$1.3 Billion is the total value of SHUFRO ROSE & CO LLC's 338 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 54.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BSCQ | New | INVESCO EXCH TRD SLF IDX FD | $106,572,000 | – | 5,336,589 | +100.0% | 8.22% | – |
| NEAR | Buy | ISHARES U S ETF TRblackrock st mat | $46,608,000 | +153.5% | 940,239 | +155.4% | 3.59% | +170.6% |
| CEF | Buy | SPROTT PHYSICAL GOLD & SILVEtr unit | $35,528,000 | +12.8% | 1,833,217 | +3.2% | 2.74% | +20.4% |
| INFL | Buy | LISTED FD TRhorizon kinetics | $28,128,000 | +46.9% | 844,424 | +37.7% | 2.17% | +56.8% |
| DSTL | Buy | ETF SER SOLUTIONSdistillate us | $14,506,000 | -0.1% | 325,964 | +3.9% | 1.12% | +6.7% |
| LLY | Buy | LILLY ELI & CO | $13,252,000 | +3.9% | 46,275 | +0.2% | 1.02% | +11.0% |
| KAR | Buy | KAR AUCTION SVCS INC | $13,158,000 | +40.9% | 728,952 | +22.0% | 1.02% | +50.6% |
| COIN | Buy | COINBASE GLOBAL INC | $12,274,000 | +1802.9% | 64,651 | +2431.4% | 0.95% | +1914.9% |
| SBUX | Buy | STARBUCKS CORP | $11,327,000 | -21.9% | 124,508 | +0.4% | 0.87% | -16.6% |
| LSXMK | Buy | LIBERTY MEDIA CORP DEL | $7,384,000 | -8.3% | 161,475 | +1.9% | 0.57% | -2.2% |
| DIS | Buy | DISNEY WALT CO | $6,481,000 | -8.4% | 47,249 | +3.5% | 0.50% | -2.2% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $6,412,000 | +70.1% | 26,958 | +82.2% | 0.50% | +82.0% |
| XOM | Buy | EXXON MOBIL CORP | $5,914,000 | +39.4% | 71,601 | +3.3% | 0.46% | +49.0% |
| UL | Buy | UNILEVER PLCspon adr new | $5,237,000 | -12.3% | 114,926 | +3.5% | 0.40% | -6.5% |
| Buy | BLACKSTONE SECD LENDING FD | $4,404,000 | +518.5% | 157,961 | +653.8% | 0.34% | +566.7% | |
| PFE | Buy | PFIZER INC | $4,393,000 | -11.5% | 84,865 | +1.0% | 0.34% | -5.6% |
| PEP | Buy | PEPSICO INC | $4,313,000 | -3.2% | 25,766 | +0.5% | 0.33% | +3.4% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,796,000 | +20.1% | 48,607 | +24.9% | 0.29% | +28.5% |
| CM | Buy | CANADIAN IMP BK COMM | $3,074,000 | +33.6% | 25,255 | +27.9% | 0.24% | +42.8% |
| CVX | Buy | CHEVRON CORP NEW | $2,988,000 | +39.0% | 18,349 | +0.2% | 0.23% | +48.4% |
| AGG | Buy | ISHARES TRcore us aggbd et | $2,556,000 | -3.5% | 23,862 | +2.7% | 0.20% | +3.1% |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $2,523,000 | -14.6% | 18,644 | +1.7% | 0.20% | -8.5% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $2,217,000 | -4.3% | 27,878 | +2.0% | 0.17% | +2.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,880,000 | -0.4% | 673 | +3.2% | 0.14% | +6.6% |
| SLQD | Buy | ISHARES TR0-5yr invt gr cp | $1,828,000 | +6.7% | 37,039 | +10.4% | 0.14% | +13.7% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,815,000 | -5.8% | 8,844 | +2.1% | 0.14% | +0.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,643,000 | -0.1% | 12,637 | +2.7% | 0.13% | +6.7% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,503,000 | +4.1% | 8,544 | +5.8% | 0.12% | +11.5% |
| PFF | Buy | ISHARES TRpfd and incm sec | $1,502,000 | +47.4% | 41,245 | +59.6% | 0.12% | +56.8% |
| MDT | Buy | MEDTRONIC PLC | $1,434,000 | +27.1% | 12,922 | +18.5% | 0.11% | +37.0% |
| UNP | Buy | UNION PAC CORP | $1,433,000 | +13.1% | 5,246 | +4.3% | 0.11% | +20.7% |
| EUSA | Buy | ISHARES INCmsci equal weite | $1,360,000 | +16.6% | 16,027 | +23.0% | 0.10% | +25.0% |
| CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $1,333,000 | -15.8% | 2,443 | +0.6% | 0.10% | -9.6% |
| DOC | Buy | PHYSICIANS RLTY TR | $1,224,000 | +23.4% | 69,800 | +32.4% | 0.09% | +30.6% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,207,000 | -0.6% | 434 | +3.6% | 0.09% | +5.7% |
| MNTX | New | MANITEX INTL INC | $1,201,000 | – | 165,002 | +100.0% | 0.09% | – |
| LOAN | Buy | MANHATTAN BRDG CAP INC | $1,193,000 | +48.2% | 187,810 | +28.3% | 0.09% | +58.6% |
| ANAT | New | AMERICAN NATIONAL GROUP INC | $1,146,000 | – | 6,060 | +100.0% | 0.09% | – |
| NWLI | Buy | NATIONAL WESTN LIFE GROUP INcl a | $1,102,000 | +46.0% | 5,237 | +48.8% | 0.08% | +54.5% |
| GMRE | Buy | GLOBAL MED REIT INC | $1,080,000 | -0.1% | 66,200 | +8.7% | 0.08% | +6.4% |
| PPIH | New | PERMA-PIPE INTL HLDGS INC | $983,000 | – | 104,259 | +100.0% | 0.08% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $956,000 | +5.3% | 4,197 | +11.7% | 0.07% | +12.1% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $962,000 | -4.1% | 2,653 | +5.3% | 0.07% | +2.8% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $915,000 | -1.0% | 67,464 | +9.5% | 0.07% | +6.0% |
| RWT | Buy | REDWOOD TR INC | $837,000 | -10.4% | 79,500 | +12.3% | 0.06% | -3.0% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $837,000 | +11.2% | 4,971 | +20.0% | 0.06% | +20.4% |
| FEIM | Buy | FREQUENCY ELECTRS INC | $824,000 | +100.5% | 94,742 | +130.2% | 0.06% | +113.3% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $822,000 | 0.0% | 17,115 | +6.3% | 0.06% | +6.8% |
| VIAC | Buy | PARAMOUNT GLOBAL | $816,000 | +38.1% | 21,582 | +10.2% | 0.06% | +46.5% |
| ICCC | Buy | IMMUCELL CORP | $792,000 | +453.8% | 82,046 | +358.1% | 0.06% | +510.0% |
| GSLC | Buy | GOLDMAN SACHS ETF TRactivebeta us lg | $780,000 | +15.9% | 8,760 | +23.9% | 0.06% | +22.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $770,000 | +10.6% | 1,705 | +16.3% | 0.06% | +18.0% |
| C | New | CITIGROUP INC | $760,000 | – | 14,243 | +100.0% | 0.06% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $734,000 | +5.8% | 4,799 | +13.1% | 0.06% | +14.0% |
| New | SHELL PLCspon ads | $744,000 | – | 13,550 | +100.0% | 0.06% | – | |
| RNP | Buy | COHEN & STEERS REIT & PFD & | $742,000 | +58.2% | 27,600 | +68.3% | 0.06% | +67.6% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $712,000 | -7.9% | 48,700 | +1.5% | 0.06% | -1.8% |
| ANTM | Buy | ANTHEM INC | $701,000 | +7.0% | 1,428 | +1.1% | 0.05% | +14.9% |
| RAND | Buy | RAND CAP CORP | $627,000 | +139.3% | 41,394 | +168.0% | 0.05% | +152.6% |
| FRD | Buy | FRIEDMAN INDS INC | $621,000 | +54.5% | 70,452 | +64.4% | 0.05% | +65.5% |
| T | Buy | AT&T INC | $601,000 | +35.7% | 25,420 | +41.0% | 0.05% | +43.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $592,000 | -0.8% | 11,625 | +1.2% | 0.05% | +7.0% |
| AXP | Buy | AMERICAN EXPRESS CO | $572,000 | +15.3% | 3,061 | +0.9% | 0.04% | +22.2% |
| HD | Buy | HOME DEPOT INC | $554,000 | -24.6% | 1,850 | +4.5% | 0.04% | -18.9% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $558,000 | +2.0% | 2,602 | +2.0% | 0.04% | +7.5% |
| AMRK | New | A-MARK PRECIOUS METALS INC | $541,000 | – | 7,000 | +100.0% | 0.04% | – |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $526,000 | +127.7% | 3,839 | +134.2% | 0.04% | +141.2% |
| TURN | Buy | 180 DEGREE CAP CORP | $520,000 | +162.6% | 76,001 | +181.5% | 0.04% | +185.7% |
| ABT | Buy | ABBOTT LABS | $516,000 | -13.1% | 4,359 | +3.2% | 0.04% | -7.0% |
| GDX | Buy | VANECK ETF TRUSTgold miners etf | $524,000 | +64.3% | 13,655 | +37.2% | 0.04% | +73.9% |
| KO | Buy | COCA COLA CO | $509,000 | +6.3% | 8,212 | +1.6% | 0.04% | +11.4% |
| NVDA | Buy | NVIDIA CORPORATION | $497,000 | +28.8% | 1,820 | +38.7% | 0.04% | +35.7% |
| New | GENERAL ELECTRIC CO | $490,000 | – | 5,355 | +100.0% | 0.04% | – | |
| ED | Buy | CONSOLIDATED EDISON INC | $437,000 | +12.3% | 4,611 | +1.2% | 0.03% | +21.4% |
| AFL | Buy | AFLAC INC | $439,000 | +56.2% | 6,818 | +41.5% | 0.03% | +70.0% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $431,000 | +36.0% | 1,607 | +43.5% | 0.03% | +43.5% |
| SANW | Buy | S&W SEED CO | $411,000 | +31.3% | 193,009 | +68.6% | 0.03% | +39.1% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $396,000 | -1.2% | 8,462 | +6.1% | 0.03% | +6.9% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $407,000 | +71.7% | 35,000 | +105.9% | 0.03% | +82.4% |
| OGN | New | ORGANON & CO | $377,000 | – | 10,780 | +100.0% | 0.03% | – |
| EFV | Buy | ISHARES TReafe value etf | $357,000 | +29.3% | 7,102 | +29.5% | 0.03% | +40.0% |
| HAYW | New | HAYWARD HLDGS INC | $366,000 | – | 22,000 | +100.0% | 0.03% | – |
| CNNE | New | CANNAE HLDGS INC | $359,000 | – | 15,000 | +100.0% | 0.03% | – |
| AAPL | New | APPLE INCput | $349,000 | – | 2,000 | +100.0% | 0.03% | – |
| JBLU | Buy | JETBLUE AWYS CORP | $337,000 | +124.7% | 22,551 | +113.8% | 0.03% | +136.4% |
| EXPE | Buy | EXPEDIA GROUP INC | $323,000 | +8.8% | 1,649 | +0.2% | 0.02% | +19.0% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $314,000 | +45.4% | 879 | +46.3% | 0.02% | +50.0% |
| HCSG | Buy | HEALTHCARE SVCS GROUP INC | $292,000 | +7.4% | 15,710 | +2.6% | 0.02% | +15.0% |
| ORCL | Buy | ORACLE CORP | $274,000 | -4.2% | 3,315 | +1.2% | 0.02% | 0.0% |
| TSLA | New | TESLA INC | $272,000 | – | 252 | +100.0% | 0.02% | – |
| K | New | KELLOGG CO | $274,000 | – | 4,254 | +100.0% | 0.02% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $276,000 | – | 4,394 | +100.0% | 0.02% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $262,000 | +9.6% | 2,344 | +3.0% | 0.02% | +17.6% |
| EFG | New | ISHARES TReafe grwth etf | $264,000 | – | 2,746 | +100.0% | 0.02% | – |
| IMTM | New | ISHARES TRmsci intl moment | $244,000 | – | 6,881 | +100.0% | 0.02% | – |
| EFAV | Buy | ISHARES TRmsci eafe min vl | $244,000 | +16.2% | 3,378 | +23.3% | 0.02% | +26.7% |
| DG | Buy | DOLLAR GEN CORP NEW | $234,000 | -0.8% | 1,050 | +5.0% | 0.02% | +5.9% |
| EEM | New | ISHARES TRmsci emg mkt etf | $229,000 | – | 5,079 | +100.0% | 0.02% | – |
| MYN | Buy | BLACKROCK MUNIYIELD N Y QUAL | $237,000 | -7.1% | 19,600 | +8.3% | 0.02% | 0.0% |
| CERS | Buy | CERUS CORP | $233,000 | +84.9% | 42,400 | +129.2% | 0.02% | +100.0% |
| New | DIMENSIONAL ETF TRUSTinternatnal val | $229,000 | – | 6,838 | +100.0% | 0.02% | – | |
| IWS | New | ISHARES TRrus mdcp val etf | $219,000 | – | 1,827 | +100.0% | 0.02% | – |
| EQS | Buy | EQUUS TOTAL RETURN INC | $221,000 | +426.2% | 85,884 | +384.3% | 0.02% | +466.7% |
| VSS | New | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $215,000 | – | 1,734 | +100.0% | 0.02% | – |
| AZEK | Buy | AZEK CO INCcl a | $221,000 | -43.8% | 8,900 | +4.7% | 0.02% | -39.3% |
| ACA | New | ARCOSA INC | $214,000 | – | 3,733 | +100.0% | 0.02% | – |
| AMD | New | ADVANCED MICRO DEVICES INCcall | $219,000 | – | 2,000 | +100.0% | 0.02% | – |
| IQLT | New | ISHARES TRmsci intl qualty | $218,000 | – | 5,918 | +100.0% | 0.02% | – |
| IHI | New | ISHARES TRu.s. med dvc etf | $204,000 | – | 3,350 | +100.0% | 0.02% | – |
| PSX | New | PHILLIPS 66 | $186,000 | – | 2,150 | +100.0% | 0.01% | – |
| VTN | Buy | INVESCO TR INVT GRADE NEW YO | $180,000 | -0.6% | 15,500 | +14.8% | 0.01% | +7.7% |
| BTN | Buy | BALLANTYNE STRONG INC | $187,000 | +334.9% | 60,563 | +303.8% | 0.01% | +366.7% |
| SFE | New | SAFEGUARD SCIENTIFICS INC | $174,000 | – | 33,392 | +100.0% | 0.01% | – |
| USAP | Buy | UNIVERSAL STAINLESS & ALLOY | $154,000 | +36.3% | 17,697 | +24.7% | 0.01% | +50.0% |
| ACTG | Buy | ACACIA RESH CORP | $160,000 | +73.9% | 35,552 | +97.3% | 0.01% | +71.4% |
| JPC | Buy | NUVEEN PFD & INCOME OPPORTUN | $150,000 | +53.1% | 17,500 | +75.0% | 0.01% | +71.4% |
| ARTW | Buy | ARTS WAY MFG INC | $136,000 | +106.1% | 24,639 | +31.2% | 0.01% | +100.0% |
| PLXP | New | PLX PHARMA INC | $135,000 | – | 33,500 | +100.0% | 0.01% | – |
| VMO | Buy | INVESCO MUN OPPORTUNITY TR | $126,000 | -8.7% | 11,000 | +10.0% | 0.01% | 0.0% |
| GSIT | New | GSI TECHNOLOGY INC | $129,000 | – | 33,606 | +100.0% | 0.01% | – |
| PESI | New | PERMA-FIX ENVIRONMENTAL SVCS | $123,000 | – | 22,173 | +100.0% | 0.01% | – |
| NNDM | New | NANO DIMENSION LTDsponsord ads new | $106,000 | – | 29,860 | +100.0% | 0.01% | – |
| KTCC | New | KEY TRONIC CORP | $110,000 | – | 19,435 | +100.0% | 0.01% | – |
| SGMA | New | SIGMATRON INTL INC | $98,000 | – | 14,368 | +100.0% | 0.01% | – |
| PFIN | New | P & F INDS INCcl a new | $101,000 | – | 16,783 | +100.0% | 0.01% | – |
| WTT | Buy | WIRELESS TELECOM GROUP INC | $96,000 | +92.0% | 55,915 | +146.0% | 0.01% | +75.0% |
| RCG | New | RENN FD INC | $96,000 | – | 44,570 | +100.0% | 0.01% | – |
| OPK | Buy | OPKO HEALTH INC | $85,000 | -21.3% | 24,600 | +9.3% | 0.01% | -12.5% |
| OBELF | New | OBSIDIAN ENERGY LTD | $96,000 | – | 10,871 | +100.0% | 0.01% | – |
| SVVC | New | FIRSTHAND TECHNOLOGY VALUE F | $61,000 | – | 17,708 | +100.0% | 0.01% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $66,000 | – | 600 | +100.0% | 0.01% | – |
| CVV | New | CVD EQUIP CORP | $61,000 | – | 13,635 | +100.0% | 0.01% | – |
| VVR | New | INVESCO SR INCOME TR | $64,000 | – | 15,000 | +100.0% | 0.01% | – |
| CDE | New | COEUR MNG INC | $67,000 | – | 15,000 | +100.0% | 0.01% | – |
| PSX | New | PHILLIPS 66call | $60,000 | – | 700 | +100.0% | 0.01% | – |
| VHC | Buy | VIRNETX HLDG CORP | $56,000 | +75.0% | 34,600 | +183.6% | 0.00% | +100.0% |
| ATRS | New | ANTARES PHARMA INC | $41,000 | – | 10,000 | +100.0% | 0.00% | – |
| VIRC | New | VIRCO MFG CO | $37,000 | – | 12,247 | +100.0% | 0.00% | – |
| ENZ | New | ENZO BIOCHEM INC | $39,000 | – | 13,500 | +100.0% | 0.00% | – |
| STCN | New | STEEL CONNECT INC | $26,000 | – | 20,204 | +100.0% | 0.00% | – |
| CDTX | New | CIDARA THERAPEUTICS INC | $9,000 | – | 10,413 | +100.0% | 0.00% | – |
| SLRX | New | SALARIUS PHARMACEUTICALS INC | $7,000 | – | 16,400 | +100.0% | 0.00% | – |
| New | SAFE T GROUP LTDsponsord ads new | $12,000 | – | 14,200 | +100.0% | 0.00% | – | |
| PEI | New | PENNSYLVANIA REAL ESTATE INVsh ben int | $6,000 | – | 10,100 | +100.0% | 0.00% | – |
| New | INPIXON | $6,000 | – | 24,100 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CORNING INC | 43 | Q3 2023 | 5.2% |
| INTEL CORP | 43 | Q3 2023 | 4.9% |
| AVERY DENNISON CORP | 43 | Q3 2023 | 3.6% |
| CISCO SYS INC | 43 | Q3 2023 | 4.2% |
| TEXAS INSTRS INC | 43 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 2.6% |
| MICROSOFT CORP | 43 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP | 43 | Q3 2023 | 4.4% |
| THERMO FISHER SCIENTIFIC INC | 43 | Q3 2023 | 3.5% |
| SONOCO PRODS CO | 43 | Q3 2023 | 3.2% |
View SHUFRO ROSE & CO LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Vishay Precision Group, Inc. | February 10, 2017 | 583,080 | 4.8% |
| BAR HARBOR BANKSHARES | January 30, 2013 | 121,025 | 3.1% |
| JAPAN EQUITY FUND INC | March 02, 2011 | 710,356 | 4.9% |
| LAKELAND INDUSTRIES INC | March 02, 2011 | 255,997 | 4.7% |
| SCHMITT INDUSTRIES INC | March 02, 2011 | 127,900 | 4.4% |
| STRATTEC SECURITY CORP | March 02, 2011 | 146,630 | 4.5% |
| MFRI INC | February 15, 2005 | 32,000 | 0.6% |
| TWIN DISC INC | February 15, 2005 | 40,900 | 1.4% |
| MILLBROOK PRESS INC | February 09, 2004 | ? | ? |
| BALDWIN TECHNOLOGY CO INC | February 13, 2003 | 460,800 | 3.6% |
View SHUFRO ROSE & CO LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-11-05 |
View SHUFRO ROSE & CO LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.