$520 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 148 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 8.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Sell | JOHNSON & JOHNSON | $30,798,000 | -0.6% | 288,937 | -2.4% | 5.92% | +4.7% |
| XOM | Sell | EXXON MOBIL CORP | $20,809,000 | -7.6% | 221,251 | -1.1% | 4.00% | -2.7% |
| GLW | Sell | CORNING INC | $20,343,000 | -15.6% | 1,051,839 | -4.2% | 3.91% | -11.0% |
| KO | Sell | COCA COLA CO | $16,296,000 | -1.4% | 381,996 | -2.1% | 3.14% | +3.9% |
| INTC | Sell | INTEL CORP | $15,268,000 | -3.6% | 438,477 | -14.4% | 2.94% | +1.6% |
| SLB | Sell | SCHLUMBERGER LTD | $12,613,000 | -16.5% | 124,035 | -3.2% | 2.43% | -12.1% |
| MRK | Sell | MERCK & CO INC NEW | $12,163,000 | +0.5% | 205,179 | -1.9% | 2.34% | +5.9% |
| PLL | Sell | PALL CORP | $11,893,000 | -2.2% | 142,096 | -0.2% | 2.29% | +3.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $11,528,000 | +4.0% | 225,252 | -1.4% | 2.22% | +9.6% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $10,782,000 | +2.2% | 56,800 | -2.4% | 2.07% | +7.6% |
| GXP | Sell | GREAT PLAINS ENERGY INC | $9,099,000 | -12.3% | 376,475 | -2.5% | 1.75% | -7.7% |
| HON | Sell | HONEYWELL INTL INC | $8,279,000 | -3.9% | 88,906 | -4.1% | 1.59% | +1.3% |
| CSCO | Sell | CISCO SYS INC | $7,836,000 | -0.5% | 311,335 | -1.8% | 1.51% | +4.8% |
| IDA | Sell | IDACORP INC | $7,116,000 | -9.5% | 132,745 | -2.4% | 1.37% | -4.7% |
| BRKS | Sell | BROOKS AUTOMATION INC | $6,666,000 | -5.0% | 634,217 | -2.6% | 1.28% | +0.1% |
| AMGN | Sell | AMGEN INC | $6,636,000 | -12.2% | 47,248 | -26.0% | 1.28% | -7.5% |
| MSFT | Sell | MICROSOFT CORP | $6,470,000 | -36.6% | 139,555 | -43.0% | 1.24% | -33.2% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $5,936,000 | -18.3% | 63,059 | -21.4% | 1.14% | -13.9% |
| DUK | Sell | DUKE ENERGY CORP NEW | $5,749,000 | -2.2% | 76,884 | -3.0% | 1.11% | +3.0% |
| DRC | Sell | DRESSER-RAND GROUP INC | $5,692,000 | -24.6% | 69,199 | -41.5% | 1.10% | -20.5% |
| NEE | Sell | NEXTERA ENERGY INC | $5,473,000 | -10.8% | 58,300 | -2.6% | 1.05% | -6.1% |
| EWS | Sell | ISHARESmsci singap etf | $5,047,000 | -5.0% | 378,325 | -3.7% | 0.97% | +0.1% |
| MMM | Sell | 3M CO | $4,888,000 | -43.3% | 34,501 | -42.6% | 0.94% | -40.3% |
| MDT | Sell | MEDTRONIC INC | $4,534,000 | -5.3% | 73,183 | -2.5% | 0.87% | -0.2% |
| POR | Sell | PORTLAND GEN ELEC CO | $4,467,000 | -10.8% | 139,085 | -3.7% | 0.86% | -6.0% |
| LLY | Sell | LILLY ELI & CO | $4,461,000 | +2.8% | 68,788 | -1.4% | 0.86% | +8.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $4,375,000 | +0.1% | 35,950 | -3.0% | 0.84% | +5.5% |
| AMAT | Sell | APPLIED MATLS INC | $4,005,000 | -7.0% | 185,310 | -2.9% | 0.77% | -2.0% |
| PG | Sell | PROCTER & GAMBLE CO | $3,772,000 | +2.6% | 45,042 | -3.8% | 0.73% | +8.0% |
| MDU | Sell | MDU RES GROUP INC | $3,689,000 | -22.5% | 132,650 | -2.2% | 0.71% | -18.4% |
| ADI | Sell | ANALOG DEVICES INC | $3,598,000 | -11.1% | 72,701 | -2.9% | 0.69% | -6.4% |
| ECA | Sell | ENCANA CORP | $3,582,000 | -18.4% | 168,900 | -8.8% | 0.69% | -14.1% |
| EMC | Sell | E M C CORP MASS | $3,499,000 | +8.3% | 119,595 | -2.5% | 0.67% | +14.1% |
| EEM | Sell | ISHARESmsci emg mkt etf | $3,447,000 | -6.6% | 82,950 | -2.9% | 0.66% | -1.6% |
| FLS | Sell | FLOWSERVE CORP | $3,372,000 | -7.6% | 47,815 | -2.5% | 0.65% | -2.6% |
| SIAL | Sell | SIGMA ALDRICH CORP | $3,346,000 | -31.3% | 24,600 | -48.7% | 0.64% | -27.6% |
| DIS | Sell | DISNEY WALT CO | $3,308,000 | +0.5% | 37,152 | -3.2% | 0.64% | +5.8% |
| TMP | Sell | TOMPKINS FINANCIAL CORPORATI | $3,285,000 | -11.9% | 74,525 | -3.7% | 0.63% | -7.2% |
| YAO | Sell | CLAYMORE EXCHANGE-TRD FD TRgugg china allcp | $3,050,000 | -0.6% | 113,544 | -2.3% | 0.59% | +4.8% |
| XRAY | Sell | DENTSPLY INTL INC NEW | $3,040,000 | -8.2% | 66,675 | -4.6% | 0.58% | -3.3% |
| ADT | Sell | THE ADT CORPORATION | $3,028,000 | -4.1% | 85,387 | -5.5% | 0.58% | +0.9% |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $2,732,000 | +15.5% | 46,500 | -4.4% | 0.53% | +21.8% |
| TYC | Sell | TYCO INTERNATIONAL LTD | $2,705,000 | -3.9% | 60,687 | -1.7% | 0.52% | +1.2% |
| OGE | Sell | OGE ENERGY CORP | $2,587,000 | -7.0% | 69,700 | -2.1% | 0.50% | -2.0% |
| DLB | Sell | DOLBY LABORATORIES INC | $2,566,000 | -9.4% | 61,400 | -6.4% | 0.49% | -4.4% |
| HOLX | Sell | HOLOGIC INC | $2,502,000 | -9.6% | 102,850 | -5.8% | 0.48% | -4.8% |
| XBI | Sell | SPDR SERIES TRUSTs&p biotech | $2,411,000 | -1.4% | 15,457 | -2.7% | 0.46% | +3.8% |
| MON | Sell | MONSANTO CO NEW | $2,296,000 | -10.4% | 20,410 | -0.6% | 0.44% | -5.6% |
| LG | Sell | LACLEDE GROUP INC | $2,255,000 | -7.7% | 48,600 | -3.4% | 0.43% | -2.7% |
| XYL | Sell | XYLEM INC | $2,252,000 | -11.3% | 63,465 | -2.3% | 0.43% | -6.7% |
| LNDC | Sell | LANDEC CORP | $2,188,000 | -7.0% | 178,600 | -5.2% | 0.42% | -2.1% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,099,000 | -1.4% | 34,849 | -5.7% | 0.40% | +3.9% |
| EWZ | Sell | ISHARESmsci brz cap etf | $2,083,000 | -11.4% | 47,935 | -2.6% | 0.40% | -6.7% |
| ABT | Sell | ABBOTT LABS | $2,067,000 | +0.1% | 49,697 | -1.6% | 0.40% | +5.6% |
| EPU | Sell | ISHARESall peru cap etf | $2,031,000 | -10.7% | 59,290 | -7.3% | 0.39% | -5.8% |
| EWA | Sell | ISHARESmsci aust etf | $2,007,000 | -10.0% | 83,825 | -1.7% | 0.39% | -5.2% |
| NEOG | Sell | NEOGEN CORP | $1,977,000 | -3.2% | 50,048 | -0.8% | 0.38% | +1.9% |
| MENT | Sell | MENTOR GRAPHICS CORP | $1,961,000 | -6.8% | 95,700 | -1.9% | 0.38% | -1.8% |
| EWC | Sell | ISHARESmsci cda etf | $1,957,000 | -7.6% | 63,760 | -3.0% | 0.38% | -2.8% |
| AGX | Sell | ARGAN INC | $1,908,000 | -15.0% | 57,167 | -5.1% | 0.37% | -10.5% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROsponsored adr | $1,797,000 | -9.1% | 126,650 | -6.2% | 0.35% | -4.2% |
| TRP | Sell | TRANSCANADA CORP | $1,766,000 | +7.2% | 34,270 | -0.7% | 0.34% | +13.0% |
| STJ | Sell | ST JUDE MED INC | $1,687,000 | -14.1% | 28,049 | -1.1% | 0.32% | -9.5% |
| ZBH | Sell | ZIMMER HLDGS INC | $1,631,000 | -4.2% | 16,219 | -1.1% | 0.31% | +1.0% |
| CGW | Sell | CLAYMORE EXCHANGE TRD FD TRgugg s&p gbl wtr | $1,608,000 | -15.2% | 58,400 | -7.3% | 0.31% | -10.7% |
| CCC | Sell | CALGON CARBON CORP | $1,557,000 | -18.1% | 80,350 | -5.6% | 0.30% | -13.5% |
| F113PS | Sell | COVIDIEN PLC | $1,501,000 | -4.6% | 17,350 | -0.6% | 0.29% | +0.7% |
| WTS | Sell | WATTS WATER TECHNOLOGIES INCcl a | $1,458,000 | -32.7% | 25,025 | -28.7% | 0.28% | -29.3% |
| AEGN | Sell | AEGION CORP | $1,391,000 | -17.4% | 62,500 | -13.6% | 0.27% | -13.0% |
| XRX | Sell | XEROX CORP | $1,375,000 | +2.8% | 103,900 | -3.3% | 0.26% | +8.2% |
| IAF | Sell | ABERDEEN AUSTRALIA EQTY FD I | $1,342,000 | -21.7% | 171,827 | -9.0% | 0.26% | -17.6% |
| BAX | Sell | BAXTER INTL INC | $1,293,000 | -3.4% | 18,012 | -2.7% | 0.25% | +2.0% |
| FXI | Sell | ISHARESchina lg-cap etf | $1,285,000 | -7.3% | 33,580 | -10.3% | 0.25% | -2.4% |
| SYK | Sell | STRYKER CORP | $1,280,000 | -5.0% | 15,850 | -0.8% | 0.25% | 0.0% |
| ESBK | Sell | ELMIRA SVGS BK ELMIRA N Y | $1,214,000 | -16.5% | 54,558 | -8.1% | 0.23% | -12.0% |
| EME | Sell | EMCOR GROUP INC | $1,203,000 | -10.8% | 30,100 | -0.7% | 0.23% | -6.1% |
| ELP | Sell | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $1,187,000 | -16.5% | 86,800 | -6.5% | 0.23% | -12.3% |
| SYT | Sell | SYNGENTA AGsponsored adr | $1,125,000 | -18.8% | 17,750 | -4.2% | 0.22% | -14.6% |
| ACAS | Sell | AMERICAN CAP LTD | $1,054,000 | -11.8% | 74,421 | -4.8% | 0.20% | -6.9% |
| PEP | Sell | PEPSICO INC | $1,020,000 | -2.0% | 10,953 | -6.0% | 0.20% | +3.2% |
| GSVC | Sell | GSV CAP CORP | $1,015,000 | -8.5% | 101,400 | -3.3% | 0.20% | -3.9% |
| BRXX | Sell | EGA EMERGING GLOBAL SHS TRegs braz inf etf | $990,000 | -25.0% | 68,695 | -11.8% | 0.19% | -21.2% |
| BNS | Sell | BANK N S HALIFAX | $974,000 | -12.2% | 15,750 | -5.4% | 0.19% | -7.9% |
| NWE | Sell | NORTHWESTERN CORP | $941,000 | -22.4% | 20,750 | -10.8% | 0.18% | -18.5% |
| CBST | Sell | CUBIST PHARMACEUTICALS INC | $940,000 | -7.9% | 14,170 | -3.1% | 0.18% | -2.7% |
| ROP | Sell | ROPER INDS INC NEW | $901,000 | -4.5% | 6,159 | -4.6% | 0.17% | +0.6% |
| ECNS | Sell | ISHARESchina sm-cap etf | $872,000 | +3.0% | 18,400 | -1.1% | 0.17% | +8.4% |
| TEL | Sell | TE CONNECTIVITY LTD | $745,000 | -13.0% | 13,475 | -2.7% | 0.14% | -8.3% |
| TTEK | Sell | TETRA TECH INC NEW | $691,000 | -16.7% | 27,681 | -8.3% | 0.13% | -12.5% |
| TLM | Sell | TALISMAN ENERGY INC | $655,000 | -30.6% | 75,710 | -15.0% | 0.13% | -26.7% |
| VNM | Sell | MARKET VECTORS ETF TRvietnam etf | $622,000 | +3.8% | 28,400 | -1.4% | 0.12% | +10.1% |
| MOS | Sell | MOSAIC CO NEW | $604,000 | -13.3% | 13,600 | -3.5% | 0.12% | -8.7% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $605,000 | -0.7% | 7,560 | -0.3% | 0.12% | +4.5% |
| CHMG | Sell | CHEMUNG FINL CORP | $513,000 | -6.4% | 18,246 | -1.6% | 0.10% | -1.0% |
| CHXX | Sell | EGA EMERGING GLOBAL SHS TRegs chin inf etf | $517,000 | +1.2% | 29,150 | -3.6% | 0.10% | +6.5% |
| CVE | Sell | CENOVUS ENERGY INC | $441,000 | -22.9% | 16,416 | -7.1% | 0.08% | -18.3% |
| SWZ | Sell | SWISS HELVETIA FD INC | $428,000 | -37.8% | 31,650 | -32.9% | 0.08% | -34.9% |
| SU | Sell | SUNCOR ENERGY INC NEW | $386,000 | -19.6% | 10,681 | -5.2% | 0.07% | -15.9% |
| T | Sell | AT&T INC | $366,000 | -2.9% | 10,373 | -2.7% | 0.07% | +1.4% |
| CVD | Sell | COVANCE INC | $330,000 | -10.1% | 4,190 | -2.3% | 0.06% | -6.0% |
| COP | Sell | CONOCOPHILLIPS | $281,000 | -13.0% | 3,667 | -2.7% | 0.05% | -8.5% |
| WX | Sell | WUXI PHARMATECH CAYMAN INC | $283,000 | +3.7% | 8,072 | -3.0% | 0.05% | +8.0% |
| DGX | Sell | QUEST DIAGNOSTICS INC | $242,000 | -1.6% | 3,990 | -5.0% | 0.05% | +4.4% |
| ITT | Sell | ITT CORP NEW | $230,000 | -11.5% | 5,125 | -5.4% | 0.04% | -6.4% |
| TYG | Sell | TORTOISE ENERGY INFRSTRCTR C | $210,000 | -5.8% | 4,357 | -3.3% | 0.04% | -2.4% |
| OCLR | Sell | OCLARO INC | $47,000 | -42.0% | 32,975 | -10.8% | 0.01% | -40.0% |
| IPAS | Sell | IPASS INC | $22,000 | +10.0% | 14,800 | -11.9% | 0.00% | 0.0% |
| EQU | Exit | EQUAL ENERGY LTD | $0 | – | -11,000 | -100.0% | -0.01% | – |
| CBU | Exit | COMMUNITY BK SYS INC | $0 | – | -5,864 | -100.0% | -0.04% | – |
| STE | Exit | STERIS CORP | $0 | – | -3,950 | -100.0% | -0.04% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -10,400 | -100.0% | -0.04% | – |
| ALLE | Exit | ALLEGION PUB LTD CO | $0 | – | -4,348 | -100.0% | -0.04% | – |
| MKSI | Exit | MKS INSTRUMENT INC | $0 | – | -16,550 | -100.0% | -0.09% | – |
| PWE | Exit | PENN WEST PETE LTD NEW | $0 | – | -72,250 | -100.0% | -0.13% | – |
| CVGW | Exit | CALAVO GROWERS INC | $0 | – | -24,750 | -100.0% | -0.15% | – |
| FCX | Exit | FREEPORT-MCMORAN COPPER & GO | $0 | – | -27,125 | -100.0% | -0.18% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -58,000 | -100.0% | -0.53% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 45 | Q2 2024 | 7.8% |
| CORNING INC GLW | 45 | Q2 2024 | 4.8% |
| EXXON MOBIL CORP XOM | 45 | Q2 2024 | 6.3% |
| PFIZER INC PFE | 45 | Q2 2024 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 45 | Q2 2024 | 6.1% |
| INTEL CORP INTC | 45 | Q2 2024 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 45 | Q2 2024 | 3.6% |
| OGE ENERGY CORP OGE | 45 | Q2 2024 | 4.5% |
| NOVARTIS AG-SPONSORED ADR NVS | 45 | Q2 2024 | 3.3% |
| MERCK & CO. INC. MRK | 45 | Q2 2024 | 3.2% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-08 |
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.