$73.1 Billion is the total value of BANK OF MONTREAL /CAN/'s 10554 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WLH | New | *LYON WILLIAM HOMEScl a new | $28,738,000 | – | 1,298,000 | +100.0% | 0.04% | – |
| XLE | New | *SELECT SECTOR SPDR TRput | $22,260,000 | – | 251,500 | +100.0% | 0.03% | – |
| VOO | New | *VANGUARD INDEX FDS | $17,791,000 | – | 105,179 | +100.0% | 0.02% | – |
| B108PS | New | *ACTAVIS PLC | $16,495,000 | – | 98,188 | +100.0% | 0.02% | – |
| AR | New | *ANTERO RES CORP | $15,916,000 | – | 250,886 | +100.0% | 0.02% | – |
| WY | New | *WEYERHAEUSER COcall | $14,541,000 | – | 460,600 | +100.0% | 0.02% | – |
| P103PS | New | *NPS PHARMACEUTICALS INC | $14,082,000 | – | 463,812 | +100.0% | 0.02% | – |
| CNI | New | *CANADIAN NATL RY COcall | $11,415,000 | – | 200,200 | +100.0% | 0.02% | – |
| GMED | New | *GLOBUS MED INCcl a | $11,821,000 | – | 585,752 | +100.0% | 0.02% | – |
| XLE | New | *SELECT SECTOR SPDR TRcall | $11,064,000 | – | 125,000 | +100.0% | 0.02% | – |
| AAL | New | *AMERICAN AIRLS GROUP INC | $10,041,000 | – | 397,689 | +100.0% | 0.01% | – |
| VNCE | New | VINCE HLDG CORP | $8,832,000 | – | 287,991 | +100.0% | 0.01% | – |
| MU | New | *MICRON TECHNOLOGY INCcall | $8,243,000 | – | 379,000 | +100.0% | 0.01% | – |
| ICE | New | *INTERCONTINENTALEXCHANGE GRO | $7,087,000 | – | 31,515 | +100.0% | 0.01% | – |
| FUEL | New | ROCKET FUEL INC | $7,347,000 | – | 119,481 | +100.0% | 0.01% | – |
| TAC | New | *TRANSALTA CORPcall | $7,102,000 | – | 560,100 | +100.0% | 0.01% | – |
| TU | New | *TELUS CORPcall | $6,981,000 | – | 202,700 | +100.0% | 0.01% | – |
| CONE | New | *CYRUSONE INC | $7,535,000 | – | 337,453 | +100.0% | 0.01% | – |
| VLO | New | *VALERO ENERGY CORP NEWput | $7,338,000 | – | 145,600 | +100.0% | 0.01% | – |
| ORCL | New | *ORACLE CORPput | $6,504,000 | – | 170,000 | +100.0% | 0.01% | – |
| New | GOLDCORP INC NEWnote 2.000% 8/0 | $6,533,000 | – | 6,500,000 | +100.0% | 0.01% | – | |
| ACN | New | *ACCENTURE PLC IRELANDcall | $5,961,000 | – | 72,500 | +100.0% | 0.01% | – |
| EBAY | New | *EBAY INCcall | $5,487,000 | – | 100,000 | +100.0% | 0.01% | – |
| ENB | New | *ENBRIDGE INCput | $6,203,000 | – | 142,000 | +100.0% | 0.01% | – |
| VLO | New | *VALERO ENERGY CORP NEWcall | $6,048,000 | – | 120,000 | +100.0% | 0.01% | – |
| CLDPQ | New | *CLOUD PEAK ENERGY INCput | $5,134,000 | – | 285,200 | +100.0% | 0.01% | – |
| SIRI | New | *SIRIUS XM HLDGS INC | $5,384,000 | – | 1,542,456 | +100.0% | 0.01% | – |
| OIH | New | *MARKET VECTORS ETF TRcall | $4,807,000 | – | 100,000 | +100.0% | 0.01% | – |
| ICE | New | *INTERCONTINENTALEXCHANGE GROput | $4,498,000 | – | 20,000 | +100.0% | 0.01% | – |
| BCE | New | *BCE INCput | $4,329,000 | – | 100,000 | +100.0% | 0.01% | – |
| GOOGL | New | *GOOGLE INCcall | $4,707,000 | – | 4,200 | +100.0% | 0.01% | – |
| EBAY | New | *EBAY INCput | $4,125,000 | – | 75,184 | +100.0% | 0.01% | – |
| COG | New | *CABOT OIL & GAS CORPcall | $4,298,000 | – | 110,900 | +100.0% | 0.01% | – |
| MET | New | *METLIFE INCput | $3,774,000 | – | 70,000 | +100.0% | 0.01% | – |
| TMUS | New | *T-MOBILE US INCcall | $3,364,000 | – | 100,000 | +100.0% | 0.01% | – |
| USO | New | *UNITED STATES OIL FUND LPcall | $3,532,000 | – | 100,000 | +100.0% | 0.01% | – |
| NEBLQ | New | *NOBLE CORP PLC | $3,865,000 | – | 103,142 | +100.0% | 0.01% | – |
| SLB | New | *SCHLUMBERGER LTDcall | $2,703,000 | – | 30,000 | +100.0% | 0.00% | – |
| ACN | New | *ACCENTURE PLC IRELANDput | $2,878,000 | – | 35,000 | +100.0% | 0.00% | – |
| HDS | New | *HD SUPPLY HLDGS INCcall | $3,001,000 | – | 125,000 | +100.0% | 0.00% | – |
| CNQ | New | *CANADIAN NAT RES LTDput | $2,907,000 | – | 85,900 | +100.0% | 0.00% | – |
| RWJ | New | REVENUESHARES ETF TRsmall cap fd | $2,875,000 | – | 53,346 | +100.0% | 0.00% | – |
| RH | New | *RESTORATION HARDWARE HLDGS I | $2,804,000 | – | 41,661 | +100.0% | 0.00% | – |
| ADM | New | *ARCHER DANIELS MIDLAND COput | $3,038,000 | – | 70,000 | +100.0% | 0.00% | – |
| UNM | New | *UNUM GROUPcall | $3,122,000 | – | 89,000 | +100.0% | 0.00% | – |
| JOY | New | *JOY GLOBAL INCcall | $2,925,000 | – | 50,000 | +100.0% | 0.00% | – |
| IEFA | New | *ISHARES TRcore msci eafe | $2,973,000 | – | 48,930 | +100.0% | 0.00% | – |
| TRQRT | New | TURQUOISE HILL RES LTDright 01/07/2014 | $2,648,000 | – | 2,758,977 | +100.0% | 0.00% | – |
| XLF | New | *SELECT SECTOR SPDR TRcall | $3,170,000 | – | 145,000 | +100.0% | 0.00% | – |
| FSRV | New | *FIRSTSERVICE CORPcall | $2,023,000 | – | 47,000 | +100.0% | 0.00% | – |
| FXI | New | *ISHARESput | $2,302,000 | – | 60,000 | +100.0% | 0.00% | – |
| CIE | New | *COBALT INTL ENERGY INC | $2,449,000 | – | 148,838 | +100.0% | 0.00% | – |
| TUR | New | *ISHAREScall | $2,049,000 | – | 43,000 | +100.0% | 0.00% | – |
| VXX | New | *BARCLAYS BK PLCput | $2,128,000 | – | 50,000 | +100.0% | 0.00% | – |
| AAL | New | *AMERICAN AIRLS GROUP INCcall | $2,197,000 | – | 87,000 | +100.0% | 0.00% | – |
| CTRX | New | *CATAMARAN CORPput | $2,373,000 | – | 50,000 | +100.0% | 0.00% | – |
| EVHC | New | *ENVISION HEALTHCARE HLDGS IN | $2,495,000 | – | 70,232 | +100.0% | 0.00% | – |
| DUST | New | *DIREXION SHS ETF TRput | $2,203,000 | – | 50,000 | +100.0% | 0.00% | – |
| SLF | New | *SUN LIFE FINL INCput | $2,208,000 | – | 62,500 | +100.0% | 0.00% | – |
| EXXIQ | New | *ENERGY XXI (BERMUDA) LTDcall | $1,967,000 | – | 72,700 | +100.0% | 0.00% | – |
| GHC | New | GRAHAM HLDGS CO | $2,200,000 | – | 3,316 | +100.0% | 0.00% | – |
| ZLC | New | *ZALE CORP NEW | $2,064,000 | – | 130,860 | +100.0% | 0.00% | – |
| ISCV | New | ISHARESmrning sm cp etf | $2,405,000 | – | 20,000 | +100.0% | 0.00% | – |
| CLH | New | *CLEAN HARBORS INCput | $1,199,000 | – | 20,000 | +100.0% | 0.00% | – |
| SNA | New | *SNAP ON INCcall | $1,506,000 | – | 13,750 | +100.0% | 0.00% | – |
| XOP | New | *SPDR SERIES TRUSTput | $1,261,000 | – | 18,400 | +100.0% | 0.00% | – |
| SWK | New | *STANLEY BLACK & DECKER INCput | $1,210,000 | – | 15,000 | +100.0% | 0.00% | – |
| RH | New | *RESTORATION HARDWARE HLDGS Icall | $1,750,000 | – | 26,000 | +100.0% | 0.00% | – |
| GOGO | New | *GOGO INCput | $1,422,000 | – | 57,300 | +100.0% | 0.00% | – |
| JJOFF | New | *BARCLAYS BANK PLCcall | $1,710,000 | – | 78,800 | +100.0% | 0.00% | – |
| AEO | New | *AMERICAN EAGLE OUTFITTERS NEcall | $1,181,000 | – | 82,000 | +100.0% | 0.00% | – |
| M | New | *MACYS INCput | $1,602,000 | – | 30,000 | +100.0% | 0.00% | – |
| POM | New | *PEPCO HOLDINGS INCcall | $1,708,000 | – | 89,300 | +100.0% | 0.00% | – |
| P | New | *PANDORA MEDIA INCcall | $1,729,000 | – | 65,000 | +100.0% | 0.00% | – |
| OCN | New | *OCWEN FINL CORPcall | $1,220,000 | – | 22,000 | +100.0% | 0.00% | – |
| EXH | New | *EXTERRAN HLDGS INCcall | $1,197,000 | – | 35,000 | +100.0% | 0.00% | – |
| NSH | New | *NUSTAR GP HOLDINGS LLCcall | $1,433,000 | – | 51,000 | +100.0% | 0.00% | – |
| CF | New | *CF INDS HLDGS INCcall | $1,748,000 | – | 7,500 | +100.0% | 0.00% | – |
| NEBLQ | New | *NOBLE CORP PLCput | $1,525,000 | – | 40,700 | +100.0% | 0.00% | – |
| DDS | New | *DILLARDS INCput | $1,322,000 | – | 13,600 | +100.0% | 0.00% | – |
| HAS | New | *HASBRO INCput | $1,100,000 | – | 20,000 | +100.0% | 0.00% | – |
| SCHW | New | *SCHWAB CHARLES CORP NEWcall | $1,222,000 | – | 47,000 | +100.0% | 0.00% | – |
| TXT | New | *TEXTRON INCcall | $809,000 | – | 22,000 | +100.0% | 0.00% | – |
| PEP | New | *PEPSICO INCput | $829,000 | – | 10,000 | +100.0% | 0.00% | – |
| CAM | New | *CAMERON INTERNATIONAL CORPput | $417,000 | – | 7,000 | +100.0% | 0.00% | – |
| INFI | New | *INFINITY PHARMACEUTICALS INCput | $453,000 | – | 32,800 | +100.0% | 0.00% | – |
| CPT | New | *CAMDEN PPTY TRcall | $569,000 | – | 10,000 | +100.0% | 0.00% | – |
| DV | New | *DEVRY ED GROUP INCput | $710,000 | – | 20,000 | +100.0% | 0.00% | – |
| VIP | New | *VIMPELCOM LTDsponsored adr | $607,000 | – | 46,923 | +100.0% | 0.00% | – |
| TECK | New | *TECK RESOURCES LTDput | $1,040,000 | – | 40,000 | +100.0% | 0.00% | – |
| ARE | New | *ALEXANDRIA REAL ESTATE EQ INcall | $439,000 | – | 6,900 | +100.0% | 0.00% | – |
| FEYE | New | *FIREEYE INC | $384,000 | – | 8,800 | +100.0% | 0.00% | – |
| LION | New | *FIDELITY SOUTHERN CORP NEW | $921,000 | – | 55,474 | +100.0% | 0.00% | – |
| FCH | New | *FELCOR LODGING TR INC | $371,000 | – | 45,485 | +100.0% | 0.00% | – |
| AMG | New | *AFFILIATED MANAGERS GROUPput | $542,000 | – | 2,500 | +100.0% | 0.00% | – |
| OIS | New | *OIL STS INTL INCcall | $559,000 | – | 5,500 | +100.0% | 0.00% | – |
| ANF | New | *ABERCROMBIE & FITCH COput | $987,000 | – | 30,000 | +100.0% | 0.00% | – |
| CCK | New | *CROWN HOLDINGS INCcall | $450,000 | – | 10,100 | +100.0% | 0.00% | – |
| CTRP | New | *CTRIP COM INTL LTDcall | $992,000 | – | 20,000 | +100.0% | 0.00% | – |
| RH | New | *RESTORATION HARDWARE HLDGS Iput | $673,000 | – | 10,000 | +100.0% | 0.00% | – |
| BFK | New | BLACKROCK MUN INCOME TRbric etf | $597,000 | – | 47,000 | +100.0% | 0.00% | – |
| XOM | New | *EXXON MOBIL CORPput | $678,000 | – | 6,700 | +100.0% | 0.00% | – |
| 4305PS | New | *ALCATEL-LUCENTput | $560,000 | – | 127,300 | +100.0% | 0.00% | – |
| LDOS | New | *LEIDOS HLDGS INC | $1,083,000 | – | 23,297 | +100.0% | 0.00% | – |
| NSH | New | *NUSTAR GP HOLDINGS LLCput | $862,000 | – | 30,700 | +100.0% | 0.00% | – |
| LEN | New | *LENNAR CORPcall | $396,000 | – | 10,000 | +100.0% | 0.00% | – |
| CUBI | New | CUSTOMERS BANCORP INC | $375,000 | – | 18,350 | +100.0% | 0.00% | – |
| ZLC | New | *ZALE CORP NEWput | $595,000 | – | 37,700 | +100.0% | 0.00% | – |
| ALLE | New | *ALLEGION PUB LTD CO | $562,000 | – | 12,710 | +100.0% | 0.00% | – |
| SUNEQ | New | *SUNEDISON INCcall | $484,000 | – | 37,100 | +100.0% | 0.00% | – |
| EXXIQ | New | *ENERGY XXI (BERMUDA) LTDput | $403,000 | – | 14,900 | +100.0% | 0.00% | – |
| MCHI | New | *ISHARESchina etf | $482,000 | – | 10,000 | +100.0% | 0.00% | – |
| ABEV | New | *AMBEV SAsponsored adr | $576,000 | – | 78,360 | +100.0% | 0.00% | – |
| BWLD | New | *BUFFALO WILD WINGS INCput | $736,000 | – | 5,000 | +100.0% | 0.00% | – |
| NUGT | New | *DIREXION SHS ETF TRput | $548,000 | – | 20,000 | +100.0% | 0.00% | – |
| GDXJ | New | *MARKET VECTORS ETF TRcall | $776,000 | – | 25,000 | +100.0% | 0.00% | – |
| SWK | New | *STANLEY BLACK & DECKER INCcall | $807,000 | – | 10,000 | +100.0% | 0.00% | – |
| OIH | New | *MARKET VECTORS ETF TRput | $481,000 | – | 10,000 | +100.0% | 0.00% | – |
| ESBA | New | EMPIRE ST RLTY OP L Punit ltd prtnsp | $469,000 | – | 33,306 | +100.0% | 0.00% | – |
| KLAC | New | *KLA-TENCOR CORPput | $393,000 | – | 6,100 | +100.0% | 0.00% | – |
| LRN | New | *K12 INCput | $535,000 | – | 24,600 | +100.0% | 0.00% | – |
| SPTN | New | *SPARTAN STORES INC | $414,000 | – | 17,037 | +100.0% | 0.00% | – |
| TRLA | New | *TRULIA INCcall | $617,000 | – | 17,500 | +100.0% | 0.00% | – |
| MAA | New | *MID-AMER APT CMNTYS INCcall | $692,000 | – | 11,400 | +100.0% | 0.00% | – |
| TWTR | New | *TWITTER INC | $411,000 | – | 6,466 | +100.0% | 0.00% | – |
| AB | New | *ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $1,084,000 | – | 50,805 | +100.0% | 0.00% | – |
| SCO | New | *PROSHARES TR IIput | $632,000 | – | 20,000 | +100.0% | 0.00% | – |
| UPLMQ | New | *ULTRA PETROLEUM CORPcall | $723,000 | – | 33,400 | +100.0% | 0.00% | – |
| BNS | New | *BANK N S HALIFAXput | $1,088,000 | – | 17,400 | +100.0% | 0.00% | – |
| FRAN | New | *FRANCESCAS HLDGS CORPput | $880,000 | – | 47,800 | +100.0% | 0.00% | – |
| FRAN | New | *FRANCESCAS HLDGS CORPcall | $552,000 | – | 30,000 | +100.0% | 0.00% | – |
| IRM | New | *IRON MTN INCcall | $932,000 | – | 30,700 | +100.0% | 0.00% | – |
| OFC | New | *CORPORATE OFFICE PPTYS TRcall | $661,000 | – | 27,900 | +100.0% | 0.00% | – |
| CPLA | New | *CAPELLA EDUCATION COMPANYput | $532,000 | – | 8,000 | +100.0% | 0.00% | – |
| AKS | New | *AK STL HLDG CORPcall | $246,000 | – | 30,000 | +100.0% | 0.00% | – |
| ANIP | New | *ANI PHARMACEUTICALS INC | $120,000 | – | 6,000 | +100.0% | 0.00% | – |
| HDGE | New | *ADVISORSHARES TRranger equity be | $3,000 | – | 200 | +100.0% | 0.00% | – |
| ATRM | New | AETRIUM INC | $19,000 | – | 2,857 | +100.0% | 0.00% | – |
| ATSG | New | *AIR TRANSPORT SERVICES GRP I | $0 | – | 25 | +100.0% | 0.00% | – |
| AGI | New | *ALAMOS GOLD INCcall | $5,000 | – | 435 | +100.0% | 0.00% | – |
| ALSK | New | *ALASKA COMMUNICATIONS SYS GR | $2,000 | – | 1,100 | +100.0% | 0.00% | – |
| MO | New | *ALTRIA GROUP INCcall | $78,000 | – | 2,030 | +100.0% | 0.00% | – |
| MRF | New | AMERICAN INCOME FD INC | $10,000 | – | 1,400 | +100.0% | 0.00% | – |
| ANAT | New | AMERICAN NATL INS CO | $14,000 | – | 119 | +100.0% | 0.00% | – |
| T104PS | New | *AMERICAN RLTY CAP PPTYS INC | $96,000 | – | 7,475 | +100.0% | 0.00% | – |
| AMCC | New | *APPLIED MICRO CIRCUITS CORP | $227,000 | – | 17,000 | +100.0% | 0.00% | – |
| AGX | New | *ARGAN INC | $1,000 | – | 42 | +100.0% | 0.00% | – |
| ARTC | New | *ARTHROCARE CORP | $47,000 | – | 1,174 | +100.0% | 0.00% | – |
| ATHL | New | *ATHLON ENERGY INC | $53,000 | – | 1,760 | +100.0% | 0.00% | – |
| FEEU | New | BARCLAYS BK PLCbarc etn eur50 | $10,000 | – | 82 | +100.0% | 0.00% | – |
| VXX | New | *BARCLAYS BK PLCipath s&p500 vix | $52,000 | – | 1,205 | +100.0% | 0.00% | – |
| BZH | New | *BEAZER HOMES USA INC | $171,000 | – | 7,000 | +100.0% | 0.00% | – |
| BCRX | New | *BIOCRYST PHARMACEUTICALS | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| BOTA | New | *BIOTA PHARMACEUTIALS INC | $56,000 | – | 13,322 | +100.0% | 0.00% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $51,000 | – | 4,000 | +100.0% | 0.00% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD V | $32,000 | – | 2,630 | +100.0% | 0.00% | – |
| BAH | New | *BOOZ ALLEN HAMILTON HLDG CORcl a | $92,000 | – | 4,800 | +100.0% | 0.00% | – |
| BPFHP | New | BOSTON PRIVATE FINL HLDGS IN | $2,000 | – | 100 | +100.0% | 0.00% | – |
| BBEPQ | New | *BREITBURN ENERGY PARTNERS LP | $2,000 | – | 115 | +100.0% | 0.00% | – |
| BMTC | New | BRYN MAWR BK CORP | $108,000 | – | 3,575 | +100.0% | 0.00% | – |
| BRCN | New | BURCON NUTRASCIENCE CORP | $141,000 | – | 47,000 | +100.0% | 0.00% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $47,000 | – | 3,568 | +100.0% | 0.00% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $26,000 | – | 2,000 | +100.0% | 0.00% | – |
| CPRX | New | *CATALYST PHARM PARTNERS INC | $3,000 | – | 1,500 | +100.0% | 0.00% | – |
| CVM | New | CEL-SCI CORP | $8,000 | – | 14,000 | +100.0% | 0.00% | – |
| ECOM | New | *CHANNELADVISOR CORP | $57,000 | – | 1,372 | +100.0% | 0.00% | – |
| CHTP | New | *CHELSEA THERAPEUTICS INTL LT | $78,000 | – | 17,692 | +100.0% | 0.00% | – |
| CIM | New | *CHIMERA INVT CORP | $8,000 | – | 2,500 | +100.0% | 0.00% | – |
| DL | New | CHINA DISTANCE ED HLDGS LTDspons adr | $82,000 | – | 4,361 | +100.0% | 0.00% | – |
| CBKCQ | New | *CHRISTOPHER & BANKS CORP | $6,000 | – | 680 | +100.0% | 0.00% | – |
| CHUY | New | *CHUYS HLDGS INC | $1,000 | – | 25 | +100.0% | 0.00% | – |
| BSCF | New | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015 | $215,000 | – | 9,847 | +100.0% | 0.00% | – |
| CLDPQ | New | *CLOUD PEAK ENERGY INCcall | $270,000 | – | 15,000 | +100.0% | 0.00% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $45,000 | – | 2,200 | +100.0% | 0.00% | – |
| MIE | New | COHEN & STEERS MLP INC & ENR | $49,000 | – | 2,650 | +100.0% | 0.00% | – |
| CXP | New | *COLUMBIA PPTY TR INC | $82,000 | – | 3,281 | +100.0% | 0.00% | – |
| BREW | New | *CRAFT BREW ALLIANCE INC | $33,000 | – | 2,000 | +100.0% | 0.00% | – |
| GLDI | New | *CREDIT SUISSE NASSAU BRHgoldinc lkd32etn | $48,000 | – | 3,500 | +100.0% | 0.00% | – |
| CEQP | New | *CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $28,000 | – | 2,000 | +100.0% | 0.00% | – |
| CMLP | New | *CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $16,000 | – | 648 | +100.0% | 0.00% | – |
| CYBE | New | CYBEROPTICS CORP | $66,000 | – | 10,346 | +100.0% | 0.00% | – |
| DBEF | New | *DBX ETF TRxtrak msci eafe | $16,000 | – | 600 | +100.0% | 0.00% | – |
| ASHR | New | *DBX ETF TRdbxtr har cs 300 | $321,000 | – | 13,000 | +100.0% | 0.00% | – |
| DXPE | New | *DXP ENTERPRISES INC NEW | $18,000 | – | 155 | +100.0% | 0.00% | – |
| KTF | New | DWS MUN INCOME TR | $36,000 | – | 3,000 | +100.0% | 0.00% | – |
| DRI | New | *DARDEN RESTAURANTS INCcall | $26,000 | – | 480 | +100.0% | 0.00% | – |
| DVN | New | *DEVON ENERGY CORP NEWput | $25,000 | – | 400 | +100.0% | 0.00% | – |
| DUST | New | *DIREXION SHS ETF TRgld mnrs bear 3x | $0 | – | 1 | +100.0% | 0.00% | – |
| DGICA | New | DONEGAL GROUP INCcl a | $52,000 | – | 3,263 | +100.0% | 0.00% | – |
| DX | New | *DYNEX CAP INC | $20,000 | – | 2,500 | +100.0% | 0.00% | – |
| DYN | New | *DYNEGY INC NEW DEL | $2,000 | – | 100 | +100.0% | 0.00% | – |
| SIVR | New | *ETFS SILVER TR | $3,000 | – | 178 | +100.0% | 0.00% | – |
| SGOL | New | *ETFS GOLD TR | $122,000 | – | 1,027 | +100.0% | 0.00% | – |
| EROC | New | *EAGLE ROCK ENERGY PARTNERS Lunit | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| KODK | New | EASTMAN KODAK CO | $188,000 | – | 5,409 | +100.0% | 0.00% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $35,000 | – | 3,200 | +100.0% | 0.00% | – |
| EMESQ | New | *EMERGE ENERGY SVCS LP | $6,000 | – | 132 | +100.0% | 0.00% | – |
| OGCP | New | EMPIRE ST RLTY OP L Punit ltd prt 60 | $151,000 | – | 10,737 | +100.0% | 0.00% | – |
| FISK | New | EMPIRE ST RLTY OP L Punit ltd prt 250 | $10,000 | – | 714 | +100.0% | 0.00% | – |
| ESRT | New | *EMPIRE ST RLTY TR INCcl a | $54,000 | – | 3,500 | +100.0% | 0.00% | – |
| EOCCY | New | *EMPRESA NACIONAL DE ELCTRCIDsponsored adr | $4,000 | – | 91 | +100.0% | 0.00% | – |
| UUUU | New | ENERGY FUELS INC | $8,000 | – | 1,425 | +100.0% | 0.00% | – |
| ETRM | New | *ENTEROMEDICS INC | $102,000 | – | 50,000 | +100.0% | 0.00% | – |
| ESCA | New | ESCALADE INC | $54,000 | – | 4,582 | +100.0% | 0.00% | – |
| XOM | New | *EXXON MOBIL CORPcall | $71,000 | – | 700 | +100.0% | 0.00% | – |
| FTDCQ | New | *FTD COS INC | $16,000 | – | 502 | +100.0% | 0.00% | – |
| FDML | New | *FEDERAL MOGUL CORP | $187,000 | – | 9,525 | +100.0% | 0.00% | – |
| WUBA | New | *58 COM INCspon adr rep a | $115,000 | – | 3,001 | +100.0% | 0.00% | – |
| FNSR | New | *FINISAR CORP | $99,000 | – | 4,128 | +100.0% | 0.00% | – |
| INBK | New | FIRST INTERNET BANCORP | $56,000 | – | 2,475 | +100.0% | 0.00% | – |
| SVVC | New | FIRSTHAND TECH VALUE FD INC | $104,000 | – | 4,500 | +100.0% | 0.00% | – |
| FPRX | New | FIVE PRIME THERAPEUTICS INC | $17,000 | – | 1,000 | +100.0% | 0.00% | – |
| FLXS | New | FLEXSTEEL INDS INC | $113,000 | – | 3,669 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC | $195,000 | – | 8,171 | +100.0% | 0.00% | – |
| FSYS | New | *FUEL SYS SOLUTIONS INC | $343,000 | – | 24,748 | +100.0% | 0.00% | – |
| FRM | New | *FURMANITE CORPORATION | $323,000 | – | 30,378 | +100.0% | 0.00% | – |
| GST | New | *GASTAR EXPL INC | $86,000 | – | 12,450 | +100.0% | 0.00% | – |
| GTY | New | *GETTY RLTY CORP NEW | $198,000 | – | 10,771 | +100.0% | 0.00% | – |
| GLAD | New | *GLADSTONE CAPITAL CORP | $5,000 | – | 500 | +100.0% | 0.00% | – |
| GTT | New | GLOBAL TELECOM & TECHNOLGY I | $49,000 | – | 6,653 | +100.0% | 0.00% | – |
| GOGO | New | *GOGO INCcall | $248,000 | – | 10,000 | +100.0% | 0.00% | – |
| GORO | New | *GOLD RESOURCE CORP | $0 | – | 42 | +100.0% | 0.00% | – |
| GDPMQ | New | *GOODRICH PETE CORP | $66,000 | – | 3,922 | +100.0% | 0.00% | – |
| GIB | New | *GROUPE CGI INCput | $335,000 | – | 10,000 | +100.0% | 0.00% | – |
| HNRG | New | HALLADOR ENERGY COMPANY | $169,000 | – | 21,000 | +100.0% | 0.00% | – |
| HALL | New | HALLMARK FINL SVCS INC EC | $59,000 | – | 6,650 | +100.0% | 0.00% | – |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $122,000 | – | 5,450 | +100.0% | 0.00% | – |
| HEP | New | *HOLLY ENERGY PARTNERS L P | $18,000 | – | 550 | +100.0% | 0.00% | – |
| HBNC | New | HORIZON BANCORP IND | $91,000 | – | 3,608 | +100.0% | 0.00% | – |
| ISNS | New | IMAGE SENSING SYS INC | $10,000 | – | 2,000 | +100.0% | 0.00% | – |
| IMMR | New | *IMMERSION CORP | $250,000 | – | 24,043 | +100.0% | 0.00% | – |
| INFI | New | *INFINITY PHARMACEUTICALS INC | $124,000 | – | 9,000 | +100.0% | 0.00% | – |
| INFI | New | *INFINITY PHARMACEUTICALS INCcall | $235,000 | – | 17,000 | +100.0% | 0.00% | – |
| III | New | INFORMATION SERVICES GROUP I | $85,000 | – | 20,070 | +100.0% | 0.00% | – |
| IHG | New | *INTERCONTINENTAL HTLS GRP PLspon adr new 12 | $33,000 | – | 980 | +100.0% | 0.00% | – |
| IBM | New | *INTERNATIONAL BUSINESS MACHScall | $143,000 | – | 760 | +100.0% | 0.00% | – |
| INVN | New | *INVENSENSE INC | $8,000 | – | 400 | +100.0% | 0.00% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $44,000 | – | 4,000 | +100.0% | 0.00% | – |
| IRM | New | *IRON MTN INCput | $15,000 | – | 500 | +100.0% | 0.00% | – |
| LEMB | New | *ISHARESem mkts curr etf | $11,000 | – | 221 | +100.0% | 0.00% | – |
| ACWV | New | *ISHAREScntry min vl etf | $290,000 | – | 4,560 | +100.0% | 0.00% | – |
| EWW | New | *ISHARESmsci mex cap etf | $7,000 | – | 99 | +100.0% | 0.00% | – |
| IXG | New | *ISHARESglobal finls etf | $14,000 | – | 244 | +100.0% | 0.00% | – |
| TLH | New | *ISHARES10-20 yr trs etf | $10,000 | – | 85 | +100.0% | 0.00% | – |
| RXI | New | ISHARESglb cns disc etf | $118,000 | – | 1,403 | +100.0% | 0.00% | – |
| QLTA | New | ISHARESa rate cp bd etf | $24,000 | – | 490 | +100.0% | 0.00% | – |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $13,000 | – | 250 | +100.0% | 0.00% | – |
| TAX | New | JTH HLDG INCcl a | $28,000 | – | 1,149 | +100.0% | 0.00% | – |
| JKS | New | *JINKOSOLAR HLDG CO LTDsponsored adr | $112,000 | – | 3,807 | +100.0% | 0.00% | – |
| JIVE | New | *JIVE SOFTWARE INC | $267,000 | – | 23,700 | +100.0% | 0.00% | – |
| JNJ | New | *JOHNSON & JOHNSONcall | $111,000 | – | 1,209 | +100.0% | 0.00% | – |
| KT | New | *KT CORPsponsored adr | $7,000 | – | 446 | +100.0% | 0.00% | – |
| KNL | New | *KNOLL INC | $143,000 | – | 7,813 | +100.0% | 0.00% | – |
| KSS | New | *KOHLS CORPcall | $186,000 | – | 3,276 | +100.0% | 0.00% | – |
| KYTH | New | *KYTHERA BIOPHARMACEUTICALS I | $17,000 | – | 450 | +100.0% | 0.00% | – |
| LGI | New | LAZARD GLB TTL RET&INCM FD I | $12,000 | – | 700 | +100.0% | 0.00% | – |
| LENB | New | *LENNAR CORPcl b | $0 | – | 6 | +100.0% | 0.00% | – |
| LOOK | New | LOOKSMART LTD | $0 | – | 13 | +100.0% | 0.00% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $10,000 | – | 2,000 | +100.0% | 0.00% | – |
| MAC | New | *MACERICH COcall | $265,000 | – | 4,500 | +100.0% | 0.00% | – |
| MMD | New | MAINSTAY DEFINEDTERM MN OPP | $39,000 | – | 2,500 | +100.0% | 0.00% | – |
| EMLC | New | *MARKET VECTORS ETF TRem lc curr dbt | $4,000 | – | 184 | +100.0% | 0.00% | – |
| MDR | New | *MCDERMOTT INTL INCcall | $11,000 | – | 1,200 | +100.0% | 0.00% | – |
| MDR | New | *MCDERMOTT INTL INCput | $11,000 | – | 1,200 | +100.0% | 0.00% | – |
| MCD | New | *MCDONALDS CORPcall | $144,000 | – | 1,488 | +100.0% | 0.00% | – |
| MSLI | New | MERUS LABS INTL INC NEW | $43,000 | – | 30,350 | +100.0% | 0.00% | – |
| CASH | New | META FINL GROUP INC | $65,000 | – | 1,623 | +100.0% | 0.00% | – |
| MNTA | New | *MOMENTA PHARMACEUTICALS INCput | $355,000 | – | 20,100 | +100.0% | 0.00% | – |
| MON | New | *MONSANTO CO NEWput | $3,000 | – | 30 | +100.0% | 0.00% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $66,000 | – | 4,000 | +100.0% | 0.00% | – |
| LABL | New | *MULTI COLOR CORP | $87,000 | – | 2,317 | +100.0% | 0.00% | – |
| NNVC | New | *NANOVIRICIDES INC | $14,000 | – | 2,857 | +100.0% | 0.00% | – |
| NAUH | New | NATIONAL AMERN UNIV HLDGS IN | $61,000 | – | 17,489 | +100.0% | 0.00% | – |
| NSR | New | *NEUSTAR INCcall | $75,000 | – | 1,500 | +100.0% | 0.00% | – |
| NSLPQ | New | NEW SOURCE ENERGY PARTNERS Lcm unt ltd prt | $3,000 | – | 122 | +100.0% | 0.00% | – |
| NTI | New | *NORTHERN TIER ENERGY LPput | $20,000 | – | 800 | +100.0% | 0.00% | – |
| NG | New | *NOVAGOLD RES INCcall | $108,000 | – | 42,500 | +100.0% | 0.00% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUN | $34,000 | – | 2,500 | +100.0% | 0.00% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $13,000 | – | 1,047 | +100.0% | 0.00% | – |
| NTRI | New | *NUTRI SYS INC NEW | $4,000 | – | 215 | +100.0% | 0.00% | – |
| JGV | New | NUVEEN GBL VL OPPORTUNITIES | $53,000 | – | 4,000 | +100.0% | 0.00% | – |
| T107SC | New | NUVEEN EQUITY PREM ADV FD | $38,000 | – | 3,000 | +100.0% | 0.00% | – |
| SPXX | New | NUVEEN EQUITY PREM & GROWTH | $28,000 | – | 2,000 | +100.0% | 0.00% | – |
| OAK | New | *OAKTREE CAP GROUP LLCunit cl a | $21,000 | – | 350 | +100.0% | 0.00% | – |
| OMED | New | ONCOMED PHARMACEUTICALS INC | $207,000 | – | 7,000 | +100.0% | 0.00% | – |
| ONVO | New | *ORGANOVO HLDGS INC | $54,000 | – | 4,896 | +100.0% | 0.00% | – |
| OTEL | New | *OTELCO INCcl a new | $2,000 | – | 400 | +100.0% | 0.00% | – |
| PBF | New | *PBF ENERGY INCcl a | $265,000 | – | 8,420 | +100.0% | 0.00% | – |
| PCG | New | *PG&E CORPcall | $181,000 | – | 4,500 | +100.0% | 0.00% | – |
| P | New | *PANDORA MEDIA INCput | $266,000 | – | 10,000 | +100.0% | 0.00% | – |
| PDH | New | *PETROLOGISTICS LPunit ltd pth int | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| PDH | New | *PETROLOGISTICS LPcall | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| RCS | New | PIMCO STRATEGIC GBL GOV FD I | $9,000 | – | 900 | +100.0% | 0.00% | – |
| HYS | New | *PIMCO ETF TR0-5 high yield | $53,000 | – | 500 | +100.0% | 0.00% | – |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $8,000 | – | 299 | +100.0% | 0.00% | – |
| PHT | New | PIONEER HIGH INCOME TR | $13,000 | – | 750 | +100.0% | 0.00% | – |
| PBPB | New | *POTBELLY CORP | $2,000 | – | 100 | +100.0% | 0.00% | – |
| PRN | New | *POWERSHARES ETF TRUSTindl sect port | $7,000 | – | 145 | +100.0% | 0.00% | – |
| DBE | New | *POWERSHS DB MULTI SECT COMMdb energy fund | $32,000 | – | 1,090 | +100.0% | 0.00% | – |
| POWR | New | *POWERSECURE INTL INC | $12,000 | – | 700 | +100.0% | 0.00% | – |
| PCY | New | *POWERSHARES GLOBAL ETF TRUSTsovereign debt | $7,000 | – | 265 | +100.0% | 0.00% | – |
| TBT | New | *PROSHARES TRcall | $190,000 | – | 2,400 | +100.0% | 0.00% | – |
| SCO | New | *PROSHARES TR IIultsh dj ubs cru | $3,000 | – | 100 | +100.0% | 0.00% | – |
| QIWI | New | *QIWI PLCspon adr rep b | $6,000 | – | 100 | +100.0% | 0.00% | – |
| New | *QUEST RARE MINERALS LTD | $1,000 | – | 1,100 | +100.0% | 0.00% | – | |
| QUMU | New | *QUMU CORP | $93,000 | – | 7,237 | +100.0% | 0.00% | – |
| QUNR | New | *QUNAR CAYMAN IS LTDspns adr cl b | $84,000 | – | 3,158 | +100.0% | 0.00% | – |
| RAVN | New | *RAVEN INDS INC | $10,000 | – | 242 | +100.0% | 0.00% | – |
| RMAX | New | *RE MAX HLDGS INCcl a | $44,000 | – | 1,372 | +100.0% | 0.00% | – |
| RGDO | New | REGADO BIOSCIENCES INC | $10,000 | – | 2,000 | +100.0% | 0.00% | – |
| IPO | New | RENAISSANCE FDSipo etf | $11,000 | – | 500 | +100.0% | 0.00% | – |
| RBSPRNCL | New | ROYAL BK SCOTLAND GROUP PLCadr pref ser n | $1,000 | – | 27 | +100.0% | 0.00% | – |
| EDIV | New | *SPDR INDEX SHS FDSs&p em mkt div | $16,000 | – | 410 | +100.0% | 0.00% | – |
| EWX | New | *SPDR INDEX SHS FDSs&p emktsc etf | $1,000 | – | 30 | +100.0% | 0.00% | – |
| SPYG | New | SPDR SERIES TRUSTs&p 500 growth | $3,000 | – | 40 | +100.0% | 0.00% | – |
| SNECQ | New | *SANCHEZ ENERGY CORP | $115,000 | – | 4,700 | +100.0% | 0.00% | – |
| PERS | New | *SANDRIDGE PERMIAN TR | $83,000 | – | 7,000 | +100.0% | 0.00% | – |
| SDTTU | New | *SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $83,000 | – | 9,000 | +100.0% | 0.00% | – |
| SAND | New | *SANDSTORM GOLD LTDcall | $139,000 | – | 32,500 | +100.0% | 0.00% | – |
| SASR | New | SANDY SPRING BANCORP INC | $80,000 | – | 2,837 | +100.0% | 0.00% | – |
| SNTS | New | *SANTARUS INC | $48,000 | – | 1,505 | +100.0% | 0.00% | – |
| SLB | New | *SCHLUMBERGER LTDput | $2,000 | – | 24 | +100.0% | 0.00% | – |
| SAIC | New | *SCIENCE APPLICATNS INTL CP N | $3,000 | – | 87 | +100.0% | 0.00% | – |
| SNFCA | New | SECURITY NATL FINL CORPcl a new | $39,000 | – | 8,122 | +100.0% | 0.00% | – |
| SHG | New | SHINHAN FINANCIAL GROUP CO Lspn adr restrd | $3,000 | – | 65 | +100.0% | 0.00% | – |
| SFLY | New | *SHUTTERFLY INC | $0 | – | 3 | +100.0% | 0.00% | – |
| SO | New | *SOUTHERN COput | $2,000 | – | 53 | +100.0% | 0.00% | – |
| SFM | New | *SPROUTS FMRS MKT INC | $15,000 | – | 400 | +100.0% | 0.00% | – |
| SMRTQ | New | *STEIN MART INC | $4,000 | – | 265 | +100.0% | 0.00% | – |
| SUPN | New | *SUPERNUS PHARMACEUTICALS INC | $4,000 | – | 500 | +100.0% | 0.00% | – |
| SYNT | New | *SYNTEL INC | $56,000 | – | 619 | +100.0% | 0.00% | – |
| SYRG | New | *SYNERGY RES CORP | $66,000 | – | 7,070 | +100.0% | 0.00% | – |
| TAYC | New | *TAYLOR CAP GROUP INC | $5,000 | – | 180 | +100.0% | 0.00% | – |
| TMH | New | *TEAM HEALTH HOLDINGS INC | $9,000 | – | 200 | +100.0% | 0.00% | – |
| TLLP | New | *TESORO LOGISTICS LP | $1,000 | – | 14 | +100.0% | 0.00% | – |
| TXTR | New | *TEXTURA CORP | $3,000 | – | 115 | +100.0% | 0.00% | – |
| TTSH | New | *TILE SHOP HLDGS INC | $47,000 | – | 2,607 | +100.0% | 0.00% | – |
| TOWR | New | TOWER INTL INC | $354,000 | – | 16,564 | +100.0% | 0.00% | – |
| TPLMQ | New | *TRIANGLE PETE CORP | $60,000 | – | 7,140 | +100.0% | 0.00% | – |
| BDCL | New | UBS AG LONDON BRH2x lev lng lkd | $4,000 | – | 122 | +100.0% | 0.00% | – |
| USU | New | *USEC INC | $66,000 | – | 10,000 | +100.0% | 0.00% | – |
| UBNT | New | *UBIQUITI NETWORKS INC | $98,000 | – | 2,133 | +100.0% | 0.00% | – |
| UG | New | UNITED GUARDIAN INC | $3,000 | – | 113 | +100.0% | 0.00% | – |
| UNTD | New | *UNITED ONLINE INC | $0 | – | 1 | +100.0% | 0.00% | – |
| VOX | New | *VANGUARD WORLD FDS | $21,000 | – | 252 | +100.0% | 0.00% | – |
| VEEV | New | *VEEVA SYS INC | $6,000 | – | 190 | +100.0% | 0.00% | – |
| VHC | New | *VIRNETX HLDG CORP | $10,000 | – | 500 | +100.0% | 0.00% | – |
| WDFC | New | *WD-40 CO | $41,000 | – | 551 | +100.0% | 0.00% | – |
| WPCS | New | WPCS INTL INC | $23,000 | – | 10,000 | +100.0% | 0.00% | – |
| WMT | New | *WAL-MART STORES INCcall | $164,000 | – | 2,080 | +100.0% | 0.00% | – |
| WSTG | New | WAYSIDE TECHNOLOGY GROUP INC | $10,000 | – | 750 | +100.0% | 0.00% | – |
| WBMD | New | *WEBMD HEALTH CORP | $263,000 | – | 6,650 | +100.0% | 0.00% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $38,000 | – | 2,735 | +100.0% | 0.00% | – |
| WY | New | *WEYERHAEUSER COput | $316,000 | – | 10,000 | +100.0% | 0.00% | – |
| BZF | New | *WISDOMTREE TRbraziln rl etf | $30,000 | – | 1,727 | +100.0% | 0.00% | – |
| DEW | New | WISDOMTREE TRglb eqty inc fd | $30,000 | – | 630 | +100.0% | 0.00% | – |
| XPO | New | *XPO LOGISTICS INC | $21,000 | – | 800 | +100.0% | 0.00% | – |
| YPF | New | *YPF SOCIEDAD ANONIMAspon adr cl d | $66,000 | – | 2,000 | +100.0% | 0.00% | – |
| YUM | New | *YUM BRANDS INCput | $2,000 | – | 30 | +100.0% | 0.00% | – |
| ZBB | New | ZBB ENERGY CORPORATION | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| ZU | New | *ZULILY INCcl a | $6,000 | – | 150 | +100.0% | 0.00% | – |
| ZTS | New | *ZOETIS INCput | $23,000 | – | 700 | +100.0% | 0.00% | – |
| ACGL | New | *ARCH CAP GROUP LTDord | $1,000 | – | 12 | +100.0% | 0.00% | – |
| KOS | New | *KOSMOS ENERGY LTD | $2,000 | – | 200 | +100.0% | 0.00% | – |
| NEBLQ | New | *NOBLE CORP PLCcall | $26,000 | – | 700 | +100.0% | 0.00% | – |
| SEED | New | *ORIGIN AGRITECH LIMITED | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| VTGDF | New | VANTAGE DRILLING COMPANY | $39,000 | – | 20,960 | +100.0% | 0.00% | – |
| GLNG | New | *GOLAR LNG LTD BERMUDA | $4,000 | – | 100 | +100.0% | 0.00% | – |
| CIMT | New | *CIMATRON LTDord | $35,000 | – | 3,858 | +100.0% | 0.00% | – |
| EVGN | New | EVOGENE LTD | $330,000 | – | 16,816 | +100.0% | 0.00% | – |
| RNA | New | *PROSENSA HLDG N V | $47,000 | – | 10,000 | +100.0% | 0.00% | – |
| YNDX | New | *YANDEX N V | $34,000 | – | 790 | +100.0% | 0.00% | – |
| CMRE | New | *COSTAMARE INC | $274,000 | – | 15,000 | +100.0% | 0.00% | – |
| TK | New | *TEEKAY CORPORATION | $211,000 | – | 4,402 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BANK OF MONTREAL IRELAND P.L.C. #59
- BMO ASSET MANAGEMENT CORP. #4
- BMO ASSET MANAGEMENT INC. #21
- BMO CAPITAL MARKETS CORP. #72
- BMO DELAWARE TRUST COMPANY #78
- BMO HARRIS BANK N.A. #2
- BMO HARRIS FINANCIAL ADVISORS, INC. #35
- BMO HARRIS INVESTMENT MANAGEMENT INC #16
- BMO INVESTORLINE INC. #42
- BMO NESBITT BURNS INC. #15
- LGM (BERMUDA) LIMITED #85
- PYRFORD INTERNATIONAL LIMITED #64
- STOKER OSTLER WEALTH ADVISORS, INC. #7
- SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC #29
- TAPLIN CANIDA & HABACHT, LLC #97
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ROYAL BK CDA SUSTAINABL | 41 | Q3 2023 | 6.2% |
| TORONTO DOMINION BK ONT | 41 | Q3 2023 | 5.7% |
| BANK N S HALIFAX | 41 | Q3 2023 | 4.6% |
| APPLE INC | 41 | Q3 2023 | 6.7% |
| AMAZON COM INC | 41 | Q3 2023 | 13.5% |
| MICROSOFT CORP | 41 | Q3 2023 | 3.4% |
| *CDN IMPERIAL BK OF COMMERCE | 41 | Q3 2023 | 1.9% |
| CANADIAN NATL RY CO | 41 | Q3 2023 | 1.9% |
| ENBRIDGE INC | 41 | Q3 2023 | 1.7% |
| BCE INC | 41 | Q3 2023 | 2.1% |
View BANK OF MONTREAL /CAN/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AGBA Group Holding Ltd.Sold out | February 06, 2023 | 0 | 0.0% |
| Burgundy Technology Acquisition CorpSold out | February 06, 2023 | 0 | 0.0% |
| Churchill Capital Corp VII | February 06, 2023 | 3,906,268 | 2.8% |
| Cohn Robbins Holdings Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Corner Growth Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Equity Distribution Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| EXAGEN INC.Sold out | February 06, 2023 | 0 | 0.0% |
| First Light Acquisition Group, Inc. | February 06, 2023 | 329,128 | 8.0% |
| FirstMark Horizon Acquisition Corp.Sold out | February 06, 2023 | 0 | 0.0% |
| Global Business Travel Group, Inc.Sold out | February 06, 2023 | 0 | 0.0% |
View BANK OF MONTREAL /CAN/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| FWP | 2024-05-20 |
| FWP | 2024-05-20 |
View BANK OF MONTREAL /CAN/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.