$83.8 Billion is the total value of BANK OF MONTREAL /CAN/'s 14986 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOOG | New | *ALPHABET INCcap stk cl c | $922,600,000 | – | 1,215,738 | +100.0% | 1.10% | – |
| GOOGL | New | *ALPHABET INCcap stk cl a | $820,244,000 | – | 1,054,285 | +100.0% | 0.98% | – |
| EFA | New | *ISHARES TRput | $329,155,000 | – | 5,605,500 | +100.0% | 0.39% | – |
| LQD | New | *ISHARES TRcall | $228,020,000 | – | 2,000,000 | +100.0% | 0.27% | – |
| EGAN | New | *EGAIN CORP | $35,808,000 | – | 8,405,591 | +100.0% | 0.04% | – |
| STE | New | *STERIS PLC | $33,505,000 | – | 444,710 | +100.0% | 0.04% | – |
| IBM | New | *INTERNATIONAL BUSINESS MACHScall | $33,896,000 | – | 246,300 | +100.0% | 0.04% | – |
| IGE | New | *ISHARES TRna nat res | $30,711,000 | – | 1,091,371 | +100.0% | 0.04% | – |
| CPRT | New | *COPART INCcall | $24,707,000 | – | 650,000 | +100.0% | 0.03% | – |
| TSLA | New | *TESLA MTRS INCput | $15,913,000 | – | 66,300 | +100.0% | 0.02% | – |
| TREE | New | *LENDINGTREE INC NEW | $14,896,000 | – | 166,841 | +100.0% | 0.02% | – |
| TRIB | New | *TRINITY BIOTECH PLCspon adr new | $13,045,000 | – | 1,109,258 | +100.0% | 0.02% | – |
| CMG | New | *CHIPOTLE MEXICAN GRILL INCput | $12,140,000 | – | 25,300 | +100.0% | 0.01% | – |
| HPQ | New | *HP INC | $11,162,000 | – | 942,655 | +100.0% | 0.01% | – |
| GIB | New | *GROUPE CGI INCcall | $9,007,000 | – | 225,000 | +100.0% | 0.01% | – |
| AINV | New | *APOLLO INVT CORP | $7,349,000 | – | 1,407,826 | +100.0% | 0.01% | – |
| AREPRD | New | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $7,313,000 | – | 266,035 | +100.0% | 0.01% | – |
| HPE | New | *HEWLETT PACKARD ENTERPRISE C | $7,170,000 | – | 471,681 | +100.0% | 0.01% | – |
| UUP | New | *POWERSHS DB US DOLLAR INDEXput | $7,028,000 | – | 274,000 | +100.0% | 0.01% | – |
| VGLT | New | VANGUARD SCOTTSDALE FDSlong-term gov | $6,667,000 | – | 89,346 | +100.0% | 0.01% | – |
| SGI | New | *SILICON GRAPHICS INTL CORP | $6,667,000 | – | 1,130,078 | +100.0% | 0.01% | – |
| HUBS | New | *HUBSPOT INC | $4,924,000 | – | 87,443 | +100.0% | 0.01% | – |
| FSK | New | *FS INVT CORP | $5,430,000 | – | 604,000 | +100.0% | 0.01% | – |
| GPRO | New | *GOPRO INCput | $5,297,000 | – | 294,100 | +100.0% | 0.01% | – |
| TU | New | *TELUS CORPcall | $4,117,000 | – | 148,900 | +100.0% | 0.01% | – |
| JCPNQ | New | *PENNEY J C INCput | $4,514,000 | – | 677,800 | +100.0% | 0.01% | – |
| NRF | New | *NORTHSTAR RLTY FIN CORP | $4,556,000 | – | 267,500 | +100.0% | 0.01% | – |
| MPLX | New | *MPLX LPput | $3,743,000 | – | 95,157 | +100.0% | 0.00% | – |
| KLDX | New | KLONDEX MNS LTD | $3,576,000 | – | 1,735,957 | +100.0% | 0.00% | – |
| HYG | New | *ISHARES TRcall | $3,143,000 | – | 39,000 | +100.0% | 0.00% | – |
| RYAAY | New | *RYANAIR HLDGS PLCsponsored adr ne | $3,161,000 | – | 36,554 | +100.0% | 0.00% | – |
| Z | New | *ZILLOW GROUP INCput | $3,052,000 | – | 130,000 | +100.0% | 0.00% | – |
| HRTX | New | *HERON THERAPEUTICS INC | $3,010,000 | – | 112,720 | +100.0% | 0.00% | – |
| HEIA | New | *HEICO CORP NEWcl a | $3,725,000 | – | 75,702 | +100.0% | 0.00% | – |
| CSRA | New | *CSRA INC | $3,439,000 | – | 114,620 | +100.0% | 0.00% | – |
| RLD | New | *REALD INC | $3,057,000 | – | 289,804 | +100.0% | 0.00% | – |
| SGMS | New | *SCIENTIFIC GAMES CORPput | $3,588,000 | – | 400,000 | +100.0% | 0.00% | – |
| ABUS | New | *ARBUTUS BIOPHARMA CORP | $3,425,000 | – | 769,770 | +100.0% | 0.00% | – |
| ADPTQ | New | *ADEPTUS HEALTH INCcl a | $2,204,000 | – | 121,751 | +100.0% | 0.00% | – |
| BKCC | New | *BLACKROCK CAPITAL INVESTMENT | $2,829,000 | – | 301,000 | +100.0% | 0.00% | – |
| CEQP | New | *CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $2,140,000 | – | 103,000 | +100.0% | 0.00% | – |
| EDE | New | *EMPIRE DIST ELEC CO | $2,688,000 | – | 95,759 | +100.0% | 0.00% | – |
| LE | New | *LANDS END INC NEW | $2,785,000 | – | 118,816 | +100.0% | 0.00% | – |
| LE | New | *LANDS END INC NEWput | $2,782,000 | – | 118,700 | +100.0% | 0.00% | – |
| MSGS | New | *MADISON SQUARE GARDEN CO NEWcl a | $2,450,000 | – | 15,140 | +100.0% | 0.00% | – |
| PNNT | New | *PENNANTPARK INVT CORP | $2,784,000 | – | 450,515 | +100.0% | 0.00% | – |
| XLF | New | *SELECT SECTOR SPDR TRcall | $2,383,000 | – | 100,000 | +100.0% | 0.00% | – |
| SPLS | New | *STAPLES INCcall | $2,665,000 | – | 281,400 | +100.0% | 0.00% | – |
| COG | New | *CABOT OIL & GAS CORPput | $1,875,000 | – | 106,000 | +100.0% | 0.00% | – |
| HSY | New | *HERSHEY COput | $1,785,000 | – | 20,000 | +100.0% | 0.00% | – |
| SJR | New | *SHAW COMMUNICATIONS INCcall | $1,719,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | UBS AG LONDON BRHen lg cp grwth | $1,490,000 | – | 12,000 | +100.0% | 0.00% | – | |
| ZG | New | *ZILLOW GROUP INCput | $1,797,000 | – | 69,000 | +100.0% | 0.00% | – |
| XOM | New | *EXXON MOBIL CORPput | $1,559,000 | – | 20,000 | +100.0% | 0.00% | – |
| CLB | New | *CORE LABORATORIES N Vput | $1,522,000 | – | 14,000 | +100.0% | 0.00% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $1,416,000 | – | 111,000 | +100.0% | 0.00% | – |
| XOM | New | *EXXON MOBIL CORPcall | $1,559,000 | – | 20,000 | +100.0% | 0.00% | – |
| PMTS | New | *CPI CARD GROUP INC | $1,993,000 | – | 186,980 | +100.0% | 0.00% | – |
| AR | New | *ANTERO RES CORPcall | $1,539,000 | – | 70,600 | +100.0% | 0.00% | – |
| AM | New | *ANTERO MIDSTREAM PARTNERS LPunt ltd partn | $1,415,000 | – | 62,000 | +100.0% | 0.00% | – |
| WW | New | *WEIGHT WATCHERS INTL INC NEWcall | $1,710,000 | – | 75,000 | +100.0% | 0.00% | – |
| FVD | New | *FIRST TR VALUE LINE DIVID IN | $1,391,000 | – | 58,249 | +100.0% | 0.00% | – |
| PKOH | New | *PARK OHIO HLDGS CORP | $1,295,000 | – | 35,224 | +100.0% | 0.00% | – |
| ENS | New | *ENERSYS | $1,571,000 | – | 28,086 | +100.0% | 0.00% | – |
| LUV | New | *SOUTHWEST AIRLS COcall | $1,292,000 | – | 30,000 | +100.0% | 0.00% | – |
| PJT | New | *PJT PARTNERS INC | $1,282,000 | – | 45,330 | +100.0% | 0.00% | – |
| ECA | New | *ENCANA CORPput | $1,704,000 | – | 334,700 | +100.0% | 0.00% | – |
| SCTY | New | *SOLARCITY CORPput | $1,179,000 | – | 23,100 | +100.0% | 0.00% | – |
| PPPMF | New | *PRIMERO MNG CORPput | $682,000 | – | 299,000 | +100.0% | 0.00% | – |
| SQ | New | *SQUARE INCcl a | $967,000 | – | 73,840 | +100.0% | 0.00% | – |
| SQ | New | *SQUARE INCput | $966,000 | – | 73,800 | +100.0% | 0.00% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $633,000 | – | 45,686 | +100.0% | 0.00% | – |
| FLIR | New | *FLIR SYS INCcall | $1,123,000 | – | 40,000 | +100.0% | 0.00% | – |
| GHY | New | PRUDENTIAL GLB SHT DUR HG YL | $1,061,000 | – | 75,000 | +100.0% | 0.00% | – |
| ZION | New | *ZIONS BANCORPORATIONput | $1,092,000 | – | 40,000 | +100.0% | 0.00% | – |
| AERI | New | *AERIE PHARMACEUTICALS INC | $471,000 | – | 19,359 | +100.0% | 0.00% | – |
| GSM | New | *FERROGLOBE PLC | $865,000 | – | 80,468 | +100.0% | 0.00% | – |
| BLL | New | *BALL CORPput | $727,000 | – | 10,000 | +100.0% | 0.00% | – |
| BOFI | New | *BOFI HLDG INCput | $758,000 | – | 36,000 | +100.0% | 0.00% | – |
| HBNC | New | *HORIZON BANCORP IND | $472,000 | – | 16,888 | +100.0% | 0.00% | – |
| ACST | New | ACASTI PHARMA INCcl a new | $537,000 | – | 210,484 | +100.0% | 0.00% | – |
| RNG | New | *RINGCENTRAL INCput | $509,000 | – | 21,600 | +100.0% | 0.00% | – |
| JBLU | New | *JETBLUE AIRWAYS CORPcall | $566,000 | – | 25,000 | +100.0% | 0.00% | – |
| CXRX | New | *CONCORDIA HEALTHCARE CORPcall | $980,000 | – | 24,000 | +100.0% | 0.00% | – |
| DEG | New | *DELHAIZE GROUPsponsored adr | $709,000 | – | 29,177 | +100.0% | 0.00% | – |
| F | New | *FORD MTR CO DELput | $669,000 | – | 47,500 | +100.0% | 0.00% | – |
| DCMYY | New | *NTT DOCOMO INCspons adr | $559,000 | – | 27,275 | +100.0% | 0.00% | – |
| XOP | New | *SPDR SERIES TRUSTcall | $752,000 | – | 24,900 | +100.0% | 0.00% | – |
| PFE | New | *PFIZER INCcall | $1,227,000 | – | 38,000 | +100.0% | 0.00% | – |
| DHI | New | *D R HORTON INCcall | $801,000 | – | 25,000 | +100.0% | 0.00% | – |
| DDR | New | *DDR CORPcall | $1,024,000 | – | 60,800 | +100.0% | 0.00% | – |
| FDC | New | *FIRST DATA CORP NEW | $503,000 | – | 31,400 | +100.0% | 0.00% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $631,000 | – | 42,410 | +100.0% | 0.00% | – |
| CP | New | *CANADIAN PAC RY LTDcall | $919,000 | – | 7,200 | +100.0% | 0.00% | – |
| APC | New | *ANADARKO PETE CORPcall | $972,000 | – | 20,000 | +100.0% | 0.00% | – |
| VTR | New | *VENTAS INCcall | $451,000 | – | 8,000 | +100.0% | 0.00% | – |
| HSY | New | *HERSHEY COcall | $1,107,000 | – | 12,400 | +100.0% | 0.00% | – |
| RSX | New | *MARKET VECTORS ETF TRcall | $733,000 | – | 50,000 | +100.0% | 0.00% | – |
| IONS | New | *IONIS PHARMACEUTICALS INC | $1,060,000 | – | 17,114 | +100.0% | 0.00% | – |
| LINEQ | New | *LINN ENERGY LLCput | $110,000 | – | 84,900 | +100.0% | 0.00% | – |
| LBIO | New | *LION BIOTECHNOLOGIES INC | $106,000 | – | 13,702 | +100.0% | 0.00% | – |
| LIVE | New | *LIVE VENTURES INC | $4,000 | – | 3,000 | +100.0% | 0.00% | – |
| LORL | New | *LORAL SPACE & COMMUNICATNS I | $31,000 | – | 751 | +100.0% | 0.00% | – |
| CCM | New | *CONCORD MED SVCS HLDGS LTDsponsored adr | $14,000 | – | 2,805 | +100.0% | 0.00% | – |
| LOXO | New | LOXO ONCOLOGY INC | $2,000 | – | 71 | +100.0% | 0.00% | – |
| MELA | New | *MELA SCIENCES INC | $0 | – | 88 | +100.0% | 0.00% | – |
| New | MGIC INVT CORP WISnote 5.000% 5/0 | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| MSGN | New | *MSG NETWORK INCcl a | $328,000 | – | 15,796 | +100.0% | 0.00% | – |
| MTSI | New | *MA COM TECHNOLOGY SOLUTIONS | $65,000 | – | 1,587 | +100.0% | 0.00% | – |
| MIC | New | *MACQUARIE INFRASTRUCTURE CORcall | $36,000 | – | 500 | +100.0% | 0.00% | – |
| MAG | New | *MAG SILVER CORPput | $21,000 | – | 3,000 | +100.0% | 0.00% | – |
| COB | New | *COMMUNITYONE BANCORP | $110,000 | – | 8,192 | +100.0% | 0.00% | – |
| CTBI | New | *COMMUNITY TR BANCORP INC | $2,000 | – | 66 | +100.0% | 0.00% | – |
| CVGI | New | *COMMERCIAL VEH GROUP INC | $2,000 | – | 730 | +100.0% | 0.00% | – |
| MRIN | New | *MARIN SOFTWARE INC | $18,000 | – | 4,993 | +100.0% | 0.00% | – |
| RTH | New | *MARKET VECTORS ETF TRretail etf | $12,000 | – | 159 | +100.0% | 0.00% | – |
| PFXF | New | MARKET VECTORS ETF TRpfd sec exfinl | $29,000 | – | 1,500 | +100.0% | 0.00% | – |
| MKTO | New | *MARKETO INC | $221,000 | – | 7,703 | +100.0% | 0.00% | – |
| MRTN | New | *MARTEN TRANS LTD | $8,000 | – | 474 | +100.0% | 0.00% | – |
| MTCH | New | *MATCH GROUP INC | $0 | – | 33 | +100.0% | 0.00% | – |
| MXPT | New | MAXPOINT INTERACTIVE INC | $1,000 | – | 461 | +100.0% | 0.00% | – |
| CISG | New | *CNINSURE INCsponsored adr | $28,000 | – | 3,017 | +100.0% | 0.00% | – |
| MFIN | New | *MEDALLION FINL CORP | $11,000 | – | 1,500 | +100.0% | 0.00% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION FD | $7,000 | – | 527 | +100.0% | 0.00% | – |
| CLF | New | *CLIFFS NAT RES INCput | $142,000 | – | 90,000 | +100.0% | 0.00% | – |
| MDLY | New | MEDLEY MGMT INC | $5,000 | – | 877 | +100.0% | 0.00% | – |
| MBVT | New | MERCHANTS BANCSHARES | $2,000 | – | 72 | +100.0% | 0.00% | – |
| CASH | New | META FINL GROUP INC | $46,000 | – | 1,000 | +100.0% | 0.00% | – |
| MPG | New | METALDYNE PERFORMANCE GROUP | $1,000 | – | 38 | +100.0% | 0.00% | – |
| CCO | New | *CLEAR CHANNEL OUTDOOR HLDGScl a | $19,000 | – | 3,486 | +100.0% | 0.00% | – |
| MTP | New | *MIDATECH PHARMA PLCsponsored adr | $0 | – | 52 | +100.0% | 0.00% | – |
| MPOYQ | New | *MIDSTATES PETE CO INC | $0 | – | 15 | +100.0% | 0.00% | – |
| MITK | New | *MITEK SYS INC | $139,000 | – | 33,796 | +100.0% | 0.00% | – |
| MOBL | New | *MOBILEIRON INC | $2,000 | – | 678 | +100.0% | 0.00% | – |
| MODN | New | *MODEL N INC | $14,000 | – | 1,298 | +100.0% | 0.00% | – |
| MLNK | New | *MODUSLINK GLOBAL SOLUTIONS I | $1,000 | – | 529 | +100.0% | 0.00% | – |
| BSCM | New | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2022 | $4,000 | – | 211 | +100.0% | 0.00% | – |
| CZNC | New | *CITIZENS & NORTHN CORP | $34,000 | – | 1,618 | +100.0% | 0.00% | – |
| MPAA | New | *MOTORCAR PTS AMER INC | $166,000 | – | 4,911 | +100.0% | 0.00% | – |
| NCS | New | *NCI BUILDING SYS INC | $215,000 | – | 17,321 | +100.0% | 0.00% | – |
| NCR | New | *NCR CORP NEWput | $12,000 | – | 500 | +100.0% | 0.00% | – |
| NGL | New | *NGL ENERGY PARTNERS LPcall | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| NL | New | *NL INDS INC | $0 | – | 78 | +100.0% | 0.00% | – |
| NMIH | New | *NMI HLDGS INCcl a | $8,000 | – | 1,232 | +100.0% | 0.00% | – |
| NVEC | New | NVE CORP | $7,000 | – | 133 | +100.0% | 0.00% | – |
| NC | New | NACCO INDS INCcl a | $57,000 | – | 1,355 | +100.0% | 0.00% | – |
| NSTG | New | *NANOSTRING TECHNOLOGIES INC | $4,000 | – | 245 | +100.0% | 0.00% | – |
| NTRA | New | *NATERA INC | $200,000 | – | 18,483 | +100.0% | 0.00% | – |
| NKSH | New | NATIONAL BANKSHARES INC VA | $55,000 | – | 1,548 | +100.0% | 0.00% | – |
| CDTX | New | CIDARA THERAPEUTICS INC | $2,000 | – | 97 | +100.0% | 0.00% | – |
| NSA | New | *NATIONAL STORAGE AFFILIATES | $33,000 | – | 1,912 | +100.0% | 0.00% | – |
| NWLI | New | NATIONAL WESTN LIFE GROUP INcl a | $12,000 | – | 49 | +100.0% | 0.00% | – |
| NSM | New | *NATIONSTAR MTG HLDGS INC | $34,000 | – | 2,555 | +100.0% | 0.00% | – |
| NGVC | New | *NATURAL GROCERS BY VITAMIN C | $200,000 | – | 9,825 | +100.0% | 0.00% | – |
| NAVI | New | *NAVIENT CORPcall | $29,000 | – | 2,500 | +100.0% | 0.00% | – |
| NEFF | New | *NEFF CORP | $6,000 | – | 741 | +100.0% | 0.00% | – |
| CCIHY | New | *CHINACACHE INTL HLDG LTDspon adr | $5,000 | – | 641 | +100.0% | 0.00% | – |
| NML | New | NEUBERGER BERMAN MLP INCOME | $7,000 | – | 850 | +100.0% | 0.00% | – |
| NVRO | New | *NEVRO CORP | $372,000 | – | 5,517 | +100.0% | 0.00% | – |
| NGD | New | *NEW GOLD INC CDAcall | $38,000 | – | 16,500 | +100.0% | 0.00% | – |
| NEWR | New | *NEW RELIC INC | $7,000 | – | 192 | +100.0% | 0.00% | – |
| CPK | New | *CHESAPEAKE UTILS CORP | $151,000 | – | 2,665 | +100.0% | 0.00% | – |
| NEWS | New | NEWSTAR FINANCIAL INC | $1,000 | – | 68 | +100.0% | 0.00% | – |
| NEWT | New | *NEWTEK BUSINESS SVCS CORP | $372,000 | – | 26,000 | +100.0% | 0.00% | – |
| NMBL | New | *NIMBLE STORAGE INC | $29,000 | – | 3,111 | +100.0% | 0.00% | – |
| CHMT | New | *CHEMTURA CORP | $45,000 | – | 1,634 | +100.0% | 0.00% | – |
| CCXI | New | *CHEMOCENTRYX INC | $12,000 | – | 1,457 | +100.0% | 0.00% | – |
| CHFN | New | *CHARTER FINL CORP MD | $5,000 | – | 356 | +100.0% | 0.00% | – |
| NIM | New | NUVEEN SELECT MAT MUN FDsh ben int | $27,000 | – | 2,600 | +100.0% | 0.00% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $14,000 | – | 1,000 | +100.0% | 0.00% | – |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $19,000 | – | 1,287 | +100.0% | 0.00% | – |
| New | NVIDIA CORPnote 1.000%12/0 | $0 | – | 2,000 | +100.0% | 0.00% | – | |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $7,000 | – | 700 | +100.0% | 0.00% | – |
| NPT | New | NUVEEN PREM INCOME MUN FD 4 | $38,000 | – | 2,850 | +100.0% | 0.00% | – |
| JTP | New | NUVEEN QUALITY PFD INCOME FD | $2,000 | – | 244 | +100.0% | 0.00% | – |
| NUM | New | NUVEEN MICH QUALITY INCOME M | $4,000 | – | 328 | +100.0% | 0.00% | – |
| NPF | New | NUVEEN PREMIER MUN INCOME FD | $27,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | CEPHEIDdbcv 1.250% 2/0 | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| OCLR | New | *OCLARO INC | $5,000 | – | 1,471 | +100.0% | 0.00% | – |
| OCUL | New | *OCULAR THERAPEUTIX INC | $7,000 | – | 736 | +100.0% | 0.00% | – |
| CENTA | New | *CENTRAL GARDEN & PET COcl a non-vtg | $34,000 | – | 2,487 | +100.0% | 0.00% | – |
| OKS | New | *ONEOK PARTNERS LPcall | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| RWJ | New | *OPPENHEIMER REV WEIGHTED ETFsmall cap rev et | $100,000 | – | 1,940 | +100.0% | 0.00% | – |
| ORMP | New | *ORAMED PHARM INC | $14,000 | – | 1,580 | +100.0% | 0.00% | – |
| TISUQ | New | *ORCHIDS PAPER PRODS CO DEL | $1,000 | – | 19 | +100.0% | 0.00% | – |
| OREX | New | *OREXIGEN THERAPEUTICS INC | $2,000 | – | 949 | +100.0% | 0.00% | – |
| ONVO | New | *ORGANOVO HLDGS INC | $1,000 | – | 414 | +100.0% | 0.00% | – |
| ORA | New | *ORMAT TECHNOLOGIES INC | $4,000 | – | 103 | +100.0% | 0.00% | – |
| OUTR | New | *OUTERWALL INCput | $4,000 | – | 100 | +100.0% | 0.00% | – |
| OVAS | New | *OVASCIENCE INC | $140,000 | – | 14,338 | +100.0% | 0.00% | – |
| OSG | New | OVERSEAS SHIPHOLDING GROUP I | $0 | – | 13 | +100.0% | 0.00% | – |
| OSGB | New | *OVERSEAS SHIPHOLDING GROUP I | $0 | – | 130 | +100.0% | 0.00% | – |
| CNXN | New | *P C CONNECTION | $6,000 | – | 282 | +100.0% | 0.00% | – |
| PCMI | New | *PCM INC | $33,000 | – | 3,352 | +100.0% | 0.00% | – |
| CLRB | New | CELLECTAR BIOSCIENCES INC | $1,000 | – | 1,515 | +100.0% | 0.00% | – |
| CAT | New | *CATERPILLAR INC DELcall | $34,000 | – | 500 | +100.0% | 0.00% | – |
| PSUNQ | New | *PACIFIC SUNWEAR CALIF INC | $0 | – | 36 | +100.0% | 0.00% | – |
| CASI | New | CASI PHARMACEUTICALS INC | $0 | – | 90 | +100.0% | 0.00% | – |
| P | New | *PANDORA MEDIA INC | $140,000 | – | 10,442 | +100.0% | 0.00% | – |
| PCYG | New | *PARK CITY GROUP INC | $1,000 | – | 113 | +100.0% | 0.00% | – |
| PKE | New | *PARK ELECTROCHEMICAL CORP | $0 | – | 23 | +100.0% | 0.00% | – |
| PRK | New | *PARK NATL CORP | $77,000 | – | 854 | +100.0% | 0.00% | – |
| PSTB | New | *PARK STERLING CORP | $12,000 | – | 1,590 | +100.0% | 0.00% | – |
| PTNR | New | *PARTNER COMMUNICATIONS CO LTadr | $30,000 | – | 6,971 | +100.0% | 0.00% | – |
| CACB | New | *CASCADE BANCORP | $1,000 | – | 202 | +100.0% | 0.00% | – |
| BTUUQ | New | *PEABODY ENERGY CORP | $0 | – | 18 | +100.0% | 0.00% | – |
| BTUUQ | New | *PEABODY ENERGY CORPcall | $256,000 | – | 33,276 | +100.0% | 0.00% | – |
| BTUUQ | New | *PEABODY ENERGY CORPput | $257,000 | – | 33,400 | +100.0% | 0.00% | – |
| CG | New | *CARLYLE GROUP L Pcall | $23,000 | – | 1,500 | +100.0% | 0.00% | – |
| PFSI | New | *PENNYMAC FINL SVCS INCcl a | $1,000 | – | 82 | +100.0% | 0.00% | – |
| PEBO | New | *PEOPLES BANCORP INC | $23,000 | – | 1,236 | +100.0% | 0.00% | – |
| CRCM | New | *CARE COM INC | $19,000 | – | 2,699 | +100.0% | 0.00% | – |
| CCP | New | *CARE CAP PPTYS INCcall | $31,000 | – | 1,000 | +100.0% | 0.00% | – |
| CSII | New | *CARDIOVASCULAR SYS INC DEL | $3,000 | – | 184 | +100.0% | 0.00% | – |
| PZE | New | *PETROBRAS ARGENTINA S Aspons adr | $2,000 | – | 358 | +100.0% | 0.00% | – |
| CARB | New | *CARBONITE INC | $138,000 | – | 14,069 | +100.0% | 0.00% | – |
| PM | New | *PHILIP MORRIS INTL INCcall | $44,000 | – | 500 | +100.0% | 0.00% | – |
| CPST | New | CAPSTONE TURBINE CORP | $0 | – | 405 | +100.0% | 0.00% | – |
| PLAB | New | *PHOTRONICS INC | $53,000 | – | 4,226 | +100.0% | 0.00% | – |
| PIR | New | *PIER 1 IMPORTS INC | $2,000 | – | 383 | +100.0% | 0.00% | – |
| CSWC | New | *CAPITAL SOUTHWEST CORP | $26,000 | – | 1,880 | +100.0% | 0.00% | – |
| PHK | New | PIMCO HIGH INCOME FD | $25,000 | – | 3,000 | +100.0% | 0.00% | – |
| CCBG | New | CAPITAL CITY BK GROUP INC | $1,000 | – | 96 | +100.0% | 0.00% | – |
| PGEM | New | *PLY GEM HLDGS INC | $2,000 | – | 143 | +100.0% | 0.00% | – |
| CCG | New | *CAMPUS CREST CMNTYS INC | $9,000 | – | 1,303 | +100.0% | 0.00% | – |
| CAC | New | *CAMDEN NATL CORP | $4,000 | – | 87 | +100.0% | 0.00% | – |
| PEY | New | *POWERSHARES ETF TRUSThi yld eq dvdn | $8,000 | – | 570 | +100.0% | 0.00% | – |
| PEZ | New | *POWERSHARES ETF TRUSTcon discre sec | $19,000 | – | 433 | +100.0% | 0.00% | – |
| PPA | New | *POWERSHARES ETF TRUSTaerspc def ptf | $29,000 | – | 820 | +100.0% | 0.00% | – |
| PBE | New | *POWERSHARES ETF TRUSTdyn biot & gen | $10,000 | – | 200 | +100.0% | 0.00% | – |
| CALA | New | *CALITHERA BIOSCIENCES INC | $7,000 | – | 903 | +100.0% | 0.00% | – |
| KBWY | New | POWERSHARES ETF TRUST IIkbw yield reit | $83,000 | – | 2,730 | +100.0% | 0.00% | – |
| PSCF | New | POWERSHARES ETF TR IIs&p smcp fin p | $5,000 | – | 132 | +100.0% | 0.00% | – |
| PSCT | New | POWERSHARES ETF TR IIs&p smcp it po | $10,000 | – | 193 | +100.0% | 0.00% | – |
| PSCI | New | POWERSHARES ETF TR IIs&p smcp ind p | $2,000 | – | 50 | +100.0% | 0.00% | – |
| PSCH | New | *POWERSHARES ETF TR IIs&p smcp hc po | $2,000 | – | 30 | +100.0% | 0.00% | – |
| PRAN | New | *PRANA BIOTECHNOLOGY LTDsponsored adr | $1,000 | – | 947 | +100.0% | 0.00% | – |
| CAA | New | *CALATLANTIC GROUP INC | $173,000 | – | 4,590 | +100.0% | 0.00% | – |
| APTS | New | PREFERRED APT CMNTYS INC | $15,000 | – | 1,143 | +100.0% | 0.00% | – |
| PCLN | New | *PRICELINE GRP INCput | $382,000 | – | 300 | +100.0% | 0.00% | – |
| New | PRICELINE GRP INCnote 1.000% 3/1 | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| New | PROOFPOINT INCnote 1.250%12/1 | $0 | – | 2,000 | +100.0% | 0.00% | – | |
| QLD | New | *PROSHARES TR | $263,000 | – | 3,350 | +100.0% | 0.00% | – |
| EPV | New | *PROSHARES TRultsht ftse euro | $1,000 | – | 20 | +100.0% | 0.00% | – |
| NOBL | New | *PROSHARES TRs&p 500 dv arist | $5,000 | – | 100 | +100.0% | 0.00% | – |
| PSTG | New | *PURE STORAGE INCcl a | $156,000 | – | 10,027 | +100.0% | 0.00% | – |
| QEP | New | *QEP RES INCcall | $80,000 | – | 6,000 | +100.0% | 0.00% | – |
| QCOM | New | *QUALCOMM INCcall | $95,000 | – | 1,900 | +100.0% | 0.00% | – |
| QLYS | New | *QUALYS INC | $51,000 | – | 1,537 | +100.0% | 0.00% | – |
| CSWI | New | CSW INDUSTRIALS INC | $71,000 | – | 1,880 | +100.0% | 0.00% | – |
| QDEL | New | *QUIDEL CORP | $17,000 | – | 806 | +100.0% | 0.00% | – |
| QUMU | New | *QUMU CORP | $0 | – | 57 | +100.0% | 0.00% | – |
| QUOT | New | *QUOTIENT TECHNOLOGY INC | $2,000 | – | 267 | +100.0% | 0.00% | – |
| RCAPQ | New | *RCS CAP CORP | $1,000 | – | 1,926 | +100.0% | 0.00% | – |
| RMR | New | RMR GROUP INCcl a | $50,000 | – | 3,506 | +100.0% | 0.00% | – |
| RSPP | New | *RSP PERMIAN INCcall | $61,000 | – | 2,500 | +100.0% | 0.00% | – |
| RLOC | New | *REACHLOCAL INC | $0 | – | 168 | +100.0% | 0.00% | – |
| RNWK | New | *REALNETWORKS INC | $4,000 | – | 924 | +100.0% | 0.00% | – |
| CGG | New | *CGGsponsored adr | $2,000 | – | 610 | +100.0% | 0.00% | – |
| CECE | New | *CECO ENVIRONMENTAL CORP | $3,000 | – | 431 | +100.0% | 0.00% | – |
| RTKHQ | New | *RENTECH INC | $44,000 | – | 12,601 | +100.0% | 0.00% | – |
| RJETQ | New | *REPUBLIC AWYS HLDGS INC | $102,000 | – | 25,829 | +100.0% | 0.00% | – |
| RBCAA | New | *REPUBLIC BANCORP KYcl a | $3,000 | – | 112 | +100.0% | 0.00% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $3,000 | – | 400 | +100.0% | 0.00% | – |
| REXI | New | *RESOURCE AMERICA INCcl a | $7,000 | – | 1,222 | +100.0% | 0.00% | – |
| RSO | New | *RESOURCE CAP CORP | $23,000 | – | 1,799 | +100.0% | 0.00% | – |
| CAI | New | *CAI INTERNATIONAL INC | $7,000 | – | 740 | +100.0% | 0.00% | – |
| RVNC | New | *REVANCE THERAPEUTICS INC | $2,000 | – | 73 | +100.0% | 0.00% | – |
| BBW | New | *BUILD A BEAR WORKSHOP | $5,000 | – | 400 | +100.0% | 0.00% | – |
| RSTI | New | *ROFIN SINAR TECHNOLOGIES INC | $17,000 | – | 650 | +100.0% | 0.00% | – |
| RST | New | *ROSETTA STONE INC | $1,000 | – | 97 | +100.0% | 0.00% | – |
| RBSPRRCL | New | ROYAL BK SCOTLAND GROUP PLC | $2,000 | – | 60 | +100.0% | 0.00% | – |
| RDSA | New | *ROYAL DUTCH SHELL PLCcall | $32,000 | – | 700 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $0 | – | 42 | +100.0% | 0.00% | – |
| BCOV | New | *BRIGHTCOVE INC | $182,000 | – | 29,422 | +100.0% | 0.00% | – |
| GII | New | *SPDR INDEX SHS FDSs&p gblinf etf | $11,000 | – | 269 | +100.0% | 0.00% | – |
| BDBD | New | *BOULDER BRANDS INC | $3,000 | – | 278 | +100.0% | 0.00% | – |
| SPIB | New | SPDR SERIES TRUSTintr trm corp bd | $60,000 | – | 1,790 | +100.0% | 0.00% | – |
| BOOT | New | *BOOT BARN HLDGS INC | $1,000 | – | 116 | +100.0% | 0.00% | – |
| XAR | New | SPDR SERIES TRUSTaerospace def | $3,000 | – | 65 | +100.0% | 0.00% | – |
| XPH | New | *SPDR SERIES TRUSTs&p pharmac | $144,000 | – | 2,816 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $7,000 | – | 500 | +100.0% | 0.00% | – |
| MFT | New | BLACKROCK MUNIYLD INVST QLTY | $4,000 | – | 309 | +100.0% | 0.00% | – |
| SALM | New | *SALEM MEDIA GROUP INCcl a | $2,000 | – | 460 | +100.0% | 0.00% | – |
| SNECQ | New | *SANCHEZ ENERGY CORPput | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $8,000 | – | 547 | +100.0% | 0.00% | – |
| SASR | New | *SANDY SPRING BANCORP INC | $0 | – | 14 | +100.0% | 0.00% | – |
| SGMO | New | *SANGAMO BIOSCIENCES INC | $6,000 | – | 663 | +100.0% | 0.00% | – |
| MUH | New | BLACKROCK MUNIHLDGS FD II IN | $157,000 | – | 10,216 | +100.0% | 0.00% | – |
| SCHN | New | *SCHNITZER STL INDScl a | $3,000 | – | 216 | +100.0% | 0.00% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $5,000 | – | 400 | +100.0% | 0.00% | – |
| SEAC | New | *SEACHANGE INTL INC | $1,000 | – | 174 | +100.0% | 0.00% | – |
| BKN | New | BLACKROCK INVT QUALITY MUN T | $154,000 | – | 9,976 | +100.0% | 0.00% | – |
| EYES | New | *SECOND SIGHT MED PRODS INC | $1,000 | – | 240 | +100.0% | 0.00% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $8,000 | – | 600 | +100.0% | 0.00% | – |
| SENEA | New | SENECA FOODS CORP NEWcl a | $12,000 | – | 402 | +100.0% | 0.00% | – |
| SREV | New | *SERVICESOURCE INTL INC | $408,000 | – | 88,564 | +100.0% | 0.00% | – |
| SIEN | New | SIENTRA INC | $2,000 | – | 294 | +100.0% | 0.00% | – |
| SSNI | New | *SILVER SPRING NETWORKS INC | $30,000 | – | 2,080 | +100.0% | 0.00% | – |
| SKUL | New | *SKULLCANDY INC | $3,000 | – | 687 | +100.0% | 0.00% | – |
| SMT | New | *SMART TECHNOLOGIES INC | $131,000 | – | 450,000 | +100.0% | 0.00% | – |
| SMT | New | *SMART TECHNOLOGIES INCput | $131,000 | – | 450,000 | +100.0% | 0.00% | – |
| SWHC | New | *SMITH & WESSON HLDG CORPput | $138,000 | – | 6,300 | +100.0% | 0.00% | – |
| SMSI | New | *SMITH MICRO SOFTWARE INC | $0 | – | 27 | +100.0% | 0.00% | – |
| New | SOLARCITY CORPnote 1.625%11/0 | $0 | – | 2,000 | +100.0% | 0.00% | – | |
| SMBC | New | SOUTHERN MO BANCORP INC | $24,000 | – | 1,000 | +100.0% | 0.00% | – |
| OKSB | New | *SOUTHWEST BANCORP INC OKLA | $21,000 | – | 1,225 | +100.0% | 0.00% | – |
| SWNC | New | SOUTHWESTERN ENERGY CO | $1,000 | – | 57 | +100.0% | 0.00% | – |
| TRK | New | *SPEEDWAY MOTORSPORTS INC | $3,000 | – | 135 | +100.0% | 0.00% | – |
| SPWH | New | *SPORTSMANS WHSE HLDGS INC | $2,000 | – | 172 | +100.0% | 0.00% | – |
| SWH | New | STANLEY BLACK & DECKER INCunit 11/17/20166 | $2,000 | – | 14 | +100.0% | 0.00% | – |
| RATE | New | *BANKRATE INC DEL | $2,000 | – | 122 | +100.0% | 0.00% | – |
| SRI | New | *STONERIDGE INC | $3,000 | – | 177 | +100.0% | 0.00% | – |
| STRP | New | *STRAIGHT PATH COMMUNICATNS Icl b | $4,000 | – | 261 | +100.0% | 0.00% | – |
| STRS | New | STRATUS PPTYS INC | $36,000 | – | 1,776 | +100.0% | 0.00% | – |
| BFIN | New | *BANKFINANCIAL CORP | $4,000 | – | 298 | +100.0% | 0.00% | – |
| SCNB | New | *SUFFOLK BANCORP | $95,000 | – | 3,366 | +100.0% | 0.00% | – |
| New | SUNPOWER CORPdbcv 0.750% 6/0 | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| SMCI | New | *SUPER MICRO COMPUTER INC | $16,000 | – | 636 | +100.0% | 0.00% | – |
| SGC | New | *SUPERIOR UNIFORM GP INC | $5,000 | – | 321 | +100.0% | 0.00% | – |
| SWZ | New | SWISS HELVETIA FD INC | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| SSRG | New | *SYMMETRY SURGICAL INC | $6,000 | – | 633 | +100.0% | 0.00% | – |
| SYF | New | *SYNCHRONY FINLcall | $152,000 | – | 5,000 | +100.0% | 0.00% | – |
| TFSL | New | *TFS FINL CORP | $39,000 | – | 2,081 | +100.0% | 0.00% | – |
| BMCH | New | *BMC STK HLDGS INC | $170,000 | – | 10,132 | +100.0% | 0.00% | – |
| NGLS | New | *TARGA RESOURCES PARTNERS LPcall | $3,000 | – | 200 | +100.0% | 0.00% | – |
| TMHC | New | *TAYLOR MORRISON HOME CORPcl a | $39,000 | – | 2,438 | +100.0% | 0.00% | – |
| TTGT | New | *TECHTARGET INC | $1,000 | – | 97 | +100.0% | 0.00% | – |
| TRC | New | *TEJON RANCH CO | $0 | – | 14 | +100.0% | 0.00% | – |
| TRCHW | New | TEJON RANCH CO*w exp 08/31/201 | $0 | – | 14 | +100.0% | 0.00% | – |
| TIAIY | New | TELECOM ITALIA S P A NEWspon adr svgs | $40,000 | – | 3,851 | +100.0% | 0.00% | – |
| TNAV | New | *TELENAV INC | $6,000 | – | 1,055 | +100.0% | 0.00% | – |
| TLGT | New | *TELIGENT INC NEW | $196,000 | – | 22,072 | +100.0% | 0.00% | – |
| AVVIY | New | AVIVA PLCadr | $268,000 | – | 17,581 | +100.0% | 0.00% | – |
| AVID | New | *AVID TECHNOLOGY INC | $1,000 | – | 123 | +100.0% | 0.00% | – |
| GLBL | New | *TERRAFORM GLOBAL INCcl a | $5,000 | – | 810 | +100.0% | 0.00% | – |
| TRNO | New | *TERRENO RLTY CORP | $30,000 | – | 1,342 | +100.0% | 0.00% | – |
| AGR | New | *AVANGRID INC | $62,000 | – | 1,646 | +100.0% | 0.00% | – |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $0 | – | 7,000 | +100.0% | 0.00% | – | |
| AUPH | New | AURINIA PHARMACEUTICALS INC | $19,000 | – | 7,500 | +100.0% | 0.00% | – |
| TGTX | New | *TG THERAPEUTICS INC | $11,000 | – | 891 | +100.0% | 0.00% | – |
| TIVO | New | *TIVO INC | $17,000 | – | 1,912 | +100.0% | 0.00% | – |
| AC | New | ASSOCIATED CAP GROUP INCcl a | $1,000 | – | 27 | +100.0% | 0.00% | – |
| New | TOLL BROS FIN CORPnote 0.500% 9/1 | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| ASCMA | New | *ASCENT CAP GROUP INC | $8,000 | – | 485 | +100.0% | 0.00% | – |
| ABG | New | *ASBURY AUTOMOTIVE GROUP INC | $18,000 | – | 270 | +100.0% | 0.00% | – |
| ARTNA | New | *ARTESIAN RESOURCES CORPcl a | $58,000 | – | 2,103 | +100.0% | 0.00% | – |
| TLP | New | *TRANSMONTAIGNE PARTNERS L P | $383,000 | – | 14,298 | +100.0% | 0.00% | – |
| TA | New | *TRAVELCENTERS AMER LLC | $0 | – | 30 | +100.0% | 0.00% | – |
| TZOO | New | *TRAVELZOO INC | $1,000 | – | 160 | +100.0% | 0.00% | – |
| TRVN | New | *TREVENA INC | $176,000 | – | 16,782 | +100.0% | 0.00% | – |
| TPUB | New | *TRIBUNE PUBG CO | $4,000 | – | 419 | +100.0% | 0.00% | – |
| TNET | New | *TRINET GROUP INC | $5,000 | – | 280 | +100.0% | 0.00% | – |
| TRUE | New | *TRUECAR INC | $2,000 | – | 259 | +100.0% | 0.00% | – |
| GYLD | New | ARROW ETF TRarrow dj glb yld | $4,000 | – | 260 | +100.0% | 0.00% | – |
| TTOO | New | *T2 BIOSYSTEMS INC | $5,000 | – | 453 | +100.0% | 0.00% | – |
| TUBE | New | *TUBEMOGUL INC | $14,000 | – | 1,060 | +100.0% | 0.00% | – |
| TUMI | New | *TUMI HLDGS INC | $38,000 | – | 2,301 | +100.0% | 0.00% | – |
| ARRY | New | *ARRAY BIOPHARMA INC | $3,000 | – | 790 | +100.0% | 0.00% | – |
| AHH | New | *ARMADA HOFFLER PPTYS INC | $1,000 | – | 117 | +100.0% | 0.00% | – |
| TWOU | New | *2U INC | $28,000 | – | 1,000 | +100.0% | 0.00% | – |
| AAIC | New | *ARLINGTON ASSET INVT CORPcl a new | $1,000 | – | 130 | +100.0% | 0.00% | – |
| UMH | New | *UMH PPTYS INC | $11,000 | – | 1,080 | +100.0% | 0.00% | – |
| UTEK | New | *ULTRATECH INC | $4,000 | – | 205 | +100.0% | 0.00% | – |
| AROC | New | *ARCHROCK INC | $198,000 | – | 26,272 | +100.0% | 0.00% | – |
| UNIS | New | *UNILIFE CORP NEW | $0 | – | 679 | +100.0% | 0.00% | – |
| UBNK | New | *UNITED FINL BANCORP INC NEW | $15,000 | – | 1,162 | +100.0% | 0.00% | – |
| UNTD | New | *UNITED ONLINE INC | $3,000 | – | 222 | +100.0% | 0.00% | – |
| USM | New | *UNITED STATES CELLULAR CORP | $16,000 | – | 389 | +100.0% | 0.00% | – |
| USCI | New | UNITED STS COMMODITY INDEX F | $1,000 | – | 21 | +100.0% | 0.00% | – |
| USLM | New | UNITED STATES LIME & MINERAL | $2,000 | – | 39 | +100.0% | 0.00% | – |
| AMCC | New | *APPLIED MICRO CIRCUITS CORP | $104,000 | – | 16,306 | +100.0% | 0.00% | – |
| APPF | New | APPFOLIO INC | $3,000 | – | 198 | +100.0% | 0.00% | – |
| VSEC | New | VSE CORP | $0 | – | 5 | +100.0% | 0.00% | – |
| VTVT | New | VTV THERAPEUTICS INCcl a | $2,000 | – | 252 | +100.0% | 0.00% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $4,000 | – | 300 | +100.0% | 0.00% | – |
| VHI | New | *VALHI INC NEW | $0 | – | 340 | +100.0% | 0.00% | – |
| APA | New | *APACHE CORPput | $222,000 | – | 5,000 | +100.0% | 0.00% | – |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $8,000 | – | 181 | +100.0% | 0.00% | – |
| BLV | New | *VANGUARD BD INDEX FD INClong term bond | $11,000 | – | 122 | +100.0% | 0.00% | – |
| ANTH | New | *ANTHERA PHARMACEUTICALS INC | $10,000 | – | 2,147 | +100.0% | 0.00% | – |
| VWOB | New | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $15,000 | – | 200 | +100.0% | 0.00% | – |
| ATRS | New | *ANTARES PHARMA INC | $1,000 | – | 1,065 | +100.0% | 0.00% | – |
| NLY | New | *ANNALY CAP MGMT INCcall | $28,000 | – | 3,000 | +100.0% | 0.00% | – |
| VNRSQ | New | *VANGUARD NAT RES LLCcall | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| ANGO | New | *ANGIODYNAMICS INC | $32,000 | – | 2,660 | +100.0% | 0.00% | – |
| VMBS | New | VANGUARD SCOTTSDALE FDSmortg-back sec | $40,000 | – | 752 | +100.0% | 0.00% | – |
| ABCW | New | ANCHOR BANCORP WIS INC DEL | $4,000 | – | 98 | +100.0% | 0.00% | – |
| AVXL | New | *ANAVEX LIFE SCIENCES CORP | $11,000 | – | 2,000 | +100.0% | 0.00% | – |
| VRNS | New | *VARONIS SYS INC | $5,000 | – | 280 | +100.0% | 0.00% | – |
| AMSWA | New | *AMERICAN SOFTWARE INCcl a | $16,000 | – | 1,563 | +100.0% | 0.00% | – |
| VSTM | New | *VERASTEM INC | $2,000 | – | 939 | +100.0% | 0.00% | – |
| VCYT | New | *VERACYTE INC | $2,000 | – | 233 | +100.0% | 0.00% | – |
| AMID | New | *AMERICAN MIDSTREAM PARTNERS | $142,000 | – | 17,500 | +100.0% | 0.00% | – |
| New | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | 2,000 | +100.0% | 0.00% | – | |
| VSAR | New | VERSARTIS INC | $5,000 | – | 373 | +100.0% | 0.00% | – |
| VTL | New | *VITAL THERAPIES INC | $4,000 | – | 357 | +100.0% | 0.00% | – |
| VG | New | *VONAGE HLDGS CORP | $2,000 | – | 356 | +100.0% | 0.00% | – |
| New | *VRINGO INC | $1,000 | – | 284 | +100.0% | 0.00% | – | |
| MO | New | *ALTRIA GROUP INCcall | $58,000 | – | 1,000 | +100.0% | 0.00% | – |
| WSFS | New | *WSFS FINL CORP | $15,000 | – | 471 | +100.0% | 0.00% | – |
| RESI | New | *ALTISOURCE RESIDENTIAL CORPcl b | $16,000 | – | 1,272 | +100.0% | 0.00% | – |
| ATEC | New | *ALPHATEC HOLDINGS INC | $0 | – | 1,208 | +100.0% | 0.00% | – |
| ALQA | New | *ALLIQUA BIOMEDICAL INC | $7,000 | – | 3,500 | +100.0% | 0.00% | – |
| W | New | *WAYFAIR INCcl a | $71,000 | – | 1,489 | +100.0% | 0.00% | – |
| WMK | New | WEIS MKTS INC | $26,000 | – | 596 | +100.0% | 0.00% | – |
| WTBA | New | *WEST BANCORPORATION INCcap stk | $8,000 | – | 417 | +100.0% | 0.00% | – |
| ARLP | New | *ALLIANCE RES PARTNER L Pcall | $27,000 | – | 2,000 | +100.0% | 0.00% | – |
| WSR | New | *WHITESTONE REIT | $0 | – | 23 | +100.0% | 0.00% | – |
| WLL | New | *WHITING PETE CORP NEWcall | $33,000 | – | 3,500 | +100.0% | 0.00% | – |
| DTD | New | *WISDOMTREE TRtotal divid fd | $72,000 | – | 1,000 | +100.0% | 0.00% | – |
| DRW | New | WISDOMTREE TRglb ex us rl est | $40,000 | – | 1,524 | +100.0% | 0.00% | – |
| DXJS | New | *WISDOMTREE TRjpn scap hdg eqt | $19,000 | – | 560 | +100.0% | 0.00% | – |
| EZM | New | WISDOMTREE TRmdcp earn fund | $5,000 | – | 61 | +100.0% | 0.00% | – |
| RESP | New | WISDOMTREE TRttl earning fd | $32,000 | – | 445 | +100.0% | 0.00% | – |
| DTH | New | WISDOMTREE TRitl high div fd | $58,000 | – | 1,550 | +100.0% | 0.00% | – |
| ELD | New | *WISDOMTREE TRem lcl debt fd | $29,000 | – | 857 | +100.0% | 0.00% | – |
| AAPRB | New | ALCOA INC | $1,000 | – | 32 | +100.0% | 0.00% | – |
| XRM | New | *XERIUM TECHNOLOGIES INC | $3,000 | – | 284 | +100.0% | 0.00% | – |
| XIN | New | *XINYUAN REAL ESTATE CO LTDspons adr | $6,000 | – | 1,643 | +100.0% | 0.00% | – |
| ALRM | New | *ALARM COM HLDGS INC | $2,000 | – | 108 | +100.0% | 0.00% | – |
| AIXNY | New | *AIXTRON SEsponsored adr | $30,000 | – | 6,994 | +100.0% | 0.00% | – |
| AMCN | New | *AIRMEDIA GROUP INCsponsored adr | $15,000 | – | 2,655 | +100.0% | 0.00% | – |
| AUY | New | *YAMANA GOLD INCcall | $39,000 | – | 20,800 | +100.0% | 0.00% | – |
| YGEHY | New | *YINGLI GREEN ENERGY HLDG COadr new | $0 | – | 20 | +100.0% | 0.00% | – |
| ATSG | New | *AIR TRANSPORT SERVICES GRP I | $2,000 | – | 180 | +100.0% | 0.00% | – |
| ZEN | New | *ZENDESK INC | $2,000 | – | 67 | +100.0% | 0.00% | – |
| ZPIN | New | *ZHAOPIN LTDsponsored adr | $41,000 | – | 2,670 | +100.0% | 0.00% | – |
| ZNGA | New | *ZYNGA INCcl a | $15,000 | – | 5,739 | +100.0% | 0.00% | – |
| AEZS | New | AETERNA ZENTARIS INC | $23,000 | – | 5,047 | +100.0% | 0.00% | – |
| HELIQ | New | *CHC GROUP LTD | $0 | – | 4 | +100.0% | 0.00% | – |
| CETV | New | *CENTRAL EUROPEAN MEDIA ENTRPcl a new | $6,000 | – | 2,144 | +100.0% | 0.00% | – |
| CYD | New | *CHINA YUCHAI INTL LTD | $28,000 | – | 2,572 | +100.0% | 0.00% | – |
| CWCO | New | *CONSOLIDATED WATER CO INCord | $2,000 | – | 152 | +100.0% | 0.00% | – |
| AEGR | New | *AEGERION PHARMACEUTICALS INC | $1,000 | – | 146 | +100.0% | 0.00% | – |
| AAVVF | New | *ADVANTAGE OIL & GAS LTDcall | $38,000 | – | 7,400 | +100.0% | 0.00% | – |
| ATEYY | New | ADVANTEST CORPspon adr new | $62,000 | – | 7,456 | +100.0% | 0.00% | – |
| FN | New | *FABRINET | $14,000 | – | 572 | +100.0% | 0.00% | – |
| ADTN | New | *ADTRAN INC | $87,000 | – | 5,074 | +100.0% | 0.00% | – |
| ESGC | New | *EROS INTL PLC | $5,000 | – | 537 | +100.0% | 0.00% | – |
| GBLI | New | *GLOBAL INDEMNITY PLC | $15,000 | – | 519 | +100.0% | 0.00% | – |
| IGT | New | *INTERNATIONAL GAME TECHNOLOGput | $243,000 | – | 15,000 | +100.0% | 0.00% | – |
| JRVR | New | *JAMES RIV GROUP LTD | $4,000 | – | 111 | +100.0% | 0.00% | – |
| ATNM | New | *ACTINIUM PHARMACEUTICALS INC | $8,000 | – | 2,500 | +100.0% | 0.00% | – |
| ATV | New | ACORN INTL INCsponsord adr new | $54,000 | – | 10,000 | +100.0% | 0.00% | – |
| LIVN | New | *LIVANOVA PLC | $17,000 | – | 281 | +100.0% | 0.00% | – |
| AOSL | New | *ALPHA & OMEGA SEMICONDUCTOR | $7,000 | – | 740 | +100.0% | 0.00% | – |
| ARAY | New | *ACCURAY INC | $1,000 | – | 157 | +100.0% | 0.00% | – |
| STX | New | *SEAGATE TECHNOLOGY PLCcall | $110,000 | – | 3,000 | +100.0% | 0.00% | – |
| SINA | New | *SINA CORPord | $33,000 | – | 677 | +100.0% | 0.00% | – |
| LAQ | New | ABERDEEN LATIN AMER EQTY FD | $6,000 | – | 373 | +100.0% | 0.00% | – |
| UTIW | New | *UTI WORLDWIDE INCord | $4,000 | – | 588 | +100.0% | 0.00% | – |
| TVPT | New | *TRAVELPORT WORLDWIDE LTD | $15,000 | – | 1,138 | +100.0% | 0.00% | – |
| GLNG | New | *GOLAR LNG LTD BERMUDAput | $131,000 | – | 8,300 | +100.0% | 0.00% | – |
| AVHI | New | *AV HOMES INC | $95,000 | – | 7,400 | +100.0% | 0.00% | – |
| ATEN | New | *A10 NETWORKS INC | $186,000 | – | 28,359 | +100.0% | 0.00% | – |
| ASPS | New | *ALTISOURCE PORTFOLIO SOLNS S | $1,000 | – | 35 | +100.0% | 0.00% | – |
| INTEQ | New | *INTELSAT S A | $2,000 | – | 417 | +100.0% | 0.00% | – |
| ALLT | New | *ALLOT COMMUNICATIONS LTD | $14,000 | – | 2,356 | +100.0% | 0.00% | – |
| EZCH | New | *EZCHIP SEMICONDUCTOR LIMITEDord | $406,000 | – | 16,423 | +100.0% | 0.00% | – |
| MLNX | New | *MELLANOX TECHNOLOGIES LTD | $2,000 | – | 41 | +100.0% | 0.00% | – |
| CALL | New | *MAGICJACK VOCALTEC LTD | $2,000 | – | 204 | +100.0% | 0.00% | – |
| ATNY | New | API TECHNOLOGIES CORP | $3,000 | – | 2,508 | +100.0% | 0.00% | – |
| WIX | New | *WIX COM LTD | $4,000 | – | 179 | +100.0% | 0.00% | – |
| ANWWQ | New | *AEGEAN MARINE PETROLEUM NETW | $23,000 | – | 2,774 | +100.0% | 0.00% | – |
| EVC | New | *ENTRAVISION COMMUNICATIONS Ccl a | $3,000 | – | 421 | +100.0% | 0.00% | – |
| EFSC | New | *ENTERPRISE FINL SVCS CORP | $13,000 | – | 472 | +100.0% | 0.00% | – |
| FLML | New | *FLAMEL TECHNOLOGIES SAsponsored adr | $19,000 | – | 1,518 | +100.0% | 0.00% | – |
| ETM | New | *ENTERCOM COMMUNICATIONS CORPcl a | $9,000 | – | 768 | +100.0% | 0.00% | – |
| FLDM | New | *FLUIDIGM CORP DEL | $5,000 | – | 444 | +100.0% | 0.00% | – |
| FFIC | New | *FLUSHING FINL CORP | $101,000 | – | 4,657 | +100.0% | 0.00% | – |
| ENLC | New | *ENLINK MIDSTREAM LLCcall | $122,000 | – | 8,100 | +100.0% | 0.00% | – |
| FBIO | New | *FORTRESS BIOTECH INC | $2,000 | – | 702 | +100.0% | 0.00% | – |
| FCPT | New | *FOUR CORNERS PPTY TR INC | $215,000 | – | 8,847 | +100.0% | 0.00% | – |
| FXCB | New | FOX CHASE BANCORP INC NEW | $21,000 | – | 1,056 | +100.0% | 0.00% | – |
| FOXF | New | *FOX FACTORY HLDG CORP | $185,000 | – | 11,171 | +100.0% | 0.00% | – |
| FTRPR | New | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $1,000 | – | 15 | +100.0% | 0.00% | – |
| FCEL | New | *FUELCELL ENERGY INC | $2,000 | – | 437 | +100.0% | 0.00% | – |
| GBL | New | GAMCO INVESTORS INC | $1,000 | – | 27 | +100.0% | 0.00% | – |
| GME | New | *GAMESTOP CORP NEWput | $28,000 | – | 1,000 | +100.0% | 0.00% | – |
| GENN | New | *GENESIS HEALTHCARE INC | $23,000 | – | 6,606 | +100.0% | 0.00% | – |
| EOXLQ | New | *EMERALD OIL INC | $0 | – | 50 | +100.0% | 0.00% | – |
| EMKR | New | *EMCORE CORP | $0 | – | 5 | +100.0% | 0.00% | – |
| GLAD | New | *GLADSTONE CAPITAL CORP | $2,000 | – | 215 | +100.0% | 0.00% | – |
| LONG | New | *ELONG INCsponsored adr | $10,000 | – | 599 | +100.0% | 0.00% | – |
| GLP | New | *GLOBAL PARTNERS LP | $281,000 | – | 16,000 | +100.0% | 0.00% | – |
| SDIV | New | *GLOBAL X FDScall | $16,000 | – | 800 | +100.0% | 0.00% | – |
| LIT | New | *GLOBAL X FDSglobal x lithium | $2,000 | – | 75 | +100.0% | 0.00% | – |
| GOEX | New | *GLOBAL X FDSglobal x gold ex | $12,000 | – | 760 | +100.0% | 0.00% | – |
| AUMN | New | *GOLDEN MINERALS CO | $0 | – | 1,232 | +100.0% | 0.00% | – |
| ELRC | New | *ELECTRO RENT CORP | $1,000 | – | 114 | +100.0% | 0.00% | – |
| GPRO | New | *GOPRO INCcall | $9,000 | – | 500 | +100.0% | 0.00% | – |
| EHTH | New | *EHEALTH INC | $0 | – | 16 | +100.0% | 0.00% | – |
| GMANQ | New | *GORDMANS STORES INC | $0 | – | 89 | +100.0% | 0.00% | – |
| GPT | New | *GRAMERCY PPTY TR | $219,000 | – | 28,422 | +100.0% | 0.00% | – |
| ELON | New | *ECHELON CORP | $0 | – | 36 | +100.0% | 0.00% | – |
| GDOT | New | *GREEN DOT CORPcl a | $1,000 | – | 41 | +100.0% | 0.00% | – |
| GEFB | New | GREIF INCcl b | $1,000 | – | 17 | +100.0% | 0.00% | – |
| GFF | New | *GRIFFON CORP | $13,000 | – | 715 | +100.0% | 0.00% | – |
| GRUB | New | *GRUBHUB INC | $1,000 | – | 52 | +100.0% | 0.00% | – |
| GUID | New | *GUIDANCE SOFTWARE INC | $3,000 | – | 543 | +100.0% | 0.00% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $7,000 | – | 550 | +100.0% | 0.00% | – |
| HK | New | *HALCON RES CORP | $8,000 | – | 6,332 | +100.0% | 0.00% | – |
| HK | New | *HALCON RES CORPcall | $3,000 | – | 2,260 | +100.0% | 0.00% | – |
| HK | New | *HALCON RES CORPput | $64,000 | – | 51,140 | +100.0% | 0.00% | – |
| HMPR | New | HAMPTON ROADS BANKSHARES INC | $5,000 | – | 2,458 | +100.0% | 0.00% | – |
| XCO | New | *EXCO RESOURCES INCcall | $240,000 | – | 193,200 | +100.0% | 0.00% | – |
| HNSN | New | *HANSEN MEDICAL INC | $0 | – | 60 | +100.0% | 0.00% | – |
| SIVR | New | *ETFS SILVER TR | $1,000 | – | 100 | +100.0% | 0.00% | – |
| VALX | New | ETF SER SOLUTIONSval mkt leg et | $8,000 | – | 340 | +100.0% | 0.00% | – |
| EPEGQ | New | *EP ENERGY CORPput | $66,000 | – | 15,000 | +100.0% | 0.00% | – |
| HMTV | New | HEMISPHERE MEDIA GROUP INCcl a | $70,000 | – | 4,768 | +100.0% | 0.00% | – |
| HTBK | New | *HERITAGE COMMERCE CORP | $192,000 | – | 15,980 | +100.0% | 0.00% | – |
| HEROQ | New | HERCULES OFFSHORE INC | $0 | – | 2 | +100.0% | 0.00% | – |
| HPE | New | *HEWLETT PACKARD ENTERPRISE Ccall | $380,000 | – | 25,000 | +100.0% | 0.00% | – |
| New | HOLOGIC INCfrnt 12/1 | $0 | – | 2,000 | +100.0% | 0.00% | – | |
| HZN | New | *HORIZON GLOBAL CORP | $4,000 | – | 376 | +100.0% | 0.00% | – |
| HUBB | New | HUBBELL INC | $167,000 | – | 1,651 | +100.0% | 0.00% | – |
| HSON | New | *HUDSON GLOBAL INC | $1,000 | – | 176 | +100.0% | 0.00% | – |
| PLOW | New | *DOUGLAS DYNAMICS INC | $15,000 | – | 711 | +100.0% | 0.00% | – |
| IEP | New | *ICAHN ENTERPRISES LPcall | $92,000 | – | 1,500 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote 0.500% 6/1 | $0 | – | 4,000 | +100.0% | 0.00% | – | |
| IMMU | New | *IMMUNOMEDICS INC | $2,000 | – | 783 | +100.0% | 0.00% | – |
| DCUA | New | DOMINION RES INC VA NEWunit 04/01/2013 | $2,000 | – | 33 | +100.0% | 0.00% | – |
| IHC | New | INDEPENDENCE HLDG CO NEW | $3,000 | – | 234 | +100.0% | 0.00% | – |
| INFN | New | *INFINERA CORPORATIONput | $181,000 | – | 10,000 | +100.0% | 0.00% | – |
| NUGT | New | *DIREXION SHS ETF TRdaily gold miner | $2,000 | – | 100 | +100.0% | 0.00% | – |
| IPHI | New | *INPHI CORP | $150,000 | – | 5,568 | +100.0% | 0.00% | – |
| IIIN | New | *INSTEEL INDUSTRIES INC | $136,000 | – | 6,518 | +100.0% | 0.00% | – |
| DIS | New | *DISNEY WALT COput | $11,000 | – | 100 | +100.0% | 0.00% | – |
| INTC | New | *INTEL CORPcall | $3,000 | – | 84 | +100.0% | 0.00% | – |
| New | INTEL CORPsdcv 3.250% 8/0 | $0 | – | 5,000 | +100.0% | 0.00% | – | |
| IP | New | *INTL PAPER COcall | $75,000 | – | 2,000 | +100.0% | 0.00% | – |
| IL | New | *INTRALINKS HLDGS INC | $31,000 | – | 3,380 | +100.0% | 0.00% | – |
| DGI | New | *DIGITALGLOBE INC | $4,000 | – | 240 | +100.0% | 0.00% | – |
| DMRC | New | *DIGIMARC CORP NEW | $5,000 | – | 124 | +100.0% | 0.00% | – |
| NVTA | New | *INVITAE CORP | $1,000 | – | 161 | +100.0% | 0.00% | – |
| IRIX | New | IRIDEX CORP | $6,000 | – | 600 | +100.0% | 0.00% | – |
| IRM | New | *IRON MTN INC NEWcall | $81,000 | – | 3,000 | +100.0% | 0.00% | – |
| DKS | New | *DICKS SPORTING GOODS INCcall | $389,000 | – | 11,000 | +100.0% | 0.00% | – |
| DRNA | New | DICERNA PHARMACEUTICALS INC | $2,000 | – | 191 | +100.0% | 0.00% | – |
| FANG | New | *DIAMONDBACK ENERGY INCcall | $134,000 | – | 2,000 | +100.0% | 0.00% | – |
| DXMMQ | New | *DEX MEDIA INC NEW | $0 | – | 1,045 | +100.0% | 0.00% | – |
| DXLG | New | *DESTINATION XL GROUP INC | $4,000 | – | 674 | +100.0% | 0.00% | – |
| DESTQ | New | *DESTINATION MATERNITY CORP | $0 | – | 45 | +100.0% | 0.00% | – |
| DWRE | New | *DEMANDWARE INC | $18,000 | – | 341 | +100.0% | 0.00% | – |
| DMD | New | *DEMAND MEDIA INC | $1,000 | – | 96 | +100.0% | 0.00% | – |
| DWSN | New | *DAWSON GEOPHYSICAL CO NEW | $2,000 | – | 644 | +100.0% | 0.00% | – |
| EMIF | New | *ISHARES TRemgr mkt inf etf | $5,000 | – | 182 | +100.0% | 0.00% | – |
| GBF | New | ISHARES TRgov/cred bd etf | $22,000 | – | 200 | +100.0% | 0.00% | – |
| CTSO | New | *CYTOSORBENTS CORPput | $153,000 | – | 27,400 | +100.0% | 0.00% | – |
| CTSO | New | *CYTOSORBENTS CORP | $153,000 | – | 27,400 | +100.0% | 0.00% | – |
| CYTX | New | *CYTORI THERAPEUTICS INC | $0 | – | 516 | +100.0% | 0.00% | – |
| JXI | New | *ISHARES TRglob utilits etf | $77,000 | – | 1,740 | +100.0% | 0.00% | – |
| IEO | New | *ISHARES TRus oil&gs ex etf | $42,000 | – | 791 | +100.0% | 0.00% | – |
| IWY | New | ISHARESrus tp200 gr etf | $43,000 | – | 800 | +100.0% | 0.00% | – |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $7,000 | – | 154 | +100.0% | 0.00% | – |
| CMLS | New | *CUMULUS MEDIA INCcl a | $0 | – | 291 | +100.0% | 0.00% | – |
| JGWEQ | New | *J G WENTWORTH COcl a | $5,000 | – | 2,979 | +100.0% | 0.00% | – |
| CRWN | New | *CROWN MEDIA HLDGS INCcl a | $7,000 | – | 1,256 | +100.0% | 0.00% | – |
| JHX | New | JAMES HARDIE INDS PLCsponsored adr | $84,000 | – | 6,640 | +100.0% | 0.00% | – |
| CCIPRA | New | CROWN CASTLE INTL CORP NEWcnv pfd stk sr a | $3,000 | – | 24 | +100.0% | 0.00% | – |
| JMG | New | *JOURNAL MEDIA GROUP INC | $21,000 | – | 1,782 | +100.0% | 0.00% | – |
| JUNO | New | *JUNO THERAPEUTICS INC | $40,000 | – | 900 | +100.0% | 0.00% | – |
| JE | New | *JUST ENERGY GROUP INCput | $171,000 | – | 24,000 | +100.0% | 0.00% | – |
| KB | New | *KB FINANCIAL GROUP INCsponsored adr | $1,000 | – | 32 | +100.0% | 0.00% | – |
| KKR | New | *KKR & CO L P DELcall | $89,000 | – | 5,700 | +100.0% | 0.00% | – |
| KED | New | KAYNE ANDERSON ENERGY DEV CO | $2,000 | – | 129 | +100.0% | 0.00% | – |
| KELYA | New | *KELLY SVCS INCcl a | $40,000 | – | 2,499 | +100.0% | 0.00% | – |
| KW | New | *KENNEDY-WILSON HLDGS INC | $15,000 | – | 620 | +100.0% | 0.00% | – |
| KFRC | New | *KFORCE INC | $15,000 | – | 577 | +100.0% | 0.00% | – |
| COWN | New | *COWEN GROUP INC NEWcl a | $10,000 | – | 2,549 | +100.0% | 0.00% | – |
| KMIPRA | New | KINDER MORGAN INC DELpfd ser a | $81,000 | – | 2,000 | +100.0% | 0.00% | – |
| CPAH | New | COUNTERPATH CORP | $22,000 | – | 8,640 | +100.0% | 0.00% | – |
| KNL | New | *KNOLL INC | $13,000 | – | 702 | +100.0% | 0.00% | – |
| KSS | New | *KOHLS CORPcall | $38,000 | – | 800 | +100.0% | 0.00% | – |
| KZ | New | *KONGZHONG CORPsponsored adr | $7,000 | – | 994 | +100.0% | 0.00% | – |
| KRA | New | *KRATON PERFORMANCE POLYMERS | $90,000 | – | 5,428 | +100.0% | 0.00% | – |
| KRO | New | *KRONOS WORLDWIDE INC | $9,000 | – | 1,561 | +100.0% | 0.00% | – |
| LPL | New | *LG DISPLAY CO LTDspons adr rep | $351,000 | – | 33,572 | +100.0% | 0.00% | – |
| CRMD | New | *CORMEDIX INC | $2,000 | – | 813 | +100.0% | 0.00% | – |
| LYTS | New | *LSI INDS INC | $280,000 | – | 22,937 | +100.0% | 0.00% | – |
| LQ | New | *LA QUINTA HLDGS INC | $0 | – | 4 | +100.0% | 0.00% | – |
| CORR | New | *CORENERGY INFRASTRUCTURE TR | $4,000 | – | 246 | +100.0% | 0.00% | – |
| CMT | New | CORE MOLDING TECHNOLOGIES IN | $75,000 | – | 5,834 | +100.0% | 0.00% | – |
| LKFN | New | *LAKELAND FINL CORP | $164,000 | – | 3,519 | +100.0% | 0.00% | – |
| New | LAM RESEARCH CORPnote 0.500% 5/1 | $0 | – | 7,000 | +100.0% | 0.00% | – | |
| CORT | New | *CORCEPT THERAPEUTICS INC | $119,000 | – | 23,803 | +100.0% | 0.00% | – |
| LNTH | New | LANTHEUS HLDGS INC | $2,000 | – | 465 | +100.0% | 0.00% | – |
| LVS | New | *LAS VEGAS SANDS CORPcall | $66,000 | – | 1,500 | +100.0% | 0.00% | – |
| LTMAQ | New | *LATAM AIRLS GROUP S Asponsored adr | $1,000 | – | 186 | +100.0% | 0.00% | – |
| LSCC | New | *LATTICE SEMICONDUCTOR CORP | $1,000 | – | 199 | +100.0% | 0.00% | – |
| LAYN | New | *LAYNE CHRISTENSEN CO | $0 | – | 75 | +100.0% | 0.00% | – |
| CTRV | New | CONTRAVIR PHARMACEUTICALS IN | $15,000 | – | 10,000 | +100.0% | 0.00% | – |
| LTRPA | New | *LIBERTY TRIPADVISOR HLDGS IN | $176,000 | – | 5,795 | +100.0% | 0.00% | – |
| LWAY | New | LIFEWAY FOODS INC | $1,000 | – | 92 | +100.0% | 0.00% | – |
| LCUT | New | *LIFETIME BRANDS INC | $2,000 | – | 155 | +100.0% | 0.00% | – |
| LOCK | New | *LIFELOCK INC | $271,000 | – | 18,904 | +100.0% | 0.00% | – |
| LINC | New | *LINCOLN EDL SVCS CORP | $19,000 | – | 9,558 | +100.0% | 0.00% | – |
| CTWS | New | *CONNECTICUT WTR SVC INC | $38,000 | – | 1,006 | +100.0% | 0.00% | – |
| EXAR | New | *EXAR CORP | $3,000 | – | 442 | +100.0% | 0.00% | – |
| YYY | New | EXCHANGE TRADED CONCEPTS TR | $5,000 | – | 275 | +100.0% | 0.00% | – |
| EXCU | New | EXELON CORPunit 99/99/9999 | $2,000 | – | 55 | +100.0% | 0.00% | – |
| XRA | New | *EXETER RES CORP | $1,000 | – | 2,500 | +100.0% | 0.00% | – |
| XONE | New | *EXONE COput | $111,000 | – | 11,100 | +100.0% | 0.00% | – |
| EVLV | New | *EVINE LIVE INCcl a | $6,000 | – | 3,576 | +100.0% | 0.00% | – |
| STAY | New | *EXTENDED STAY AMER INCunit 99/99/9999b | $4,000 | – | 251 | +100.0% | 0.00% | – |
| EXTN | New | *EXTERRAN CORP | $209,000 | – | 13,062 | +100.0% | 0.00% | – |
| FXCM | New | *FXCM INCcl a new | $50,000 | – | 3,000 | +100.0% | 0.00% | – |
| ESSA | New | ESSA BANCORP INC | $1,000 | – | 79 | +100.0% | 0.00% | – |
| FMSA | New | *FAIRMOUNT SANTROL HLDGS INC | $4,000 | – | 1,793 | +100.0% | 0.00% | – |
| FRP | New | *FAIRPOINT COMMUNICATIONS INC | $23,000 | – | 1,406 | +100.0% | 0.00% | – |
| FARM | New | FARMER BROS CO | $10,000 | – | 309 | +100.0% | 0.00% | – |
| FSS | New | *FEDERAL SIGNAL CORP | $16,000 | – | 1,029 | +100.0% | 0.00% | – |
| EQCPRECL | New | EQUITY COMWLTHcum pfd e 7.25% | $1,000 | – | 40 | +100.0% | 0.00% | – |
| FSAM | New | FIFTH STR ASSET MGMT INC | $5,000 | – | 1,428 | +100.0% | 0.00% | – |
| JOBS | New | *51JOB INC | $41,000 | – | 1,404 | +100.0% | 0.00% | – |
| FNLC | New | *FIRST BANCORP INC ME | $3,000 | – | 138 | +100.0% | 0.00% | – |
| FBNC | New | *FIRST BANCORP N C | $4,000 | – | 228 | +100.0% | 0.00% | – |
| FBNK | New | *FIRST CONN BANCORP INC MD | $5,000 | – | 263 | +100.0% | 0.00% | – |
| FLIC | New | *FIRST LONG IS CORP | $12,000 | – | 389 | +100.0% | 0.00% | – |
| AG | New | *FIRST MAJESTIC SILVER CORPcall | $49,000 | – | 15,000 | +100.0% | 0.00% | – |
| PLUS | New | EPLUS INC | $9,000 | – | 100 | +100.0% | 0.00% | – |
| EPAM | New | *EPAM SYS INC | $34,000 | – | 438 | +100.0% | 0.00% | – |
| FXD | New | *FIRST TR EXCHANGE TRADED FDconsumr discre | $48,000 | – | 1,400 | +100.0% | 0.00% | – |
| AMFW | New | *AMEC FOSTER WHEELER PLCsponsored adr | $25,000 | – | 3,736 | +100.0% | 0.00% | – |
| RACE | New | *FERRARI N V | $154,000 | – | 3,220 | +100.0% | 0.00% | – |
| RACE | New | *FERRARI N Vput | $115,000 | – | 2,400 | +100.0% | 0.00% | – |
| FCAM | New | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $0 | – | 16 | +100.0% | 0.00% | – |
| INXN | New | *INTERXION HOLDING N.V | $7,000 | – | 217 | +100.0% | 0.00% | – |
| AMLP | New | *ALPS ETF TRcall | $36,000 | – | 3,000 | +100.0% | 0.00% | – |
| WMGI | New | *WRIGHT MED GROUP N V | $38,000 | – | 1,561 | +100.0% | 0.00% | – |
| AEPI | New | AEP INDS INC | $223,000 | – | 2,882 | +100.0% | 0.00% | – |
| NYMX | New | *NYMOX PHARMACEUTICAL CORP | $1,000 | – | 405 | +100.0% | 0.00% | – |
| TROX | New | *TRONOX LTD | $118,000 | – | 30,165 | +100.0% | 0.00% | – |
| ASC | New | *ARDMORE SHIPPING CORP | $38,000 | – | 3,019 | +100.0% | 0.00% | – |
| EGLE | New | *EAGLE BULK SHIPPING INC | $14,000 | – | 4,105 | +100.0% | 0.00% | – |
| NVGS | New | *NAVIGATOR HOLDINGS LTD | $2,000 | – | 162 | +100.0% | 0.00% | – |
| ORIG | New | *OCEAN RIG UDW INC | $53,000 | – | 32,534 | +100.0% | 0.00% | – |
| TNK | New | *TEEKAY TANKERS LTDcl a | $2,000 | – | 234 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BMO HARRIS BANK N.A. #2
- BMO ASSET MANAGEMENT CORP. #4
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- BMO NESBITT BURNS INC. #15
- BMO HARRIS INVESTMENT MANAGEMENT INC. #16
- BMO ASSET MANAGEMENT INC. #21
- SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC #29
- F&C ASSET MANAGEMENT #33
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- CTC MYCFO #56
- BANK OF MONTREAL IRELAND P.L.C. #59
- PYRFORD INTERNATIONAL LIMITED #64
- BMO CAPITAL MARKETS CORP. #72
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
| FWP | 2024-05-10 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.