RESORTS HLDGS INC | $0 | – | 43 | 0.0% | 0.00% | – | |
| IOC | *INTEROIL CORPcall | $396,000 | -6.8% | 12,600 | 0.0% | 0.00% | -100.0% | |
| SNAK | *INVENTURE FOODS INC | $1,000 | 0.0% | 96 | 0.0% | 0.00% | – | |
| VGM | INVESCO TR INVT GRADE MUNS | $119,000 | +3.5% | 8,900 | 0.0% | 0.00% | – | |
| VKI | INVESCO ADVANTAGE MUNICIPALsh ben int | $188,000 | +3.3% | 16,000 | 0.0% | 0.00% | – | |
| CEMB | ISHARESem crp bd etf | $28,000 | 0.0% | 605 | 0.0% | 0.00% | – | |
| EEMS | ISHARESem mkt sm-cp etf | $7,000 | +16.7% | 160 | 0.0% | 0.00% | – | |
| BKF | *ISHARESmsci bric indx | $5,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| ILCB | ISHARES TRmrngstr lg-cp et | $296,000 | +6.1% | 2,490 | 0.0% | 0.00% | – | |
| ITOT | *ISHARES TRcore s&p ttl stk | $166,000 | +5.7% | 1,792 | 0.0% | 0.00% | – | |
| DHXM | DHX MEDIA LTD | $204,000 | +36.0% | 24,000 | 0.0% | 0.00% | – | |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $55,000 | +3.8% | 7,198 | 0.0% | 0.00% | – | |
| IXG | *ISHARES TRglobal finls etf | $34,000 | +3.0% | 644 | 0.0% | 0.00% | – | |
| SBND | DEUTSCHE BK AG LONDON BRHdb 3x sh us tres | $20,000 | +5.3% | 4,100 | 0.0% | 0.00% | – | |
| ILF | *ISHARES TRlatn amer 40 etf | $212,000 | -6.2% | 10,000 | 0.0% | 0.00% | – | |
| DCTH | *DELCATH SYS INC | $0 | – | 32 | 0.0% | 0.00% | – | |
| PLAY | *DAVE & BUSTERS ENTMT INC | $63,000 | +10.5% | 1,500 | 0.0% | 0.00% | – | |
| DSPG | *DSP GROUP INC | $13,000 | 0.0% | 1,393 | 0.0% | 0.00% | – | |
| ILCV | ISHARES TRmrngstr lg-cp vl | $140,000 | +6.1% | 1,714 | 0.0% | 0.00% | – | |
| ICLN | ISHARES TRgl clean ene etf | $3,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| DBGR | DBX ETF TRdx trackr germn | $233,000 | +8.4% | 9,700 | 0.0% | 0.00% | – | |
| REZ | *ISHARES TRresid rl est cap | $13,000 | +8.3% | 200 | 0.0% | 0.00% | – | |
| USIG | *ISHARES TRcore us cr bd | $29,000 | -3.3% | 275 | 0.0% | 0.00% | – | |
| KXI | *ISHARES TRglb cnsm stp etf | $16,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| CYNA | CYNAPSUS THERAPEUTICS INC | $75,000 | -5.1% | 4,891 | 0.0% | 0.00% | – | |
| IGLB | *ISHARES10+ yr cr bd etf | $57,000 | -1.7% | 1,020 | 0.0% | 0.00% | – | |
| AOA | ISHARESaggres alloc etf | $8,000 | 0.0% | 186 | 0.0% | 0.00% | – | |
| AOR | ISHARESgrwt allocat etf | $58,000 | +1.8% | 1,493 | 0.0% | 0.00% | – | |
| EPHE | *ISHARES TRmsci philips etf | $128,000 | -2.3% | 3,800 | 0.0% | 0.00% | – | |
| SLQD | ISHARES TR0-5yr invt gr cp | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| ISRL | ISRAMCO INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| CRY | *CRYOLIFE INC | $7,000 | +16.7% | 623 | 0.0% | 0.00% | – | |
| JAKK | *JAKKS PAC INC | $1,000 | 0.0% | 106 | 0.0% | 0.00% | – | |
| JIVE | *JIVE SOFTWARE INC | $1,000 | 0.0% | 268 | 0.0% | 0.00% | – | |
| JOUT | JOHNSON OUTDOORS INCcl a | $1,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| JONE | *JONES ENERGY INC | $0 | – | 66 | 0.0% | 0.00% | – | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $20,000 | -4.8% | 7,350 | 0.0% | 0.00% | – | |
| CRDA | *CRAWFORD & COcl a | $15,000 | -11.8% | 3,000 | 0.0% | 0.00% | – | |
| KMF | KAYNE ANDERSON MDSTM ENERGY | $28,000 | -33.3% | 2,225 | 0.0% | 0.00% | – | |
| KRNY | *KEARNY FINL CORP MD | $12,000 | +9.1% | 944 | 0.0% | 0.00% | – | |
| KEYPRG | KEYCORP NEWpfd 7.75% sr a | $27,000 | +3.8% | 200 | 0.0% | 0.00% | – | |
| KBAL | *KIMBALL INTL INCcl b | $31,000 | +3.3% | 3,224 | 0.0% | 0.00% | – | |
| KFS | KINGSWAY FINL SVCS INC | $1,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| KIRK | *KIRKLANDS INC | $4,000 | -33.3% | 292 | 0.0% | 0.00% | – | |
| KTOS | *KRATOS DEFENSE & SEC SOLUTIO | $1,000 | 0.0% | 278 | 0.0% | 0.00% | – | |
| LTS | LADENBURG THALMAN FIN SVCS I | $3,000 | +50.0% | 1,001 | 0.0% | 0.00% | – | |
| CRBP | CORBUS PHARMACEUTICALS HLDGS | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| LAWS | LAWSON PRODS INC | $12,000 | +9.1% | 500 | 0.0% | 0.00% | – | |
| CTRL | *CONTROL4 CORP | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| LF | *LEAPFROG ENTERPRISES INCcl a | $0 | – | 342 | 0.0% | 0.00% | – | |
| LTBR | *LIGHTBRIDGE CORP | $0 | – | 34 | 0.0% | 0.00% | – | |
| CONN | *CONNS INC | $3,000 | 0.0% | 123 | 0.0% | 0.00% | – | |
| EXFO | EXFO INC | $0 | – | 61 | 0.0% | 0.00% | – | |
| ESSA PHARMA INC | $4,000 | -50.0% | 1,000 | 0.0% | 0.00% | – | ||
| FWMHQ | *FAIRWAY GROUP HLDGS CORPcl a | $0 | – | 97 | 0.0% | 0.00% | – | |
| FHCO | *FEMALE HEALTH CO | $0 | – | 143 | 0.0% | 0.00% | – | |
| EACIQ | ERICKSON INC | $0 | – | 29 | 0.0% | 0.00% | – | |
| FGEN | *FIBROGEN INC | $15,000 | +36.4% | 480 | 0.0% | 0.00% | – | |
| FMO | FIDUCIARY CLAYMORE MLP OPP F | $13,000 | -13.3% | 970 | 0.0% | 0.00% | – | |
| FCLF | FIRST CLOVER LEAF FIN CORP | $28,000 | – | 3,061 | 0.0% | 0.00% | – | |
| FCFP | FIRST CMNTY FINL PARTNERS IN | $0 | -100.0% | 7,390 | 0.0% | 0.00% | – | |
| FMBH | FIRST MID ILL BANCSHARES INC | $241,000 | +18.1% | 9,250 | 0.0% | 0.00% | – | |
| FDL | *FIRST TR MORNINGSTAR DIV LEA | $12,000 | +9.1% | 498 | 0.0% | 0.00% | – | |
| FCT | FIRST TR SR FLG RTE INCM FD | $25,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| FRI | *FIRST TR S&P REIT INDEX FD | $35,000 | +6.1% | 1,572 | 0.0% | 0.00% | – | |
| FEX | *FIRST TR LRGE CP CORE ALPHA | $12,000 | 0.0% | 281 | 0.0% | 0.00% | – | |
| AMC | *AMC ENTMT HLDGS INC | $93,000 | -4.1% | 3,863 | 0.0% | 0.00% | – | |
| ULTRF | *ULTRAPETROL BAHAMAS LTD | $0 | – | 101 | 0.0% | 0.00% | – | |
| DCIX | *DIANA CONTAINERSHIPS INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| NM | *NAVIOS MARITIME HOLDINGS INC | $3,000 | 0.0% | 1,339 | 0.0% | 0.00% | – | |
| NMM | *NAVIOS MARITIME PARTNERS L Punit lpi | $33,000 | -58.8% | 11,000 | 0.0% | 0.00% | – | |
| SB | *SAFE BULKERS INC | $0 | -100.0% | 199 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BMO HARRIS BANK N.A. #2
- BMO ASSET MANAGEMENT CORP. #4
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- BMO NESBITT BURNS INC. #15
- BMO HARRIS INVESTMENT MANAGEMENT INC. #16
- BMO ASSET MANAGEMENT INC. #21
- SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC #29
- F&C ASSET MANAGEMENT #33
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- CTC MYCFO #56
- BANK OF MONTREAL IRELAND P.L.C. #59
- PYRFORD INTERNATIONAL LIMITED #64
- BMO CAPITAL MARKETS CORP. #72
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.