$512 Thousand is the total value of ROCKEFELLER FINANCIAL SERVICES INC's 4617 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 2.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CL | Colgate-Palmolive | $24,214,000 | -0.5% | 373,276 | 0.0% | 0.52% | -0.4% | |
| MHFI | McGraw Hill Financial Inc. | $19,079,000 | -2.4% | 250,048 | 0.0% | 0.41% | -2.1% | |
| TIP | iShares TIPS Bond ETFexchange traded fund | $8,994,000 | +2.0% | 80,228 | 0.0% | 0.20% | +2.1% | |
| DIA | SPDR Dow Jones Industrial Average ETFexchange traded fund | $7,976,000 | -0.7% | 48,562 | 0.0% | 0.17% | -0.6% | |
| V107SC | Wellpoint Inc. | $7,170,000 | +7.7% | 72,028 | 0.0% | 0.16% | +7.6% | |
| TTE | Total SA - Spons ADRadr | $5,562,000 | +7.1% | 84,787 | 0.0% | 0.12% | +7.1% | |
| 4945SC | Kinder Morgan Energy Partners | $5,034,000 | -8.3% | 68,067 | 0.0% | 0.11% | -8.4% | |
| GGP | General Growth Properties, Inc. | $3,885,000 | +9.6% | 176,595 | 0.0% | 0.08% | +9.1% | |
| CAM | Cameron International Corporation | $3,804,000 | +3.8% | 61,588 | 0.0% | 0.08% | +3.8% | |
| KSU | Kansas City Southern | $3,516,000 | -17.6% | 34,455 | 0.0% | 0.08% | -17.4% | |
| SXL | Sunoco Logistics Partners MLP | $3,363,000 | +20.4% | 37,000 | 0.0% | 0.07% | +21.7% | |
| WES | Western Gas Partners MLP | $2,785,000 | +7.3% | 42,070 | 0.0% | 0.06% | +7.1% | |
| OXY | Occidental Petroleum Corporation | $2,572,000 | +0.2% | 26,990 | 0.0% | 0.06% | +1.8% | |
| KEY | Keycorp | $2,563,000 | +6.1% | 180,000 | 0.0% | 0.06% | +7.7% | |
| PAA | Plains All American Pipeline, MLP | $2,527,000 | +6.4% | 45,850 | 0.0% | 0.06% | +7.8% | |
| DVN | Devon Energy Corporation | $2,484,000 | +8.2% | 37,107 | 0.0% | 0.05% | +8.0% | |
| HHC | Howard Hughes Corporation | $2,415,000 | +18.8% | 16,922 | 0.0% | 0.05% | +18.2% | |
| FLS | Flowserve Corporation | $2,324,000 | -0.6% | 29,666 | 0.0% | 0.05% | -2.0% | |
| HAL | Halliburton Co. | $2,097,000 | +16.0% | 35,610 | 0.0% | 0.04% | +15.4% | |
| VIG | Vanguard Dividend Appreciation Index Fdexchange traded fund | $2,008,000 | -0.0% | 26,698 | 0.0% | 0.04% | 0.0% | |
| PCP | Precision Castparts Corp. | $1,824,000 | -6.2% | 7,218 | 0.0% | 0.04% | -4.8% | |
| CNI | Canadian National Railway Company | $1,799,000 | -1.4% | 32,000 | 0.0% | 0.04% | 0.0% | |
| IJT | iShares S&P Small-Cap 600 Growth ETFexchange traded fund | $1,785,000 | +0.3% | 15,000 | 0.0% | 0.04% | +2.6% | |
| CIE | Cobalt International Energy, Inc. | $1,687,000 | +11.4% | 92,111 | 0.0% | 0.04% | +12.1% | |
| EPD | Enterprise Products Partners MLP | $1,638,000 | +4.7% | 23,610 | 0.0% | 0.04% | +2.9% | |
| CCJ | Cameco Corporation | $1,540,000 | +10.2% | 67,250 | 0.0% | 0.03% | +10.0% | |
| ING | ING Groep N.V. - Sponsored ADRadr | $1,445,000 | +1.7% | 101,400 | 0.0% | 0.03% | 0.0% | |
| HLX | Helix Energy Solutions Group I | $1,429,000 | -0.8% | 62,176 | 0.0% | 0.03% | 0.0% | |
| VMBS | Vanguard Mortgage Backed Securities ETFexchange traded fund | $1,256,000 | +1.4% | 24,288 | 0.0% | 0.03% | 0.0% | |
| 2108SC | El Paso Pipeline Partners MLP | $1,241,000 | -15.5% | 40,810 | 0.0% | 0.03% | -15.6% | |
| NSC | Norfolk Southern Corp. | $1,184,000 | +4.7% | 12,180 | 0.0% | 0.03% | +8.3% | |
| QQQ | PowerShares QQQ Trust, Series 1exchange traded fund | $1,124,000 | -0.4% | 12,825 | 0.0% | 0.02% | 0.0% | |
| ATHN | Athenahealth Inc | $1,112,000 | +19.2% | 6,939 | 0.0% | 0.02% | +20.0% | |
| PHI | Philippine Long Distance Telephoneadr | $979,000 | +1.6% | 16,038 | 0.0% | 0.02% | 0.0% | |
| CI | CIGNA Corporation | $913,000 | -4.3% | 10,905 | 0.0% | 0.02% | -4.8% | |
| TWX | Time Warner Inc. | $882,000 | -6.3% | 13,500 | 0.0% | 0.02% | -5.0% | |
| TWC | Time Warner Cable, Inc. | $884,000 | +1.3% | 6,440 | 0.0% | 0.02% | 0.0% | |
| IGSB | iShares 1-3 Year Credit Bond ETFexchange traded fund | $809,000 | 0.0% | 7,667 | 0.0% | 0.02% | +5.9% | |
| XYL | Xylem Inc. | $724,000 | +5.2% | 19,890 | 0.0% | 0.02% | +6.7% | |
| MJN | Mead Johnson Nutrition Company | $625,000 | -0.8% | 7,512 | 0.0% | 0.01% | 0.0% | |
| STIP | iShares 0-5 Year TIPS Bond ETFexchange traded fund | $578,000 | +0.2% | 5,710 | 0.0% | 0.01% | +8.3% | |
| NTRS | Northern Trust Corporation | $585,000 | +6.0% | 8,920 | 0.0% | 0.01% | +8.3% | |
| FITB | Fifth Third Bancorp | $541,000 | +9.3% | 23,550 | 0.0% | 0.01% | +9.1% | |
| LAZ | Lazard Ltd. - Cl. Aclass a | $519,000 | +3.8% | 11,030 | 0.0% | 0.01% | 0.0% | |
| AON | Aon PLC | $525,000 | +0.4% | 6,230 | 0.0% | 0.01% | 0.0% | |
| CGNX | Cognex Corp. | $508,000 | -11.2% | 14,992 | 0.0% | 0.01% | -8.3% | |
| MMP | Magellan Midstream Partners, MLP | $499,000 | +10.4% | 7,150 | 0.0% | 0.01% | +10.0% | |
| ITM | Market Vectors Intermediate Municipalexchange traded fund-taxexempt | $528,000 | +3.5% | 23,169 | 0.0% | 0.01% | 0.0% | |
| PNR | Pentair, Ltd. | $502,000 | +2.2% | 6,327 | 0.0% | 0.01% | 0.0% | |
| PGF | PowerShares Financial Preferredexchange traded fund | $453,000 | +5.1% | 25,460 | 0.0% | 0.01% | +11.1% | |
| CVC | Cablevision Systems Aclass a | $471,000 | -5.8% | 27,900 | 0.0% | 0.01% | -9.1% | |
| MSG | Madison Square Garden, Inc. | $396,000 | -1.5% | 6,975 | 0.0% | 0.01% | 0.0% | |
| AMTD | Ameritrade Holding Corporation | $419,000 | +10.8% | 12,330 | 0.0% | 0.01% | +12.5% | |
| AMP | Ameriprise Financial, Inc. | $391,000 | -4.2% | 3,550 | 0.0% | 0.01% | -11.1% | |
| WCN | Waste Connections, Inc. | $389,000 | +0.5% | 8,859 | 0.0% | 0.01% | 0.0% | |
| CIT | CIT Group, Inc. | $375,000 | -6.0% | 7,650 | 0.0% | 0.01% | -11.1% | |
| PHM | Pulte Group Inc. | $369,000 | -5.9% | 19,230 | 0.0% | 0.01% | 0.0% | |
| APD | Air Products and Chemicals, Inc. | $357,000 | +6.6% | 3,000 | 0.0% | 0.01% | +14.3% | |
| SZYM | Solazyme Inc. | $356,000 | +6.6% | 30,647 | 0.0% | 0.01% | +14.3% | |
| EMC | Emc Corp. Mass | $331,000 | +8.9% | 12,077 | 0.0% | 0.01% | 0.0% | |
| PRE | PartnerRe Ltd. | $331,000 | -1.8% | 3,200 | 0.0% | 0.01% | 0.0% | |
| STI | SunTrust Banks, Inc. | $326,000 | +8.3% | 8,190 | 0.0% | 0.01% | 0.0% | |
| BNS | Bank of Nova Scotia | $335,000 | -7.2% | 5,770 | 0.0% | 0.01% | -12.5% | |
| FRC | First Republic Bank | $344,000 | +3.3% | 6,370 | 0.0% | 0.01% | 0.0% | |
| LNN | Lindsay Manufacturing Co. | $309,000 | +6.6% | 3,504 | 0.0% | 0.01% | +16.7% | |
| BSJE | Guggenheim BulletShares 2014 High Yieldexchange traded fund | $327,000 | -0.6% | 12,327 | 0.0% | 0.01% | 0.0% | |
| BSJF | Guggenheim BulletShares 2015 High Yieldexchange traded fund | $331,000 | +0.9% | 12,263 | 0.0% | 0.01% | 0.0% | |
| UBSI | United Bankshares Inc. | $324,000 | -2.7% | 10,588 | 0.0% | 0.01% | 0.0% | |
| MHK | Mohawk Industries Inc. | $323,000 | -8.8% | 2,375 | 0.0% | 0.01% | -12.5% | |
| CCC | Calgon Carbon Corporation | $325,000 | +6.2% | 14,900 | 0.0% | 0.01% | 0.0% | |
| EQM | EQT Midstream Partners MLP | $334,000 | +19.7% | 4,750 | 0.0% | 0.01% | +16.7% | |
| AOS | Smith (A.O.) Corp | $278,000 | -14.5% | 6,034 | 0.0% | 0.01% | -14.3% | |
| TCF | TCF Financial Corporation | $259,000 | +2.8% | 15,520 | 0.0% | 0.01% | +20.0% | |
| CTWS | Connecticut Water Service, Inc. | $294,000 | -3.6% | 8,590 | 0.0% | 0.01% | -14.3% | |
| GD | General Dynamics Corporation | $298,000 | +14.2% | 2,735 | 0.0% | 0.01% | 0.0% | |
| VALE | Vale SA (ADR)adr | $263,000 | -9.3% | 19,044 | 0.0% | 0.01% | 0.0% | |
| KOPN | Kopin Corporation | $290,000 | -10.5% | 76,820 | 0.0% | 0.01% | -14.3% | |
| RBSPRQCL | Royal Bank of Scotland 6.75% Pfdpreferred | $257,000 | +8.9% | 10,870 | 0.0% | 0.01% | +20.0% | |
| EWY | iShares MSCI South Korea Capped ETFexchange traded fund | $254,000 | -4.9% | 4,136 | 0.0% | 0.01% | 0.0% | |
| KB | KB Financial Group Inc. - ADRadr | $240,000 | -13.4% | 6,830 | 0.0% | 0.01% | -16.7% | |
| CMCSK | Comcast Corporation - Special CL Aclass a | $238,000 | -2.1% | 4,876 | 0.0% | 0.01% | 0.0% | |
| MSEX | Middlesex Water Company | $238,000 | +4.4% | 10,907 | 0.0% | 0.01% | 0.0% | |
| BMI | Badger Meter, Inc. | $233,000 | +1.3% | 4,225 | 0.0% | 0.01% | 0.0% | |
| ECL | Ecolab Inc. | $216,000 | +3.3% | 2,000 | 0.0% | 0.01% | 0.0% | |
| WPZ | Williams Partners MLP | $209,000 | 0.0% | 4,110 | 0.0% | 0.01% | 0.0% | |
| L109PS | Access Midstream Partners MLP | $250,000 | +1.6% | 4,350 | 0.0% | 0.01% | 0.0% | |
| SEP | Spectra Energy Partners MLP | $233,000 | +8.4% | 4,750 | 0.0% | 0.01% | 0.0% | |
| PFF | iShares US Preferred Stock ETFexchange traded fund | $234,000 | +5.9% | 6,000 | 0.0% | 0.01% | 0.0% | |
| APL | Atlas Pipeline Partners, MLP | $181,000 | -8.6% | 5,650 | 0.0% | 0.00% | 0.0% | |
| DOW | The Dow Chemical Company | $183,000 | +9.6% | 3,761 | 0.0% | 0.00% | 0.0% | |
| WAG | Walgreen Co. | $167,000 | +14.4% | 2,538 | 0.0% | 0.00% | +33.3% | |
| IRBT | iRobot Corporation | $204,000 | +17.9% | 4,975 | 0.0% | 0.00% | 0.0% | |
| ABEV | Ambev SA - ADRadr | $185,000 | +0.5% | 25,000 | 0.0% | 0.00% | 0.0% | |
| BND | Vanguard Total Bond Market ETFexchange traded fund | $175,000 | +1.7% | 2,152 | 0.0% | 0.00% | 0.0% | |
| HSBCPRA | HSBC Holdings PLC - Pfd,preferred | $178,000 | +2.9% | 7,000 | 0.0% | 0.00% | 0.0% | |
| RWT | Redwood Trust, Inc. | $175,000 | +4.2% | 8,650 | 0.0% | 0.00% | 0.0% | |
| EXPD | Expeditors International of Washington, | $207,000 | -10.4% | 5,230 | 0.0% | 0.00% | -20.0% | |
| AMJ | JPMorgan Alerian MLP Index ETNexchange traded fund | $205,000 | +0.5% | 4,403 | 0.0% | 0.00% | 0.0% | |
| MWE | Markwest Energy Partners, MLP | $171,000 | -1.7% | 2,630 | 0.0% | 0.00% | 0.0% | |
| JCI | Johnson Controls, Inc. | $153,000 | -7.8% | 3,240 | 0.0% | 0.00% | -25.0% | |
| PGR | Progressive Corporation | $135,000 | -11.2% | 5,591 | 0.0% | 0.00% | 0.0% | |
| BAC | Bank of America Corporation | $156,000 | +9.9% | 9,088 | 0.0% | 0.00% | 0.0% | |
| TTEK | Tetra Tech, Inc. | $142,000 | +5.2% | 4,814 | 0.0% | 0.00% | 0.0% | |
| SAPE | Sapient Corporation | $123,000 | -2.4% | 7,239 | 0.0% | 0.00% | 0.0% | |
| OKS | Oneok Partners MLP | $150,000 | +2.0% | 2,800 | 0.0% | 0.00% | 0.0% | |
| PCL | Plum Creek Timber Company, Inc. | $126,000 | -10.0% | 3,000 | 0.0% | 0.00% | 0.0% | |
| IOO | iShares Global 100 ETFexchange traded fund | $133,000 | +0.8% | 1,714 | 0.0% | 0.00% | 0.0% | |
| FMER | FirstMerit Corporation | $90,000 | -6.2% | 4,310 | 0.0% | 0.00% | 0.0% | |
| NYF | iShares New York AMT-Free Muni Bond ETFexchange traded fund | $84,000 | +3.7% | 777 | 0.0% | 0.00% | 0.0% | |
| TEVA | Teva Pharmaceutical Industries Ltd. ADRadr | $71,000 | +31.5% | 1,350 | 0.0% | 0.00% | +100.0% | |
| WFM | Whole Foods Market, Inc. | $108,000 | -12.2% | 2,120 | 0.0% | 0.00% | -33.3% | |
| IWP | iShares Russell Mid-Cap Growth ETFexchange traded fund | $103,000 | +2.0% | 1,200 | 0.0% | 0.00% | 0.0% | |
| TSM | Taiwan Semiconductor Manufacturingadr | $96,000 | +14.3% | 4,810 | 0.0% | 0.00% | 0.0% | |
| ADBE | Adobe Systems Incorporated | $84,000 | +10.5% | 1,275 | 0.0% | 0.00% | 0.0% | |
| J | Jacobs Engineering Group, Inc. | $79,000 | 0.0% | 1,250 | 0.0% | 0.00% | 0.0% | |
| CPAC | Cementos Pacasmayo S.A.A. - ADRadr | $107,000 | -25.7% | 12,180 | 0.0% | 0.00% | -33.3% | |
| BCSPRCCL | Barclays Bank PLC, Pfd 7.75%preferred | $104,000 | +3.0% | 4,000 | 0.0% | 0.00% | 0.0% | |
| AET | Aetna Inc. | $75,000 | +8.7% | 1,000 | 0.0% | 0.00% | +100.0% | |
| AKOB | Embotelladora Andina S.A. Adr Badr | $74,000 | -25.3% | 3,510 | 0.0% | 0.00% | 0.0% | |
| WEC | Wisconsin Energy Corporation | $73,000 | +12.3% | 1,571 | 0.0% | 0.00% | +100.0% | |
| SCOR | ComScore Inc. | $82,000 | +13.9% | 2,500 | 0.0% | 0.00% | 0.0% | |
| USAC | USA Compression Partners MLP | $81,000 | -2.4% | 3,100 | 0.0% | 0.00% | 0.0% | |
| SPLS | Staples, Inc. | $91,000 | -28.3% | 7,998 | 0.0% | 0.00% | -33.3% | |
| EXLP | Exterran Partners MLP | $105,000 | -6.2% | 3,700 | 0.0% | 0.00% | 0.0% | |
| PVD | Administradora de Fondos de Pensionesadr | $27,000 | +3.8% | 300 | 0.0% | 0.00% | 0.0% | |
| A | Agilent Technologies, Inc. | $34,000 | -2.9% | 608 | 0.0% | 0.00% | 0.0% | |
| BOH | Bank of Hawaii Corporation | $30,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| CVD | Covance Inc. | $52,000 | +18.2% | 500 | 0.0% | 0.00% | 0.0% | |
| IMPV | Imperva Inc. | $49,000 | +16.7% | 875 | 0.0% | 0.00% | 0.0% | |
| EWZ | iShares MSCI Brazil Capped ETFexchange traded fund | $68,000 | +1.5% | 1,500 | 0.0% | 0.00% | 0.0% | |
| FXI | iShares China Large-Cap ETFexchange traded fund | $65,000 | -7.1% | 1,830 | 0.0% | 0.00% | -50.0% | |
| LQD | iShares iBoxx $ Investment Gradeexchange traded fund | $66,000 | +1.5% | 566 | 0.0% | 0.00% | 0.0% | |
| MUB | iShares National AMT-Free Muni Bond ETFexchange traded fund | $37,000 | +5.7% | 341 | 0.0% | 0.00% | 0.0% | |
| LRCX | Lam Research Corporation | $36,000 | +2.9% | 650 | 0.0% | 0.00% | 0.0% | |
| LULU | Lululemon Athletica Inc. | $53,000 | -10.2% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MDLZ | Mondelez International Inc. | $35,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| MS | Morgan Stanley | $25,000 | 0.0% | 810 | 0.0% | 0.00% | 0.0% | |
| OILT | Oiltanking Partners MLP | $65,000 | +25.0% | 840 | 0.0% | 0.00% | 0.0% | |
| OMC | Omnicom Group | $44,000 | -2.2% | 600 | 0.0% | 0.00% | 0.0% | |
| TLK | PT Telekomunikasi Indonesia - Tbk ADRadr | $24,000 | +9.1% | 600 | 0.0% | 0.00% | – | |
| PSX | Phillips 66 | $44,000 | 0.0% | 576 | 0.0% | 0.00% | 0.0% | |
| NGLS | Targa Resources Partners MLP | $68,000 | +7.9% | 1,200 | 0.0% | 0.00% | 0.0% | |
| TLLP | Tesoro Logistics LP | $25,000 | +19.0% | 410 | 0.0% | 0.00% | – | |
| TRP | TransCanada Corporation | $27,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| WFT | Weatherford International Ltd. | $43,000 | +10.3% | 2,490 | 0.0% | 0.00% | 0.0% | |
| TGP | Teekay LNG Partners MLP | $41,000 | -2.4% | 991 | 0.0% | 0.00% | 0.0% | |
| SUNEQ | SunEdison, Inc. | $6,000 | +50.0% | 316 | 0.0% | 0.00% | – | |
| STO | Statoil ASA ADRadr | $6,000 | +20.0% | 226 | 0.0% | 0.00% | – | |
| SE | Spectra Energy Corporation | $2,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| MDY | SPDR S&P Mid-Cap 400 ETF Trustexchange traded fund | $18,000 | 0.0% | 72 | 0.0% | 0.00% | – | |
| VNQ | Vanguard REIT VIPERsexchange traded fund | $18,000 | +12.5% | 250 | 0.0% | 0.00% | – | |
| QRE | QR Energy MLP | $0 | – | 25 | 0.0% | 0.00% | – | |
| PZD | PowerShares Cleantech Portfolioexchange traded fund | $16,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PTR | PetroChina Company Ltd. -ADRadr | $0 | – | 3 | 0.0% | 0.00% | – | |
| JCPNQ | J.C. Penney Company, Inc. (Hldg Co.) | $1,000 | 0.0% | 130 | 0.0% | 0.00% | – | |
| PAYX | Paychex, Inc. | $21,000 | -8.7% | 500 | 0.0% | 0.00% | – | |
| WBC | WABCO Holdings Inc. | $3,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| PPL | PPL Corporation | $17,000 | +6.2% | 517 | 0.0% | 0.00% | – | |
| NYT | The New York Times Company | $7,000 | 0.0% | 420 | 0.0% | 0.00% | – | |
| MSI | Motorola Solutions, Inc. | $3,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| MCPIQ | Molycorp, Inc. | $0 | -100.0% | 100 | 0.0% | 0.00% | – | |
| MUFG | Mitsubishi UFJ Financial Group, Inc.adr | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| MPC | Marathon Petroleum Corporation | $14,000 | -6.7% | 166 | 0.0% | 0.00% | – | |
| KRFT | Kraft Foods Group Inc. | $19,000 | +5.6% | 333 | 0.0% | 0.00% | – | |
| INTU | Intuit Corp. | $6,000 | 0.0% | 77 | 0.0% | 0.00% | – | |
| INFI | Infinity Pharmaceuticals Inc. | $14,000 | -17.6% | 1,205 | 0.0% | 0.00% | – | |
| HMC | Honda Motor Co., Ltdadr | $4,000 | 0.0% | 106 | 0.0% | 0.00% | – | |
| HR | Healthcare Realty Trust Inc. | $12,000 | +9.1% | 500 | 0.0% | 0.00% | – | |
| HAS | Hasbro, Inc. | $8,000 | 0.0% | 140 | 0.0% | 0.00% | – | |
| XEL | Xcel Energy, Inc. | $5,000 | 0.0% | 180 | 0.0% | 0.00% | – | |
| HQL | H&Q Life Science Investorsexchange traded fund | $18,000 | +5.9% | 825 | 0.0% | 0.00% | – | |
| GM | General Motors Co. | $21,000 | -16.0% | 600 | 0.0% | 0.00% | -100.0% | |
| FTR | Frontier Communications Company | $0 | – | 18 | 0.0% | 0.00% | – | |
| ABB | ABB Ltd. - Spon ADRadr | $3,000 | 0.0% | 129 | 0.0% | 0.00% | – | |
| FE | FirstEnergy Corp. | $4,000 | 0.0% | 113 | 0.0% | 0.00% | – | |
| DDS | Dillard's Inc. | $18,000 | 0.0% | 190 | 0.0% | 0.00% | – | |
| BRCM | Broadcom Corp - Class Aclass a | $6,000 | +20.0% | 185 | 0.0% | 0.00% | – | |
| BAX | Baxter Int'l Inc. | $15,000 | +7.1% | 200 | 0.0% | 0.00% | – | |
| BK | Bank of New York Mellon Corporation | $4,000 | +33.3% | 100 | 0.0% | 0.00% | – | |
| ACI | Arch Coal, Inc. | $9,000 | +12.5% | 1,800 | 0.0% | 0.00% | – | |
| AMSC | American Superconductor Corp. | $2,000 | 0.0% | 1,350 | 0.0% | 0.00% | – | |
| AEP | American Electric Power Company, Inc. | $6,000 | +20.0% | 110 | 0.0% | 0.00% | – | |
| RIG | Transocean Inc | $8,000 | -20.0% | 199 | 0.0% | 0.00% | – | |
| TYC | Tyco International Ltd | $3,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| ASML | ASML Holdings NV NY Reg Shs ADRadr | $9,000 | 0.0% | 97 | 0.0% | 0.00% | – | |
| 4305PS | Alcatel - Lucent - Sponsored ADRadr | $0 | – | 78 | 0.0% | 0.00% | – | |
| AAP | Advance Auto Parts, Inc. | $19,000 | +18.8% | 148 | 0.0% | 0.00% | – | |
| ATMI | ATMI, Inc. | $8,000 | +14.3% | 245 | 0.0% | 0.00% | – | |
| ADT | The ADT Corporation | $1,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| TLM | Talisman Energy Inc. | $1,000 | 0.0% | 74 | 0.0% | 0.00% | – | |
| SYMC | Symantec Corporation | $3,000 | -25.0% | 163 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| J.P. Morgan Chase & Co. | 19 | Q4 2017 | 4.0% |
| Microsoft Corp. | 19 | Q4 2017 | 3.3% |
| Oracle Corporation | 19 | Q4 2017 | 3.6% |
| Wells Fargo Company | 19 | Q4 2017 | 2.8% |
| Visa Inc - Class A Shares | 19 | Q4 2017 | 2.9% |
| Royal Caribbean Cruises Ltd. | 19 | Q4 2017 | 2.7% |
| Novartis AG - ADR | 19 | Q4 2017 | 2.4% |
| SPDR S&P 500 ETF Trust | 19 | Q4 2017 | 2.0% |
| Exxon Mobil Corporation | 19 | Q4 2017 | 2.3% |
| Reinsurance Group of America, Inc. | 19 | Q4 2017 | 2.6% |
View ROCKEFELLER FINANCIAL SERVICES INC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-02-02 |
| 13F-HR | 2017-10-20 |
| 13F-HR | 2017-07-18 |
| 13F-HR | 2017-04-28 |
| 13F-HR | 2017-01-19 |
| 13F-HR | 2016-10-28 |
| 13F-HR | 2016-07-20 |
| 13F-HR | 2016-04-28 |
| 13F-HR | 2016-02-03 |
| 13F-HR | 2015-10-23 |
View ROCKEFELLER FINANCIAL SERVICES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.