$540 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 147 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 8.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Sell | JOHNSON & JOHNSON | $30,949,000 | +5.0% | 315,063 | -2.1% | 5.73% | +1.9% |
| GLW | Sell | CORNING INC | $24,686,000 | +7.9% | 1,185,702 | -7.6% | 4.57% | +4.7% |
| XOM | Sell | EXXON MOBIL CORP | $22,693,000 | -3.7% | 232,316 | -0.3% | 4.20% | -6.6% |
| PLL | Sell | PALL CORP | $13,090,000 | +1.8% | 146,301 | -2.9% | 2.42% | -1.2% |
| SLB | Sell | SCHLUMBERGER LTD | $12,775,000 | +7.6% | 131,023 | -0.5% | 2.37% | +4.4% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $12,081,000 | -6.7% | 232,552 | -4.6% | 2.24% | -9.5% |
| GXP | Sell | GREAT PLAINS ENERGY INC | $10,642,000 | +9.2% | 393,580 | -2.1% | 1.97% | +5.9% |
| GVA | Sell | GRANITE CONSTR INC | $10,449,000 | +10.9% | 261,692 | -2.9% | 1.94% | +7.6% |
| MSFT | Sell | MICROSOFT CORP | $10,270,000 | +4.9% | 250,549 | -4.3% | 1.90% | +1.8% |
| HON | Sell | HONEYWELL INTL INC | $8,847,000 | -3.1% | 95,378 | -4.6% | 1.64% | -6.0% |
| MMM | Sell | 3M CO | $8,435,000 | -4.9% | 62,175 | -1.7% | 1.56% | -7.8% |
| AMGN | Sell | AMGEN INC | $8,081,000 | +2.8% | 65,522 | -4.9% | 1.50% | -0.2% |
| IDA | Sell | IDACORP INC | $7,664,000 | -19.0% | 138,165 | -24.3% | 1.42% | -21.4% |
| EXC | Sell | EXELON CORP | $7,110,000 | +14.7% | 211,850 | -6.4% | 1.32% | +11.3% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $6,949,000 | +0.8% | 81,739 | -4.7% | 1.29% | -2.3% |
| ADI | Sell | ANALOG DEVICES INC | $6,152,000 | -1.8% | 115,766 | -5.9% | 1.14% | -4.8% |
| MDU | Sell | MDU RES GROUP INC | $5,944,000 | +9.1% | 173,250 | -2.9% | 1.10% | +5.9% |
| NEE | Sell | NEXTERA ENERGY INC | $5,878,000 | +8.6% | 61,475 | -2.7% | 1.09% | +5.4% |
| DUK | Sell | DUKE ENERGY CORP NEW | $5,803,000 | -17.5% | 81,473 | -20.1% | 1.08% | -20.0% |
| MDT | Sell | MEDTRONIC INC | $4,744,000 | +2.4% | 77,089 | -4.5% | 0.88% | -0.6% |
| POR | Sell | PORTLAND GEN ELEC CO | $4,747,000 | +4.8% | 146,785 | -2.1% | 0.88% | +1.6% |
| SIAL | Sell | SIGMA ALDRICH CORP | $4,709,000 | -5.0% | 50,425 | -4.4% | 0.87% | -7.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $4,563,000 | +3.8% | 37,950 | -3.9% | 0.84% | +0.6% |
| FLS | Sell | FLOWSERVE CORP | $4,053,000 | -5.5% | 51,735 | -5.0% | 0.75% | -8.3% |
| TMP | Sell | TOMPKINS FINANCIAL CORPORATI | $4,007,000 | -7.7% | 81,850 | -3.1% | 0.74% | -10.4% |
| STE | Sell | STERIS CORP | $3,994,000 | -3.9% | 83,650 | -3.3% | 0.74% | -6.7% |
| PG | Sell | PROCTER & GAMBLE CO | $3,820,000 | -6.2% | 47,397 | -5.2% | 0.71% | -8.9% |
| XRAY | Sell | DENTSPLY INTL INC NEW | $3,373,000 | -9.7% | 73,270 | -4.9% | 0.62% | -12.3% |
| DLB | Sell | DOLBY LABORATORIES INC | $3,178,000 | +10.1% | 71,420 | -4.6% | 0.59% | +6.9% |
| DIS | Sell | DISNEY WALT CO | $3,097,000 | -4.4% | 38,677 | -8.8% | 0.57% | -7.3% |
| YAO | Sell | CLAYMORE EXCHANGE-TRD FD TRgugg china allcp | $3,045,000 | -15.1% | 121,269 | -7.8% | 0.56% | -17.7% |
| AAPL | Sell | APPLE INC | $3,025,000 | -5.0% | 5,635 | -0.8% | 0.56% | -7.9% |
| CHL | Sell | CHINA MOBILE LIMITEDsponsored adr | $2,731,000 | -17.8% | 59,900 | -5.7% | 0.51% | -20.2% |
| LG | Sell | LACLEDE GROUP INC | $2,442,000 | +0.8% | 51,800 | -2.6% | 0.45% | -2.4% |
| MON | Sell | MONSANTO CO NEW | $2,433,000 | -8.4% | 21,385 | -6.1% | 0.45% | -11.0% |
| XYL | Sell | XYLEM INC | $2,427,000 | +3.9% | 66,650 | -1.3% | 0.45% | +0.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,339,000 | -6.0% | 38,526 | -9.4% | 0.43% | -8.8% |
| GOOGL | Sell | GOOGLE INCcl a | $2,298,000 | -43.0% | 2,062 | -42.7% | 0.43% | -44.6% |
| EWZ | Sell | ISHARESmsci brz cap etf | $2,249,000 | -13.1% | 49,935 | -13.8% | 0.42% | -15.6% |
| WTS | Sell | WATTS WATER TECHNOLOGIES INCcl a | $2,140,000 | -8.0% | 36,464 | -3.0% | 0.40% | -10.8% |
| EPU | Sell | ISHARESall peru cap etf | $2,053,000 | -10.7% | 63,560 | -6.9% | 0.38% | -13.4% |
| AEGN | Sell | AEGION CORP | $1,986,000 | +6.1% | 78,450 | -8.2% | 0.37% | +3.1% |
| AGX | Sell | ARGAN INC | $1,989,000 | +0.8% | 66,917 | -6.6% | 0.37% | -2.4% |
| EWC | Sell | ISHARESmsci cda etf | $1,976,000 | +0.3% | 66,860 | -1.0% | 0.37% | -2.7% |
| CGW | Sell | CLAYMORE EXCHANGE TRD FD TRgugg s&p gbl wtr | $1,965,000 | +0.8% | 67,720 | -3.9% | 0.36% | -2.2% |
| ABT | Sell | ABBOTT LABS | $1,954,000 | -1.5% | 50,747 | -1.9% | 0.36% | -4.5% |
| STJ | Sell | ST JUDE MED INC | $1,913,000 | +0.3% | 29,249 | -5.0% | 0.35% | -2.7% |
| IAF | Sell | ABERDEEN AUSTRALIA EQTY FD I | $1,901,000 | -5.3% | 210,471 | -11.5% | 0.35% | -8.1% |
| ZBH | Sell | ZIMMER HLDGS INC | $1,650,000 | -5.1% | 17,449 | -6.5% | 0.31% | -7.8% |
| TRP | Sell | TRANSCANADA CORP | $1,567,000 | -4.5% | 34,420 | -4.2% | 0.29% | -7.3% |
| AMSWA | Sell | AMERICAN SOFTWARE INCcl a | $1,505,000 | +1.3% | 147,973 | -1.7% | 0.28% | -1.4% |
| BRXX | Sell | EGA EMERGING GLOBAL SHS TRegs braz inf etf | $1,508,000 | -6.5% | 93,115 | -1.7% | 0.28% | -9.4% |
| FXI | Sell | ISHARESchina lg-cap etf | $1,493,000 | -17.7% | 41,730 | -11.7% | 0.28% | -19.9% |
| ESBK | Sell | ELMIRA SVGS BK ELMIRA N Y | $1,478,000 | -5.2% | 60,363 | -2.5% | 0.27% | -8.1% |
| SYT | Sell | SYNGENTA AGsponsored adr | $1,451,000 | -7.3% | 19,144 | -2.2% | 0.27% | -10.0% |
| EME | Sell | EMCOR GROUP INC | $1,432,000 | +7.8% | 30,600 | -2.2% | 0.26% | +4.3% |
| BAX | Sell | BAXTER INTL INC | $1,410,000 | +2.1% | 19,161 | -3.5% | 0.26% | -1.1% |
| F113PS | Sell | COVIDIEN PLC | $1,411,000 | +6.5% | 19,150 | -1.5% | 0.26% | +3.2% |
| SYK | Sell | STRYKER CORP | $1,303,000 | +5.1% | 15,990 | -3.1% | 0.24% | +1.7% |
| ACAS | Sell | AMERICAN CAP LTD | $1,266,000 | -5.7% | 80,158 | -6.6% | 0.23% | -8.6% |
| CBST | Sell | CUBIST PHARMACEUTICALS INC | $1,103,000 | -8.2% | 15,075 | -13.6% | 0.20% | -10.9% |
| TLM | Sell | TALISMAN ENERGY INC | $1,085,000 | -23.5% | 108,760 | -10.7% | 0.20% | -25.8% |
| BNS | Sell | BANK N S HALIFAX | $1,053,000 | -12.5% | 18,150 | -5.7% | 0.20% | -15.2% |
| CVGW | Sell | CALAVO GROWERS INC | $1,033,000 | +12.2% | 29,030 | -4.7% | 0.19% | +8.5% |
| TTEK | Sell | TETRA TECH INC NEW | $976,000 | +0.3% | 32,981 | -5.2% | 0.18% | -2.7% |
| ROP | Sell | ROPER INDS INC NEW | $942,000 | -10.1% | 7,059 | -6.6% | 0.17% | -13.0% |
| TEL | Sell | TE CONNECTIVITY LTD | $891,000 | +1.0% | 14,800 | -7.5% | 0.16% | -1.8% |
| CHXX | Sell | EGA EMERGING GLOBAL SHS TRegs chin inf etf | $820,000 | -21.5% | 49,450 | -12.7% | 0.15% | -23.6% |
| SWZ | Sell | SWISS HELVETIA FD INC | $777,000 | +0.3% | 54,000 | -2.8% | 0.14% | -2.7% |
| MOS | Sell | MOSAIC CO NEW | $720,000 | +2.3% | 14,400 | -3.4% | 0.13% | -0.7% |
| HAL | Sell | HALLIBURTON CO | $707,000 | +14.2% | 12,000 | -1.6% | 0.13% | +11.0% |
| PWE | Sell | PENN WEST PETE LTD NEW | $671,000 | -10.2% | 80,305 | -10.1% | 0.12% | -13.3% |
| GXC | Sell | SPDR INDEX SHS FDSs&p china etf | $669,000 | -8.7% | 9,200 | -2.1% | 0.12% | -11.4% |
| MKSI | Sell | MKS INSTRUMENT INC | $656,000 | -4.5% | 21,950 | -4.4% | 0.12% | -6.9% |
| CHMG | Sell | CHEMUNG FINL CORP | $614,000 | -25.6% | 22,642 | -6.2% | 0.11% | -27.4% |
| GSVC | Sell | GSV CAP CORP | $609,000 | -28.7% | 60,100 | -14.9% | 0.11% | -30.7% |
| CVE | Sell | CENOVUS ENERGY INC | $584,000 | -2.3% | 20,166 | -3.4% | 0.11% | -5.3% |
| CVD | Sell | COVANCE INC | $476,000 | +15.5% | 4,580 | -2.1% | 0.09% | +11.4% |
| SU | Sell | SUNCOR ENERGY INC NEW | $454,000 | -17.0% | 12,992 | -16.8% | 0.08% | -19.2% |
| ALLE | Sell | ALLEGION PUB LTD CO | $385,000 | -21.1% | 7,387 | -33.1% | 0.07% | -23.7% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $380,000 | +1.1% | 1,265 | -7.3% | 0.07% | -2.8% |
| WX | Sell | WUXI PHARMATECH CAYMAN INC | $329,000 | -47.6% | 8,922 | -45.4% | 0.06% | -49.2% |
| ITT | Sell | ITT CORP NEW | $283,000 | -7.2% | 6,615 | -5.7% | 0.05% | -10.3% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $273,000 | -9.9% | 10,667 | -4.5% | 0.05% | -12.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $252,000 | -5.6% | 5,294 | -2.5% | 0.05% | -7.8% |
| CIEN | Sell | CIENA CORP | $240,000 | -9.1% | 10,550 | -4.5% | 0.04% | -12.0% |
| VRSN | Sell | VERISIGN INC | $232,000 | -10.8% | 4,300 | -1.1% | 0.04% | -14.0% |
| TYG | Sell | TORTOISE ENERGY INFRSTRCTR C | $234,000 | -11.0% | 5,107 | -7.3% | 0.04% | -14.0% |
| WFC | Sell | WELLS FARGO & CO NEW | $214,000 | +2.4% | 4,306 | -6.5% | 0.04% | 0.0% |
| NETC | Sell | NET SERVICOS DE COMUNICACAOsponsd adr new | $126,000 | -20.8% | 15,200 | -7.9% | 0.02% | -23.3% |
| OCLR | Sell | OCLARO INC | $115,000 | +12.7% | 36,975 | -9.8% | 0.02% | +10.5% |
| ACI | Sell | ARCH COAL INC | $55,000 | -38.2% | 11,500 | -42.8% | 0.01% | -41.2% |
| ECF | Exit | ELLSWORTH FUND LTD | $0 | – | -13,500 | -100.0% | -0.02% | – |
| PNR | Exit | PENTAIR LTD | $0 | – | -3,725 | -100.0% | -0.06% | – |
| SNHY | Exit | SUN HYDRAULICS CORP | $0 | – | -20,238 | -100.0% | -0.16% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -20,200 | -100.0% | -0.17% | – |
| ENDP | Exit | ENDO HEALTH SOLUTIONS INC | $0 | – | -16,540 | -100.0% | -0.21% | – |
| XRTX | Exit | XYRATEX LTD | $0 | – | -100,100 | -100.0% | -0.25% | – |
| ASTE | Exit | ASTEC INDS INC | $0 | – | -37,250 | -100.0% | -0.28% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -35,700 | -100.0% | -0.30% | – |
| ZOLT | Exit | ZOLTEK COS INC | $0 | – | -199,401 | -100.0% | -0.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 45 | Q2 2024 | 7.8% |
| CORNING INC GLW | 45 | Q2 2024 | 4.8% |
| EXXON MOBIL CORP XOM | 45 | Q2 2024 | 6.3% |
| PFIZER INC PFE | 45 | Q2 2024 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 45 | Q2 2024 | 6.1% |
| INTEL CORP INTC | 45 | Q2 2024 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 45 | Q2 2024 | 3.6% |
| OGE ENERGY CORP OGE | 45 | Q2 2024 | 4.5% |
| NOVARTIS AG-SPONSORED ADR NVS | 45 | Q2 2024 | 3.3% |
| MERCK & CO. INC. MRK | 45 | Q2 2024 | 3.2% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-08 |
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.