$296 Billion is the total value of GOLDMAN SACHS GROUP INC's 10753 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CMF | Exit | ISHARES TRcmn | $0 | – | -2,409 | -100.0% | 0.00% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH INcmn | $0 | – | -11,284 | -100.0% | 0.00% | – |
| LHCG | Exit | LHC GROUP INCput | $0 | – | -19,100 | -100.0% | 0.00% | – |
| HEROQ | Exit | HERCULES OFFSHORE INCput | $0 | – | -200,000 | -100.0% | 0.00% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INCcmn | $0 | – | -36,693 | -100.0% | 0.00% | – |
| DBO | Exit | POWERSHS DB MULTI SECT COMMcmn | $0 | – | -28,340 | -100.0% | 0.00% | – |
| PHK | Exit | PIMCO HIGH INCOME FDcmn | $0 | – | -10,882 | -100.0% | 0.00% | – |
| MAV | Exit | PIONEER MUN HIGH INCOME ADVcmn | $0 | – | -15,321 | -100.0% | 0.00% | – |
| NVGN | Exit | NOVOGEN LIMITEDcmn | $0 | – | -24,470 | -100.0% | 0.00% | – |
| CHNA | Exit | POWERSHARES ACTIVE MNG ETF Tcmn | $0 | – | -5,858 | -100.0% | 0.00% | – |
| FDO | Exit | FAMILY DLR STORES INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | LIBERTY MEDIA CORPcnv | $0 | – | -1,278,000 | -100.0% | 0.00% | – | |
| MCEP | Exit | MID CON ENERGY PARTNERS LPcmn | $0 | – | -13,007 | -100.0% | 0.00% | – |
| 4107PS | Exit | MEADWESTVACO CORPcall | $0 | – | -2,100 | -100.0% | 0.00% | – |
| RQI | Exit | COHEN & STEERS QUALITY RLTYcmn | $0 | – | -15,844 | -100.0% | 0.00% | – |
| GEVO | Exit | GEVO INCcmn | $0 | – | -50,629 | -100.0% | 0.00% | – |
| ZHNE | Exit | ZHONE TECHNOLOGIES INC NEWcmn | $0 | – | -14,697 | -100.0% | 0.00% | – |
| BCO | Exit | BRINKS COput | $0 | – | -9,100 | -100.0% | 0.00% | – |
| SEM | Exit | SELECT MED HLDGS CORPput | $0 | – | -8,300 | -100.0% | 0.00% | – |
| ZBB | Exit | ZBB ENERGY CORPORATIONcmn | $0 | – | -112,802 | -100.0% | 0.00% | – |
| HEROQ | Exit | HERCULES OFFSHORE INCcall | $0 | – | -990,000 | -100.0% | 0.00% | – |
| BSF | Exit | BEAR ST FINL INCcmn | $0 | – | -14,697 | -100.0% | 0.00% | – |
| P107PS | Exit | MCG CAPITAL CORPcmn | $0 | – | -24,579 | -100.0% | 0.00% | – |
| MPG | Exit | METALDYNE PERFORMANCE GROUPcmn | $0 | – | -23,750 | -100.0% | 0.00% | – |
| EPM | Exit | EVOLUTION PETROLEUM CORPcmn | $0 | – | -21,811 | -100.0% | 0.00% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCOcmn | $0 | – | -20,300 | -100.0% | 0.00% | – |
| FARO | Exit | FARO TECHNOLOGIES INCput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| AER | Exit | AERCAP HOLDINGS NVcall | $0 | – | -34,800 | -100.0% | 0.00% | – |
| OWW | Exit | ORBITZ WORLDWIDE INCcmn | $0 | – | -50,165 | -100.0% | 0.00% | – |
| EMLP | Exit | FIRST TR EXCHANGE TRADED FDcmn | $0 | – | -17,508 | -100.0% | 0.00% | – |
| CZA | Exit | CLAYMORE EXCHANGE TRD FD TRcmn | $0 | – | -4,002 | -100.0% | 0.00% | – |
| CVEO | Exit | CIVEO CORPcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC Tcmn | $0 | – | -12,840 | -100.0% | 0.00% | – |
| GDJJ | Exit | PROSHARES TRcmn | $0 | – | -28,000 | -100.0% | 0.00% | – |
| QLYS | Exit | QUALYS INCput | $0 | – | -4,900 | -100.0% | 0.00% | – |
| SMTC | Exit | SEMTECH CORPcall | $0 | – | -5,200 | -100.0% | 0.00% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD Icmn | $0 | – | -19,173 | -100.0% | 0.00% | – |
| CHS | Exit | CHICOS FAS INCput | $0 | – | -3,200 | -100.0% | 0.00% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES CORPput | $0 | – | -11,000 | -100.0% | 0.00% | – |
| NGVC | Exit | NATURAL GROCERS BY VITAMIN Ccmn | $0 | – | -9,469 | -100.0% | 0.00% | – |
| CUR | Exit | NEURALSTEM INCput | $0 | – | -286,200 | -100.0% | 0.00% | – |
| CYTK | Exit | CYTOKINETICS INCput | $0 | – | -75,000 | -100.0% | 0.00% | – |
| EARN | Exit | ELLINGTON RESIDENTIAL MTG REcmn | $0 | – | -27,487 | -100.0% | 0.00% | – |
| GCA | Exit | GLOBAL CASH ACCESS HLDGS INCcmn | $0 | – | -34,429 | -100.0% | 0.00% | – |
| TEP | Exit | TALLGRASS ENERGY PARTNERS LPput | $0 | – | -2,100 | -100.0% | 0.00% | – |
| ANRZQ | Exit | ALPHA NAT RES INCput | $0 | – | -441,000 | -100.0% | 0.00% | – |
| RENT | Exit | RENTRAK CORPcmn | $0 | – | -5,786 | -100.0% | 0.00% | – |
| PLUS | Exit | EPLUS INCcmn | $0 | – | -9,975 | -100.0% | 0.00% | – |
| GRBK | Exit | GREEN BRICK PARTNERS INCcmn | $0 | – | -22,256 | -100.0% | 0.00% | – |
| MFLX | Exit | MULTI FINELINE ELECTRONIX INcmn | $0 | – | -18,563 | -100.0% | 0.00% | – |
| SUNS | Exit | SOLAR SR CAP LTDcmn | $0 | – | -14,860 | -100.0% | 0.00% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tcmn | $0 | – | -19,786 | -100.0% | 0.00% | – |
| MEIP | Exit | MEI PHARMA INCcall | $0 | – | -11,500 | -100.0% | 0.00% | – |
| DIOD | Exit | DIODES INCput | $0 | – | -300 | -100.0% | 0.00% | – |
| MG | Exit | MISTRAS GROUP INCcmn | $0 | – | -21,281 | -100.0% | 0.00% | – |
| NMM | Exit | NAVIOS MARITIME PARTNERS L Pput | $0 | – | -62,000 | -100.0% | 0.00% | – |
| TYG | Exit | TORTOISE ENERGY INFRSTRCTR Ccmn | $0 | – | -5,902 | -100.0% | 0.00% | – |
| TDIV | Exit | FIRST TR EXCHANGE TRADED FDcmn | $0 | – | -10,376 | -100.0% | 0.00% | – |
| CCIHY | Exit | CHINACACHE INTL HLDG LTDcmn | $0 | – | -37,899 | -100.0% | 0.00% | – |
| ITRN | Exit | ITURAN LOCATION AND CONTROLcmn | $0 | – | -12,452 | -100.0% | 0.00% | – |
| RST | Exit | ROSETTA STONE INCput | $0 | – | -4,700 | -100.0% | 0.00% | – |
| MYRG | Exit | MYR GROUP INC DELcmn | $0 | – | -8,250 | -100.0% | 0.00% | – |
| Exit | NEURODERM LTDcmn | $0 | – | -18,051 | -100.0% | 0.00% | – | |
| LBYYQ | Exit | LIBBEY INCcmn | $0 | – | -6,328 | -100.0% | 0.00% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCOcmn | $0 | – | -11,020 | -100.0% | 0.00% | – |
| ASEI | Exit | AMERICAN SCIENCE & ENGR INCcmn | $0 | – | -4,967 | -100.0% | 0.00% | – |
| AMCC | Exit | APPLIED MICRO CIRCUITS CORPcmn | $0 | – | -38,345 | -100.0% | 0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCcall | $0 | – | -60,000 | -100.0% | 0.00% | – |
| Exit | VERINT SYS INCcnv | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| RTTR | Exit | RITTER PHARMACEUTICALS INCcmn | $0 | – | -20,000 | -100.0% | 0.00% | – |
| JJGTF | Exit | BARCLAYS BANK PLCput | $0 | – | -4,300 | -100.0% | 0.00% | – |
| NOR | Exit | NORANDA ALUM HLDG CORPcmn | $0 | – | -147,500 | -100.0% | 0.00% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTDput | $0 | – | -9,000 | -100.0% | 0.00% | – |
| GREK | Exit | GLOBAL X FDScmn | $0 | – | -2,759 | -100.0% | 0.00% | – |
| Exit | TOLL BROS FIN CORPcnv | $0 | – | -149,000 | -100.0% | 0.00% | – | |
| SFYWQ | Exit | SWIFT ENERGY COput | $0 | – | -209,800 | -100.0% | 0.00% | – |
| ANN | Exit | ANN INCput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| OCUL | Exit | OCULAR THERAPEUTIX INCcmn | $0 | – | -12,993 | -100.0% | 0.00% | – |
| EFT | Exit | EATON VANCE FLTING RATE INCcmn | $0 | – | -23,229 | -100.0% | 0.00% | – |
| SGOL | Exit | ETFS GOLD TRput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONcnv | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| Exit | SYNCHRONOSS TECHNOLOGIES INCcnv | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| VNOM | Exit | VIPER ENERGY PARTNERS LPcmn | $0 | – | -17,409 | -100.0% | 0.00% | – |
| ACI | Exit | ARCH COAL INCput | $0 | – | -2,519,800 | -100.0% | 0.00% | – |
| VRTV | Exit | VERITIV CORPput | $0 | – | -426 | -100.0% | 0.00% | – |
| MPO | Exit | MIDSTATES PETE CO INCcmn | $0 | – | -523,242 | -100.0% | 0.00% | – |
| GSVC | Exit | GSV CAP CORPcmn | $0 | – | -11,703 | -100.0% | 0.00% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUPcmn | $0 | – | -11,893 | -100.0% | 0.00% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEWput | $0 | – | -7,000 | -100.0% | 0.00% | – |
| MILLQ | Exit | MILLER ENERGY RES INCcmn | $0 | – | -200,264 | -100.0% | 0.00% | – |
| Exit | AMTRUST FINL SVCS INCcnv | $0 | – | -700,000 | -100.0% | 0.00% | – | |
| UCP | Exit | UCP INCcmn | $0 | – | -48,330 | -100.0% | 0.00% | – |
| BRC | Exit | BRADY CORPcmn | $0 | – | -12,267 | -100.0% | 0.00% | – |
| DQ | Exit | DAQO NEW ENERGY CORPcmn | $0 | – | -13,755 | -100.0% | 0.00% | – |
| WINA | Exit | WINMARK CORPcmn | $0 | – | -2,403 | -100.0% | 0.00% | – |
| Exit | RESTORATION HARDWARE HLDGS Icnv | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| ALIM | Exit | ALIMERA SCIENCES INCcall | $0 | – | -200,000 | -100.0% | 0.00% | – |
| LEAF | Exit | SPRINGLEAF HLDGS INCput | $0 | – | -31,200 | -100.0% | 0.00% | – |
| NNBR | Exit | NN INCcmn | $0 | – | -11,360 | -100.0% | 0.00% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INCput | $0 | – | -12,300 | -100.0% | 0.00% | – |
| KOL | Exit | MARKET VECTORS ETF TRcmn | $0 | – | -19,516 | -100.0% | 0.00% | – |
| HAP | Exit | MARKET VECTORS ETF TRcmn | $0 | – | -12,111 | -100.0% | 0.00% | – |
| AGZ | Exit | ISHARES TRcmn | $0 | – | -3,452 | -100.0% | 0.00% | – |
| WLBAQ | Exit | WESTMORELAND COAL COcmn | $0 | – | -18,987 | -100.0% | 0.00% | – |
| ZQKSQ | Exit | QUIKSILVER INCcmn | $0 | – | -759,313 | -100.0% | 0.00% | – |
| ACFN | Exit | ACORN ENERGY INCcmn | $0 | – | -82,020 | -100.0% | 0.00% | – |
| FRPT | Exit | FRESHPET INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PFN | Exit | PIMCO INCOME STRATEGY FUND Icmn | $0 | – | -15,473 | -100.0% | 0.00% | – |
| VPCO | Exit | VAPOR CORP NEVcmn | $0 | – | -19,656 | -100.0% | 0.00% | – |
| SCI | Exit | SERVICE CORP INTLput | $0 | – | -200 | -100.0% | 0.00% | – |
| RCPIQ | Exit | ROCK CREEK PHARMACEUTICALS Icmn | $0 | – | -10,826 | -100.0% | 0.00% | – |
| FNJN | Exit | FINJAN HLDGS INCcmn | $0 | – | -12,200 | -100.0% | 0.00% | – |
| LTMAQ | Exit | LATAM AIRLS GROUP S Aput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| RDNT | Exit | RADNET INCcmn | $0 | – | -25,622 | -100.0% | 0.00% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD Icmn | $0 | – | -12,515 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INCcmn | $0 | – | -11,645 | -100.0% | 0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD INcmn | $0 | – | -10,029 | -100.0% | 0.00% | – |
| NHTC | Exit | NATURAL HEALTH TRENDS CORPput | $0 | – | -13,500 | -100.0% | 0.00% | – |
| LMNX | Exit | LUMINEX CORP DELput | $0 | – | -49,100 | -100.0% | 0.00% | – |
| ASYS | Exit | AMTECH SYS INCcmn | $0 | – | -12,059 | -100.0% | 0.00% | – |
| ZEUS | Exit | OLYMPIC STEEL INCcmn | $0 | – | -21,819 | -100.0% | 0.00% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME Fcmn | $0 | – | -14,128 | -100.0% | 0.00% | – |
| GAME | Exit | SHANDA GAMES LTDput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| DXD | Exit | PROSHARES TRcmn | $0 | – | -11,581 | -100.0% | 0.00% | – |
| IVTY | Exit | INVUITY INCcmn | $0 | – | -20,000 | -100.0% | 0.00% | – |
| DWTIF | Exit | CREDIT SUISSE NASSAU BRHcmn | $0 | – | -4,733 | -100.0% | 0.00% | – |
| ORC | Exit | ORCHID IS CAP INCcmn | $0 | – | -55,339 | -100.0% | 0.00% | – |
| MRH | Exit | MONTPELIER RE HOLDINGS LTDcmn | $0 | – | -39,880 | -100.0% | 0.00% | – |
| PPPMF | Exit | PRIMERO MNG CORPput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| NTWK | Exit | NETSOL TECHNOLOGIES INCcmn | $0 | – | -10,698 | -100.0% | 0.00% | – |
| OCR | Exit | OMNICARE INCput | $0 | – | -3,300 | -100.0% | 0.00% | – |
| Exit | SOLARCITY CORPcnv | $0 | – | -42,000 | -100.0% | 0.00% | – | |
| RLJE | Exit | RLJ ENTMT INCcmn | $0 | – | -13,162 | -100.0% | 0.00% | – |
| SYUT | Exit | SYNUTRA INTL INCcmn | $0 | – | -11,397 | -100.0% | 0.00% | – |
| CHEF | Exit | CHEFS WHSE INCput | $0 | – | -4,200 | -100.0% | 0.00% | – |
| Exit | OMNICARE INCcnv | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| FM | Exit | ISHARES INCcmn | $0 | – | -8,272 | -100.0% | 0.00% | – |
| FORR | Exit | FORRESTER RESH INCcmn | $0 | – | -6,841 | -100.0% | 0.00% | – |
| GVI | Exit | ISHARES TRcmn | $0 | – | -2,130 | -100.0% | 0.00% | – |
| JONE | Exit | JONES ENERGY INCcmn | $0 | – | -14,279 | -100.0% | 0.00% | – |
| MEET | Exit | MEETME INCcmn | $0 | – | -21,340 | -100.0% | 0.00% | – |
| NWBO | Exit | NORTHWEST BIOTHERAPEUTICS INcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| BKT | Exit | BLACKROCK INCOME TR INCcmn | $0 | – | -11,235 | -100.0% | 0.00% | – |
| NEFF | Exit | NEFF CORPcmn | $0 | – | -10,714 | -100.0% | 0.00% | – |
| AXPW | Exit | AXION PWR INTL INCcmn | $0 | – | -26,038 | -100.0% | 0.00% | – |
| ECOM | Exit | CHANNELADVISOR CORPcmn | $0 | – | -23,042 | -100.0% | 0.00% | – |
| PCN | Exit | PIMCO CORPORATE INCOME STRATcmn | $0 | – | -25,594 | -100.0% | 0.00% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INCcmn | $0 | – | -20,956 | -100.0% | 0.00% | – |
| GSIT | Exit | GSI TECHNOLOGYcmn | $0 | – | -14,343 | -100.0% | 0.00% | – |
| REN | Exit | RESOLUTE ENERGY CORPput | $0 | – | -5,400 | -100.0% | 0.00% | – |
| XTLY | Exit | XACTLY CORPcmn | $0 | – | -35,188 | -100.0% | 0.00% | – |
| 4107PS | Exit | MEADWESTVACO CORPput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| AGRX | Exit | AGILE THERAPEUTICS INCcmn | $0 | – | -47,180 | -100.0% | 0.00% | – |
| FDO | Exit | FAMILY DLR STORES INCput | $0 | – | -2,700 | -100.0% | 0.00% | – |
| SEAC | Exit | SEACHANGE INTL INCcmn | $0 | – | -14,150 | -100.0% | 0.00% | – |
| TISA | Exit | TOP IMAGE SYSTEMS LTDcmn | $0 | – | -10,330 | -100.0% | 0.00% | – |
| UTEK | Exit | ULTRATECH INCcmn | $0 | – | -11,658 | -100.0% | 0.00% | – |
| USPH | Exit | U S PHYSICAL THERAPY INCcmn | $0 | – | -10,700 | -100.0% | 0.00% | – |
| Exit | MOLINA HEALTHCARE INCcnv | $0 | – | -434,000 | -100.0% | 0.00% | – | |
| Exit | QIHOO 360 TECHNOLOGY CO LTDcnv | $0 | – | -645,000 | -100.0% | 0.00% | – | |
| AKOB | Exit | EMBOTELLADORA ANDINA S Acmn | $0 | – | -11,626 | -100.0% | 0.00% | – |
| TCS | Exit | CONTAINER STORE GROUP INCput | $0 | – | -8,500 | -100.0% | 0.00% | – |
| BGMD | Exit | BG MEDICINE INCcmn | $0 | – | -18,432 | -100.0% | 0.00% | – |
| NVMI | Exit | NOVA MEASURING INSTRUMENTS Lcmn | $0 | – | -22,857 | -100.0% | 0.00% | – |
| SSP | Exit | SCRIPPS E W CO OHIOcmn | $0 | – | -41,094 | -100.0% | 0.00% | – |
| ZINCQ | Exit | HORSEHEAD HLDG CORPcmn | $0 | – | -79,240 | -100.0% | 0.00% | – |
| DAKT | Exit | DAKTRONICS INCcmn | $0 | – | -12,228 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORPcall | $0 | – | -700 | -100.0% | 0.00% | – |
| ERBA | Exit | ERBA DIAGNOSTICScmn | $0 | – | -11,879 | -100.0% | 0.00% | – |
| JEM | Exit | BARCLAYS BANK PLCcmn | $0 | – | -15,560 | -100.0% | 0.00% | – |
| VVR | Exit | INVESCO SR INCOME TRcmn | $0 | – | -55,927 | -100.0% | 0.00% | – |
| SDTTU | Exit | SANDRIDGE MISSISSIPPIAN TR Iput | $0 | – | -73,800 | -100.0% | 0.00% | – |
| TECU | Exit | TECUMSEH PRODS COcmn | $0 | – | -50,994 | -100.0% | 0.00% | – |
| CDRBQ | Exit | CODE REBEL CORPcmn | $0 | – | -7,874 | -100.0% | 0.00% | – |
| ANRZQ | Exit | ALPHA NAT RES INCcall | $0 | – | -302,700 | -100.0% | 0.00% | – |
| WK | Exit | WORKIVA INCcmn | $0 | – | -10,941 | -100.0% | 0.00% | – |
| DGZ | Exit | DEUTSCHE BK AG LDN BRHcmn | $0 | – | -22,601 | -100.0% | 0.00% | – |
| CYTK | Exit | CYTOKINETICS INCcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| LIQDQ | Exit | LIQUID HLDGS GROUP INCcmn | $0 | – | -42,378 | -100.0% | 0.00% | – |
| ARTX | Exit | AROTECH CORPcmn | $0 | – | -21,195 | -100.0% | 0.00% | – |
| QLYS | Exit | QUALYS INCcall | $0 | – | -2,400 | -100.0% | 0.00% | – |
| DBD | Exit | DIEBOLD INCcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| CVEO | Exit | CIVEO CORPput | $0 | – | -13,900 | -100.0% | 0.00% | – |
| ENTG | Exit | ENTEGRIS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HYF | Exit | MANAGED HIGH YIELD PLUS FD Icmn | $0 | – | -22,084 | -100.0% | 0.00% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTURcmn | $0 | – | -16,030 | -100.0% | 0.00% | – |
| HRZN | Exit | HORIZON TECHNOLOGY FIN CORPcmn | $0 | – | -15,725 | -100.0% | 0.00% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUNDcmn | $0 | – | -19,626 | -100.0% | 0.00% | – |
| ICFI | Exit | ICF INTL INCcmn | $0 | – | -7,756 | -100.0% | 0.00% | – |
| WLTGQ | Exit | WALTER ENERGY INCcmn | $0 | – | -1,244,418 | -100.0% | 0.00% | – |
| ITEK | Exit | INOTEK PHARMACEUTICALS CORPcmn | $0 | – | -18,440 | -100.0% | 0.00% | – |
| NPTN | Exit | NEOPHOTONICS CORPcall | $0 | – | -51,200 | -100.0% | 0.00% | – |
| GERN | Exit | GERON CORPput | $0 | – | -124,000 | -100.0% | 0.00% | – |
| AER | Exit | AERCAP HOLDINGS NVput | $0 | – | -34,800 | -100.0% | 0.00% | – |
| KVHI | Exit | KVH INDS INCcmn | $0 | – | -13,970 | -100.0% | 0.00% | – |
| FARO | Exit | FARO TECHNOLOGIES INCcall | $0 | – | -2,600 | -100.0% | 0.00% | – |
| SGBK | Exit | STONEGATE BK FT LAUDERDALE Fcmn | $0 | – | -8,961 | -100.0% | 0.00% | – |
| Exit | ELECTRONIC ARTS INCcnv | $0 | – | -650,000 | -100.0% | 0.00% | – | |
| NRF | Exit | NORTHSTAR RLTY FIN CORPput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INCcmn | $0 | – | -64,963 | -100.0% | 0.00% | – |
| IDN | Exit | INTELLICHECK MOBILISA INCcmn | $0 | – | -10,723 | -100.0% | 0.00% | – |
| LEAF | Exit | SPRINGLEAF HLDGS INCcall | $0 | – | -31,200 | -100.0% | 0.00% | – |
| TEUFF | Exit | BOX SHIPS INCORPORATEDcmn | $0 | – | -10,435 | -100.0% | 0.00% | – |
| MVIS | Exit | MICROVISION INC DELcmn | $0 | – | -16,266 | -100.0% | 0.00% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CAcmn | $0 | – | -11,629 | -100.0% | 0.00% | – |
| GDJS | Exit | PROSHARES TRcmn | $0 | – | -28,000 | -100.0% | 0.00% | – |
| NVTA | Exit | INVITAE CORPcmn | $0 | – | -10,898 | -100.0% | 0.00% | – |
| ACI | Exit | ARCH COAL INCcall | $0 | – | -703,900 | -100.0% | 0.00% | – |
| BCOV | Exit | BRIGHTCOVE INCcmn | $0 | – | -12,442 | -100.0% | 0.00% | – |
| VRTV | Exit | VERITIV CORPcall | $0 | – | -135 | -100.0% | 0.00% | – |
| MERU | Exit | MERU NETWORKS INCcmn | $0 | – | -25,698 | -100.0% | 0.00% | – |
| Exit | RAYONIER TRS HLDGS INCcnv | $0 | – | -219,000 | -100.0% | 0.00% | – | |
| HEES | Exit | H & E EQUIPMENT SERVICES INCput | $0 | – | -3,000 | -100.0% | 0.00% | – |
| CZZ | Exit | COSAN LTDput | $0 | – | -300 | -100.0% | 0.00% | – |
| DRW | Exit | WISDOMTREE TRUSTcmn | $0 | – | -9,572 | -100.0% | 0.00% | – |
| CVGW | Exit | CALAVO GROWERS INCcmn | $0 | – | -26,102 | -100.0% | 0.00% | – |
| CELP | Exit | CYPRESS ENERGY PARTNERS LPcmn | $0 | – | -11,600 | -100.0% | 0.00% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INCcmn | $0 | – | -18,357 | -100.0% | 0.00% | – |
| ANN | Exit | ANN INCcall | $0 | – | -3,400 | -100.0% | 0.00% | – |
| FIVN | Exit | FIVE9 INCcmn | $0 | – | -28,780 | -100.0% | 0.00% | – |
| GSHHY | Exit | GUANGSHEN RY LTDcmn | $0 | – | -8,898 | -100.0% | 0.00% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FDcmn | $0 | – | -23,888 | -100.0% | 0.00% | – |
| NKA | Exit | NISKA GAS STORAGE PARTNERS Lcmn | $0 | – | -27,124 | -100.0% | 0.00% | – |
| ZROZ | Exit | PIMCO ETF TRcmn | $0 | – | -2,203 | -100.0% | 0.00% | – |
| TRGP | Exit | TARGA RES CORPput | $0 | – | -16,100 | -100.0% | 0.00% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTDcall | $0 | – | -4,400 | -100.0% | 0.00% | – |
| JJGTF | Exit | BARCLAYS BANK PLCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| FSYS | Exit | FUEL SYS SOLUTIONS INCput | $0 | – | -5,900 | -100.0% | 0.00% | – |
| BSCF | Exit | CLAYMORE EXCHANGE TRD FD TRcmn | $0 | – | -10,611 | -100.0% | 0.00% | – |
| TGTX | Exit | TG THERAPEUTICS INCcmn | $0 | – | -43,053 | -100.0% | 0.00% | – |
| ACUR | Exit | ACURA PHARMACEUTICALS INCcmn | $0 | – | -11,184 | -100.0% | 0.00% | – |
| IXYS | Exit | IXYS CORPcmn | $0 | – | -11,768 | -100.0% | 0.00% | – |
| LOCMQ | Exit | LOCAL CORPcmn | $0 | – | -49,113 | -100.0% | 0.00% | – |
| R108 | Exit | ENERGIZER HLDGS INCput | $0 | – | -6,700 | -100.0% | 0.00% | – |
| FDEF | Exit | FIRST DEFIANCE FINL CORPcmn | $0 | – | -5,652 | -100.0% | 0.00% | – |
| PMFG | Exit | PMFG INCcmn | $0 | – | -19,427 | -100.0% | 0.00% | – |
| TSRO | Exit | TESARO INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| BGS | Exit | B & G FOODS INC NEWcall | $0 | – | -11,300 | -100.0% | 0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INCcmn | $0 | – | -116,918 | -100.0% | 0.00% | – |
| AXTI | Exit | AXT INCcmn | $0 | – | -14,894 | -100.0% | 0.00% | – |
| HMY | Exit | HARMONY GOLD MNG LTDcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| GNSS | Exit | LRAD CORPcmn | $0 | – | -14,422 | -100.0% | 0.00% | – |
| CHEF | Exit | CHEFS WHSE INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GIG | Exit | GIGOPTIX INCcmn | $0 | – | -42,725 | -100.0% | 0.00% | – |
| CLFD | Exit | CLEARFIELD INCcmn | $0 | – | -16,063 | -100.0% | 0.00% | – |
| MGK | Exit | VANGUARD WORLD FDcmn | $0 | – | -2,761 | -100.0% | 0.00% | – |
| OCR | Exit | OMNICARE INCcall | $0 | – | -14,400 | -100.0% | 0.00% | – |
| TRGT | Exit | TARGACEPT INCcmn | $0 | – | -77,372 | -100.0% | 0.00% | – |
| PPR | Exit | VOYA PRIME RATE TRcmn | $0 | – | -33,533 | -100.0% | 0.00% | – |
| SAAS | Exit | INCONTACT INCcmn | $0 | – | -19,252 | -100.0% | 0.00% | – |
| GAME | Exit | SHANDA GAMES LTDcall | $0 | – | -5,900 | -100.0% | 0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTICS INCput | $0 | – | -2,100 | -100.0% | 0.00% | – |
| LMNX | Exit | LUMINEX CORP DELcall | $0 | – | -49,100 | -100.0% | 0.00% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOMcmn | $0 | – | -13,456 | -100.0% | 0.00% | – |
| CNHI | Exit | CNH INDL N Vcall | $0 | – | -900 | -100.0% | 0.00% | – |
| PPHM | Exit | PEREGRINE PHARMACEUTICALS INcmn | $0 | – | -19,437 | -100.0% | 0.00% | – |
| TLRS | Exit | TIMBERLINE RES CORPcmn | $0 | – | -10,094 | -100.0% | 0.00% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INCput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| WHF | Exit | WHITEHORSE FIN INCcmn | $0 | – | -15,362 | -100.0% | 0.00% | – |
| TNGO | Exit | TANGOE INCcmn | $0 | – | -42,726 | -100.0% | 0.00% | – |
| SHOP | Exit | SHOPIFY INCcmn | $0 | – | -21,575 | -100.0% | 0.00% | – |
| EFOI | Exit | ENERGY FOCUS INCcmn | $0 | – | -28,925 | -100.0% | 0.00% | – |
| FRPT | Exit | FRESHPET INCput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| TRR | Exit | TRC COS INCcmn | $0 | – | -11,381 | -100.0% | 0.00% | – |
| ROYTL | Exit | PACIFIC COAST OIL TRcmn | $0 | – | -19,380 | -100.0% | 0.00% | – |
| RDEN | Exit | ELIZABETH ARDEN INCcmn | $0 | – | -40,526 | -100.0% | 0.00% | – |
| ITRI | Exit | ITRON INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| TLP | Exit | TRANSMONTAIGNE PARTNERS L Pput | $0 | – | -36,000 | -100.0% | 0.00% | – |
| DBEF | Exit | DBX ETF TRput | $0 | – | -16,500 | -100.0% | 0.00% | – |
| PRMW | Exit | PRIMO WTR CORPcmn | $0 | – | -10,410 | -100.0% | 0.00% | – |
| IPHI | Exit | INPHI CORPcmn | $0 | – | -45,284 | -100.0% | 0.00% | – |
| ECC | Exit | EAGLE PT CR CO LLCcmn | $0 | – | -11,160 | -100.0% | 0.00% | – |
| NADL | Exit | NORTH ATLANTIC DRILLING LTDcall | $0 | – | -9,600 | -100.0% | 0.00% | – |
| TACOW | Exit | LEVY ACQUISITION CORPwts | $0 | – | -11,400 | -100.0% | 0.00% | – |
| PBFX | Exit | PBF LOGISTICS LPcall | $0 | – | -14,000 | -100.0% | 0.00% | – |
| COWN | Exit | COWEN GROUP INC NEWcmn | $0 | – | -10,388 | -100.0% | 0.00% | – |
| AGYS | Exit | AGILYSYS INCcmn | $0 | – | -36,712 | -100.0% | 0.00% | – |
| KCAP | Exit | KCAP FINL INCcmn | $0 | – | -23,954 | -100.0% | 0.00% | – |
| XOMA | Exit | XOMA CORP DELcall | $0 | – | -170,000 | -100.0% | 0.00% | – |
| Exit | STARWOOD PPTY TR INCcnv | $0 | – | -150,000 | -100.0% | 0.00% | – | |
| PDI | Exit | PIMCO DYNAMIC INCOME FDcmn | $0 | – | -7,782 | -100.0% | 0.00% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPP FDcmn | $0 | – | -12,017 | -100.0% | 0.00% | – |
| U104PS | Exit | PERFECT WORLD CO LTDcmn | $0 | – | -56,554 | -100.0% | 0.00% | – |
| SHOO | Exit | MADDEN STEVEN LTDput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LGCY | Exit | LEGACY RESVS LPcmn | $0 | – | -179,182 | -100.0% | 0.00% | – |
| GTS | Exit | TRIPLE-S MGMT CORPcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| MHY | Exit | WESTERN ASSET MGD HI INCM FDcmn | $0 | – | -15,464 | -100.0% | 0.00% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEBcmn | $0 | – | -29,564 | -100.0% | 0.00% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INCcmn | $0 | – | -30,179 | -100.0% | 0.00% | – |
| EZU | Exit | ISHARESput | $0 | – | -1,900 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCcnv | $0 | – | -105,000 | -100.0% | 0.00% | – | |
| PHT | Exit | PIONEER HIGH INCOME TRcmn | $0 | – | -18,005 | -100.0% | 0.00% | – |
| INF | Exit | BROOKFIELD GLOBL LISTED INFRcmn | $0 | – | -10,863 | -100.0% | 0.00% | – |
| CBPO | Exit | CHINA BIOLOGIC PRODS INCcmn | $0 | – | -6,035 | -100.0% | 0.00% | – |
| Exit | INFINERA CORPORATIONcnv | $0 | – | -232,000 | -100.0% | 0.00% | – | |
| T100PS | Exit | CHINA MOBILE GAMES & ENTMT Gcmn | $0 | – | -60,712 | -100.0% | 0.00% | – |
| SPHS | Exit | SOPHIRIS BIO INCcmn | $0 | – | -27,639 | -100.0% | 0.00% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUPcall | $0 | – | -4,200 | -100.0% | 0.00% | – |
| KEYW | Exit | KEYW HLDG CORPcmn | $0 | – | -64,903 | -100.0% | 0.00% | – |
| CSC | Exit | COMPUTER SCIENCES CORPcall | $0 | – | -5,400 | -100.0% | 0.00% | – |
| A309PS | Exit | DIRECTVput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| GMANQ | Exit | GORDMANS STORES INCcmn | $0 | – | -12,344 | -100.0% | 0.00% | – |
| KBIO | Exit | KALOBIOS PHARMACEUTICALS INCcmn | $0 | – | -14,456 | -100.0% | 0.00% | – |
| OAKS | Exit | FIVE OAKS INVT CORPcmn | $0 | – | -44,616 | -100.0% | 0.00% | – |
| ICLD | Exit | INTERCLOUD SYS INCput | $0 | – | -37,200 | -100.0% | 0.00% | – |
| EXAR | Exit | EXAR CORPcmn | $0 | – | -48,419 | -100.0% | 0.00% | – |
| FN | Exit | FABRINETcmn | $0 | – | -12,544 | -100.0% | 0.00% | – |
| Exit | UTI WORLDWIDE INCcnv | $0 | – | -850,000 | -100.0% | 0.00% | – | |
| UAN | Exit | CVR PARTNERS LPcmn | $0 | – | -99,331 | -100.0% | 0.00% | – |
| RGDXQ | Exit | RESPONSE GENETICS INCcmn | $0 | – | -67,048 | -100.0% | 0.00% | – |
| BHK | Exit | BLACKROCK CORE BD TRcmn | $0 | – | -12,708 | -100.0% | 0.00% | – |
| SILC | Exit | SILICOM LTDcmn | $0 | – | -10,932 | -100.0% | 0.00% | – |
| CPTA | Exit | CAPITALA FIN CORPcmn | $0 | – | -15,591 | -100.0% | 0.00% | – |
| APRI | Exit | APRICUS BIOSCIENCES INCcmn | $0 | – | -34,759 | -100.0% | 0.00% | – |
| JMI | Exit | JAVELIN MTG INVT CORPcmn | $0 | – | -20,649 | -100.0% | 0.00% | – |
| CALM | Exit | CAL MAINE FOODS INCcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| PEIX | Exit | PACIFIC ETHANOL INCcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| GLAD | Exit | GLADSTONE CAPITAL CORPcmn | $0 | – | -19,694 | -100.0% | 0.00% | – |
| AVOL | Exit | AVOLON HLDGS LTDcmn | $0 | – | -11,542 | -100.0% | 0.00% | – |
| GBF | Exit | ISHARES TRcmn | $0 | – | -3,183 | -100.0% | 0.00% | – |
| INUV | Exit | INUVO INCcmn | $0 | – | -13,234 | -100.0% | 0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCput | $0 | – | -10,400 | -100.0% | 0.00% | – |
| EOD | Exit | WELLS FARGO ADV GLB DIV OPPcmn | $0 | – | -19,254 | -100.0% | 0.00% | – |
| USLM | Exit | UNITED STATES LIME & MINERALcmn | $0 | – | -9,792 | -100.0% | 0.00% | – |
| NRC | Exit | NATIONAL RESH CORPcmn | $0 | – | -10,522 | -100.0% | 0.00% | – |
| IAF | Exit | ABERDEEN AUSTRALIA EQTY FD Icmn | $0 | – | -12,595 | -100.0% | 0.00% | – |
| SBCF | Exit | SEACOAST BKG CORP FLAcmn | $0 | – | -17,537 | -100.0% | 0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FDcmn | $0 | – | -35,851 | -100.0% | 0.00% | – |
| RXDX | Exit | IGNYTA INCcmn | $0 | – | -11,822 | -100.0% | 0.00% | – |
| LOGI | Exit | LOGITECH INTL S Acall | $0 | – | -10,800 | -100.0% | 0.00% | – |
| AMED | Exit | AMEDISYS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| UIHC | Exit | UNITED INS HLDGS CORPcmn | $0 | – | -32,178 | -100.0% | 0.00% | – |
| KTCC | Exit | KEY TRONICS CORPcmn | $0 | – | -11,397 | -100.0% | 0.00% | – |
| NORD | Exit | NORD ANGLIA EDUCATION INCcmn | $0 | – | -25,685 | -100.0% | 0.00% | – |
| PSQ | Exit | PROSHARES TRcmn | $0 | – | -19,380 | -100.0% | 0.00% | – |
| HSTM | Exit | HEALTHSTREAM INCcmn | $0 | – | -20,677 | -100.0% | 0.00% | – |
| CVEO | Exit | CIVEO CORPcmn | $0 | – | -160,172 | -100.0% | 0.00% | – |
| LBAI | Exit | LAKELAND BANCORP INCcmn | $0 | – | -21,495 | -100.0% | 0.00% | – |
| WLTGQ | Exit | WALTER ENERGY INCput | $0 | – | -752,600 | -100.0% | 0.00% | – |
| MEA | Exit | METALICO INCcmn | $0 | – | -25,010 | -100.0% | 0.00% | – |
| AGI | Exit | ALAMOS GOLD INCcmn | $0 | – | -260,892 | -100.0% | 0.00% | – |
| BUSE | Exit | FIRST BUSEY CORPcmn | $0 | – | -49,474 | -100.0% | 0.00% | – |
| CPRX | Exit | CATALYST PHARMACEUTICALS INCcmn | $0 | – | -11,942 | -100.0% | 0.00% | – |
| VWOB | Exit | VANGUARD WHITEHALL FDS INCcmn | $0 | – | -4,997 | -100.0% | 0.00% | – |
| AKBA | Exit | AKEBIA THERAPEUTICS INCcmn | $0 | – | -17,616 | -100.0% | 0.00% | – |
| HYS | Exit | PIMCO ETF TRcmn | $0 | – | -5,649 | -100.0% | 0.00% | – |
| RTI | Exit | RTI INTL METALS INCput | $0 | – | -2,800 | -100.0% | 0.00% | – |
| GDXX | Exit | PROSHARES TRcmn | $0 | – | -28,000 | -100.0% | 0.00% | – |
| VTNR | Exit | VERTEX ENERGY INCput | $0 | – | -13,700 | -100.0% | 0.00% | – |
| STC | Exit | STEWART INFORMATION SVCS CORcmn | $0 | – | -10,778 | -100.0% | 0.00% | – |
| TBK | Exit | TRIUMPH BANCORP INCcmn | $0 | – | -13,922 | -100.0% | 0.00% | – |
| MSL | Exit | MIDSOUTH BANCORP INCcmn | $0 | – | -29,973 | -100.0% | 0.00% | – |
| NLSN | Exit | NIELSEN N Vcall | $0 | – | -6,800 | -100.0% | 0.00% | – |
| INFA | Exit | INFORMATICA CORPcall | $0 | – | -2,700 | -100.0% | 0.00% | – |
| SRTY | Exit | PROSHARES TRcmn | $0 | – | -9,265 | -100.0% | 0.00% | – |
| SZYM | Exit | SOLAZYME INCput | $0 | – | -375,000 | -100.0% | 0.00% | – |
| HEROQ | Exit | HERCULES OFFSHORE INCcmn | $0 | – | -1,087,924 | -100.0% | 0.00% | – |
| Exit | HEALTH CARE REIT INCcnv | $0 | – | -288,000 | -100.0% | 0.00% | – | |
| MYC | Exit | BLACKROCK MUNIYIELD CALIF FDcmn | $0 | – | -14,396 | -100.0% | 0.00% | – |
| PSDV | Exit | PSIVIDA CORPcall | $0 | – | -3,800 | -100.0% | 0.00% | – |
| EAD | Exit | WELLS FARGO ADVANTAGE INCOMEcmn | $0 | – | -27,475 | -100.0% | 0.00% | – |
| XLRN | Exit | ACCELERON PHARMA INCcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| LRE | Exit | LRR ENERGY LPcmn | $0 | – | -15,060 | -100.0% | 0.00% | – |
| Exit | ALPHA NAT RES INCcnv | $0 | – | -27,000 | -100.0% | 0.00% | – | |
| BKEP | Exit | BLUEKNIGHT ENERGY PARTNERS Lcmn | $0 | – | -28,400 | -100.0% | 0.00% | – |
| HUBG | Exit | HUB GROUP INCcmn | $0 | – | -12,537 | -100.0% | 0.00% | – |
| RMTI | Exit | ROCKWELL MED INCcall | $0 | – | -60,000 | -100.0% | 0.00% | – |
| RSO | Exit | RESOURCE CAP CORPcmn | $0 | – | -125,608 | -100.0% | 0.00% | – |
| VIMC | Exit | VIMICRO INTL CORPcmn | $0 | – | -18,239 | -100.0% | 0.00% | – |
| LEI | Exit | LUCAS ENERGY INCcmn | $0 | – | -19,533 | -100.0% | 0.00% | – |
| AGC | Exit | ADVENT CLAY CONV SEC INC FDcmn | $0 | – | -19,263 | -100.0% | 0.00% | – |
| ICOL | Exit | ISHARES INCcmn | $0 | – | -76,075 | -100.0% | 0.00% | – |
| SGA | Exit | SAGA COMMUNICATIONS INCcmn | $0 | – | -5,558 | -100.0% | 0.00% | – |
| TCS | Exit | CONTAINER STORE GROUP INCcmn | $0 | – | -29,701 | -100.0% | 0.00% | – |
| BSQR | Exit | BSQUARE CORPcmn | $0 | – | -10,455 | -100.0% | 0.00% | – |
| PODD | Exit | INSULET CORPput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| MBUU | Exit | MALIBU BOATS INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| BSCI | Exit | CLAYMORE EXCHANGE TRD FD TRcmn | $0 | – | -12,050 | -100.0% | 0.00% | – |
| ROSE | Exit | ROSETTA RESOURCES INCput | $0 | – | -22,000 | -100.0% | 0.00% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INCput | $0 | – | -54,700 | -100.0% | 0.00% | – |
| QLTY | Exit | QUALITY DISTR INC FLAcmn | $0 | – | -51,609 | -100.0% | 0.00% | – |
| HTR | Exit | BROOKFIELD TOTAL RETURN FD Icmn | $0 | – | -13,419 | -100.0% | 0.00% | – |
| RTK | Exit | RENTECH INCcmn | $0 | – | -519,027 | -100.0% | 0.00% | – |
| ALDW | Exit | ALON USA PARTNERS LPcmn | $0 | – | -14,661 | -100.0% | 0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INCcall | $0 | – | -72,600 | -100.0% | 0.00% | – |
| PML | Exit | PIMCO MUN INCOME FD IIcmn | $0 | – | -43,278 | -100.0% | 0.00% | – |
| STFC | Exit | STATE AUTO FINL CORPcmn | $0 | – | -11,555 | -100.0% | 0.00% | – |
| EXXIQ | Exit | ENERGY XXI LTDput | $0 | – | -129,400 | -100.0% | 0.00% | – |
| VRSZQ | Exit | VERSO CORPcmn | $0 | – | -86,537 | -100.0% | 0.00% | – |
| CQH | Exit | CHENIERE ENERGY PTNRS LP HLDcmn | $0 | – | -24,559 | -100.0% | 0.00% | – |
| CALA | Exit | CALITHERA BIOSCIENCES INCcmn | $0 | – | -23,576 | -100.0% | 0.00% | – |
| WOOD | Exit | ISHARES TRcmn | $0 | – | -4,480 | -100.0% | 0.00% | – |
| IRY | Exit | SPDR INDEX SHS FDScmn | $0 | – | -6,881 | -100.0% | 0.00% | – |
| VCRA | Exit | VOCERA COMMUNICATIONS INCcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INCcall | $0 | – | -8,600 | -100.0% | 0.00% | – |
| XOMA | Exit | XOMA CORP DELput | $0 | – | -190,300 | -100.0% | 0.00% | – |
| UCFC | Exit | UNITED CMNTY FINL CORP OHIOcmn | $0 | – | -14,370 | -100.0% | 0.00% | – |
| GTN | Exit | GRAY TELEVISION INCcmn | $0 | – | -41,628 | -100.0% | 0.00% | – |
| RELL | Exit | RICHARDSON ELECTRS LTDcmn | $0 | – | -12,322 | -100.0% | 0.00% | – |
| AMH | Exit | AMERICAN HOMES 4 RENTcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| MRC | Exit | MRC GLOBAL INCput | $0 | – | -2,300 | -100.0% | 0.00% | – |
| SBGL | Exit | SIBANYE GOLD LTDput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| EXA | Exit | EXA CORPcmn | $0 | – | -15,648 | -100.0% | 0.00% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCput | $0 | – | -23,000 | -100.0% | 0.00% | – |
| CHEF | Exit | CHEFS WHSE INCcmn | $0 | – | -8,733 | -100.0% | 0.00% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA FUNcmn | $0 | – | -11,345 | -100.0% | 0.00% | – |
| CNXT | Exit | MARKET VECTORS ETF TRcmn | $0 | – | -6,203 | -100.0% | 0.00% | – |
| GLOB | Exit | GLOBANT S Acmn | $0 | – | -18,803 | -100.0% | 0.00% | – |
| PSGLQ | Exit | PERFORMANCE SPORTS GROUP LTDcmn | $0 | – | -20,890 | -100.0% | 0.00% | – |
| TAHO | Exit | TAHOE RES INCput | $0 | – | -83,300 | -100.0% | 0.00% | – |
| AACH | Exit | AAC HLDGS INCcmn | $0 | – | -10,174 | -100.0% | 0.00% | – |
| SPMB | Exit | SPDR SERIES TRUSTcmn | $0 | – | -11,535 | -100.0% | 0.00% | – |
| TUBE | Exit | TUBEMOGUL INCcmn | $0 | – | -18,325 | -100.0% | 0.00% | – |
| INXN | Exit | INTERXION HOLDING N.Vput | $0 | – | -3,200 | -100.0% | 0.00% | – |
| HRTG | Exit | HERITAGE INS HLDGS INCcmn | $0 | – | -21,537 | -100.0% | 0.00% | – |
| DHIL | Exit | DIAMOND HILL INVESTMENT GROUcmn | $0 | – | -1,365 | -100.0% | 0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCcall | $0 | – | -5,800 | -100.0% | 0.00% | – |
| Exit | PHOTRONICS INCcnv | $0 | – | -63,000 | -100.0% | 0.00% | – | |
| RESN | Exit | RESONANT INCcmn | $0 | – | -19,962 | -100.0% | 0.00% | – |
| REZ | Exit | ISHARES TRcmn | $0 | – | -21,017 | -100.0% | 0.00% | – |
| JJGTF | Exit | BARCLAYS BANK PLCcmn | $0 | – | -8,254 | -100.0% | 0.00% | – |
| R114PS | Exit | CHIPMOS TECH BERMUDA LTDcmn | $0 | – | -8,510 | -100.0% | 0.00% | – |
| SVM | Exit | SILVERCORP METALS INCcmn | $0 | – | -492,095 | -100.0% | 0.00% | – |
| CEA | Exit | CHINA EASTN AIRLS LTDcmn | $0 | – | -5,547 | -100.0% | 0.00% | – |
| ARAY | Exit | ACCURAY INCput | $0 | – | -66,100 | -100.0% | 0.00% | – |
| A309PS | Exit | DIRECTVcall | $0 | – | -2,800 | -100.0% | 0.00% | – |
| COLL | Exit | COLLEGIUM PHARMACEUTICAL INCcmn | $0 | – | -40,430 | -100.0% | 0.00% | – |
| LQDT | Exit | LIQUIDITY SERVICES INCput | $0 | – | -1,700 | -100.0% | 0.00% | – |
| VRTV | Exit | VERITIV CORPcmn | $0 | – | -24,526 | -100.0% | 0.00% | – |
| CTBI | Exit | COMMUNITY TR BANCORP INCcmn | $0 | – | -6,057 | -100.0% | 0.00% | – |
| IFT | Exit | IMPERIAL HLDGS INCcmn | $0 | – | -21,946 | -100.0% | 0.00% | – |
| CIO | Exit | CITY OFFICE REIT INCcmn | $0 | – | -16,851 | -100.0% | 0.00% | – |
| THD | Exit | ISHARES INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCcall | $0 | – | -82,400 | -100.0% | 0.00% | – |
| TSYS | Exit | TELECOMMUNICATION SYS INCcmn | $0 | – | -39,649 | -100.0% | 0.00% | – |
| PVG | Exit | PRETIUM RES INCcmn | $0 | – | -51,782 | -100.0% | 0.00% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOMcmn | $0 | – | -35,671 | -100.0% | 0.00% | – |
| BALT | Exit | BALTIC TRADING LIMITEDcmn | $0 | – | -216,140 | -100.0% | 0.00% | – |
| OCLR | Exit | OCLARO INCcmn | $0 | – | -58,920 | -100.0% | 0.00% | – |
| FWMHQ | Exit | FAIRWAY GROUP HLDGS CORPcmn | $0 | – | -40,677 | -100.0% | 0.00% | – |
| Exit | ON SEMICONDUCTOR CORPcnv | $0 | – | -161,000 | -100.0% | 0.00% | – | |
| NLSN | Exit | NIELSEN N Vput | $0 | – | -100 | -100.0% | 0.00% | – |
| HSP | Exit | HOSPIRA INCput | $0 | – | -3,400 | -100.0% | 0.00% | – |
| HH | Exit | HOOPER HOLMES INCcmn | $0 | – | -10,210 | -100.0% | 0.00% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEcmn | $0 | – | -31,639 | -100.0% | 0.00% | – |
| RTI | Exit | RTI INTL METALS INCcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| FARO | Exit | FARO TECHNOLOGIES INCcmn | $0 | – | -8,178 | -100.0% | 0.00% | – |
| EGAN | Exit | EGAIN CORPcmn | $0 | – | -17,452 | -100.0% | 0.00% | – |
| WLTGQ | Exit | WALTER ENERGY INCcall | $0 | – | -70,400 | -100.0% | 0.00% | – |
| NKTR | Exit | NEKTAR THERAPEUTICScall | $0 | – | -34,800 | -100.0% | 0.00% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FDcmn | $0 | – | -34,855 | -100.0% | 0.00% | – |
| Exit | MICROCHIP TECHNOLOGY INCcnv | $0 | – | -80,000 | -100.0% | 0.00% | – | |
| EMFM | Exit | GLOBAL X FDScmn | $0 | – | -13,369 | -100.0% | 0.00% | – |
| CTF | Exit | NUVEEN LG/SHT COMMODITY TOTRcmn | $0 | – | -12,582 | -100.0% | 0.00% | – |
| CHA | Exit | CHINA TELECOM CORP LTDcmn | $0 | – | -11,163 | -100.0% | 0.00% | – |
| QLYS | Exit | QUALYS INCcmn | $0 | – | -12,175 | -100.0% | 0.00% | – |
| ZGNX | Exit | ZOGENIX INCcmn | $0 | – | -60,363 | -100.0% | 0.00% | – |
| MAG | Exit | MAGNETEK INCcmn | $0 | – | -10,958 | -100.0% | 0.00% | – |
| DYNPRA | Exit | DYNEGY INC NEW DELcmn | $0 | – | -2,164 | -100.0% | 0.00% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INCcmn | $0 | – | -10,216 | -100.0% | 0.00% | – |
| NCA | Exit | NUVEEN CALIF MUN VALUE FDcmn | $0 | – | -11,903 | -100.0% | 0.00% | – |
| FGD | Exit | FIRST TR EXCHANGE TRADED FDcmn | $0 | – | -11,750 | -100.0% | 0.00% | – |
| PLNR | Exit | PLANAR SYS INCcmn | $0 | – | -13,319 | -100.0% | 0.00% | – |
| CYNI | Exit | CYAN INCcmn | $0 | – | -104,584 | -100.0% | 0.00% | – |
| PUB | Exit | PEOPLES UTAH BANCORPcmn | $0 | – | -12,500 | -100.0% | 0.00% | – |
| ANRZQ | Exit | ALPHA NAT RES INCcmn | $0 | – | -2,174,334 | -100.0% | 0.00% | – |
| HTBK | Exit | HERITAGE COMMERCE CORPcmn | $0 | – | -11,880 | -100.0% | 0.00% | – |
| AAPRB | Exit | ALCOA INCcmn | $0 | – | -36,000 | -100.0% | 0.00% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TRcmn | $0 | – | -13,516 | -100.0% | 0.00% | – |
| CAF | Exit | MORGAN STANLEY CHINA A SH FDcmn | $0 | – | -11,651 | -100.0% | 0.00% | – |
| DNIF | Exit | DIVIDEND & INCOME FUNDcmn | $0 | – | -10,355 | -100.0% | 0.00% | – |
| SQQQ | Exit | PROSHARES TRcmn | $0 | – | -62,322 | -100.0% | 0.00% | – |
| PTSI | Exit | P A M TRANSN SVCS INCcmn | $0 | – | -3,680 | -100.0% | 0.00% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME Fcmn | $0 | – | -29,457 | -100.0% | 0.00% | – |
| CNXR | Exit | CONNECTURE INCcmn | $0 | – | -23,885 | -100.0% | 0.00% | – |
| LNTH | Exit | LANTHEUS HLDGS INCcmn | $0 | – | -54,167 | -100.0% | 0.00% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONScmn | $0 | – | -11,941 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORPcmn | $0 | – | -12,090 | -100.0% | 0.00% | – |
| Exit | ALERE INCcnv | $0 | – | -392,000 | -100.0% | 0.00% | – | |
| ROSE | Exit | ROSETTA RESOURCES INCcall | $0 | – | -10,500 | -100.0% | 0.00% | – |
| HNSN | Exit | HANSEN MEDICAL INCcmn | $0 | – | -323,145 | -100.0% | 0.00% | – |
| DRC | Exit | DRESSER-RAND GROUP INCcall | $0 | – | -6,500 | -100.0% | 0.00% | – |
| CATB | Exit | CATABASIS PHARMACEUTICALS INcmn | $0 | – | -25,000 | -100.0% | 0.00% | – |
| GXG | Exit | GLOBAL X FDScmn | $0 | – | -48,950 | -100.0% | 0.00% | – |
| JPI | Exit | NUVEEN PFD & INCOME TERM FDcmn | $0 | – | -16,691 | -100.0% | 0.00% | – |
| PODD | Exit | INSULET CORPcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| AMTG | Exit | APOLLO RESIDENTIAL MTG INCcmn | $0 | – | -12,254 | -100.0% | 0.00% | – |
| PGEM | Exit | PLY GEM HLDGS INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| ADK | Exit | ADCARE HEALTH SYSTEMS INCcall | $0 | – | -250,000 | -100.0% | 0.00% | – |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS INCput | $0 | – | -177,800 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCcnv | $0 | – | -22,000 | -100.0% | 0.00% | – | |
| CNSI | Exit | COMVERSE INCcmn | $0 | – | -15,095 | -100.0% | 0.00% | – |
| TRNM | Exit | ROYAL BK SCOTLAND PLCcmn | $0 | – | -9,759 | -100.0% | 0.00% | – |
| JDSU | Exit | JDS UNIPHASE CORPput | $0 | – | -73,400 | -100.0% | 0.00% | – |
| NMZ | Exit | NUVEEN MUN HIGH INCOME OPP Fcmn | $0 | – | -17,460 | -100.0% | 0.00% | – |
| ENTA | Exit | ENANTA PHARMACEUTICALS INCcmn | $0 | – | -31,059 | -100.0% | 0.00% | – |
| FPE | Exit | FIRST TR EXCHANGE-TRADED FDcmn | $0 | – | -11,481 | -100.0% | 0.00% | – |
| DRV | Exit | DIREXION SHS ETF TRcmn | $0 | – | -18,308 | -100.0% | 0.00% | – |
| XLRN | Exit | ACCELERON PHARMA INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| SJNK | Exit | SPDR SER TRcmn | $0 | – | -30,561 | -100.0% | 0.00% | – |
| WPX | Exit | WPX ENERGY INCput | $0 | – | -34,000 | -100.0% | 0.00% | – |
| WIW | Exit | WESTERN ASSET CLYM INFL OPPcmn | $0 | – | -10,993 | -100.0% | 0.00% | – |
| HIIQ | Exit | HEALTH INS INNOVATIONS INCcmn | $0 | – | -10,841 | -100.0% | 0.00% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPPcmn | $0 | – | -17,283 | -100.0% | 0.00% | – |
| AUQ | Exit | AURICO GOLD INCcmn | $0 | – | -231,516 | -100.0% | 0.00% | – |
| KOPN | Exit | KOPIN CORPcmn | $0 | – | -37,086 | -100.0% | 0.00% | – |
| CGIPQ | Exit | CELADON GROUP INCcmn | $0 | – | -10,944 | -100.0% | 0.00% | – |
| BGH | Exit | BABSON CAP GLB SHT DURHGH YLcmn | $0 | – | -13,553 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORPput | $0 | – | -3,200 | -100.0% | 0.00% | – |
| UFI | Exit | UNIFI INCcmn | $0 | – | -6,295 | -100.0% | 0.00% | – |
| SCHR | Exit | SCHWAB STRATEGIC TRcmn | $0 | – | -8,278 | -100.0% | 0.00% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FDcmn | $0 | – | -15,376 | -100.0% | 0.00% | – |
| BMS | Exit | BEMIS INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MR | Exit | MINDRAY MEDICAL INTL LTDcall | $0 | – | -35,700 | -100.0% | 0.00% | – |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRHcmn | $0 | – | -32,074 | -100.0% | 0.00% | – |
| VTGDF | Exit | VANTAGE DRILLING COMPANYcmn | $0 | – | -3,544,296 | -100.0% | 0.00% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUNDcmn | $0 | – | -17,330 | -100.0% | 0.00% | – |
| OCRPRA | Exit | OMNICARE CAP TR Icmn | $0 | – | -10,000 | -100.0% | 0.00% | – |
| KWEB | Exit | KRANESHARES TRput | $0 | – | -73,600 | -100.0% | -0.00% | – |
| CLDX | Exit | CELLDEX THERAPEUTICS INC NEWput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| NUVA | Exit | NUVASIVE INCput | $0 | – | -49,500 | -100.0% | -0.00% | – |
| NSAM | Exit | NORTHSTAR ASSET MGMT GROUP Icall | $0 | – | -247,800 | -100.0% | -0.00% | – |
| ADNC | Exit | AUDIENCE INCcmn | $0 | – | -370,010 | -100.0% | -0.00% | – |
| RBSPRQCL | Exit | ROYAL BK SCOTLAND GROUP PLCcmn | $0 | – | -103,824 | -100.0% | -0.00% | – |
| GTI | Exit | GRAFTECH INTL LTDcmn | $0 | – | -489,846 | -100.0% | -0.00% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING Cput | $0 | – | -84,000 | -100.0% | -0.00% | – |
| AMED | Exit | AMEDISYS INCput | $0 | – | -54,700 | -100.0% | -0.00% | – |
| CTRX | Exit | CATAMARAN CORPcall | $0 | – | -41,400 | -100.0% | -0.00% | – |
| FSTA | Exit | FIDELITYcmn | $0 | – | -68,676 | -100.0% | -0.00% | – |
| WOOF | Exit | VCA INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ENL | Exit | REED ELSEVIER N Vcmn | $0 | – | -80,011 | -100.0% | -0.00% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lcmn | $0 | – | -199,644 | -100.0% | -0.00% | – |
| SFLY | Exit | SHUTTERFLY INCcall | $0 | – | -63,100 | -100.0% | -0.00% | – |
| ISBC | Exit | INVESTORS BANCORP INC NEWcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| IDA | Exit | IDACORP INCcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| INOV | Exit | INOVALON HLDGS INCcall | $0 | – | -67,900 | -100.0% | -0.00% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INCcall | $0 | – | -300,200 | -100.0% | -0.00% | – |
| CTRX | Exit | CATAMARAN CORPput | $0 | – | -64,900 | -100.0% | -0.00% | – |
| IDXX | Exit | IDEXX LABS INCcall | $0 | – | -32,000 | -100.0% | -0.00% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNcnv | $0 | – | -2,015,000 | -100.0% | -0.00% | – | |
| KS | Exit | KAPSTONE PAPER & PACKAGING Ccall | $0 | – | -84,000 | -100.0% | -0.00% | – |
| NEEPRO | Exit | NEXTERA ENERGY INCcmn | $0 | – | -75,018 | -100.0% | -0.00% | – |
| NUVA | Exit | NUVASIVE INCcall | $0 | – | -49,500 | -100.0% | -0.00% | – |
| FXC | Exit | CURRENCYSHARES CDN DLR TRput | $0 | – | -28,000 | -100.0% | -0.00% | – |
| CALM | Exit | CAL MAINE FOODS INCput | $0 | – | -72,600 | -100.0% | -0.00% | – |
| Exit | PEABODY ENERGY CORPcnv | $0 | – | -19,674,000 | -100.0% | -0.00% | – | |
| Exit | TTM TECHNOLOGIES INCcnv | $0 | – | -2,380,000 | -100.0% | -0.00% | – | |
| CP | Exit | CANADIAN PAC RY LTDcall | $0 | – | -21,500 | -100.0% | -0.00% | – |
| JDSU | Exit | JDS UNIPHASE CORPcall | $0 | – | -165,700 | -100.0% | -0.00% | – |
| DFE | Exit | WISDOMTREE TRUSTcmn | $0 | – | -45,369 | -100.0% | -0.00% | – |
| Exit | STANDARD PAC CORP NEWcnv | $0 | – | -3,118,000 | -100.0% | -0.00% | – | |
| SFUN | Exit | SOUFUN HLDGS LTDcall | $0 | – | -205,100 | -100.0% | -0.00% | – |
| WOOF | Exit | VCA INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| 3101PS | Exit | MICREL INCcmn | $0 | – | -129,059 | -100.0% | -0.00% | – |
| CMLS | Exit | CUMULUS MEDIA INCput | $0 | – | -1,075,900 | -100.0% | -0.00% | – |
| EWQ | Exit | ISHARES INCcmn | $0 | – | -130,327 | -100.0% | -0.00% | – |
| SCHE | Exit | SCHWAB STRATEGIC TRcmn | $0 | – | -95,359 | -100.0% | -0.00% | – |
| Exit | NAVISTAR INTL CORP NEWcnv | $0 | – | -4,084,000 | -100.0% | -0.00% | – | |
| Exit | WEBMD HEALTH CORPcnv | $0 | – | -2,543,000 | -100.0% | -0.00% | – | |
| BRLI | Exit | BIO-REFERENCE LABS INCcmn | $0 | – | -53,662 | -100.0% | -0.00% | – |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INCcmn | $0 | – | -844,622 | -100.0% | -0.00% | – |
| BBNK | Exit | BRIDGE CAP HLDGScmn | $0 | – | -99,450 | -100.0% | -0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INCcmn | $0 | – | -104,799 | -100.0% | -0.00% | – |
| ACI | Exit | ARCH COAL INCcmn | $0 | – | -5,095,562 | -100.0% | -0.00% | – |
| BDSI | Exit | BIODELIVERY SCIENCES INTL INput | $0 | – | -500,000 | -100.0% | -0.00% | – |
| EXEL | Exit | EXELIXIS INCcall | $0 | – | -500,000 | -100.0% | -0.00% | – |
| MRTN | Exit | MARTEN TRANS LTDcmn | $0 | – | -92,030 | -100.0% | -0.00% | – |
| Exit | SANDISK CORPcnv | $0 | – | -3,847,000 | -100.0% | -0.00% | – | |
| IGTE | Exit | IGATE CORPcmn | $0 | – | -58,935 | -100.0% | -0.00% | – |
| KWEB | Exit | KRANESHARES TRcmn | $0 | – | -83,199 | -100.0% | -0.00% | – |
| Exit | CEMEX SAB DE CVcnv | $0 | – | -2,850,000 | -100.0% | -0.00% | – | |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INCcall | $0 | – | -230,500 | -100.0% | -0.00% | – |
| TRQ | Exit | TURQUOISE HILL RES LTDput | $0 | – | -1,000,000 | -100.0% | -0.00% | – |
| FMI | Exit | FOUNDATION MEDICINE INCcmn | $0 | – | -82,018 | -100.0% | -0.00% | – |
| 9207PS | Exit | ROCK-TENN COput | $0 | – | -67,200 | -100.0% | -0.00% | – |
| Exit | CALLAWAY GOLF COcnv | $0 | – | -2,795,000 | -100.0% | -0.00% | – | |
| PRAH | Exit | PRA HEALTH SCIENCES INCcmn | $0 | – | -49,682 | -100.0% | -0.00% | – |
| EVHC | Exit | ENVISION HEALTHCARE HLDGS INput | $0 | – | -52,500 | -100.0% | -0.00% | – |
| Exit | DEVELOPERS DIVERSIFIED RLTYcnv | $0 | – | -1,810,000 | -100.0% | -0.00% | – | |
| IWO | Exit | ISHARES TRput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| NSAM | Exit | NORTHSTAR ASSET MGMT GROUP Iput | $0 | – | -247,800 | -100.0% | -0.00% | – |
| TRND | Exit | ROYAL BK SCOTLAND PLCcmn | $0 | – | -45,180 | -100.0% | -0.00% | – |
| RUK | Exit | REED ELSEVIER P L Ccmn | $0 | – | -58,430 | -100.0% | -0.00% | – |
| Exit | CIENA CORPcnv | $0 | – | -2,163,000 | -100.0% | -0.00% | – | |
| OMI | Exit | OWENS & MINOR INC NEWcall | $0 | – | -175,000 | -100.0% | -0.00% | – |
| TEL | Exit | TE CONNECTIVITY LTDput | $0 | – | -89,200 | -100.0% | -0.00% | – |
| NSLPQ | Exit | NEW SOURCE ENERGY PARTNERS Lcmn | $0 | – | -1,797,082 | -100.0% | -0.00% | – |
| AAVL | Exit | AVALANCHE BIOTECHNOLOGIES INcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
| RCPT | Exit | RECEPTOS INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| FWP | Exit | FORWARD PHARMA A/Scmn | $0 | – | -203,205 | -100.0% | -0.00% | – |
| ANTX | Exit | ANTHEM INCcmn | $0 | – | -151,001 | -100.0% | -0.00% | – |
| Exit | EQUINIX INCcnv | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| IPXL | Exit | IMPAX LABORATORIES INCput | $0 | – | -135,000 | -100.0% | -0.00% | – |
| AFTY | Exit | CSOP ETF TRcmn | $0 | – | -305,700 | -100.0% | -0.00% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORPcmn | $0 | – | -195,614 | -100.0% | -0.00% | – |
| ZFGN | Exit | ZAFGEN INCcmn | $0 | – | -140,589 | -100.0% | -0.00% | – |
| IPXL | Exit | IMPAX LABORATORIES INCcall | $0 | – | -135,000 | -100.0% | -0.00% | – |
| ADVS | Exit | ADVENT SOFTWARE INCcmn | $0 | – | -119,493 | -100.0% | -0.00% | – |
| ASGN | Exit | ON ASSIGNMENT INCput | $0 | – | -190,000 | -100.0% | -0.00% | – |
| JACK | Exit | JACK IN THE BOX INCcall | $0 | – | -72,300 | -100.0% | -0.00% | – |
| PLL | Exit | PALL CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| RCPT | Exit | RECEPTOS INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| GREK | Exit | GLOBAL X FDSput | $0 | – | -627,600 | -100.0% | -0.00% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC Pcmn | $0 | – | -527,101 | -100.0% | -0.00% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INCput | $0 | – | -48,700 | -100.0% | -0.00% | – |
| HTWR | Exit | HEARTWARE INTL INCcall | $0 | – | -85,700 | -100.0% | -0.00% | – |
| MWE | Exit | MARKWEST ENERGY PARTNERS L Pput | $0 | – | -137,100 | -100.0% | -0.00% | – |
| ECL | Exit | ECOLAB INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| VC | Exit | VISTEON CORPput | $0 | – | -50,500 | -100.0% | -0.00% | – |
| Exit | SINA CORPcnv | $0 | – | -7,446,000 | -100.0% | -0.00% | – | |
| WLK | Exit | WESTLAKE CHEM CORPput | $0 | – | -99,400 | -100.0% | -0.00% | – |
| Exit | AKAMAI TECHNOLOGIES INCcnv | $0 | – | -6,980,000 | -100.0% | -0.00% | – | |
| Exit | OMNICARE INCcnv | $0 | – | -7,375,000 | -100.0% | -0.00% | – | |
| TKMR | Exit | TEKMIRA PHARMACEUTICALS CORPcmn | $0 | – | -773,578 | -100.0% | -0.00% | – |
| PPO | Exit | POLYPORE INTL INCcmn | $0 | – | -173,846 | -100.0% | -0.00% | – |
| RTI | Exit | RTI INTL METALS INCcmn | $0 | – | -331,958 | -100.0% | -0.00% | – |
| GREK | Exit | GLOBAL X FDScall | $0 | – | -959,500 | -100.0% | -0.00% | – |
| EAT | Exit | BRINKER INTL INCput | $0 | – | -164,300 | -100.0% | -0.00% | – |
| Exit | SOUFUN HLDGS LTDcnv | $0 | – | -9,191,000 | -100.0% | -0.00% | – | |
| Exit | MYLAN INCcnv | $0 | – | -2,500,000 | -100.0% | -0.00% | – | |
| ANN | Exit | ANN INCcmn | $0 | – | -277,583 | -100.0% | -0.00% | – |
| HSP | Exit | HOSPIRA INCcall | $0 | – | -133,400 | -100.0% | -0.00% | – |
| SNN | Exit | SMITH & NEPHEW PLCput | $0 | – | -350,000 | -100.0% | -0.00% | – |
| EXL | Exit | EXCEL TR INCcmn | $0 | – | -915,481 | -100.0% | -0.00% | – |
| GLOP | Exit | GASLOG PARTNERS LPcmn | $0 | – | -511,625 | -100.0% | -0.00% | – |
| R108 | Exit | ENERGIZER HLDGS INCcall | $0 | – | -117,000 | -100.0% | -0.01% | – |
| ROSE | Exit | ROSETTA RESOURCES INCcmn | $0 | – | -765,985 | -100.0% | -0.01% | – |
| PRGO | Exit | PERRIGO CO PLCcall | $0 | – | -95,200 | -100.0% | -0.01% | – |
| F102PS | Exit | BABCOCK & WILCOX CO NEWcmn | $0 | – | -484,957 | -100.0% | -0.01% | – |
| Exit | OMNICARE INCcnv | $0 | – | -13,529,000 | -100.0% | -0.01% | – | |
| INFA | Exit | INFORMATICA CORPcmn | $0 | – | -326,019 | -100.0% | -0.01% | – |
| VRTS | Exit | VIRTUS INVT PARTNERS INCcmn | $0 | – | -139,530 | -100.0% | -0.01% | – |
| KRFT | Exit | KRAFT FOODS GROUP INCcall | $0 | – | -243,700 | -100.0% | -0.01% | – |
| TNET | Exit | TRINET GROUP INCcmn | $0 | – | -929,447 | -100.0% | -0.01% | – |
| QEPM | Exit | QEP MIDSTREAM PARTNERS LPcmn | $0 | – | -1,510,682 | -100.0% | -0.01% | – |
| Exit | STANDARD CHARTERED PLCcnv | $0 | – | -24,050,000 | -100.0% | -0.01% | – | |
| TACO | Exit | LEVY ACQUISITION CORPcmn | $0 | – | -2,266,955 | -100.0% | -0.01% | – |
| DRC | Exit | DRESSER-RAND GROUP INCcmn | $0 | – | -445,306 | -100.0% | -0.01% | – |
| 4107PS | Exit | MEADWESTVACO CORPcmn | $0 | – | -910,873 | -100.0% | -0.01% | – |
| CTRX | Exit | CATAMARAN CORPcmn | $0 | – | -824,862 | -100.0% | -0.02% | – |
| PLL | Exit | PALL CORPcmn | $0 | – | -456,855 | -100.0% | -0.02% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INCcmn | $0 | – | -7,506,979 | -100.0% | -0.02% | – |
| KRFT | Exit | KRAFT FOODS GROUP INCput | $0 | – | -714,900 | -100.0% | -0.02% | – |
| RCPT | Exit | RECEPTOS INCcmn | $0 | – | -336,895 | -100.0% | -0.02% | – |
| NLSN | Exit | NIELSEN N Vcmn | $0 | – | -1,555,100 | -100.0% | -0.02% | – |
| 9207PS | Exit | ROCK-TENN COcmn | $0 | – | -1,195,134 | -100.0% | -0.02% | – |
| EMESQ | Exit | EMERGE ENERGY SVCS LPcmn | $0 | – | -2,151,071 | -100.0% | -0.02% | – |
| FDO | Exit | FAMILY DLR STORES INCcmn | $0 | – | -974,303 | -100.0% | -0.02% | – |
| HSP | Exit | HOSPIRA INCcmn | $0 | – | -884,399 | -100.0% | -0.02% | – |
| OCR | Exit | OMNICARE INCcmn | $0 | – | -1,167,318 | -100.0% | -0.03% | – |
| JDSU | Exit | JDS UNIPHASE CORPcmn | $0 | – | -10,714,339 | -100.0% | -0.04% | – |
| HCN | Exit | HEALTH CARE REIT INCcmn | $0 | – | -2,229,983 | -100.0% | -0.04% | – |
| A309PS | Exit | DIRECTVcmn | $0 | – | -2,776,773 | -100.0% | -0.08% | – |
| R108 | Exit | ENERGIZER HLDGS INCcmn | $0 | – | -2,237,498 | -100.0% | -0.09% | – |
| KRFT | Exit | KRAFT FOODS GROUP INCcmn | $0 | – | -6,538,819 | -100.0% | -0.17% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 5.5% |
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 6.5% |
| APPLE INC | 46 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 46 | Q3 2023 | 2.7% |
| SPDR S&P 500 ETF TR | 46 | Q3 2023 | 2.7% |
| ISHARES TR | 46 | Q3 2023 | 1.9% |
| AMAZON COM INC | 46 | Q3 2023 | 1.8% |
| ISHARES TR | 46 | Q3 2023 | 1.3% |
| ISHARES TR | 46 | Q3 2023 | 1.0% |
| SPDR GOLD TRUST | 46 | Q3 2023 | 3.7% |
View GOLDMAN SACHS GROUP INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Better Home & Finance Holding Co | September 12, 2023 | 13,285,041 | 14.6% |
| Quantum FinTech Acquisition CorpSold out | September 08, 2023 | 0 | 0.0% |
| Mirion Technologies, Inc. | July 07, 2023 | 24,525,000 | 10.8% |
| Amylyx Pharmaceuticals, Inc. | June 09, 2023 | 3,653,782 | 5.4% |
| Stagwell Inc | June 08, 2023 | 16,856,440 | 14.7% |
| Soho House & Co Inc. | March 28, 2023 | 15,737,960 | 29.1% |
| ReNew Energy Global plc | March 09, 2023 | 1 | 0.0% |
| Biotech Acquisition Co | February 14, 2023 | 250,525 | 1.1% |
| G&P Acquisition Corp.Sold out | February 14, 2023 | 0 | 0.0% |
| PHOENIX BIOTECH ACQUISITION CORP.Sold out | February 14, 2023 | 0 | 0.0% |
View GOLDMAN SACHS GROUP INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 25-NSE | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
| 424B2 | 2024-05-17 |
View GOLDMAN SACHS GROUP INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.