$477 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 120 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 7.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Sell | JOHNSON & JOHNSON JNJ | $22,401,000 | -4.4% | 194,432 | -1.9% | 4.69% | -2.6% |
| GLW | Sell | CORNING INC GLW | $21,772,000 | +2.2% | 897,068 | -0.5% | 4.56% | +4.1% |
| EMR | Sell | EMERSON ELECTRIC CO EMR | $17,062,000 | -5.1% | 306,050 | -7.2% | 3.57% | -3.3% |
| XOM | Sell | EXXON MOBIL CORP XOM | $16,307,000 | -3.7% | 180,670 | -6.9% | 3.42% | -2.0% |
| PFE | Sell | PFIZER INC PFE | $14,919,000 | -7.5% | 459,344 | -3.5% | 3.12% | -5.8% |
| SLB | Sell | SCHLUMBERGER LTD SLB | $14,701,000 | +2.9% | 175,112 | -3.6% | 3.08% | +4.8% |
| GVA | Sell | GRANITE CONSTRUCTION INC GVA | $13,536,000 | -7.7% | 246,102 | -16.6% | 2.84% | -6.0% |
| INTC | Sell | INTEL CORP INTC | $12,686,000 | -5.3% | 349,753 | -1.5% | 2.66% | -3.5% |
| MRK | Sell | MERCK & CO. INC. MRK | $12,647,000 | -6.7% | 214,822 | -1.1% | 2.65% | -5.0% |
| LNN | Sell | LINDSAY CORP LNN | $11,873,000 | -4.0% | 159,132 | -4.8% | 2.49% | -2.2% |
| BRKS | Sell | BROOKS AUTOMATION INC BRKS | $9,468,000 | +11.2% | 554,674 | -11.4% | 1.98% | +13.2% |
| TEL | Sell | TE CONNECTIVITY LTD TEL | $9,339,000 | +5.7% | 134,800 | -1.8% | 1.96% | +7.6% |
| WMT | Sell | WAL-MART STORES INC WMT | $8,281,000 | -5.9% | 119,800 | -1.8% | 1.74% | -4.1% |
| IBM | Sell | INTL BUSINESS MACHINES CORP IB | $8,126,000 | +3.0% | 48,954 | -1.4% | 1.70% | +4.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO BMY | $8,046,000 | +7.8% | 137,684 | -0.5% | 1.69% | +9.8% |
| GM | Sell | GENERAL MOTORS CO GM | $7,942,000 | +4.9% | 227,961 | -4.3% | 1.66% | +6.9% |
| IR | Sell | INGERSOLL-RAND PLC IR | $7,822,000 | +7.6% | 104,234 | -2.6% | 1.64% | +9.6% |
| HON | Sell | HONEYWELL INTERNATIONAL INC HO | $6,985,000 | -2.4% | 60,297 | -1.8% | 1.46% | -0.6% |
| DUK | Sell | DUKE ENERGY CORP DUK | $6,802,000 | -29.1% | 87,631 | -26.9% | 1.42% | -27.8% |
| MSFT | Sell | MICROSOFT CORP MSFT | $6,765,000 | +5.6% | 108,867 | -2.1% | 1.42% | +7.6% |
| BNS | Sell | BANK OF NOVA SCOTIA BNS | $6,242,000 | +4.2% | 112,100 | -0.9% | 1.31% | +6.1% |
| OGE | Sell | OGE ENERGY CORP OGE | $6,054,000 | +2.0% | 181,001 | -3.6% | 1.27% | +3.8% |
| BCE | Sell | BCE INC BCE | $5,847,000 | -36.1% | 135,227 | -31.7% | 1.22% | -34.9% |
| EXC | Sell | EXELON CORP EXC | $5,821,000 | +4.0% | 164,030 | -2.4% | 1.22% | +5.9% |
| MDU | Sell | MDU RESOURCES GROUP INC MDU | $5,480,000 | +2.7% | 190,475 | -9.2% | 1.15% | +4.6% |
| LNDC | Sell | LANDEC CORP LNDC | $5,278,000 | -3.4% | 382,475 | -6.1% | 1.11% | -1.6% |
| NEE | Sell | NEXTERA ENERGY INC NEE | $5,248,000 | -4.1% | 43,935 | -1.8% | 1.10% | -2.4% |
| CHMG | Sell | CHEMUNG FINANCIAL CORP CHMG | $5,146,000 | +24.5% | 141,563 | -0.7% | 1.08% | +26.8% |
| WTS | Sell | WATTS WATER TECHNOLOGIES-A WTS | $5,081,000 | -0.3% | 77,925 | -0.9% | 1.06% | +1.5% |
| AMAT | Sell | APPLIED MATERIALS INC AMAT | $5,050,000 | +6.8% | 156,477 | -0.2% | 1.06% | +8.7% |
| IDA | Sell | IDACORP INC IDA | $4,934,000 | -0.1% | 61,260 | -2.9% | 1.03% | +1.8% |
| GSK | Sell | GLAXOSMITHKLINE PLC-SPON ADR G | $4,685,000 | -37.1% | 121,648 | -29.5% | 0.98% | -35.9% |
| MON | Sell | MONSANTO CO MON | $4,507,000 | +0.5% | 42,840 | -2.4% | 0.94% | +2.3% |
| MENT | Sell | MENTOR GRAPHICS CORP MENT | $4,496,000 | +37.8% | 121,867 | -1.2% | 0.94% | +40.4% |
| AGCO | Sell | AGCO CORP AGCO | $4,467,000 | +16.7% | 77,200 | -0.5% | 0.94% | +18.9% |
| CIEN | Sell | CIENA CORP CIEN | $3,915,000 | +1.4% | 160,400 | -9.4% | 0.82% | +3.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC T | $3,800,000 | -12.9% | 26,933 | -1.8% | 0.80% | -11.3% |
| SNHY | Sell | SUN HYDRAULICS CORP SNHY | $3,774,000 | -2.4% | 94,425 | -21.2% | 0.79% | -0.5% |
| HAL | Sell | HALLIBURTON CO HAL | $3,742,000 | +17.6% | 69,184 | -2.4% | 0.78% | +19.9% |
| CCC | Sell | CALGON CARBON CORP CCC | $3,735,000 | +10.9% | 219,700 | -1.0% | 0.78% | +13.0% |
| AMGN | Sell | AMGEN INC AMGN | $2,883,000 | -16.1% | 19,721 | -4.3% | 0.60% | -14.6% |
| PEG | Sell | PUBLIC SERVICE ENTERPRISE GP P | $2,815,000 | -6.6% | 64,160 | -10.8% | 0.59% | -4.8% |
| XRAY | Sell | DENTSPLY SIRONA INC XRAY | $2,755,000 | -3.7% | 47,723 | -0.8% | 0.58% | -1.9% |
| EWC | Sell | ISHARES MSCI CANADA ETF EWCetf | $2,727,000 | +1.0% | 104,275 | -0.8% | 0.57% | +2.9% |
| XRX | Sell | XEROX CORP XRX | $2,622,000 | -24.9% | 300,333 | -12.9% | 0.55% | -23.5% |
| NEOG | Sell | NEOGEN CORP NEOG | $2,614,000 | +17.3% | 39,601 | -0.6% | 0.55% | +19.7% |
| ORBK | Sell | ORBOTECH LTD ORBK | $2,447,000 | +10.1% | 73,242 | -2.4% | 0.51% | +12.3% |
| EEMV | Sell | ISHARES EDGE MSCI MIN VOL EM Eetf | $2,344,000 | -16.0% | 47,933 | -7.2% | 0.49% | -14.5% |
| SWZ | Sell | SWISS HELVETIA FUND SWZ | $2,083,000 | -10.4% | 203,993 | -6.2% | 0.44% | -8.8% |
| XYL | Sell | XYLEM INC XYL | $2,013,000 | -9.7% | 40,650 | -4.4% | 0.42% | -7.9% |
| ACAS | Sell | AMERICAN CAPITAL LTD ACAS | $1,926,000 | +4.7% | 107,451 | -1.2% | 0.40% | +6.6% |
| SBNY | Sell | SIGNATURE BANK SBNY | $1,802,000 | -4.6% | 12,000 | -24.8% | 0.38% | -2.6% |
| OTTR | Sell | OTTER TAIL CORP OTTR | $1,624,000 | -75.9% | 39,800 | -79.5% | 0.34% | -75.4% |
| PLOW | Sell | DOUGLAS DYNAMICS INC PLOW | $1,607,000 | -55.9% | 47,771 | -58.2% | 0.34% | -55.1% |
| ADM | Sell | ARCHER-DANIELS-MIDLAND CO ADM | $1,534,000 | -70.4% | 33,600 | -72.6% | 0.32% | -69.9% |
| HDNG | Sell | HARDINGE INC HDNG | $1,367,000 | -19.1% | 123,410 | -18.7% | 0.29% | -17.6% |
| GOOG | Sell | ALPHABET INC-CL C GOOG | $1,344,000 | -3.1% | 1,741 | -2.4% | 0.28% | -1.1% |
| GOOGL | Sell | ALPHABET INC-CL A GOOGL | $1,285,000 | -3.2% | 1,622 | -1.8% | 0.27% | -1.5% |
| MOS | Sell | MOSAIC CO/THE MOS | $1,279,000 | +3.1% | 43,600 | -14.0% | 0.27% | +5.1% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC ZBH | $1,255,000 | -24.4% | 12,160 | -4.7% | 0.26% | -22.9% |
| VIAV | Sell | VIAVI SOLUTIONS INC VIAV | $980,000 | +9.3% | 119,800 | -1.3% | 0.20% | +11.4% |
| BLBD | Sell | BLUE BIRD CORP BLBD | $749,000 | +3.2% | 48,500 | -2.4% | 0.16% | +5.4% |
| SHPG | Sell | SHIRE PLC-ADR SHPGadr | $631,000 | -54.2% | 3,702 | -47.9% | 0.13% | -53.4% |
| ACM | Sell | AECOM ACM | $596,000 | -72.0% | 16,400 | -77.1% | 0.12% | -71.4% |
| DST | Sell | DST SYSTEMS INC DST | $552,000 | -64.7% | 5,150 | -61.1% | 0.12% | -63.9% |
| PBW | Sell | POWERSHARES WILDERH CLEAN EN Petf | $556,000 | -25.7% | 151,050 | -21.9% | 0.12% | -24.7% |
| XLU | Sell | UTILITIES SELECT SECTOR SPDR Xetf | $481,000 | -28.3% | 9,900 | -27.7% | 0.10% | -26.8% |
| DIS | Sell | WALT DISNEY CO/THE DIS | $382,000 | +11.0% | 3,670 | -1.0% | 0.08% | +12.7% |
| MDT | Sell | MEDTRONIC PLC MDT | $268,000 | -43.5% | 3,756 | -31.5% | 0.06% | -42.3% |
| TMP | Sell | TOMPKINS FINANCIAL CORP TMP | $259,000 | -49.7% | 2,740 | -59.3% | 0.05% | -49.1% |
| GSVC | Sell | GSV CAPITAL CORP GSVC | $51,000 | -55.7% | 10,100 | -58.4% | 0.01% | -54.2% |
| EVRI | Sell | EVERI HOLDINGS INC EVRI | $22,000 | -37.1% | 10,000 | -28.6% | 0.01% | -28.6% |
| HL | Exit | HECLA MINING CO HL | $0 | – | -13,639 | -100.0% | -0.02% | – |
| IAF | Exit | ABERDEEN AUSTRALIA EQUITY FD Icef | $0 | – | -22,550 | -100.0% | -0.03% | – |
| IXYS | Exit | IXYS CORPORATION IXYS | $0 | – | -11,700 | -100.0% | -0.03% | – |
| CMC | Exit | COMMERCIAL METALS CO CMC | $0 | – | -14,700 | -100.0% | -0.05% | – |
| SCG | Exit | SCANA CORP SCG | $0 | – | -33,525 | -100.0% | -0.50% | – |
| EWS | Exit | ISHARES MSCI SINGAPORE ETF EWSetf | $0 | – | -366,850 | -100.0% | -0.82% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.