$73.1 Billion is the total value of BANK OF MONTREAL /CAN/'s 10554 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 103.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| URZ | Exit | *URANERZ ENERGY CORP | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ROYTL | Exit | *PACIFIC COAST OIL TRcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| ISLE | Exit | *ISLE OF CAPRI CASINOS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| SUPN | Exit | *SUPERNUS PHARMACEUTICALS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| VDSI | Exit | *VASCO DATA SEC INTL INC | $0 | – | -620 | -100.0% | 0.00% | – |
| RESI | Exit | *ALTISOURCE RESIDENTIAL CORPcl b | $0 | – | -111 | -100.0% | 0.00% | – |
| GLP | Exit | *GLOBAL PARTNERS LP | $0 | – | -100 | -100.0% | 0.00% | – |
| MNTG | Exit | *MTR GAMING GROUP INC | $0 | – | -9,323 | -100.0% | 0.00% | – |
| MUH | Exit | BLACKROCK MUNIHLDGS FD II IN | $0 | – | -2,050 | -100.0% | 0.00% | – |
| NRGM | Exit | *INERGY MIDSTREAM LPu ltd partners | $0 | – | -864 | -100.0% | 0.00% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -2,375 | -100.0% | 0.00% | – |
| CYTK | Exit | *CYTOKINETICS INC | $0 | – | -12,100 | -100.0% | 0.00% | – |
| ZOLT | Exit | *ZOLTEK COS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ELN | Exit | *ELAN PLCadr | $0 | – | -3,000 | -100.0% | 0.00% | – |
| COP | Exit | *CONOCOPHILLIPSput | $0 | – | -4,300 | -100.0% | 0.00% | – |
| MNTX | Exit | *MANITEX INTL INC | $0 | – | -688 | -100.0% | 0.00% | – |
| REEMF | Exit | *RARE ELEMENT RES LTD | $0 | – | -1 | -100.0% | 0.00% | – |
| MOLXA | Exit | *MOLEX INCcl a | $0 | – | -3,890 | -100.0% | 0.00% | – |
| FIRE | Exit | *SOURCEFIRE INC | $0 | – | -886 | -100.0% | 0.00% | – |
| URA | Exit | *GLOBAL X FDScall | $0 | – | -3,960 | -100.0% | 0.00% | – |
| AMTD | Exit | *TD AMERITRADE HLDG CORP | $0 | – | -153 | -100.0% | 0.00% | – |
| HBM | Exit | *HUDBAY MINERALS INCcall | $0 | – | -6,800 | -100.0% | 0.00% | – |
| ENDRQ | Exit | *ENDEAVOUR INTL CORP | $0 | – | -10,232 | -100.0% | 0.00% | – |
| PACD | Exit | *PACIFIC DRILLING SA LUXEMBOU | $0 | – | -617 | -100.0% | 0.00% | – |
| TE | Exit | *TECO ENERGY INCput | $0 | – | -700 | -100.0% | 0.00% | – |
| MFCB | Exit | *MFC INDL LTD | $0 | – | -436 | -100.0% | 0.00% | – |
| UNG | Exit | *UNITED STATES NATL GAS FUNDunit par $0.001 | $0 | – | -375 | -100.0% | 0.00% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -5,637 | -100.0% | 0.00% | – |
| GML | Exit | SPDR INDEX SHS FDSlatin amer etf | $0 | – | -86 | -100.0% | 0.00% | – |
| MLNX | Exit | *MELLANOX TECHNOLOGIES LTD | $0 | – | -2,500 | -100.0% | 0.00% | – |
| GOL | Exit | *GOL LINHAS AEREAS INTLG S Acall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| BDBD | Exit | *BOULDER BRANDS INCcall | $0 | – | -17,600 | -100.0% | 0.00% | – |
| UUP | Exit | *POWERSHS DB US DOLLAR INDEXdoll indx bull | $0 | – | -55 | -100.0% | 0.00% | – |
| WITE | Exit | ETFS WHITE METALS BASKET TR | $0 | – | -200 | -100.0% | 0.00% | – |
| TCP | Exit | *TC PIPELINES LP | $0 | – | -1,667 | -100.0% | 0.00% | – |
| IGN | Exit | *ISHARESna tec multm etf | $0 | – | -1,120 | -100.0% | 0.00% | – |
| ORIG | Exit | *OCEAN RIG UDW INC | $0 | – | -72 | -100.0% | 0.00% | – |
| SGF | Exit | SINGAPORE FD INC | $0 | – | -25 | -100.0% | 0.00% | – |
| XRA | Exit | *EXETER RES CORP | $0 | – | -2,412 | -100.0% | 0.00% | – |
| AES | Exit | *AES CORPcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CRV | Exit | COAST DISTR SYS | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GWAY | Exit | *GREENWAY MED TECHNOLOGIES IN | $0 | – | -3,046 | -100.0% | 0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -5,000 | -100.0% | 0.00% | – |
| TLTE | Exit | FLEXSHARES TRmstar emkt fac | $0 | – | -150 | -100.0% | 0.00% | – |
| BMY | Exit | *BRISTOL MYERS SQUIBB COcall | $0 | – | -4,964 | -100.0% | 0.00% | – |
| NRGY | Exit | *INERGY L Punit ltd ptnr | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | HOLOGIC INCfrnt 2.000%12/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| NEON | Exit | *NEONODE INCput | $0 | – | -5,400 | -100.0% | 0.00% | – |
| EPV | Exit | *PROSHARES TRultrashort europ | $0 | – | -230 | -100.0% | 0.00% | – |
| ANGI | Exit | *ANGIES LIST INC | $0 | – | -325 | -100.0% | 0.00% | – |
| DJCO | Exit | DAILY JOURNAL CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| TACT | Exit | *TRANSACT TECHNOLOGIES INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| TRIB | Exit | *TRINITY BIOTECH PLCspon adr new | $0 | – | -392 | -100.0% | 0.00% | – |
| BDE | Exit | *BLACK DIAMOND INC | $0 | – | -811 | -100.0% | 0.00% | – |
| FXS | Exit | *CURRENCYSHARES SWEDISH KRONAswedish krona | $0 | – | -5 | -100.0% | 0.00% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -3,080 | -100.0% | 0.00% | – |
| VOD | Exit | *VODAFONE GROUP PLC NEWput | $0 | – | -800 | -100.0% | 0.00% | – |
| ANVGQ | Exit | *ALLIED NEVADA GOLD CORPcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| ARII | Exit | *AMERICAN RAILCAR INDS INC | $0 | – | -1,100 | -100.0% | 0.00% | – |
| FSTO | Exit | *FOREST OIL CORPcall | $0 | – | -11,100 | -100.0% | 0.00% | – |
| BLC | Exit | *BELO CORP | $0 | – | -4,165 | -100.0% | 0.00% | – |
| BLV | Exit | *VANGUARD BD INDEX FD INClong term bond | $0 | – | -66 | -100.0% | 0.00% | – |
| DVYE | Exit | ISHARESem mkts div etf | $0 | – | -40 | -100.0% | 0.00% | – |
| GURU | Exit | GLOBAL X FDSglb x ftse nor | $0 | – | -279 | -100.0% | 0.00% | – |
| ARPJQ | Exit | *ATLAS RESOURCE PARTNERS LP | $0 | – | -10 | -100.0% | 0.00% | – |
| NGPC | Exit | *NGP CAP RES CO | $0 | – | -720 | -100.0% | 0.00% | – |
| CSII | Exit | *CARDIOVASCULAR SYS INC DEL | $0 | – | -2,481 | -100.0% | 0.00% | – |
| ORIG | Exit | *OCEAN RIG UDW INCput | $0 | – | -15,800 | -100.0% | 0.00% | – |
| LONCF | Exit | LONCOR RESOURCES INC | $0 | – | -277,350 | -100.0% | 0.00% | – |
| TLAB | Exit | *TELLABS INC | $0 | – | -2,647 | -100.0% | 0.00% | – |
| XXIA | Exit | *IXIA | $0 | – | -1,641 | -100.0% | 0.00% | – |
| MRGE | Exit | *MERGE HEALTHCARE INC | $0 | – | -1,958 | -100.0% | 0.00% | – |
| ZBB | Exit | ZBB ENERGY CORPORATION | $0 | – | -10,000 | -100.0% | 0.00% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -3,000 | -100.0% | 0.00% | – |
| UGP | Exit | *ULTRAPAR PARTICIPACOES S A | $0 | – | -33 | -100.0% | 0.00% | – |
| BTEGF | Exit | *BAYTEX ENERGY CORPcall | $0 | – | -6,900 | -100.0% | 0.00% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -1,267 | -100.0% | 0.00% | – |
| CX | Exit | *CEMEX SAB DE CVput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| ISS | Exit | *ISOFTSTONE HLDGS LTDsponsored ads | $0 | – | -10,450 | -100.0% | 0.00% | – |
| HGI | Exit | CLAYMORE EXCHANGE TRD FD TRgug intl mlt ass | $0 | – | -312 | -100.0% | 0.00% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ISLE | Exit | *ISLE OF CAPRI CASINOS INCput | $0 | – | -3,900 | -100.0% | 0.00% | – |
| FXA | Exit | *CURRENCYSHARES AUSTRALIAN DLaustralian dol | $0 | – | -4 | -100.0% | 0.00% | – |
| NTL | Exit | NORTEL INVERSORA S Aspon adr pfd b | $0 | – | -70 | -100.0% | 0.00% | – |
| TCAP | Exit | *TRIANGLE CAP CORP | $0 | – | -132 | -100.0% | 0.00% | – |
| OIA | Exit | INVESCO MUNI INCOME OPP TRST | $0 | – | -2,450 | -100.0% | 0.00% | – |
| LOOK | Exit | LOOKSMART LTD | $0 | – | -13 | -100.0% | 0.00% | – |
| MYY | Exit | *PROSHARES TR | $0 | – | -45 | -100.0% | 0.00% | – |
| MFB | Exit | *MAIDENFORM BRANDS INC | $0 | – | -295 | -100.0% | 0.00% | – |
| GSVC | Exit | *GSV CAP CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| OLED | Exit | *UNIVERSAL DISPLAY CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| CHKR | Exit | *CHESAPEAKE GRANITE WASH TR | $0 | – | -366 | -100.0% | 0.00% | – |
| SOL | Exit | *RENESOLA LTDspons ads | $0 | – | -16,390 | -100.0% | 0.00% | – |
| WHXT | Exit | *WHITING USA TR Itr unit | $0 | – | -400 | -100.0% | 0.00% | – |
| EVC | Exit | *ENTRAVISION COMMUNICATIONS Ccl a | $0 | – | -24,905 | -100.0% | 0.00% | – |
| SNSS | Exit | *SUNESIS PHARMACEUTICALS INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| RIGL | Exit | *RIGEL PHARMACEUTICALS INC | $0 | – | -1,384 | -100.0% | 0.00% | – |
| EGO | Exit | *ELDORADO GOLD CORP NEWput | $0 | – | -26,100 | -100.0% | 0.00% | – |
| CYTK | Exit | *CYTOKINETICS INCput | $0 | – | -26,500 | -100.0% | 0.00% | – |
| CDYCF | Exit | CARDERO RES CORP | $0 | – | -63,645 | -100.0% | 0.00% | – |
| PID | Exit | *POWERSHARES ETF TRUSTintl div achv | $0 | – | -9,000 | -100.0% | 0.00% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -131 | -100.0% | 0.00% | – |
| VXX | Exit | *BARCLAYS BK PLCipath s&p500 vix | $0 | – | -927 | -100.0% | 0.00% | – |
| OMX | Exit | *OFFICEMAX INC DEL | $0 | – | -4,675 | -100.0% | 0.00% | – |
| SAIA | Exit | *SAIA INC | $0 | – | -4,543 | -100.0% | 0.00% | – |
| FXY | Exit | *CURRENCYSHS JAPANESE YEN TRjapanese yen | $0 | – | -3,000 | -100.0% | 0.00% | – |
| FTEK | Exit | *FUEL TECH INC | $0 | – | -12,407 | -100.0% | 0.00% | – |
| OSIR | Exit | *OSIRIS THERAPEUTICS INC NEW | $0 | – | -100 | -100.0% | 0.00% | – |
| RUE | Exit | *RUE21 INC | $0 | – | -456 | -100.0% | 0.00% | – |
| ATRS | Exit | *ANTARES PHARMA INC | $0 | – | -2,375 | -100.0% | 0.00% | – |
| LDF | Exit | LATIN AMERN DISCOVERY FD INC | $0 | – | -188 | -100.0% | 0.00% | – |
| HHY | Exit | HELIOS HIGH YIELD FD | $0 | – | -740 | -100.0% | 0.00% | – |
| RYT | Exit | RYDEX ETF TRUSTgug s&p500eqwtte | $0 | – | -570 | -100.0% | 0.00% | – |
| HBM | Exit | *HUDBAY MINERALS INCput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| PCYO | Exit | *PURECYCLE CORP | $0 | – | -3,100 | -100.0% | 0.00% | – |
| MAG | Exit | *MAG SILVER CORP | $0 | – | -16,710 | -100.0% | 0.00% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD IN | $0 | – | -70 | -100.0% | 0.00% | – |
| FLDM | Exit | *FLUIDIGM CORP DEL | $0 | – | -8,680 | -100.0% | 0.00% | – |
| BIOL | Exit | *BIOLASE INC | $0 | – | -114,517 | -100.0% | 0.00% | – |
| ZFC | Exit | ZAIS FINL CORP | $0 | – | -150 | -100.0% | 0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -926 | -100.0% | 0.00% | – |
| CNH | Exit | *CNH GLOBAL N V | $0 | – | -8 | -100.0% | 0.00% | – |
| SNSS | Exit | *SUNESIS PHARMACEUTICALS INCcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| REXR | Exit | *REXFORD INDL RLTY INC | $0 | – | -533 | -100.0% | 0.00% | – |
| SNTA | Exit | *SYNTA PHARMACEUTICALS CORP | $0 | – | -3,000 | -100.0% | 0.00% | – |
| MMM | Exit | *3M COput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| CZR | Exit | *CAESARS ENTMT CORP | $0 | – | -3,200 | -100.0% | 0.00% | – |
| CZZ | Exit | *COSAN LTDcall | $0 | – | -800 | -100.0% | 0.00% | – |
| WSR | Exit | *WHITESTONE REIT | $0 | – | -100 | -100.0% | 0.00% | – |
| AIQ | Exit | *ALLIANCE HEALTHCARE SRVCS IN | $0 | – | -1,500 | -100.0% | 0.00% | – |
| RWT | Exit | *REDWOOD TR INC | $0 | – | -220 | -100.0% | 0.00% | – |
| ATLS | Exit | *ATLAS ENERGY LP | $0 | – | -105 | -100.0% | 0.00% | – |
| KHI | Exit | DWS HIGH INCOME TR | $0 | – | -2,350 | -100.0% | 0.00% | – |
| CLP | Exit | *COLONIAL PPTYS TR | $0 | – | -1,252 | -100.0% | 0.00% | – |
| CP | Exit | *CANADIAN PAC RY LTDcall | $0 | – | -1,700 | -100.0% | 0.00% | – |
| LBF | Exit | DWS GLOBAL HIGH INCOME FD | $0 | – | -4,865 | -100.0% | 0.00% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -1,900 | -100.0% | 0.00% | – |
| SONS | Exit | *SONUS NETWORKS INC | $0 | – | -200 | -100.0% | 0.00% | – |
| SKS | Exit | *SAKS INC | $0 | – | -1,176 | -100.0% | 0.00% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -23 | -100.0% | 0.00% | – |
| ADES | Exit | *ADVANCED EMISSIONS SOLUTS IN | $0 | – | -10 | -100.0% | 0.00% | – |
| SLTM | Exit | SOLTA MED INC | $0 | – | -17,339 | -100.0% | 0.00% | – |
| GUID | Exit | *GUIDANCE SOFTWARE INC | $0 | – | -100 | -100.0% | 0.00% | – |
| OPAY | Exit | OFFICIAL PMTS HLDGS INC | $0 | – | -25,000 | -100.0% | 0.00% | – |
| HNR | Exit | *HARVEST NATURAL RESOURCES INcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| BHY | Exit | BLACKROCK HIGH YIELD TR | $0 | – | -500 | -100.0% | 0.00% | – |
| WW | Exit | *WEIGHT WATCHERS INTL INC NEW | $0 | – | -131 | -100.0% | 0.00% | – |
| NEON | Exit | *NEONODE INCcall | $0 | – | -5,400 | -100.0% | 0.00% | – |
| BHD | Exit | BLACKROCK STRTGC BOND TR | $0 | – | -2,700 | -100.0% | 0.00% | – |
| GTS | Exit | *TRIPLE-S MGMT CORPcl b | $0 | – | -9,621 | -100.0% | 0.00% | – |
| BAM | Exit | *BROOKFIELD ASSET MGMT INCcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| CONN | Exit | *CONNS INC | $0 | – | -3,200 | -100.0% | 0.00% | – |
| BBN | Exit | BLACKROCK BUILD AMER BD TR | $0 | – | -1,600 | -100.0% | 0.00% | – |
| GBX | Exit | *GREENBRIER COS INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| MWA | Exit | *MUELLER WTR PRODS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| JCS | Exit | COMMUNICATIONS SYS INC | $0 | – | -176 | -100.0% | 0.00% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -400 | -100.0% | 0.00% | – |
| AUMN | Exit | *GOLDEN MINERALS CO | $0 | – | -1,000 | -100.0% | 0.00% | – |
| OIBRC | Exit | OI S.A.sponsored adr | $0 | – | -5 | -100.0% | 0.00% | – |
| GIMO | Exit | *GIGAMON INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DWX | Exit | *SPDR INDEX SHS FDSs&p intl etf | $0 | – | -350 | -100.0% | 0.00% | – |
| WSTC | Exit | *WEST CORP | $0 | – | -28 | -100.0% | 0.00% | – |
| MPC | Exit | *MARATHON PETE CORPcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| PKT | Exit | *PROCERA NETWORKS INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| RPRX | Exit | *REPROS THERAPEUTICS INCcall | $0 | – | -7,900 | -100.0% | 0.00% | – |
| DUC | Exit | DUFF & PHELPS UTIL CORP BD T | $0 | – | -1,600 | -100.0% | 0.00% | – |
| BDBD | Exit | *BOULDER BRANDS INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ASTE | Exit | *ASTEC INDS INC | $0 | – | -245 | -100.0% | 0.00% | – |
| GPL | Exit | *GREAT PANTHER SILVER LTD | $0 | – | -52 | -100.0% | 0.00% | – |
| FSS | Exit | *FEDERAL SIGNAL CORP | $0 | – | -16,600 | -100.0% | 0.00% | – |
| IRDM | Exit | *IRIDIUM COMMUNICATIONS INC | $0 | – | -6,000 | -100.0% | 0.00% | – |
| TE | Exit | *TECO ENERGY INCcall | $0 | – | -700 | -100.0% | 0.00% | – |
| IDIX | Exit | *IDENIX PHARMACEUTICALS INC | $0 | – | -68 | -100.0% | 0.00% | – |
| PQ | Exit | *PETROQUEST ENERGY INC | $0 | – | -13,703 | -100.0% | 0.00% | – |
| PSUNQ | Exit | *PACIFIC SUNWEAR CALIF INCput | $0 | – | -48,800 | -100.0% | 0.00% | – |
| POZN | Exit | *POZEN INC | $0 | – | -1,344 | -100.0% | 0.00% | – |
| HTR | Exit | BROOKFIELD TOTAL RETURN FD I | $0 | – | -718 | -100.0% | 0.00% | – |
| PMT | Exit | *PENNYMAC MTG INVT TRcall | $0 | – | -12,500 | -100.0% | 0.00% | – |
| MLN | Exit | MARKET VECTORS ETF TRmktvec lmunetf | $0 | – | -3 | -100.0% | 0.00% | – |
| OPK | Exit | *OPKO HEALTH INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| JJTFF | Exit | BARCLAYS BANK PLCetn djubs tin 38 | $0 | – | -100 | -100.0% | 0.00% | – |
| LPRIQ | Exit | *LONE PINE RES INC | $0 | – | -306 | -100.0% | 0.00% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -5,050 | -100.0% | 0.00% | – |
| AEG | Exit | *AEGON N Vcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GPX | Exit | *GP STRATEGIES CORP | $0 | – | -316 | -100.0% | 0.00% | – |
| ABBV | Exit | *ABBVIE INCcall | $0 | – | -4,550 | -100.0% | 0.00% | – |
| PPO | Exit | *POLYPORE INTL INCcall | $0 | – | -5,400 | -100.0% | 0.00% | – |
| SHO | Exit | *SUNSTONE HOTEL INVS INC NEW | $0 | – | -5,475 | -100.0% | 0.00% | – |
| SLCA | Exit | *U S SILICA HLDGS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| WMK | Exit | WEIS MKTS INC | $0 | – | -39 | -100.0% | 0.00% | – |
| FDO | Exit | *FAMILY DLR STORES INCput | $0 | – | -900 | -100.0% | 0.00% | – |
| NRIM | Exit | NORTHRIM BANCORP INC | $0 | – | -1,651 | -100.0% | 0.00% | – |
| EWO | Exit | ISHARESaustria capd etf | $0 | – | -300 | -100.0% | 0.00% | – |
| T100SC | Exit | SALIENT MLP & ENERGY INFRSTR | $0 | – | -500 | -100.0% | 0.00% | – |
| ROIC | Exit | *RETAIL OPPORTUNITY INVTS COR | $0 | – | -506 | -100.0% | 0.00% | – |
| PSIX | Exit | POWER SOLUTIONS INTL INC | $0 | – | -5,438 | -100.0% | 0.00% | – |
| WCRX | Exit | *WARNER CHILCOTT PLC IRELAND | $0 | – | -1,350 | -100.0% | 0.00% | – |
| CVY | Exit | *CLAYMORE EXCHANGE TRD FD TRgug multi asset | $0 | – | -800 | -100.0% | 0.00% | – |
| GTN | Exit | *GRAY TELEVISION INC | $0 | – | -21,608 | -100.0% | 0.00% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -1,425 | -100.0% | 0.00% | – |
| ORIG | Exit | *OCEAN RIG UDW INCcall | $0 | – | -15,800 | -100.0% | 0.00% | – |
| UNTD | Exit | *UNITED ONLINE INC | $0 | – | -3,039 | -100.0% | 0.00% | – |
| MDM | Exit | MOUNTAIN PROV DIAMONDS INC | $0 | – | -1,400 | -100.0% | 0.00% | – |
| DFJ | Exit | *WISDOMTREE TRjp smallcp div | $0 | – | -350 | -100.0% | 0.00% | – |
| EWN | Exit | *ISHARESmsci netherl etf | $0 | – | -12,685 | -100.0% | 0.00% | – |
| TEI | Exit | TEMPLETON EMERG MKTS INCOME | $0 | – | -1,300 | -100.0% | 0.00% | – |
| NFO | Exit | *CLAYMORE EXCHANGE TRD FD TRgugg insdr sent | $0 | – | -600 | -100.0% | 0.00% | – |
| ITMN | Exit | *INTERMUNE INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PLPC | Exit | PREFORMED LINE PRODS CO | $0 | – | -660 | -100.0% | 0.00% | – |
| PRXI | Exit | *PREMIER EXIBITIONS INC | $0 | – | -15,875 | -100.0% | 0.00% | – |
| ANVGQ | Exit | *ALLIED NEVADA GOLD CORPput | $0 | – | -14,500 | -100.0% | 0.00% | – |
| CXH | Exit | MFS INVT GRADE MUN TRsh ben int | $0 | – | -2,050 | -100.0% | 0.00% | – |
| SNAK | Exit | *INVENTURE FOODS INC | $0 | – | -1,437 | -100.0% | 0.00% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -3,200 | -100.0% | 0.00% | – |
| NTRS | Exit | *NORTHERN TR CORPcall | $0 | – | -378 | -100.0% | 0.00% | – |
| ENDRQ | Exit | *ENDEAVOUR INTL CORPcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| FSLR | Exit | *FIRST SOLAR INCput | $0 | – | -7,000 | -100.0% | 0.00% | – |
| OSTK | Exit | *OVERSTOCK COM INC DEL | $0 | – | -802 | -100.0% | 0.00% | – |
| ARGO | Exit | *ARGO GROUP INTL HLDGS LTD | $0 | – | -127 | -100.0% | 0.00% | – |
| PICB | Exit | POWERSHARES ETF TRUST IIintl corp bond | $0 | – | -448 | -100.0% | 0.00% | – |
| CYE | Exit | BLACKROCK CORPOR HI YLD III | $0 | – | -500 | -100.0% | 0.00% | – |
| CNDO | Exit | *CORONADO BIOSCIENCES INC | $0 | – | -4,602 | -100.0% | 0.00% | – |
| RBS | Exit | *ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $0 | – | -20 | -100.0% | 0.00% | – |
| RST | Exit | *ROSETTA STONE INC | $0 | – | -4,599 | -100.0% | 0.00% | – |
| DNL | Exit | WISDOMTREE TRglb ex us grwth | $0 | – | -98 | -100.0% | 0.00% | – |
| ISCG | Exit | ISHARESmrgstr sm cp gr | $0 | – | -14 | -100.0% | 0.00% | – |
| STEI | Exit | *STEWART ENTERPRISES INCcl a | $0 | – | -2,000 | -100.0% | 0.00% | – |
| FXC | Exit | *CURRENCYSHARES CDN DLR TRput | $0 | – | -200 | -100.0% | 0.00% | – |
| PHM | Exit | *PULTE GROUP INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| IMCB | Exit | ISHARESmrgstr md cp etf | $0 | – | -17 | -100.0% | 0.00% | – |
| R114PS | Exit | *CHIPMOS TECH BERMUDA LTD | $0 | – | -2,500 | -100.0% | 0.00% | – |
| JE | Exit | *JUST ENERGY GROUP INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| NLR | Exit | MARKET VECTORS ETF TRuran nuclr enrgy | $0 | – | -57 | -100.0% | 0.00% | – |
| DLB | Exit | *DOLBY LABORATORIES INC | $0 | – | -50 | -100.0% | 0.00% | – |
| LSE | Exit | *CAPLEASE INC | $0 | – | -4,207 | -100.0% | 0.00% | – |
| NDLS | Exit | *NOODLES & COcl a | $0 | – | -500 | -100.0% | 0.00% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | -1,500 | -100.0% | 0.00% | – |
| RIC | Exit | *RICHMONT MINES INC | $0 | – | -22 | -100.0% | 0.00% | – |
| CZR | Exit | *CAESARS ENTMT CORPput | $0 | – | -16,000 | -100.0% | 0.00% | – |
| COHU | Exit | *COHU INC | $0 | – | -958 | -100.0% | 0.00% | – |
| MRCC | Exit | MONROE CAP CORP | $0 | – | -732 | -100.0% | 0.00% | – |
| CSI | Exit | CUTWATER SELECT INCOME FD | $0 | – | -714 | -100.0% | 0.00% | – |
| CYTR | Exit | *CYTRX CORP | $0 | – | -1,072 | -100.0% | 0.00% | – |
| BWG | Exit | LEGG MASON BW GLB INC OPP FD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AIRT | Exit | AIR T INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| GEVO | Exit | *GEVO INCcall | $0 | – | -9,900 | -100.0% | 0.00% | – |
| ABG | Exit | *ASBURY AUTOMOTIVE GROUP INC | $0 | – | -179 | -100.0% | 0.00% | – |
| CTCM | Exit | *CTC MEDIA INC | $0 | – | -1,352 | -100.0% | 0.00% | – |
| PSE | Exit | *PIONEER SOUTHWST ENRG PRTNRunit lp int | $0 | – | -154 | -100.0% | 0.00% | – |
| STPFQ | Exit | *SUNTECH PWR HLDGS CO LTDadr | $0 | – | -660 | -100.0% | 0.00% | – |
| IBND | Exit | SPDR SERIES TRUSTbrcly intl crp | $0 | – | -3,500 | -100.0% | 0.00% | – |
| PRK | Exit | PARK NATL CORP | $0 | – | -13 | -100.0% | 0.00% | – |
| URI | Exit | *UNITED RENTALS INCcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| KEP | Exit | *KOREA ELECTRIC PWRsponsored adr | $0 | – | -41 | -100.0% | 0.00% | – |
| GEVO | Exit | *GEVO INC | $0 | – | -35,000 | -100.0% | 0.00% | – |
| MRO | Exit | *MARATHON OIL CORPcall | $0 | – | -600 | -100.0% | 0.00% | – |
| DVM | Exit | COHEN & STEERS DIV MJRS FDIN | $0 | – | -1,400 | -100.0% | 0.00% | – |
| SPEX | Exit | SPHERIX INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NES | Exit | *NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -2,500 | -100.0% | 0.00% | – |
| GGE | Exit | GUGGENHEIM ENHANCED EQUITY S | $0 | – | -65 | -100.0% | 0.00% | – |
| PHMD | Exit | *PHOTOMEDEX INC | $0 | – | -2,538 | -100.0% | 0.00% | – |
| BZ | Exit | *BOISE INC | $0 | – | -21,122 | -100.0% | 0.00% | – |
| EIHI | Exit | EASTERN INS HLDGS INC | $0 | – | -1,256 | -100.0% | 0.00% | – |
| NCS | Exit | *NCI BUILDING SYS INC | $0 | – | -65 | -100.0% | 0.00% | – |
| SHFL | Exit | *SHFL ENTMT INC | $0 | – | -13,009 | -100.0% | 0.00% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| HIS | Exit | BLACKROCK HIGH INCOME SHS | $0 | – | -15,000 | -100.0% | 0.00% | – |
| MEOH | Exit | *METHANEX CORPcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| VXX | Exit | *BARCLAYS BK PLCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SGMO | Exit | *SANGAMO BIOSCIENCES INCcall | $0 | – | -48,700 | -100.0% | -0.00% | – |
| INVN | Exit | *INVENSENSE INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| AGU | Exit | *AGRIUM INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ANH | Exit | *ANWORTH MORTGAGE ASSET CP | $0 | – | -135,367 | -100.0% | -0.00% | – |
| XLU | Exit | *SELECT SECTOR SPDR TRcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| SAND | Exit | *SANDSTORM GOLD LTDput | $0 | – | -95,000 | -100.0% | -0.00% | – |
| QCOM | Exit | *QUALCOMM INCput | $0 | – | -9,500 | -100.0% | -0.00% | – |
| TRN | Exit | *TRINITY INDS INCcall | $0 | – | -18,300 | -100.0% | -0.00% | – |
| NSC | Exit | *NORFOLK SOUTHERN CORPcall | $0 | – | -7,952 | -100.0% | -0.00% | – |
| DE | Exit | *DEERE & COcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CONN | Exit | *CONNS INCput | $0 | – | -17,000 | -100.0% | -0.00% | – |
| GLDD | Exit | *GREAT LAKES DREDGE & DOCK CO | $0 | – | -51,896 | -100.0% | -0.00% | – |
| ISIS | Exit | *ISIS PHARMACEUTICALS INCcall | $0 | – | -22,200 | -100.0% | -0.00% | – |
| LPT | Exit | *LIBERTY PPTY TRcall | $0 | – | -17,500 | -100.0% | -0.00% | – |
| EWJ | Exit | *ISHARESput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| ULTA | Exit | *ULTA SALON COSMETCS & FRAG Icall | $0 | – | -6,300 | -100.0% | -0.00% | – |
| FSC | Exit | *FIFTH STREET FINANCE CORP | $0 | – | -49,900 | -100.0% | -0.00% | – |
| ATHN | Exit | *ATHENAHEALTH INCput | $0 | – | -8,500 | -100.0% | -0.00% | – |
| ONXX | Exit | *ONYX PHARMACEUTICALS INCcall | $0 | – | -6,500 | -100.0% | -0.00% | – |
| ISIS | Exit | *ISIS PHARMACEUTICALS INCput | $0 | – | -16,500 | -100.0% | -0.00% | – |
| DRC | Exit | *DRESSER-RAND GROUP INCput | $0 | – | -7,500 | -100.0% | -0.00% | – |
| SPRD | Exit | *SPREADTRUM COMMUNICATIONS INadr | $0 | – | -13,367 | -100.0% | -0.00% | – |
| CALX | Exit | *CALIX INC | $0 | – | -29,511 | -100.0% | -0.00% | – |
| ABV | Exit | *COMPANHIA DE BEBIDAS DAS AMEspon adr pfd | $0 | – | -15,840 | -100.0% | -0.00% | – |
| BODY | Exit | *BODY CENT CORP | $0 | – | -127,561 | -100.0% | -0.00% | – |
| RUSHA | Exit | *RUSH ENTERPRISES INCcl a | $0 | – | -23,900 | -100.0% | -0.00% | – |
| NQ | Exit | *NQ MOBILE INCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| BMRN | Exit | *BIOMARIN PHARMACEUTICAL INCcall | $0 | – | -9,200 | -100.0% | -0.00% | – |
| PBR | Exit | *PETROLEO BRASILEIRO SA PETROcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| NKTR | Exit | *NEKTAR THERAPEUTICScall | $0 | – | -33,500 | -100.0% | -0.00% | – |
| SIEGY | Exit | *SIEMENS A Gcall | $0 | – | -4,050 | -100.0% | -0.00% | – |
| UNP | Exit | *UNION PAC CORPcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| NAFC | Exit | *NASH FINCH CO | $0 | – | -14,283 | -100.0% | -0.00% | – |
| LNCOQ | Exit | *LINNCO LLCput | $0 | – | -16,000 | -100.0% | -0.00% | – |
| TOL | Exit | *TOLL BROTHERS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FTNT | Exit | *FORTINET INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| LMT | Exit | *LOCKHEED MARTIN CORPcall | $0 | – | -6,040 | -100.0% | -0.00% | – |
| CLX | Exit | *CLOROX CO DELput | $0 | – | -9,600 | -100.0% | -0.00% | – |
| TRX | Exit | *TANZANIAN ROYALTY EXPL CORP | $0 | – | -305,918 | -100.0% | -0.00% | – |
| IMPV | Exit | *IMPERVA INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CRRTQ | Exit | *CARBO CERAMICS INCput | $0 | – | -4,000 | -100.0% | -0.00% | – |
| SWN | Exit | *SOUTHWESTERN ENERGY COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| RSX | Exit | *MARKET VECTORS ETF TRcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| DECK | Exit | *DECKERS OUTDOOR CORPput | $0 | – | -8,400 | -100.0% | -0.00% | – |
| MET | Exit | *METLIFE INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ADES | Exit | *ADVANCED EMISSIONS SOLUTS INput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FIRE | Exit | *SOURCEFIRE INCput | $0 | – | -6,500 | -100.0% | -0.00% | – |
| GTE | Exit | *GRAN TIERRA ENERGY INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| PBF | Exit | *PBF ENERGY INCput | $0 | – | -26,000 | -100.0% | -0.00% | – |
| FLOW | Exit | *FLOW INTL CORP | $0 | – | -131,500 | -100.0% | -0.00% | – |
| ATVI | Exit | *ACTIVISION BLIZZARD INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| CVX | Exit | *CHEVRON CORP NEWcall | $0 | – | -4,134 | -100.0% | -0.00% | – |
| SYY | Exit | *SYSCO CORPcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| BBY | Exit | *BEST BUY INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| DK | Exit | *DELEK US HLDGS INCcall | $0 | – | -16,700 | -100.0% | -0.00% | – |
| ADT | Exit | *THE ADT CORPORATIONput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| SJM | Exit | *SMUCKER J M COput | $0 | – | -7,000 | -100.0% | -0.00% | – |
| ECL | Exit | *ECOLAB INCput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| PFIG | Exit | POWERSHARES ETF TR IIfnd inv gr cp | $0 | – | -15,024 | -100.0% | -0.00% | – |
| MSTR | Exit | *MICROSTRATEGY INCput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| LUK | Exit | *LEUCADIA NATL CORPput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ANN | Exit | *ANN INCput | $0 | – | -14,200 | -100.0% | -0.00% | – |
| NOR | Exit | *NORANDA ALUM HLDG CORP | $0 | – | -265,898 | -100.0% | -0.00% | – |
| BAA | Exit | *BANRO CORP | $0 | – | -742,366 | -100.0% | -0.00% | – |
| ELLI | Exit | *ELLIE MAE INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| FE | Exit | *FIRSTENERGY CORPput | $0 | – | -33,900 | -100.0% | -0.00% | – |
| LO | Exit | *LORILLARD INCput | $0 | – | -29,200 | -100.0% | -0.00% | – |
| MOO | Exit | *MARKET VECTORS ETF TRcall | $0 | – | -24,800 | -100.0% | -0.00% | – |
| LCC | Exit | *U S AIRWAYS GROUP INCput | $0 | – | -55,000 | -100.0% | -0.00% | – |
| R742SC | Exit | PIMCO ETF TRaustralia bd | $0 | – | -12,680 | -100.0% | -0.00% | – |
| ELLI | Exit | *ELLIE MAE INCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| HIG | Exit | *HARTFORD FINL SVCS GROUP INCcall | $0 | – | -33,600 | -100.0% | -0.00% | – |
| GIB | Exit | *GROUPE CGI INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| AKAM | Exit | *AKAMAI TECHNOLOGIES INCcall | $0 | – | -29,200 | -100.0% | -0.00% | – |
| JE | Exit | *JUST ENERGY GROUP INCput | $0 | – | -190,000 | -100.0% | -0.00% | – |
| APD | Exit | *AIR PRODS & CHEMS INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| DISH | Exit | *DISH NETWORK CORPcall | $0 | – | -28,500 | -100.0% | -0.00% | – |
| AIG | Exit | *AMERICAN INTL GROUP INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| SGEN | Exit | *SEATTLE GENETICS INCcall | $0 | – | -31,500 | -100.0% | -0.00% | – |
| LYB | Exit | *LYONDELLBASELL INDUSTRIES Ncall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HFC | Exit | *HOLLYFRONTIER CORPput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| WLL | Exit | *WHITING PETE CORP NEWput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| ADT | Exit | *THE ADT CORPORATIONcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -49,870 | -100.0% | -0.00% | – |
| WLL | Exit | *WHITING PETE CORP NEWcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| MOLX | Exit | *MOLEX INC | $0 | – | -26,330 | -100.0% | -0.00% | – |
| LINEQ | Exit | *LINN ENERGY LLCcall | $0 | – | -57,300 | -100.0% | -0.00% | – |
| MDVN | Exit | *MEDIVATION INCcall | $0 | – | -23,000 | -100.0% | -0.00% | – |
| LUMN | Exit | *CENTURYLINK INCcall | $0 | – | -35,600 | -100.0% | -0.00% | – |
| MAKO | Exit | *MAKO SURGICAL CORP | $0 | – | -33,188 | -100.0% | -0.00% | – |
| WLK | Exit | *WESTLAKE CHEM CORPput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| LNCOQ | Exit | *LINNCO LLCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| NYX | Exit | *NYSE EURONEXT | $0 | – | -36,749 | -100.0% | -0.00% | – |
| TLT | Exit | *ISHARESput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| EIX | Exit | *EDISON INTLcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| NE | Exit | *NOBLE CORPORATION BAARcall | $0 | – | -55,700 | -100.0% | -0.00% | – |
| OUTR | Exit | *OUTERWALL INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| TJX | Exit | *TJX COS INC NEWcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| BA | Exit | *BOEING COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| SFD | Exit | *SMITHFIELD FOODS INCput | $0 | – | -60,400 | -100.0% | -0.00% | – |
| LB | Exit | *L BRANDS INCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| VALE | Exit | *VALE S Acall | $0 | – | -140,700 | -100.0% | -0.00% | – |
| EL | Exit | *LAUDER ESTEE COS INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| FXY | Exit | *CURRENCYSHS JAPANESE YEN TRput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| WPO | Exit | WASHINGTON POST COcl b | $0 | – | -2,971 | -100.0% | -0.00% | – |
| DRC | Exit | *DRESSER-RAND GROUP INCcall | $0 | – | -27,500 | -100.0% | -0.00% | – |
| ACTV | Exit | *ACTIVE NETWORK INC | $0 | – | -130,334 | -100.0% | -0.00% | – |
| GPORQ | Exit | *GULFPORT ENERGY CORPput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| NBL | Exit | *NOBLE ENERGY INCcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| KO | Exit | *COCA COLA COput | $0 | – | -72,100 | -100.0% | -0.00% | – |
| XLY | Exit | *SELECT SECTOR SPDR TRput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SYMC | Exit | *SYMANTEC CORPcall | $0 | – | -101,600 | -100.0% | -0.00% | – |
| CRM | Exit | *SALESFORCE COM INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ONXX | Exit | *ONYX PHARMACEUTICALS INC | $0 | – | -21,859 | -100.0% | -0.00% | – |
| BRE | Exit | *BRE PROPERTIES INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| DG | Exit | *DOLLAR GEN CORP NEWcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SPG | Exit | *SIMON PPTY GROUP INC NEWput | $0 | – | -18,500 | -100.0% | -0.00% | – |
| LVS | Exit | *LAS VEGAS SANDS CORPcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| RIO | Exit | *RIO TINTO PLCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| HLF | Exit | *HERBALIFE LTDput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SAI | Exit | *SAIC INC | $0 | – | -62,817 | -100.0% | -0.00% | – |
| PBR | Exit | *PETROLEO BRASILEIRO SA PETROput | $0 | – | -170,000 | -100.0% | -0.00% | – |
| YHOO | Exit | *YAHOO INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| EWSS | Exit | ISHARESsingpre smcp etf | $0 | – | -93,382 | -100.0% | -0.00% | – |
| PSX | Exit | *PHILLIPS 66put | $0 | – | -60,000 | -100.0% | -0.01% | – |
| RHT | Exit | *RED HAT INCcall | $0 | – | -73,400 | -100.0% | -0.01% | – |
| CF | Exit | *CF INDS HLDGS INCput | $0 | – | -15,300 | -100.0% | -0.01% | – |
| EMN | Exit | *EASTMAN CHEM COcall | $0 | – | -40,000 | -100.0% | -0.01% | – |
| NE | Exit | *NOBLE CORPORATION BAARput | $0 | – | -80,300 | -100.0% | -0.01% | – |
| TAHO | Exit | *TAHOE RES INCcall | $0 | – | -170,100 | -100.0% | -0.01% | – |
| GME | Exit | *GAMESTOP CORP NEWput | $0 | – | -70,000 | -100.0% | -0.01% | – |
| PBA | Exit | *PEMBINA PIPELINE CORPcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| FIRE | Exit | *SOURCEFIRE INCcall | $0 | – | -43,500 | -100.0% | -0.01% | – |
| MGA | Exit | *MAGNA INTL INCcall | $0 | – | -41,000 | -100.0% | -0.01% | – |
| GS | Exit | *GOLDMAN SACHS GROUP INCput | $0 | – | -20,000 | -100.0% | -0.01% | – |
| AGU | Exit | *AGRIUM INCcall | $0 | – | -36,000 | -100.0% | -0.01% | – |
| CNI | Exit | *CANADIAN NATL RY COput | $0 | – | -39,000 | -100.0% | -0.01% | – |
| TAHO | Exit | *TAHOE RES INCput | $0 | – | -200,000 | -100.0% | -0.01% | – |
| ICE | Exit | *INTERCONTINENTALEXCHANGE INCput | $0 | – | -20,000 | -100.0% | -0.01% | – |
| TRN | Exit | *TRINITY INDS INCput | $0 | – | -87,000 | -100.0% | -0.01% | – |
| FNV | Exit | *FRANCO NEVADA CORPput | $0 | – | -90,500 | -100.0% | -0.01% | – |
| GOLD | Exit | *RANDGOLD RES LTDput | $0 | – | -50,000 | -100.0% | -0.01% | – |
| NUS | Exit | *NU SKIN ENTERPRISES INCcall | $0 | – | -38,700 | -100.0% | -0.01% | – |
| TAN | Exit | *CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $0 | – | -104,882 | -100.0% | -0.01% | – |
| ICE | Exit | *INTERCONTINENTALEXCHANGE INC | $0 | – | -22,779 | -100.0% | -0.01% | – |
| NBL | Exit | *NOBLE ENERGY INCput | $0 | – | -58,000 | -100.0% | -0.01% | – |
| SIRI | Exit | *SIRIUS XM RADIO INC | $0 | – | -958,866 | -100.0% | -0.01% | – |
| MFC | Exit | *MANULIFE FINL CORPput | $0 | – | -230,000 | -100.0% | -0.01% | – |
| WFC | Exit | *WELLS FARGO & CO NEWput | $0 | – | -87,800 | -100.0% | -0.01% | – |
| CXO | Exit | *CONCHO RES INCcall | $0 | – | -44,000 | -100.0% | -0.01% | – |
| SFD | Exit | *SMITHFIELD FOODS INCcall | $0 | – | -127,000 | -100.0% | -0.01% | – |
| VFC | Exit | *V F CORPcall | $0 | – | -24,200 | -100.0% | -0.01% | – |
| PRGO | Exit | *PERRIGO CO | $0 | – | -37,569 | -100.0% | -0.01% | – |
| XLB | Exit | *SELECT SECTOR SPDR TRcall | $0 | – | -120,000 | -100.0% | -0.01% | – |
| RIO | Exit | *RIO TINTO PLCcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| PBF | Exit | *PBF ENERGY INCcall | $0 | – | -225,600 | -100.0% | -0.01% | – |
| DECK | Exit | *DECKERS OUTDOOR CORPcall | $0 | – | -77,500 | -100.0% | -0.01% | – |
| NVE | Exit | *NV ENERGY INC | $0 | – | -246,161 | -100.0% | -0.01% | – |
| CUT | Exit | CLAYMORE EXCHANGE TRD FD TRgugg timber etf | $0 | – | -248,450 | -100.0% | -0.01% | – |
| WDC | Exit | *WESTERN DIGITAL CORPput | $0 | – | -87,400 | -100.0% | -0.01% | – |
| LCC | Exit | *U S AIRWAYS GROUP INC | $0 | – | -297,168 | -100.0% | -0.01% | – |
| KO | Exit | *COCA COLA COcall | $0 | – | -165,000 | -100.0% | -0.01% | – |
| VFC | Exit | *V F CORPput | $0 | – | -34,300 | -100.0% | -0.01% | – |
| TTE | Exit | *TOTAL S Acall | $0 | – | -125,000 | -100.0% | -0.01% | – |
| FXI | Exit | *ISHAREScall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| DELL | Exit | *DELL INC | $0 | – | -562,545 | -100.0% | -0.01% | – |
| NE | Exit | *NOBLE CORPORATION BAARnamen -akt | $0 | – | -196,875 | -100.0% | -0.01% | – |
| IWM | Exit | *ISHARESput | $0 | – | -70,000 | -100.0% | -0.01% | – |
| HD | Exit | *HOME DEPOT INCput | $0 | – | -108,000 | -100.0% | -0.01% | – |
| BP | Exit | *BP PLCcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| CVX | Exit | *CHEVRON CORP NEWput | $0 | – | -80,000 | -100.0% | -0.02% | – |
| ACT | Exit | *ACTAVIS INC | $0 | – | -101,844 | -100.0% | -0.02% | – |
| VOO | Exit | *VANGUARD INDEX FDSs&p 500 etf sh | $0 | – | -211,776 | -100.0% | -0.02% | – |
| DOW | Exit | *DOW CHEM COcall | $0 | – | -421,000 | -100.0% | -0.02% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BANK OF MONTREAL IRELAND P.L.C. #59
- BMO ASSET MANAGEMENT CORP. #4
- BMO ASSET MANAGEMENT INC. #21
- BMO CAPITAL MARKETS CORP. #72
- BMO DELAWARE TRUST COMPANY #78
- BMO HARRIS BANK N.A. #2
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- BMO HARRIS INVESTMENT MANAGEMENT INC #16
- BMO INVESTORLINE INC. #42
- BMO NESBITT BURNS INC. #15
- LGM (BERMUDA) LIMITED #85
- PYRFORD INTERNATIONAL LIMITED #64
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC #29
- TAPLIN CANIDA & HABACHT, LLC #97
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| FWP | 2024-05-20 |
| FWP | 2024-05-20 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.