$477 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 120 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 34.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ABT | Buy | ABBOTT LABORATORIES ABT | $7,666,000 | -6.2% | 199,571 | +3.3% | 1.61% | -4.5% |
| NVS | Buy | NOVARTIS AG-SPONSORED ADR NVSadr | $7,646,000 | +80.4% | 104,964 | +95.5% | 1.60% | +83.7% |
| COP | Buy | CONOCOPHILLIPS COP | $6,638,000 | +18.2% | 132,385 | +2.4% | 1.39% | +20.4% |
| GXP | Buy | GREAT PLAINS ENERGY INC GXP | $5,591,000 | +11.8% | 204,410 | +11.5% | 1.17% | +13.8% |
| CGW | Buy | GUGGENHEIM S&P GLOBAL WATER CGetf | $4,824,000 | +40.0% | 169,550 | +52.1% | 1.01% | +42.8% |
| DGX | Buy | QUEST DIAGNOSTICS INC DGX | $4,710,000 | +13.6% | 51,249 | +4.6% | 0.99% | +15.7% |
| BAX | Buy | BAXTER INTERNATIONAL INC BAX | $4,596,000 | +174.2% | 103,646 | +194.3% | 0.96% | +179.1% |
| AMSWA | Buy | AMERICAN SOFTWARE INC-CL A AMS | $4,327,000 | -5.0% | 418,885 | +2.1% | 0.91% | -3.3% |
| XBI | Buy | SPDR S&P BIOTECH ETF XBIetf | $3,428,000 | -8.8% | 57,920 | +2.1% | 0.72% | -7.1% |
| MMM | Buy | 3M CO MMM | $3,424,000 | +2.7% | 19,173 | +1.3% | 0.72% | +4.5% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO NV CB | $3,048,000 | +18.7% | 96,000 | +4.8% | 0.64% | +21.0% |
| EWS | New | ISHARES MSCI SINGAPORE CAPPE Eetf | $2,909,000 | – | 145,936 | +100.0% | 0.61% | – |
| NYCB | Buy | NEW YORK COMMUNITY BANCORP NYC | $2,794,000 | +32.3% | 175,600 | +18.3% | 0.58% | +34.8% |
| FLS | Buy | FLOWSERVE CORP FLS | $2,662,000 | +98.8% | 55,405 | +99.6% | 0.56% | +102.9% |
| SYT | Buy | SYNGENTA AG-ADR SYT | $2,628,000 | +67.2% | 33,250 | +85.2% | 0.55% | +70.6% |
| CAMP | New | CALAMP CORP CAMP | $2,619,000 | – | 180,600 | +100.0% | 0.55% | – |
| EWA | Buy | ISHARES MSCI AUSTRALIA ETF EWAetf | $2,330,000 | +31.8% | 115,200 | +36.2% | 0.49% | +34.1% |
| AAPL | Buy | APPLE INC AAPL | $2,207,000 | +3.1% | 19,052 | +0.7% | 0.46% | +5.0% |
| ATHM | Buy | AUTOHOME INC-ADR ATHM | $2,103,000 | +373.6% | 83,200 | +354.6% | 0.44% | +384.6% |
| TEO | Buy | TELECOM ARGENTINA SA-SP ADR TEadr | $1,683,000 | +9.9% | 92,600 | +10.6% | 0.35% | +12.1% |
| SYK | Buy | STRYKER CORP SYK | $1,384,000 | +3.8% | 11,550 | +0.9% | 0.29% | +5.8% |
| GE | Buy | GENERAL ELECTRIC CO GE | $1,362,000 | +9.7% | 43,092 | +2.7% | 0.28% | +11.8% |
| KO | Buy | COCA-COLA CO/THE KO | $1,311,000 | -1.7% | 31,624 | +0.3% | 0.28% | +0.4% |
| ESBK | Buy | ELMIRA SAVINGS BANK ESBK | $1,131,000 | +4.7% | 55,300 | +1.9% | 0.24% | +6.8% |
| AGG | Buy | ISHARES CORE U.S. AGGREGATE AGetf | $1,041,000 | +31.4% | 9,632 | +36.7% | 0.22% | +33.7% |
| CSCO | Buy | CISCO SYSTEMS INC CSCO | $748,000 | -3.5% | 24,765 | +1.4% | 0.16% | -1.3% |
| BSV | Buy | VANGUARD SHORT-TERM BOND ETF Betf | $698,000 | +24.4% | 8,786 | +26.5% | 0.15% | +27.0% |
| BRKB | New | BERKSHIRE HATHAWAY INC-CL B BR | $558,000 | – | 3,425 | +100.0% | 0.12% | – |
| BLK | New | BLACKROCK INC BLK | $533,000 | – | 1,400 | +100.0% | 0.11% | – |
| NNUTU | Buy | ROYAL HAWAIIAN ORCHARDS LP NNUltd | $471,000 | +5.8% | 167,699 | +7.5% | 0.10% | +7.6% |
| PSX | Buy | PHILLIPS 66 PSX | $404,000 | +7.4% | 4,674 | +0.2% | 0.08% | +10.4% |
| DHR | New | DANAHER CORP DHR | $389,000 | – | 5,000 | +100.0% | 0.08% | – |
| KRE | Buy | SPDR S&P REGIONAL BANKING KREetf | $361,000 | +42.1% | 6,500 | +8.3% | 0.08% | +46.2% |
| REGN | Buy | REGENERON PHARMACEUTICALS REGN | $349,000 | -3.6% | 950 | +5.6% | 0.07% | -1.4% |
| IIVI | New | II-VI INC IIVI | $326,000 | – | 11,000 | +100.0% | 0.07% | – |
| TSM | New | TAIWAN SEMICONDUCTOR-SP ADR TSadr | $305,000 | – | 10,600 | +100.0% | 0.06% | – |
| AZO | New | AUTOZONE INC AZO | $237,000 | – | 300 | +100.0% | 0.05% | – |
| PEP | New | PEPSICO INC PEP | $210,000 | – | 2,005 | +100.0% | 0.04% | – |
| VZ | New | VERIZON COMMUNICATIONS INC VZ | $212,000 | – | 3,967 | +100.0% | 0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.