$314 Billion is the total value of GOLDMAN SACHS GROUP INC's 9626 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CI | New | CIGNA CORP NEWcmn | $434,236,000 | – | 2,286,420 | +100.0% | 0.14% | – |
| LIN | New | LINDE PLCcmn | $335,367,000 | – | 2,149,240 | +100.0% | 0.11% | – |
| ONE | New | ONESMART INTL ED GROUP LTDcmn | $131,186,000 | – | 16,818,750 | +100.0% | 0.04% | – |
| DELL | New | DELL TECHNOLOGIES INCcmn | $99,383,000 | – | 2,033,616 | +100.0% | 0.03% | – |
| SITC | New | SITE CENTERS CORPcmn | $86,438,000 | – | 7,808,345 | +100.0% | 0.03% | – |
| TAK | New | TAKEDA PHARMACEUTICAL CO LTDcmn | $85,843,000 | – | 5,103,619 | +100.0% | 0.03% | – |
| CI | New | CIGNA CORP NEWput | $58,533,000 | – | 308,196 | +100.0% | 0.02% | – |
| VXX | New | BARCLAYS BK PLCcmn | $52,254,000 | – | 1,112,028 | +100.0% | 0.02% | – |
| PRQR | New | PROQR THRAPEUTICS N Vcmn | $53,748,000 | – | 3,406,102 | +100.0% | 0.02% | – |
| SPLG | New | SPDR SERIES TRUSTcmn | $43,549,000 | – | 1,490,902 | +100.0% | 0.01% | – |
| SRC | New | SPIRIT RLTY CAP INC NEWcmn | $36,349,000 | – | 1,031,188 | +100.0% | 0.01% | – |
| EMLC | New | VANECK VECTORS ETF TRcmn | $38,685,000 | – | 1,172,271 | +100.0% | 0.01% | – |
| LIN | New | LINDE PLCput | $34,649,000 | – | 222,050 | +100.0% | 0.01% | – |
| ETRN | New | EQUITRANS MIDSTREAM CORPORATcmn | $33,035,000 | – | 1,650,136 | +100.0% | 0.01% | – |
| RAMP | New | LIVERAMP HLDGS INCcmn | $34,778,000 | – | 900,299 | +100.0% | 0.01% | – |
| TRI | New | THOMSON REUTERS CORPcmn | $34,947,000 | – | 723,382 | +100.0% | 0.01% | – |
| MTN | New | VAIL RESORTS INCput | $24,329,000 | – | 115,400 | +100.0% | 0.01% | – |
| HYD | New | VANECK VECTORS ETF TRcmn | $25,800,000 | – | 422,669 | +100.0% | 0.01% | – |
| MAC | New | MACERICH COcall | $21,640,000 | – | 500,000 | +100.0% | 0.01% | – |
| SHW | New | SHERWIN WILLIAMS COput | $21,680,000 | – | 55,100 | +100.0% | 0.01% | – |
| LIN | New | LINDE PLCcall | $21,267,000 | – | 136,290 | +100.0% | 0.01% | – |
| FIS | New | FIDELITY NATL INFORMATION SVcall | $20,510,000 | – | 200,000 | +100.0% | 0.01% | – |
| MRNA | New | MODERNA INCcmn | $20,705,000 | – | 1,355,926 | +100.0% | 0.01% | – |
| MKC | New | MCCORMICK & CO INCput | $18,338,000 | – | 131,700 | +100.0% | 0.01% | – |
| DELL | New | DELL TECHNOLOGIES INCcall | $18,402,000 | – | 376,560 | +100.0% | 0.01% | – |
| CI | New | CIGNA CORP NEWcall | $17,807,000 | – | 93,760 | +100.0% | 0.01% | – |
| BG | New | BUNGE LIMITEDcall | $20,147,000 | – | 377,000 | +100.0% | 0.01% | – |
| BG | New | BUNGE LIMITEDput | $17,635,000 | – | 330,000 | +100.0% | 0.01% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LPcall | $14,562,000 | – | 255,200 | +100.0% | 0.01% | – |
| XLNX | New | XILINX INCcall | $15,331,000 | – | 180,000 | +100.0% | 0.01% | – |
| EQIX | New | EQUINIX INCput | $14,420,000 | – | 40,900 | +100.0% | 0.01% | – |
| IYF | New | ISHARES TRcmn | $16,877,000 | – | 158,667 | +100.0% | 0.01% | – |
| IYH | New | ISHARES TRcmn | $16,277,000 | – | 90,021 | +100.0% | 0.01% | – |
| ACA | New | ARCOSA INCcmn | $14,421,000 | – | 520,819 | +100.0% | 0.01% | – |
| EPHE | New | ISHARES TRcmn | $15,143,000 | – | 475,000 | +100.0% | 0.01% | – |
| SCHD | New | SCHWAB STRATEGIC TRcmn | $14,156,000 | – | 301,379 | +100.0% | 0.01% | – |
| SCHB | New | SCHWAB STRATEGIC TRcmn | $14,255,000 | – | 237,860 | +100.0% | 0.01% | – |
| MHK | New | MOHAWK INDS INCcall | $16,515,000 | – | 141,200 | +100.0% | 0.01% | – |
| SFLY | New | SHUTTERFLY INCput | $12,002,000 | – | 298,100 | +100.0% | 0.00% | – |
| REZI | New | RESIDEO TECHNOLOGIES INCcmn | $13,925,000 | – | 677,633 | +100.0% | 0.00% | – |
| STNE | New | STONECO LTDcmn | $13,715,000 | – | 743,768 | +100.0% | 0.00% | – |
| GH | New | GUARDANT HEALTH INCcmn | $11,343,000 | – | 301,748 | +100.0% | 0.00% | – |
| THOR | New | SYNTHORX INCcmn | $11,372,000 | – | 654,269 | +100.0% | 0.00% | – |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INCcall | $11,323,000 | – | 321,400 | +100.0% | 0.00% | – |
| JACK | New | JACK IN THE BOX INCcall | $11,124,000 | – | 143,300 | +100.0% | 0.00% | – |
| ALB | New | ALBEMARLE CORPcall | $10,990,000 | – | 142,600 | +100.0% | 0.00% | – |
| CCEP | New | COCA COLA EUROPEAN PARTNERScall | $8,583,000 | – | 187,200 | +100.0% | 0.00% | – |
| VSH | New | VISHAY INTERTECHNOLOGY INCput | $8,104,000 | – | 450,000 | +100.0% | 0.00% | – |
| NWN | New | NORTHWEST NAT HLDG COcmn | $8,395,000 | – | 138,858 | +100.0% | 0.00% | – |
| BBN | New | BLACKROCK TAX MUNICPAL BD TRcmn | $9,151,000 | – | 435,346 | +100.0% | 0.00% | – |
| VC | New | VISTEON CORPcall | $8,608,000 | – | 142,800 | +100.0% | 0.00% | – |
| HSIC | New | SCHEIN HENRY INCcall | $8,936,000 | – | 113,800 | +100.0% | 0.00% | – |
| HLT | New | HILTON WORLDWIDE HLDGS INCcall | $8,702,000 | – | 121,200 | +100.0% | 0.00% | – |
| TME | New | TENCENT MUSIC ENTMT GROUPcmn | $10,366,000 | – | 784,111 | +100.0% | 0.00% | – |
| New | TWITTER INCcnv | $10,105,000 | – | 10,415,000 | +100.0% | 0.00% | – | |
| SSO | New | PROSHARES TRcmn | $9,282,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | CEMEX SAB DE CVcnv | $8,483,000 | – | 8,700,000 | +100.0% | 0.00% | – | |
| OKE | New | ONEOK INC NEWput | $8,389,000 | – | 155,500 | +100.0% | 0.00% | – |
| PPG | New | PPG INDS INCput | $8,730,000 | – | 85,400 | +100.0% | 0.00% | – |
| KOS | New | KOSMOS ENERGY LTDcmn | $9,550,000 | – | 2,346,360 | +100.0% | 0.00% | – |
| ETRN | New | EQUITRANS MIDSTREAM CORPORATcall | $10,319,000 | – | 515,440 | +100.0% | 0.00% | – |
| BBD | New | BANCO BRADESCO S Aput | $6,923,000 | – | 700,000 | +100.0% | 0.00% | – |
| ALL | New | ALLSTATE CORPcall | $7,453,000 | – | 90,200 | +100.0% | 0.00% | – |
| AXNX | New | AXONICS MODULATION TECH INCcmn | $5,732,000 | – | 379,358 | +100.0% | 0.00% | – |
| HCM | New | HUTCHISON CHINA MEDITECH LTDcmn | $4,830,000 | – | 209,181 | +100.0% | 0.00% | – |
| HUYA | New | HUYA INCcmn | $6,417,000 | – | 414,524 | +100.0% | 0.00% | – |
| BLUE | New | BLUEBIRD BIO INCput | $5,803,000 | – | 58,500 | +100.0% | 0.00% | – |
| SPVM | New | INVESCO EXCHANGE TRADED FD Tcmn | $5,494,000 | – | 160,637 | +100.0% | 0.00% | – |
| LBTYK | New | LIBERTY GLOBAL PLCcall | $7,224,000 | – | 350,000 | +100.0% | 0.00% | – |
| IYT | New | ISHARES TRcall | $6,963,000 | – | 42,200 | +100.0% | 0.00% | – |
| ZBH | New | ZIMMER BIOMET HLDGS INCcall | $5,186,000 | – | 50,000 | +100.0% | 0.00% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TRcmn | $6,129,000 | – | 488,392 | +100.0% | 0.00% | – |
| KSA | New | ISHARES TRcmn | $5,999,000 | – | 207,656 | +100.0% | 0.00% | – |
| REET | New | ISHARES TRcmn | $5,554,000 | – | 237,153 | +100.0% | 0.00% | – |
| MOAT | New | VANECK VECTORS ETF TRcmn | $6,412,000 | – | 155,740 | +100.0% | 0.00% | – |
| CAG | New | CONAGRA BRANDS INCcall | $6,500,000 | – | 304,300 | +100.0% | 0.00% | – |
| UPWK | New | UPWORK INCcmn | $5,153,000 | – | 284,528 | +100.0% | 0.00% | – |
| MTDR | New | MATADOR RES COput | $5,588,000 | – | 359,800 | +100.0% | 0.00% | – |
| UGI | New | UGI CORP NEWcall | $7,005,000 | – | 131,300 | +100.0% | 0.00% | – |
| New | MICROCHIP TECHNOLOGY INCcnv | $5,432,000 | – | 3,850,000 | +100.0% | 0.00% | – | |
| COOP | New | MR COOPER GROUP INCcmn | $6,133,000 | – | 525,486 | +100.0% | 0.00% | – |
| New | ASSERTIO THERAPEUTICS INCcnv | $5,407,000 | – | 8,033,000 | +100.0% | 0.00% | – | |
| NTAP | New | NETAPP INCput | $5,663,000 | – | 94,900 | +100.0% | 0.00% | – |
| New | TEVA PHARMACEUTICAL FIN LLCcnv | $4,845,000 | – | 5,368,000 | +100.0% | 0.00% | – | |
| New | ADVANCED MICRO DEVICES INCcnv | $5,574,000 | – | 2,295,000 | +100.0% | 0.00% | – | |
| TGE | New | TALLGRASS ENERGY LPcall | $4,768,000 | – | 195,900 | +100.0% | 0.00% | – |
| JFR | New | NUVEEN FLOATING RATE INCOMEcmn | $6,263,000 | – | 678,458 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM GROUP INCput | $5,771,000 | – | 78,800 | +100.0% | 0.00% | – |
| PLAN | New | ANAPLAN INCcmn | $5,050,000 | – | 190,272 | +100.0% | 0.00% | – |
| SIBN | New | SI BONE INCcmn | $4,888,000 | – | 234,011 | +100.0% | 0.00% | – |
| SPXB | New | PROSHARES TRcmn | $5,932,000 | – | 75,000 | +100.0% | 0.00% | – |
| New | COLONY CAP INCcnv | $7,033,000 | – | 8,021,000 | +100.0% | 0.00% | – | |
| RPT | New | RPT REALTYcmn | $6,373,000 | – | 533,299 | +100.0% | 0.00% | – |
| GD | New | GENERAL DYNAMICS CORPcall | $7,074,000 | – | 45,000 | +100.0% | 0.00% | – |
| CMS | New | CMS ENERGY CORPcall | $2,979,000 | – | 60,000 | +100.0% | 0.00% | – |
| BBEU | New | JP MORGAN EXCHANGE TRADED FDcmn | $2,797,000 | – | 130,945 | +100.0% | 0.00% | – |
| TRN | New | TRINITY INDS INCput | $3,675,000 | – | 178,500 | +100.0% | 0.00% | – |
| JBGS | New | JBG SMITH PPTYScall | $4,417,000 | – | 126,900 | +100.0% | 0.00% | – |
| WING | New | WINGSTOP INCcall | $2,889,000 | – | 45,000 | +100.0% | 0.00% | – |
| WING | New | WINGSTOP INCput | $3,723,000 | – | 58,000 | +100.0% | 0.00% | – |
| IEUR | New | ISHARES TRcmn | $3,016,000 | – | 72,972 | +100.0% | 0.00% | – |
| PICK | New | ISHARES INCcmn | $1,714,000 | – | 63,513 | +100.0% | 0.00% | – |
| RESP | New | WISDOMTREE TRcmn | $2,515,000 | – | 88,454 | +100.0% | 0.00% | – |
| DWM | New | WISDOMTREE TRcmn | $2,764,000 | – | 59,324 | +100.0% | 0.00% | – |
| SFHY | New | WISDOMTREE TRcmn | $4,690,000 | – | 97,085 | +100.0% | 0.00% | – |
| DELL | New | DELL TECHNOLOGIES INCput | $1,865,000 | – | 38,160 | +100.0% | 0.00% | – |
| WWW | New | WOLVERINE WORLD WIDE INCput | $1,687,000 | – | 52,900 | +100.0% | 0.00% | – |
| WWE | New | WORLD WRESTLING ENTMT INCput | $4,222,000 | – | 56,500 | +100.0% | 0.00% | – |
| CNPPRB | New | CENTERPOINT ENERGY INCcmn | $3,533,000 | – | 70,150 | +100.0% | 0.00% | – |
| CXW | New | CORECIVIC INCput | $1,824,000 | – | 102,300 | +100.0% | 0.00% | – |
| ACB | New | AURORA CANNABIS INCcmn | $2,160,000 | – | 435,423 | +100.0% | 0.00% | – |
| EFT | New | EATON VANCE FLTING RATE INCcmn | $4,347,000 | – | 343,342 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HLDGS INCput | $3,654,000 | – | 160,000 | +100.0% | 0.00% | – |
| New | ALDER BIOPHARMACEUTICALS INCcnv | $1,715,000 | – | 2,150,000 | +100.0% | 0.00% | – | |
| FLO | New | FLOWERS FOODS INCput | $2,913,000 | – | 157,700 | +100.0% | 0.00% | – |
| NVO | New | NOVO-NORDISK A Scall | $2,695,000 | – | 58,500 | +100.0% | 0.00% | – |
| NVO | New | NOVO-NORDISK A Sput | $2,096,000 | – | 45,500 | +100.0% | 0.00% | – |
| CMSS | New | CM SEVEN STAR ACQUISITION COcmn | $2,537,000 | – | 251,214 | +100.0% | 0.00% | – |
| DATA | New | TABLEAU SOFTWARE INCcall | $2,664,000 | – | 22,200 | +100.0% | 0.00% | – |
| ROP | New | ROPER TECHNOLOGIES INCcall | $2,559,000 | – | 9,600 | +100.0% | 0.00% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FDcmn | $4,319,000 | – | 478,796 | +100.0% | 0.00% | – |
| SAFM | New | SANDERSON FARMS INCput | $3,982,000 | – | 40,100 | +100.0% | 0.00% | – |
| LXFR | New | LUXFER HOLDINGS PLCcmn | $4,635,000 | – | 262,916 | +100.0% | 0.00% | – |
| ALLO | New | ALLOGENE THERAPEUTICS INCcmn | $1,650,000 | – | 61,287 | +100.0% | 0.00% | – |
| STKL | New | SUNOPTA INCcmn | $1,646,000 | – | 425,332 | +100.0% | 0.00% | – |
| RWL | New | OPPENHEIMER ETF TRcmn | $4,689,000 | – | 100,758 | +100.0% | 0.00% | – |
| XMMO | New | INVESCO EXCHANGE TRADED FD Tcmn | $2,897,000 | – | 64,410 | +100.0% | 0.00% | – |
| FVD | New | FIRST TR VALUE LINE DIVID INcmn | $4,364,000 | – | 150,075 | +100.0% | 0.00% | – |
| OSTK | New | OVERSTOCK COM INC DELput | $3,686,000 | – | 271,400 | +100.0% | 0.00% | – |
| TSG | New | STARS GROUP INCput | $3,876,000 | – | 234,600 | +100.0% | 0.00% | – |
| TSG | New | STARS GROUP INCcall | $2,260,000 | – | 136,800 | +100.0% | 0.00% | – |
| ROP | New | ROPER TECHNOLOGIES INCput | $2,559,000 | – | 9,600 | +100.0% | 0.00% | – |
| PPG | New | PPG INDS INCcall | $4,130,000 | – | 40,400 | +100.0% | 0.00% | – |
| New | SQUARE INCcnv | $2,102,000 | – | 860,000 | +100.0% | 0.00% | – | |
| CUBE | New | CUBESMARTput | $2,295,000 | – | 80,000 | +100.0% | 0.00% | – |
| CUBE | New | CUBESMARTcall | $2,295,000 | – | 80,000 | +100.0% | 0.00% | – |
| COWZ | New | PACER FDS TRcmn | $2,052,000 | – | 79,857 | +100.0% | 0.00% | – |
| New | SPIRIT RLTY CAP INC NEWcnv | $2,495,000 | – | 2,500,000 | +100.0% | 0.00% | – | |
| FYC | New | FIRST TR EXCNGE TRD ALPHADEXcmn | $1,683,000 | – | 41,938 | +100.0% | 0.00% | – |
| RRR | New | RED ROCK RESORTS INCput | $2,135,000 | – | 105,100 | +100.0% | 0.00% | – |
| INGN | New | INOGEN INCput | $2,483,000 | – | 20,000 | +100.0% | 0.00% | – |
| FSMB | New | FIRST TR EXCH TRADED FD IIIcmn | $4,035,000 | – | 199,998 | +100.0% | 0.00% | – |
| New | INSMED INCcnv | $1,638,000 | – | 2,300,000 | +100.0% | 0.00% | – | |
| SEDG | New | SOLAREDGE TECHNOLOGIES INCput | $2,720,000 | – | 77,500 | +100.0% | 0.00% | – |
| EEMX | New | SPDR INDEX SHS FDScmn | $1,700,000 | – | 29,945 | +100.0% | 0.00% | – |
| FIXD | New | FIRST TR EXCHNG TRADED FD VIcmn | $3,289,000 | – | 66,651 | +100.0% | 0.00% | – |
| FUMB | New | FIRST TRUST ETF IIIcmn | $4,018,000 | – | 199,796 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORPput | $1,617,000 | – | 30,000 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORPcall | $1,617,000 | – | 30,000 | +100.0% | 0.00% | – |
| BLMN | New | BLOOMIN BRANDS INCcall | $1,653,000 | – | 92,400 | +100.0% | 0.00% | – |
| SSTK | New | SHUTTERSTOCK INCcall | $3,471,000 | – | 96,400 | +100.0% | 0.00% | – |
| EAF | New | GRAFTECH INTL LTDput | $2,746,000 | – | 240,000 | +100.0% | 0.00% | – |
| New | CLEVELAND CLIFFS INCcnv | $3,642,000 | – | 3,275,000 | +100.0% | 0.00% | – | |
| PTLA | New | PORTOLA PHARMACEUTICALS INCput | $1,929,000 | – | 98,800 | +100.0% | 0.00% | – |
| XHB | New | SPDR SERIES TRUSTput | $3,252,000 | – | 100,000 | +100.0% | 0.00% | – |
| ACIA | New | ACACIA COMMUNICATIONS INCcall | $3,895,000 | – | 102,500 | +100.0% | 0.00% | – |
| New | SERVICENOW INCcnv | $1,591,000 | – | 1,140,000 | +100.0% | 0.00% | – | |
| HGV | New | HILTON GRAND VACATIONS INCcall | $2,969,000 | – | 112,500 | +100.0% | 0.00% | – |
| PGR | New | PROGRESSIVE CORP OHIOcall | $2,413,000 | – | 40,000 | +100.0% | 0.00% | – |
| LTHM | New | LIVENT CORPcmn | $2,552,000 | – | 184,962 | +100.0% | 0.00% | – |
| MKSI | New | MKS INSTRUMENT INCput | $2,326,000 | – | 36,000 | +100.0% | 0.00% | – |
| VIGI | New | VANGUARD WHITEHALL FDS INCcmn | $1,745,000 | – | 30,300 | +100.0% | 0.00% | – |
| LGND | New | LIGAND PHARMACEUTICALS INCput | $1,723,000 | – | 12,700 | +100.0% | 0.00% | – |
| HCRSQ | New | HI-CRUSH PARTNERS LPput | $2,080,000 | – | 581,000 | +100.0% | 0.00% | – |
| CALM | New | CAL MAINE FOODS INCput | $3,879,000 | – | 91,700 | +100.0% | 0.00% | – |
| AMID | New | AMERICAN MIDSTREAM PARTNERScmn | $1,795,000 | – | 592,506 | +100.0% | 0.00% | – |
| CALM | New | CAL MAINE FOODS INCcall | $2,250,000 | – | 53,200 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTMT CORPput | $1,854,000 | – | 273,000 | +100.0% | 0.00% | – |
| MCFT | New | MASTERCRAFT BOAT HLDGS INCcmn | $4,493,000 | – | 240,276 | +100.0% | 0.00% | – |
| NOBL | New | PROSHARES TRcmn | $3,028,000 | – | 50,019 | +100.0% | 0.00% | – |
| LHCG | New | LHC GROUP INCcall | $2,582,000 | – | 27,500 | +100.0% | 0.00% | – |
| CID | New | VICTORY PORTFOLIOS IIcmn | $1,754,000 | – | 58,666 | +100.0% | 0.00% | – |
| SLYV | New | SPDR SERIES TRUSTcmn | $2,261,000 | – | 42,012 | +100.0% | 0.00% | – |
| New | TWITTER INCcnv | $1,697,000 | – | 1,861,000 | +100.0% | 0.00% | – | |
| KEM | New | KEMET CORPput | $1,793,000 | – | 102,200 | +100.0% | 0.00% | – |
| New | MICROCHIP TECHNOLOGY INCcnv | $4,167,000 | – | 4,266,000 | +100.0% | 0.00% | – | |
| DNKN | New | DUNKIN BRANDS GROUP INCput | $3,206,000 | – | 50,000 | +100.0% | 0.00% | – |
| AMC | New | AMC ENTMT HLDGS INCput | $1,351,000 | – | 110,000 | +100.0% | 0.00% | – |
| ANCX | New | ACCESS NATL CORPcmn | $711,000 | – | 33,339 | +100.0% | 0.00% | – |
| ACER | New | ACER THERAPEUTICS INCcmn | $386,000 | – | 19,204 | +100.0% | 0.00% | – |
| IOTS | New | ADESTO TECHNOLOGIES CORPcmn | $48,000 | – | 10,916 | +100.0% | 0.00% | – |
| AGFS | New | AGROFRESH SOLUTIONScmn | $55,000 | – | 14,550 | +100.0% | 0.00% | – |
| APD | New | AIR PRODS & CHEMS INCput | $480,000 | – | 3,000 | +100.0% | 0.00% | – |
| AKTS | New | AKOUSTIS TECHNOLOGIES INCcmn | $154,000 | – | 31,062 | +100.0% | 0.00% | – |
| ALB | New | ALBEMARLE CORPput | $771,000 | – | 10,000 | +100.0% | 0.00% | – |
| ALLK | New | ALLAKOS INCcmn | $870,000 | – | 16,652 | +100.0% | 0.00% | – |
| ALGR | New | ALLEGRO MERGER CORPcmn | $1,462,000 | – | 150,000 | +100.0% | 0.00% | – |
| NCZ | New | ALLIANZGI CONV INCOME FD IIcmn | $85,000 | – | 18,839 | +100.0% | 0.00% | – |
| New | ALTUS MIDSTREAM COcmn | $1,159,000 | – | 149,952 | +100.0% | 0.00% | – | |
| ANSS | New | ANSYS INCcall | $700,000 | – | 4,900 | +100.0% | 0.00% | – |
| AINV | New | APOLLO INVT CORPcmn | $1,171,000 | – | 94,420 | +100.0% | 0.00% | – |
| APHA | New | APHRIA INCcmn | $1,507,000 | – | 264,866 | +100.0% | 0.00% | – |
| APEN | New | APOLLO ENDOSURGERY INCcmn | $415,000 | – | 120,200 | +100.0% | 0.00% | – |
| APTX | New | APTINYX INCcmn | $353,000 | – | 21,324 | +100.0% | 0.00% | – |
| AQ | New | AQUANTIA CORPcmn | $161,000 | – | 18,347 | +100.0% | 0.00% | – |
| ARES | New | ARES MANAGEMENT CORPORATIONcmn | $632,000 | – | 35,530 | +100.0% | 0.00% | – |
| ARLO | New | ARLO TECHNOLOGIES INCcall | $107,000 | – | 10,700 | +100.0% | 0.00% | – |
| ASNS | New | ARSANIS INCcmn | $54,000 | – | 23,336 | +100.0% | 0.00% | – |
| ASH | New | ASHLAND GLOBAL HLDGS INCcall | $710,000 | – | 10,000 | +100.0% | 0.00% | – |
| AIZ | New | ASSURANT INCput | $751,000 | – | 8,400 | +100.0% | 0.00% | – |
| HOME | New | AT HOME GROUP INCcall | $537,000 | – | 28,800 | +100.0% | 0.00% | – |
| AUTL | New | AUTOLUS THERAPEUTICS PLCcmn | $220,000 | – | 6,694 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INCput | $1,071,000 | – | 30,000 | +100.0% | 0.00% | – |
| AVRO | New | AVROBIO INCcmn | $360,000 | – | 21,609 | +100.0% | 0.00% | – |
| BLMT | New | BSB BANCORP INC MDcmn | $290,000 | – | 10,323 | +100.0% | 0.00% | – |
| RILY | New | B RILEY FINL INCcmn | $213,000 | – | 14,989 | +100.0% | 0.00% | – |
| BCSF | New | BAIN CAP SPECIALTY FIN INCcmn | $702,000 | – | 41,882 | +100.0% | 0.00% | – |
| BANC | New | BANC OF CALIFORNIA INCput | $666,000 | – | 50,000 | +100.0% | 0.00% | – |
| BACPRL | New | BANK AMER CORPcmn | $1,020,000 | – | 814 | +100.0% | 0.00% | – |
| BITA | New | BITAUTO HLDGS LTDput | $255,000 | – | 10,300 | +100.0% | 0.00% | – |
| BGY | New | BLACKROCK ENHANCED INTL DIVcmn | $67,000 | – | 13,410 | +100.0% | 0.00% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INCcmn | $126,000 | – | 10,029 | +100.0% | 0.00% | – |
| TCPC | New | BLACKROCK TCP CAP CORPcmn | $819,000 | – | 62,777 | +100.0% | 0.00% | – |
| BE | New | BLOOM ENERGY CORPcmn | $182,000 | – | 18,273 | +100.0% | 0.00% | – |
| BOOT | New | BOOT BARN HLDGS INCput | $1,052,000 | – | 61,800 | +100.0% | 0.00% | – |
| BRX | New | BRIXMOR PPTY GROUP INCput | $147,000 | – | 10,000 | +100.0% | 0.00% | – |
| BURL | New | BURLINGTON STORES INCcall | $911,000 | – | 5,600 | +100.0% | 0.00% | – |
| CBTX | New | CBTX INCcmn | $425,000 | – | 14,449 | +100.0% | 0.00% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INCcall | $1,522,000 | – | 35,000 | +100.0% | 0.00% | – |
| CDZI | New | CADIZ INCcmn | $205,000 | – | 19,855 | +100.0% | 0.00% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME Fcmn | $123,000 | – | 13,061 | +100.0% | 0.00% | – |
| CBLK | New | CARBON BLACK INCcmn | $623,000 | – | 46,386 | +100.0% | 0.00% | – |
| CLLS | New | CELLECTIS S Acmn | $224,000 | – | 13,440 | +100.0% | 0.00% | – |
| CELH | New | CELSIUS HOLDINGS INCcmn | $46,000 | – | 13,214 | +100.0% | 0.00% | – |
| CVCY | New | CENTRAL VALLEY CMNTY BANCORPcmn | $304,000 | – | 16,122 | +100.0% | 0.00% | – |
| CTAC | New | CHASERG TECHNLGY ACQUISITN Ccmn | $1,452,000 | – | 150,000 | +100.0% | 0.00% | – |
| CTACW | New | CHASERG TECHNLGY ACQUISITN Cwts | $66,000 | – | 90,000 | +100.0% | 0.00% | – |
| CHMG | New | CHEMUNG FINL CORPcmn | $329,000 | – | 7,953 | +100.0% | 0.00% | – |
| DL | New | CHINA DISTANCE ED HLDGS LTDcmn | $415,000 | – | 61,882 | +100.0% | 0.00% | – |
| CCC | New | CHURCHILL CAP CORPcmn | $1,432,000 | – | 150,000 | +100.0% | 0.00% | – |
| CCCWS | New | CHURCHILL CAP CORPwts | $65,000 | – | 77,500 | +100.0% | 0.00% | – |
| CLVS | New | CLOVIS ONCOLOGY INCcall | $718,000 | – | 40,000 | +100.0% | 0.00% | – |
| CLVS | New | CLOVIS ONCOLOGY INCput | $718,000 | – | 40,000 | +100.0% | 0.00% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTURcmn | $202,000 | – | 10,230 | +100.0% | 0.00% | – |
| New | COLONY CAP INCcnv | $23,000 | – | 25,000 | +100.0% | 0.00% | – | |
| ECON | New | COLUMBIA ETF TR IIcmn | $214,000 | – | 10,517 | +100.0% | 0.00% | – |
| VLRS | New | CONTROLADORA VUELA CIA DE AVcmn | $83,000 | – | 15,542 | +100.0% | 0.00% | – |
| CTRA | New | CONTURA ENERGY INCcmn | $338,000 | – | 5,144 | +100.0% | 0.00% | – |
| CORR | New | CORENERGY INFRASTRUCTURE TRcmn | $203,000 | – | 6,125 | +100.0% | 0.00% | – |
| CRNX | New | CRINETICS PHARMACEUTICALS INcmn | $329,000 | – | 10,974 | +100.0% | 0.00% | – |
| CRON | New | CRONOS GROUP INCcmn | $1,310,000 | – | 126,142 | +100.0% | 0.00% | – |
| DFBHW | New | DFB HEALTHCARE ACQUISTION COwts | $82,000 | – | 66,667 | +100.0% | 0.00% | – |
| ASHX | New | DBX ETF TRcmn | $158,000 | – | 10,000 | +100.0% | 0.00% | – |
| DRIO | New | DARIOHEALTH CORPcmn | $17,000 | – | 22,425 | +100.0% | 0.00% | – |
| BRZU | New | DIREXION SHS ETF TRcmn | $250,000 | – | 10,000 | +100.0% | 0.00% | – |
| LEO | New | DREYFUS STRATEGIC MUNS INCcmn | $309,000 | – | 43,073 | +100.0% | 0.00% | – |
| DLTH | New | DULUTH HLDGS INCcmn | $305,000 | – | 12,090 | +100.0% | 0.00% | – |
| EVI | New | EVI INDUSTRIES INCcmn | $500,000 | – | 15,000 | +100.0% | 0.00% | – |
| ESTE | New | EARTHSTONE ENERGY INCcmn | $117,000 | – | 25,849 | +100.0% | 0.00% | – |
| EVF | New | EATON VANCE SR INCOME TRcmn | $144,000 | – | 24,022 | +100.0% | 0.00% | – |
| EVT | New | EATON VANCE TAX ADVT DIV INCcmn | $248,000 | – | 13,047 | +100.0% | 0.00% | – |
| ERI | New | ELDORADO RESORTS INCput | $641,000 | – | 17,700 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEWcmn | $773,000 | – | 268,315 | +100.0% | 0.00% | – |
| EFC | New | ELLINGTON FINANCIAL LLCcmn | $219,000 | – | 14,300 | +100.0% | 0.00% | – |
| EXAS | New | EXACT SCIENCES CORPcall | $1,470,000 | – | 23,300 | +100.0% | 0.00% | – |
| EXAS | New | EXACT SCIENCES CORPput | $1,035,000 | – | 16,400 | +100.0% | 0.00% | – |
| EXR | New | EXTRA SPACE STORAGE INCput | $425,000 | – | 4,700 | +100.0% | 0.00% | – |
| FSBW | New | FS BANCORP INCcmn | $237,000 | – | 5,523 | +100.0% | 0.00% | – |
| New | FALCON MINERALS CORPwts | $150,000 | – | 250,000 | +100.0% | 0.00% | – | |
| FPAC | New | FAR PT ACQUISITION CORPcmn | $1,478,000 | – | 153,139 | +100.0% | 0.00% | – |
| FPACWS | New | FAR PT ACQUISITION CORPwts | $43,000 | – | 33,333 | +100.0% | 0.00% | – |
| FSAC | New | FEDERAL STR ACQUISITION CORPcmn | $218,000 | – | 21,358 | +100.0% | 0.00% | – |
| FDLO | New | FIDELITYcmn | $412,000 | – | 13,726 | +100.0% | 0.00% | – |
| FDRR | New | FIDELITYcmn | $1,110,000 | – | 38,699 | +100.0% | 0.00% | – |
| FCOM | New | FIDELITYcmn | $553,000 | – | 19,409 | +100.0% | 0.00% | – |
| FMO | New | FIDUCIARY CLAYMORE ENGRY INFcmn | $258,000 | – | 28,976 | +100.0% | 0.00% | – |
| FNWB | New | FIRST NORTHWEST BANCORPcmn | $180,000 | – | 12,106 | +100.0% | 0.00% | – |
| FXR | New | FIRST TR EXCHANGE TRADED FDcmn | $714,000 | – | 20,934 | +100.0% | 0.00% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FDcmn | $153,000 | – | 11,520 | +100.0% | 0.00% | – |
| ROBT | New | FIRST TR EXCHANGE TRADED FDcmn | $1,306,000 | – | 50,792 | +100.0% | 0.00% | – |
| IFV | New | FIRST TR EXCHANGE TRADED FDcmn | $460,000 | – | 26,435 | +100.0% | 0.00% | – |
| FCAL | New | FIRST TR EXCH TRADED FD IIIcmn | $659,000 | – | 13,129 | +100.0% | 0.00% | – |
| HDMV | New | FIRST TR EXCH TRADED FD IIIcmn | $486,000 | – | 15,728 | +100.0% | 0.00% | – |
| FUNC | New | FIRST UTD CORPcmn | $175,000 | – | 10,992 | +100.0% | 0.00% | – |
| FLXS | New | FLEXSTEEL INDS INCcmn | $278,000 | – | 12,609 | +100.0% | 0.00% | – |
| FLNT | New | FLUENT INCcmn | $293,000 | – | 81,426 | +100.0% | 0.00% | – |
| FOR | New | FORESTAR GROUP INCcmn | $181,000 | – | 13,036 | +100.0% | 0.00% | – |
| FMCI | New | FORUM MERGER II CORPcmn | $1,448,000 | – | 150,000 | +100.0% | 0.00% | – |
| FMCIW | New | FORUM MERGER II CORPwts | $81,000 | – | 180,000 | +100.0% | 0.00% | – |
| FLQH | New | FRANKLIN TEMPLETON ETF TRcmn | $324,000 | – | 14,473 | +100.0% | 0.00% | – |
| RAIL | New | FREIGHTCAR AMER INCcmn | $68,000 | – | 10,135 | +100.0% | 0.00% | – |
| FSNNQ | New | FUSION CONNECT INCcmn | $18,000 | – | 10,526 | +100.0% | 0.00% | – |
| GBL | New | GAMCO INVESTORS INCcmn | $211,000 | – | 12,481 | +100.0% | 0.00% | – |
| GEO | New | GEO GROUP INC NEWput | $780,000 | – | 39,600 | +100.0% | 0.00% | – |
| ARGT | New | GLOBAL X FDScmn | $362,000 | – | 15,420 | +100.0% | 0.00% | – |
| GSV | New | GOLD STD VENTURES CORPcmn | $272,000 | – | 217,310 | +100.0% | 0.00% | – |
| GSSC | New | GOLDMAN SACHS ETF TRcmn | $1,519,000 | – | 39,060 | +100.0% | 0.00% | – |
| GBDC | New | GOLUB CAP BDC INCcmn | $195,000 | – | 11,851 | +100.0% | 0.00% | – |
| GPAQW | New | GORDON POINTE ACQUISITION COwts | $48,000 | – | 122,980 | +100.0% | 0.00% | – |
| GRSH | New | GORES HOLDINGS III INCcmn | $1,450,000 | – | 150,000 | +100.0% | 0.00% | – |
| GRAF | New | GRAF INDL CORPcmn | $1,440,000 | – | 150,000 | +100.0% | 0.00% | – |
| GRAFWS | New | GRAF INDL CORPwts | $79,000 | – | 198,000 | +100.0% | 0.00% | – |
| GPL | New | GREAT PANTHER SILVER LTDcmn | $32,000 | – | 44,612 | +100.0% | 0.00% | – |
| HCP | New | HCP INCput | $1,396,000 | – | 50,000 | +100.0% | 0.00% | – |
| HABT | New | HABIT RESTAURANTS INCcmn | $866,000 | – | 82,527 | +100.0% | 0.00% | – |
| HABT | New | HABIT RESTAURANTS INCput | $293,000 | – | 27,900 | +100.0% | 0.00% | – |
| HYACW | New | HAYMAKER ACQUISITION CORPwts | $82,000 | – | 99,990 | +100.0% | 0.00% | – |
| HIIQ | New | HEALTH INS INNOVATIONS INCcall | $772,000 | – | 28,900 | +100.0% | 0.00% | – |
| HCRSQ | New | HI-CRUSH PARTNERS LPcmn | $475,000 | – | 132,770 | +100.0% | 0.00% | – |
| HIL | New | HILL INTERNATIONAL INCcmn | $581,000 | – | 188,606 | +100.0% | 0.00% | – |
| FIXX | New | HOMOLOGY MEDICINES INCcmn | $339,000 | – | 15,183 | +100.0% | 0.00% | – |
| HUYA | New | HUYA INCput | $464,000 | – | 30,000 | +100.0% | 0.00% | – |
| New | ISTAR INCcnv | $162,000 | – | 180,000 | +100.0% | 0.00% | – | |
| IEP | New | ICAHN ENTERPRISES LPcmn | $254,000 | – | 4,452 | +100.0% | 0.00% | – |
| IMMY | New | IMPRIMIS PHARMACEUTICALS INCcmn | $70,000 | – | 12,240 | +100.0% | 0.00% | – |
| AGGP | New | INDEXIQ ETF TRcmn | $211,000 | – | 11,145 | +100.0% | 0.00% | – |
| IEAWW | New | INFRA AND ENERGY ALTRNTIVE Iwts | $312,000 | – | 343,006 | +100.0% | 0.00% | – |
| IIPR | New | INNOVATIVE INDL PPTYS INCcmn | $260,000 | – | 5,733 | +100.0% | 0.00% | – |
| INNT | New | INNOVATE BIOPHARMACEUTICLS Icmn | $25,000 | – | 10,805 | +100.0% | 0.00% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE INput | $460,000 | – | 6,100 | +100.0% | 0.00% | – |
| IFFT | New | INTERNATIONAL FLAVORS&FRAGRAcmn | $472,000 | – | 9,300 | +100.0% | 0.00% | – |
| XON | New | INTREXON CORPput | $412,000 | – | 63,000 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TRcmn | $277,000 | – | 24,765 | +100.0% | 0.00% | – |
| SPHQ | New | INVESCO EXCHANGE TRADED FD Tcmn | $1,224,000 | – | 44,004 | +100.0% | 0.00% | – |
| RYT | New | INVESCO EXCHANGE TRADED FD Tcmn | $1,428,000 | – | 10,137 | +100.0% | 0.00% | – |
| XMVM | New | INVESCO EXCHANGE TRADED FD Tcmn | $691,000 | – | 25,095 | +100.0% | 0.00% | – |
| PDP | New | INVESCO EXCHANGE TRADED FD Tcmn | $1,541,000 | – | 31,794 | +100.0% | 0.00% | – |
| TAN | New | INVESCO EXCHNG TRADED FD TRput | $556,000 | – | 30,000 | +100.0% | 0.00% | – |
| PBD | New | INVESCO EXCHNG TRADED FD TRcmn | $922,000 | – | 88,473 | +100.0% | 0.00% | – |
| FXB | New | INVESCO CURNCYSHS BRIT PND Scall | $1,236,000 | – | 10,000 | +100.0% | 0.00% | – |
| IRET | New | INVESTORS REAL ESTATE TRcmn | $889,000 | – | 18,116 | +100.0% | 0.00% | – |
| ITIC | New | INVESTORS TITLE COcmn | $386,000 | – | 2,185 | +100.0% | 0.00% | – |
| EEMS | New | ISHARES INCcmn | $784,000 | – | 18,756 | +100.0% | 0.00% | – |
| IXJ | New | ISHARES TRcmn | $326,000 | – | 5,758 | +100.0% | 0.00% | – |
| ILF | New | ISHARES TRcmn | $228,000 | – | 7,411 | +100.0% | 0.00% | – |
| IJR | New | ISHARES TRcall | $1,289,000 | – | 18,600 | +100.0% | 0.00% | – |
| IJR | New | ISHARES TRput | $1,289,000 | – | 18,600 | +100.0% | 0.00% | – |
| EWS | New | ISHARES INCcmn | $247,000 | – | 11,165 | +100.0% | 0.00% | – |
| RING | New | ISHARES INCcmn | $210,000 | – | 12,977 | +100.0% | 0.00% | – |
| IQLT | New | ISHARES TRcmn | $647,000 | – | 25,055 | +100.0% | 0.00% | – |
| IPAC | New | ISHARES TRcmn | $872,000 | – | 17,222 | +100.0% | 0.00% | – |
| IVLU | New | ISHARES TRcmn | $231,000 | – | 10,561 | +100.0% | 0.00% | – |
| ESML | New | ISHARES TRcmn | $890,000 | – | 39,273 | +100.0% | 0.00% | – |
| BBCA | New | JP MORGAN EXCHANGE TRADED FDcmn | $306,000 | – | 14,830 | +100.0% | 0.00% | – |
| JPEH | New | JP MORGAN EXCHANGE TRADED FDcmn | $880,000 | – | 35,784 | +100.0% | 0.00% | – |
| J | New | JACOBS ENGR GROUP INC DELcall | $468,000 | – | 8,000 | +100.0% | 0.00% | – |
| JYNT | New | JOINT CORPcmn | $407,000 | – | 48,942 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SVCS INCcall | $477,000 | – | 10,000 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SVCS INCput | $477,000 | – | 10,000 | +100.0% | 0.00% | – |
| KBLMW | New | KBL MERGER CORP IVwts | $45,000 | – | 500,000 | +100.0% | 0.00% | – |
| KIM | New | KIMCO RLTY CORPput | $541,000 | – | 36,900 | +100.0% | 0.00% | – |
| KOD | New | KODIAK SCIENCES INCcmn | $624,000 | – | 87,952 | +100.0% | 0.00% | – |
| LFAC | New | LF CAP ACQUISITION CORPcmn | $1,369,000 | – | 140,000 | +100.0% | 0.00% | – |
| LW | New | LAMB WESTON HLDGS INCcall | $736,000 | – | 10,000 | +100.0% | 0.00% | – |
| LGCWS | New | LEGACY ACQUISITION CORPwts | $83,000 | – | 250,000 | +100.0% | 0.00% | – |
| LACQW | New | LEISURE ACQUISITION CORPwts | $99,000 | – | 125,000 | +100.0% | 0.00% | – |
| TREE | New | LENDINGTREE INC NEWput | $263,000 | – | 1,200 | +100.0% | 0.00% | – |
| LBRT | New | LIBERTY OILFIELD SVCS INCcmn | $701,000 | – | 54,162 | +100.0% | 0.00% | – |
| LLEXQ | New | LILIS ENERGY INCcmn | $59,000 | – | 42,924 | +100.0% | 0.00% | – |
| LLNW | New | LIMELIGHT NETWORKS INCcmn | $207,000 | – | 88,574 | +100.0% | 0.00% | – |
| LINC | New | LINCOLN EDL SVCS CORPcmn | $44,000 | – | 13,847 | +100.0% | 0.00% | – |
| LAD | New | LITHIA MTRS INCcall | $221,000 | – | 2,900 | +100.0% | 0.00% | – |
| LIVX | New | LIVEXLIVE MEDIA INCcmn | $52,000 | – | 10,416 | +100.0% | 0.00% | – |
| LOGC | New | LOGICBIO THERAPEUTICS INCcmn | $675,000 | – | 64,949 | +100.0% | 0.00% | – |
| MTECW | New | MTECH ACQUISITION CORPwts | $37,000 | – | 62,500 | +100.0% | 0.00% | – |
| MAG | New | MAG SILVER CORPcmn | $679,000 | – | 92,995 | +100.0% | 0.00% | – |
| MGTA | New | MAGENTA THERAPEUTICS INCcmn | $105,000 | – | 18,343 | +100.0% | 0.00% | – |
| MGYWS | New | MAGNOLIA OIL & GAS CORPwts | $253,000 | – | 83,334 | +100.0% | 0.00% | – |
| MPX | New | MARINE PRODS CORPcmn | $273,000 | – | 16,136 | +100.0% | 0.00% | – |
| MXWL | New | MAXWELL TECHNOLOGIES INCcmn | $59,000 | – | 28,796 | +100.0% | 0.00% | – |
| MBTF | New | MBT FINL CORPcmn | $801,000 | – | 86,119 | +100.0% | 0.00% | – |
| MNOV | New | MEDICINOVA INCcmn | $779,000 | – | 95,323 | +100.0% | 0.00% | – |
| MFAC | New | MEGALITH FINL ACQUISITION COcmn | $1,455,000 | – | 150,000 | +100.0% | 0.00% | – |
| MFACWS | New | MEGALITH FINL ACQUISITION COwts | $51,000 | – | 128,200 | +100.0% | 0.00% | – |
| MMDMW | New | MODERN MEDIA ACQUISITIONwts | $114,000 | – | 425,000 | +100.0% | 0.00% | – |
| MOGU | New | MOGU INCcmn | $509,000 | – | 24,842 | +100.0% | 0.00% | – |
| MUDSW | New | MUDRICK CAP ACQUISITION CORPwts | $112,000 | – | 250,000 | +100.0% | 0.00% | – |
| NIO | New | NIO INCcall | $318,000 | – | 50,000 | +100.0% | 0.00% | – |
| NRCGWS | New | NRC GROUP HLDGS CORPwts | $152,000 | – | 187,500 | +100.0% | 0.00% | – |
| NTGN | New | NEON THERAPEUTICS INCcmn | $78,000 | – | 15,587 | +100.0% | 0.00% | – |
| NEPT | New | NEPTUNE WELLNESS SOLUTIONS Iput | $127,000 | – | 50,000 | +100.0% | 0.00% | – |
| NBEV | New | NEW AGE BEVERAGES CORPcmn | $303,000 | – | 58,329 | +100.0% | 0.00% | – |
| NBEV | New | NEW AGE BEVERAGES CORPput | $494,000 | – | 95,000 | +100.0% | 0.00% | – |
| NMRK | New | NEWMARK GROUP INCcall | $759,000 | – | 94,668 | +100.0% | 0.00% | – |
| NMRK | New | NEWMARK GROUP INCput | $553,000 | – | 69,000 | +100.0% | 0.00% | – |
| NEWT | New | NEWTEK BUSINESS SVCS CORPcmn | $420,000 | – | 24,097 | +100.0% | 0.00% | – |
| NIU | New | NIU TECHNOLOGIEScmn | $482,000 | – | 68,793 | +100.0% | 0.00% | – |
| LASR | New | NLIGHT INCcmn | $822,000 | – | 46,204 | +100.0% | 0.00% | – |
| NAC | New | NUVEEN CA QUALTY MUN INCOMEcmn | $225,000 | – | 17,679 | +100.0% | 0.00% | – |
| JPS | New | NUVEEN PFD & INCM SECURTIEScmn | $153,000 | – | 18,422 | +100.0% | 0.00% | – |
| FLWS | New | FLWS/1-800 FLOWERScmn | $413,000 | – | 33,760 | +100.0% | 0.00% | – |
| OPES | New | OPES ACQUISITION CORPcmn | $1,490,000 | – | 150,000 | +100.0% | 0.00% | – |
| RWW | New | OPPENHEIMER ETF TRcmn | $515,000 | – | 8,930 | +100.0% | 0.00% | – |
| OPTN | New | OPTINOSE INCcmn | $180,000 | – | 29,047 | +100.0% | 0.00% | – |
| OSIR | New | OSIRIS THERAPEUTICS INC NEWcmn | $162,000 | – | 11,981 | +100.0% | 0.00% | – |
| OSTK | New | OVERSTOCK COM INC DELcall | $543,000 | – | 40,000 | +100.0% | 0.00% | – |
| New | PDC ENERGY INCcnv | $284,000 | – | 320,000 | +100.0% | 0.00% | – | |
| PICO | New | PICO HLDGS INCcmn | $133,000 | – | 14,596 | +100.0% | 0.00% | – |
| PHI | New | PLDT INCcmn | $461,000 | – | 21,560 | +100.0% | 0.00% | – |
| PPDF | New | PPDAI GROUP INCcmn | $289,000 | – | 80,247 | +100.0% | 0.00% | – |
| PAR | New | PAR TECHNOLOGY CORPcmn | $217,000 | – | 9,970 | +100.0% | 0.00% | – |
| PH | New | PARKER HANNIFIN CORPcall | $343,000 | – | 2,300 | +100.0% | 0.00% | – |
| PH | New | PARKER HANNIFIN CORPput | $492,000 | – | 3,300 | +100.0% | 0.00% | – |
| PENN | New | PENN NATL GAMING INCcall | $215,000 | – | 11,400 | +100.0% | 0.00% | – |
| PENN | New | PENN NATL GAMING INCput | $1,147,000 | – | 60,900 | +100.0% | 0.00% | – |
| PFSI | New | PENNYMAC FINL SVCS INCcmn | $1,053,000 | – | 49,565 | +100.0% | 0.00% | – |
| WRLSW | New | PENSARE ACQUISITION CORPwts | $50,000 | – | 250,000 | +100.0% | 0.00% | – |
| PTE | New | POLARITYTE INCcmn | $299,000 | – | 22,191 | +100.0% | 0.00% | – |
| PLPC | New | PREFORMED LINE PRODS COcmn | $201,000 | – | 3,714 | +100.0% | 0.00% | – |
| PFIE | New | PROFIRE ENERGY INCcmn | $19,000 | – | 13,199 | +100.0% | 0.00% | – |
| SSO | New | PROSHARES TRput | $715,000 | – | 7,700 | +100.0% | 0.00% | – |
| UPRO | New | PROSHARES TRcmn | $390,000 | – | 11,216 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONcnv | $302,000 | – | 316,000 | +100.0% | 0.00% | – | |
| PACQ | New | PURE ACQUISITION CORPcmn | $1,476,000 | – | 150,000 | +100.0% | 0.00% | – |
| QEP | New | QEP RES INCcall | $113,000 | – | 20,000 | +100.0% | 0.00% | – |
| RTWIQ | New | RTW RETAILWINDS INCcmn | $59,000 | – | 20,876 | +100.0% | 0.00% | – |
| RC | New | READY CAP CORPcmn | $452,000 | – | 32,625 | +100.0% | 0.00% | – |
| UTG | New | REAVES UTIL INCOME FDcmn | $265,000 | – | 9,004 | +100.0% | 0.00% | – |
| New | RED HAT INCcnv | $857,000 | – | 361,000 | +100.0% | 0.00% | – | |
| RRR | New | RED ROCK RESORTS INCcall | $498,000 | – | 24,500 | +100.0% | 0.00% | – |
| MARK | New | REMARK HLDGS INCcmn | $13,000 | – | 10,559 | +100.0% | 0.00% | – |
| ROAN | New | ROAN RES INCcmn | $1,227,000 | – | 146,455 | +100.0% | 0.00% | – |
| ROKU | New | ROKU INCput | $1,226,000 | – | 40,000 | +100.0% | 0.00% | – |
| ROSEQ | New | ROSEHILL RES INCcmn | $26,000 | – | 11,499 | +100.0% | 0.00% | – |
| ROSWQ | New | ROSEHILL RES INCwts | $88,000 | – | 244,800 | +100.0% | 0.00% | – |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCput | $136,000 | – | 24,400 | +100.0% | 0.00% | – |
| New | ROYAL GOLD INCcnv | $223,000 | – | 222,000 | +100.0% | 0.00% | – | |
| RUBY | New | RUBIUS THERAPEUTICS INCcmn | $576,000 | – | 35,810 | +100.0% | 0.00% | – |
| RMBL | New | RUMBLEON INCcmn | $728,000 | – | 135,330 | +100.0% | 0.00% | – |
| XES | New | SPDR SERIES TRUSTcmn | $249,000 | – | 27,623 | +100.0% | 0.00% | – |
| XWEB | New | SPDR SER TRcmn | $707,000 | – | 9,297 | +100.0% | 0.00% | – |
| SCG | New | SCANA CORP NEWput | $1,443,000 | – | 30,200 | +100.0% | 0.00% | – |
| SCHF | New | SCHWAB STRATEGIC TRcmn | $307,000 | – | 10,826 | +100.0% | 0.00% | – |
| SHOS | New | SEARS HOMETOWN & OUTLET STORcmn | $471,000 | – | 220,898 | +100.0% | 0.00% | – |
| XLC | New | SELECT SECTOR SPDR TRcmn | $1,044,000 | – | 25,301 | +100.0% | 0.00% | – |
| SCWX | New | SECUREWORKS CORPcmn | $457,000 | – | 27,029 | +100.0% | 0.00% | – |
| WTTR | New | SELECT ENERGY SVCS INCput | $253,000 | – | 40,000 | +100.0% | 0.00% | – |
| SLCT | New | SELECT BANCORP INC NEWcmn | $181,000 | – | 14,594 | +100.0% | 0.00% | – |
| SHBI | New | SHORE BANCSHARES INCcmn | $172,000 | – | 11,857 | +100.0% | 0.00% | – |
| SQM | New | SOCIEDAD QUIMICA MINERA DE Cput | $440,000 | – | 11,500 | +100.0% | 0.00% | – |
| SWI | New | SOLARWINDS CORPcmn | $1,208,000 | – | 87,329 | +100.0% | 0.00% | – |
| SOI | New | SOLARIS OILFIELD INFRSTR INCcmn | $421,000 | – | 34,796 | +100.0% | 0.00% | – |
| SPKE | New | SPARK ENERGY INCcmn | $281,000 | – | 37,879 | +100.0% | 0.00% | – |
| SPAQ | New | SPARTAN ENERGY ACQUISITON COcmn | $1,445,000 | – | 150,000 | +100.0% | 0.00% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITON COwts | $47,000 | – | 48,333 | +100.0% | 0.00% | – |
| TRK | New | SPEEDWAY MOTORSPORTS INCcmn | $767,000 | – | 47,143 | +100.0% | 0.00% | – |
| SPRO | New | SPERO THERAPEUTICS INCcmn | $100,000 | – | 16,197 | +100.0% | 0.00% | – |
| SSINQ | New | STAGE STORES INCcmn | $14,000 | – | 18,440 | +100.0% | 0.00% | – |
| SWP | New | STANLEY BLACK & DECKER INCcmn | $282,000 | – | 3,100 | +100.0% | 0.00% | – |
| STKL | New | SUNOPTA INCcall | $1,135,000 | – | 293,300 | +100.0% | 0.00% | – |
| STKL | New | SUNOPTA INCput | $427,000 | – | 110,400 | +100.0% | 0.00% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INCcmn | $1,126,000 | – | 183,379 | +100.0% | 0.00% | – |
| TSLX | New | TPG SPECIALTY LENDING INCcmn | $740,000 | – | 40,906 | +100.0% | 0.00% | – |
| TAK | New | TAKEDA PHARMACEUTICAL CO LTDput | $286,000 | – | 17,000 | +100.0% | 0.00% | – |
| TLRA | New | TELARIA INCcmn | $166,000 | – | 60,721 | +100.0% | 0.00% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOMEcmn | $189,000 | – | 19,667 | +100.0% | 0.00% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FDcmn | $161,000 | – | 26,743 | +100.0% | 0.00% | – |
| New | TESLA INCcnv | $1,081,000 | – | 962,000 | +100.0% | 0.00% | – | |
| TIBR | New | TIBERIUS ACQUISITION CORPcmn | $1,470,000 | – | 150,000 | +100.0% | 0.00% | – |
| TIBRW | New | TIBERIUS ACQUISITION CORPwts | $46,000 | – | 117,500 | +100.0% | 0.00% | – |
| TSBK | New | TIMBERLAND BANCORP INCcmn | $366,000 | – | 16,411 | +100.0% | 0.00% | – |
| TIVO | New | TIVO CORPput | $527,000 | – | 56,000 | +100.0% | 0.00% | – |
| TPCO | New | TRIBUNE PUBG CO NEWcmn | $346,000 | – | 30,496 | +100.0% | 0.00% | – |
| TCDA | New | TRICIDA INCcmn | $540,000 | – | 22,886 | +100.0% | 0.00% | – |
| TMCX | New | TRINITY MERGER CORPcmn | $999,000 | – | 100,000 | +100.0% | 0.00% | – |
| TMCXW | New | TRINITY MERGER CORPwts | $99,000 | – | 250,000 | +100.0% | 0.00% | – |
| TUESQ | New | TUESDAY MORNING CORPcmn | $21,000 | – | 12,188 | +100.0% | 0.00% | – |
| TPB | New | TURNING PT BRANDS INCcmn | $402,000 | – | 14,761 | +100.0% | 0.00% | – |
| HEAR | New | TURTLE BEACH CORPcmn | $315,000 | – | 22,072 | +100.0% | 0.00% | – |
| TYME | New | TYME TECHNOLOGIES INCcmn | $187,000 | – | 50,821 | +100.0% | 0.00% | – |
| USAT | New | USA TECHNOLOGIES INCcall | $934,000 | – | 240,000 | +100.0% | 0.00% | – |
| USWS | New | U S WELL SVCS INCcmn | $580,000 | – | 89,253 | +100.0% | 0.00% | – |
| USWSW | New | U S WELL SVCS INCwts | $455,000 | – | 757,700 | +100.0% | 0.00% | – |
| UXIN | New | UXIN LTDcmn | $64,000 | – | 13,200 | +100.0% | 0.00% | – |
| UXIN | New | UXIN LTDput | $486,000 | – | 100,000 | +100.0% | 0.00% | – |
| EGY | New | VAALCO ENERGY INCcmn | $34,000 | – | 22,818 | +100.0% | 0.00% | – |
| VLRX | New | VALERITAS HLDGS INCcmn | $4,000 | – | 13,423 | +100.0% | 0.00% | – |
| BIZD | New | VANECK VECTORS ETF TRcmn | $1,225,000 | – | 87,247 | +100.0% | 0.00% | – |
| VYMI | New | VANGUARD WHITEHALL FDS INCcmn | $366,000 | – | 6,503 | +100.0% | 0.00% | – |
| VCR | New | VANGUARD WORLD FDScmn | $414,000 | – | 2,753 | +100.0% | 0.00% | – |
| VEACW | New | VANTAGE ENERGY ACQUISITIONwts | $118,000 | – | 250,000 | +100.0% | 0.00% | – |
| VGR | New | VECTOR GROUP LTDcall | $706,000 | – | 72,600 | +100.0% | 0.00% | – |
| VTIQ | New | VECTOIQ ACQUISITION CORPcmn | $1,455,000 | – | 150,000 | +100.0% | 0.00% | – |
| VTIQW | New | VECTOIQ ACQUISITION CORPwts | $90,000 | – | 180,000 | +100.0% | 0.00% | – |
| VRRM | New | VERRA MOBILITY CORPcmn | $240,000 | – | 24,623 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INCcall | $331,000 | – | 2,000 | +100.0% | 0.00% | – |
| VHC | New | VIRNETX HLDG CORPcmn | $44,000 | – | 18,201 | +100.0% | 0.00% | – |
| WTRH | New | WAITR HLDGS INCcmn | $118,000 | – | 10,595 | +100.0% | 0.00% | – |
| EAD | New | WELLS FARGO INCOME OPPORTUNIcmn | $120,000 | – | 16,547 | +100.0% | 0.00% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDENDcmn | $81,000 | – | 17,429 | +100.0% | 0.00% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD Icmn | $151,000 | – | 26,173 | +100.0% | 0.00% | – |
| WIW | New | WESTERN AST INFL LKD OPP & Icmn | $194,000 | – | 19,103 | +100.0% | 0.00% | – |
| WLDN | New | WILLDAN GROUP INCcmn | $225,000 | – | 6,434 | +100.0% | 0.00% | – |
| WP | New | WORLDPAY INCcall | $566,000 | – | 7,400 | +100.0% | 0.00% | – |
| WP | New | WORLDPAY INCput | $344,000 | – | 4,500 | +100.0% | 0.00% | – |
| WWE | New | WORLD WRESTLING ENTMT INCcall | $501,000 | – | 6,700 | +100.0% | 0.00% | – |
| XEL | New | XCEL ENERGY INCput | $419,000 | – | 8,500 | +100.0% | 0.00% | – |
| XBIT | New | XBIOTECH INCcmn | $51,000 | – | 10,036 | +100.0% | 0.00% | – |
| XENE | New | XENON PHARMACEUTICALS INCcmn | $80,000 | – | 12,663 | +100.0% | 0.00% | – |
| YETI | New | YETI HLDGS INCcmn | $740,000 | – | 49,867 | +100.0% | 0.00% | – |
| YETI | New | YETI HLDGS INCput | $742,000 | – | 50,000 | +100.0% | 0.00% | – |
| ZLAB | New | ZAI LAB LTDcmn | $258,000 | – | 11,111 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HLDGS INCcall | $457,000 | – | 20,000 | +100.0% | 0.00% | – |
| ZUO | New | ZUORA INCcmn | $682,000 | – | 37,581 | +100.0% | 0.00% | – |
| WAAS | New | AQUAVENTURE HLDGS LTDcmn | $221,000 | – | 11,717 | +100.0% | 0.00% | – |
| BCAC | New | BISON CAP ACQUISITION CORPcmn | $1,560,000 | – | 150,000 | +100.0% | 0.00% | – |
| CICWS | New | CAPITOL INVT CORP IVwts | $83,000 | – | 83,334 | +100.0% | 0.00% | – |
| ESTWF | New | ESTRE AMBIENTAL INCwts | $53,000 | – | 661,870 | +100.0% | 0.00% | – |
| GPRK | New | GEOPARK LTDcmn | $406,000 | – | 29,355 | +100.0% | 0.00% | – |
| HCCH | New | HL ACQUISITIONS CORPcmn | $529,000 | – | 54,000 | +100.0% | 0.00% | – |
| INFO | New | IHS MARKIT LTDput | $959,000 | – | 20,000 | +100.0% | 0.00% | – |
| LHCWS | New | LEO HOLDINGS CORPwts | $134,000 | – | 125,000 | +100.0% | 0.00% | – |
| LOAC | New | LONGEVITY ACQUISITION CORPcmn | $1,256,000 | – | 125,000 | +100.0% | 0.00% | – |
| NESRW | New | NATIONAL ENERGY SERVICES REUwts | $491,000 | – | 409,500 | +100.0% | 0.00% | – |
| NFC | New | NEW FRONTIER CORPcmn | $980,000 | – | 100,000 | +100.0% | 0.00% | – |
| NFCWS | New | NEW FRONTIER CORPwts | $44,000 | – | 50,000 | +100.0% | 0.00% | – |
| OMADWS | New | ONE MADISON CORPwts | $97,000 | – | 125,000 | +100.0% | 0.00% | – |
| RBZ | New | REEBONZ HLDG LTDcmn | $24,000 | – | 11,542 | +100.0% | 0.00% | – |
| RWGEWS | New | REGALWOOD GLOBAL ENERGY LTDwts | $90,000 | – | 83,334 | +100.0% | 0.00% | – |
| TZAC | New | TENZING ACQUISITION CORPcmn | $1,473,000 | – | 150,000 | +100.0% | 0.00% | – |
| TBRG | New | THUNDER BRIDGE ACQUISITION Lcmn | $1,485,000 | – | 150,000 | +100.0% | 0.00% | – |
| TBRGW | New | THUNDER BRIDGE ACQUISITION Lwts | $63,000 | – | 180,000 | +100.0% | 0.00% | – |
| TKKS | New | TKK SYMPHONY ACQUISITION CORcmn | $1,448,000 | – | 150,000 | +100.0% | 0.00% | – |
| BROG | New | TWELVE SEAS INVESTMENT COMPAcmn | $1,473,000 | – | 150,000 | +100.0% | 0.00% | – |
| PRGO | New | PERRIGO CO PLCcall | $574,000 | – | 14,800 | +100.0% | 0.00% | – |
| YTRA | New | YATRA ONLINE INCcmn | $133,000 | – | 32,911 | +100.0% | 0.00% | – |
| ACIU | New | AC IMMUNE SAcmn | $257,000 | – | 27,191 | +100.0% | 0.00% | – |
| CB | New | CHUBB LIMITEDput | $504,000 | – | 3,900 | +100.0% | 0.00% | – |
| OBSV | New | OBSEVA SAcmn | $658,000 | – | 52,014 | +100.0% | 0.00% | – |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS Sput | $205,000 | – | 9,100 | +100.0% | 0.00% | – |
| ARD | New | ARDAGH GROUP S Acmn | $395,000 | – | 35,629 | +100.0% | 0.00% | – |
| PACDQ | New | PACIFIC DRILLING SA LUXEMBOUcmn | $963,000 | – | 72,098 | +100.0% | 0.00% | – |
| BCOMF | New | B COMMUNICATIONS LTDcmn | $119,000 | – | 20,104 | +100.0% | 0.00% | – |
| NVMI | New | NOVA MEASURING INSTRUMENTS Lcmn | $224,000 | – | 9,839 | +100.0% | 0.00% | – |
| ESTC | New | ELASTIC N Vcmn | $1,016,000 | – | 14,211 | +100.0% | 0.00% | – |
| TROX | New | TRONOX LTDcall | $778,000 | – | 100,000 | +100.0% | 0.00% | – |
| TROX | New | TRONOX LTDput | $778,000 | – | 100,000 | +100.0% | 0.00% | – |
| NNA | New | NAVIOS MARITIME ACQUIS CORPcmn | $34,000 | – | 10,442 | +100.0% | 0.00% | – |
| AACH | New | AAC HLDGS INCcmn | $23,000 | – | 16,164 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 5.5% |
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 6.5% |
| APPLE INC | 46 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 46 | Q3 2023 | 2.7% |
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 2.7% |
| ISHARES TR | 46 | Q3 2023 | 1.9% |
| AMAZON COM INC | 46 | Q3 2023 | 1.8% |
| ISHARES TR | 46 | Q3 2023 | 1.3% |
| ISHARES TR | 46 | Q3 2023 | 1.0% |
| SPDR GOLD TRUST | 46 | Q3 2023 | 3.7% |
View GOLDMAN SACHS GROUP INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Better Home & Finance Holding Co | September 12, 2023 | 13,285,041 | 14.6% |
| Quantum FinTech Acquisition CorpSold out | September 08, 2023 | 0 | 0.0% |
| Mirion Technologies, Inc. | July 07, 2023 | 24,525,000 | 10.8% |
| Amylyx Pharmaceuticals, Inc. | June 09, 2023 | 3,653,782 | 5.4% |
| Stagwell Inc | June 08, 2023 | 16,856,440 | 14.7% |
| Soho House & Co Inc. | March 28, 2023 | 15,737,960 | 29.1% |
| ReNew Energy Global plc | March 09, 2023 | 1 | 0.0% |
| Biotech Acquisition Co | February 14, 2023 | 250,525 | 1.1% |
| G&P Acquisition Corp.Sold out | February 14, 2023 | 0 | 0.0% |
| PHOENIX BIOTECH ACQUISITION CORP.Sold out | February 14, 2023 | 0 | 0.0% |
View GOLDMAN SACHS GROUP INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
| 424B2 | 2024-05-20 |
View GOLDMAN SACHS GROUP INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.