$512 Thousand is the total value of ROCKEFELLER FINANCIAL SERVICES INC's 4617 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 26.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | Google Inc - Class Aclass a | $172,207,000 | – | 154,514 | +100.0% | 3.73% | – | |
| JPM | Buy | J.P. Morgan Chase & Co. | $117,462,000 | +4.5% | 1,934,802 | +0.6% | 2.54% | +4.7% |
| CVX | Buy | Chevron Corporation | $116,244,000 | -3.6% | 977,577 | +1.3% | 2.52% | -3.3% |
| MRK | Buy | Merck & Co. Inc. | $99,926,000 | +13.8% | 1,760,182 | +0.3% | 2.16% | +14.1% |
| CHL | Buy | China Mobile (Hong Kong) Limited Sp ADRadr | $91,883,000 | +5.9% | 2,015,440 | +21.4% | 1.99% | +6.1% |
| NVS | Buy | Novartis AG - ADRadr | $91,455,000 | +9.5% | 1,075,693 | +3.5% | 1.98% | +9.8% |
| HON | Buy | Honeywell Inc. | $84,391,000 | +2.5% | 909,777 | +1.0% | 1.83% | +2.8% |
| UNH | Buy | UnitedHealth Group Inc. | $84,067,000 | +11.0% | 1,025,335 | +1.9% | 1.82% | +11.3% |
| 3106PS | Buy | Delphi Automotive PLC | $74,555,000 | +13.9% | 1,098,659 | +1.0% | 1.62% | +14.2% |
| QCOM | Buy | Qualcomm Inc. | $73,606,000 | +7.1% | 933,384 | +0.8% | 1.59% | +7.3% |
| TD | Buy | Toronto-Dominion Bank | $69,836,000 | +2.9% | 1,487,438 | +106.5% | 1.51% | +3.1% |
| CFN | Buy | CareFusion Corporation | $68,594,000 | +2.0% | 1,705,478 | +1.0% | 1.49% | +2.3% |
| APA | Buy | Apache Corporation | $68,335,000 | -0.1% | 823,808 | +3.5% | 1.48% | +0.1% |
| NTAP | Buy | NetApp, Inc. | $64,976,000 | +37.3% | 1,760,869 | +53.1% | 1.41% | +37.5% |
| RGA | Buy | Reinsurance Group of America, Inc. | $62,653,000 | +4.8% | 786,805 | +1.9% | 1.36% | +5.1% |
| WMT | Buy | Wal-Mart Stores, Inc. | $62,516,000 | -1.7% | 817,949 | +1.2% | 1.35% | -1.5% |
| V | Buy | Visa Inc - Class A Sharesclass a | $61,088,000 | +5.5% | 282,993 | +8.8% | 1.32% | +5.7% |
| ITW | Buy | Illinois Tool Works Inc. | $60,906,000 | -2.8% | 748,867 | +0.5% | 1.32% | -2.6% |
| BHI | Buy | Baker Hughes Incorporated | $59,760,000 | +18.9% | 919,100 | +1.1% | 1.29% | +19.2% |
| EXPE | Buy | Expedia, Inc. | $56,256,000 | +5.0% | 775,928 | +0.9% | 1.22% | +5.2% |
| UAL | Buy | United Continental Holdings Inc. | $56,062,000 | +48.3% | 1,256,138 | +25.7% | 1.21% | +48.6% |
| APC | Buy | Anadarko Petroleum Corporation | $55,856,000 | +7.2% | 658,988 | +0.3% | 1.21% | +7.6% |
| AFL | Buy | Aflac, Inc. | $54,806,000 | -4.2% | 869,386 | +1.6% | 1.19% | -4.0% |
| ALXN | Buy | Alexion Pharmaceuticals, Inc. | $53,312,000 | +15.1% | 350,436 | +0.5% | 1.16% | +15.4% |
| RDSA | Buy | Royal Dutch Shell PLC-ADR Aadr | $51,603,000 | +8.9% | 706,313 | +6.3% | 1.12% | +9.3% |
| RIO | Buy | Rio Tinto plc - Spon ADRadr | $51,118,000 | +1.1% | 915,597 | +2.2% | 1.11% | +1.4% |
| COF | Buy | Capital One Financial Corp. | $50,499,000 | +3.6% | 654,460 | +2.9% | 1.09% | +3.9% |
| CLR | Buy | Continental Resources, Inc. | $49,511,000 | +12.2% | 398,418 | +1.6% | 1.07% | +12.5% |
| YUM | Buy | Yum! Brands, Inc. | $49,303,000 | +0.7% | 653,979 | +1.0% | 1.07% | +0.9% |
| REGN | Buy | Regeneron Pharmaceuticals | $47,342,000 | +9.2% | 157,662 | +0.1% | 1.02% | +9.4% |
| CMA | Buy | Comerica Incorporated | $44,859,000 | +11.2% | 866,019 | +2.1% | 0.97% | +11.5% |
| JNJ | Buy | Johnson & Johnson | $42,655,000 | +8.6% | 434,244 | +1.3% | 0.92% | +8.8% |
| CPA | Buy | Copa Holdings SA Class Aclass a | $42,116,000 | -4.4% | 290,073 | +5.5% | 0.91% | -4.1% |
| VWO | Buy | Vanguard Emerging Markets ETFexchange traded fund | $41,872,000 | +2.3% | 1,031,841 | +3.7% | 0.91% | +2.6% |
| MNKKQ | Buy | Mallinckrodt PLC | $38,138,000 | +24.2% | 601,458 | +2.4% | 0.83% | +24.6% |
| DOV | Buy | Dover Corp. | $37,075,000 | -14.5% | 453,520 | +1.0% | 0.80% | -14.3% |
| CMCSA | Buy | Comcast Corporation - CL Aclass a | $36,386,000 | -1.5% | 727,137 | +2.3% | 0.79% | -1.3% |
| CTRP | Buy | Ctrip.com International - ADRadr | $30,575,000 | +35.0% | 606,405 | +32.8% | 0.66% | +35.4% |
| OII | Buy | Oceaneering International, Inc | $27,747,000 | -6.7% | 386,134 | +2.4% | 0.60% | -6.4% |
| EXAM | Buy | ExamWorks Group, Inc. | $26,302,000 | +18.4% | 751,272 | +1.0% | 0.57% | +18.8% |
| BP | Buy | BP PLC - Spons ADRadr | $25,977,000 | +2.5% | 540,081 | +3.5% | 0.56% | +2.7% |
| TRMB | Buy | Trimble Navigation Limited | $24,289,000 | +13.0% | 624,870 | +0.9% | 0.53% | +13.4% |
| CCL | Buy | Carnival Corporation | $23,705,000 | -0.3% | 626,132 | +5.7% | 0.51% | -0.2% |
| HCSG | Buy | Healthcare Services Group. | $22,286,000 | +4.5% | 766,910 | +2.0% | 0.48% | +4.8% |
| KMX | Buy | CarMax, Inc. | $22,136,000 | +1.5% | 472,995 | +1.9% | 0.48% | +1.7% |
| NVO | Buy | Novo Nordisk A/S-Spons ADRadr | $21,941,000 | +23.5% | 480,635 | +399.9% | 0.48% | +23.7% |
| RNR | Buy | Renaissance Holdings Ltd. | $21,032,000 | +1.0% | 215,495 | +0.7% | 0.46% | +1.3% |
| SRCL | Buy | Stericycle, Inc. | $19,915,000 | +0.3% | 175,275 | +2.6% | 0.43% | +0.5% |
| CAR | Buy | Avis Budget Group Inc. | $19,761,000 | +21.7% | 405,771 | +1.0% | 0.43% | +21.9% |
| ALSN | Buy | Allison Transmission Holdings, Inc. | $19,693,000 | +9.8% | 657,750 | +1.2% | 0.43% | +10.1% |
| CHE | Buy | Chemed Corporation | $19,407,000 | +19.1% | 216,964 | +2.0% | 0.42% | +19.3% |
| GLW | Buy | Corning Inc. | $18,662,000 | +1827.9% | 896,381 | +1551.6% | 0.40% | +1823.8% |
| MON | Buy | Monsanto Company | $18,391,000 | -0.2% | 161,650 | +2.2% | 0.40% | 0.0% |
| ARG | Buy | Airgas, Inc. | $18,024,000 | -3.8% | 169,224 | +1.1% | 0.39% | -3.7% |
| MENT | Buy | Mentor Graphics | $17,751,000 | -7.2% | 806,135 | +1.5% | 0.38% | -7.0% |
| GB | Buy | Greatbatch, Inc. | $17,267,000 | +6.4% | 376,014 | +2.6% | 0.37% | +6.9% |
| PODD | Buy | Insulet Corporation | $17,265,000 | +31.0% | 364,092 | +2.5% | 0.37% | +31.2% |
| FCFS | Buy | First Cash Financial Services, Inc. | $17,201,000 | -4.8% | 340,877 | +16.7% | 0.37% | -4.4% |
| NATI | Buy | National Instruments Corporation | $16,390,000 | -9.5% | 571,257 | +1.0% | 0.36% | -9.2% |
| TGI | Buy | Triumph Group, Inc. | $16,084,000 | -13.3% | 249,056 | +2.1% | 0.35% | -13.2% |
| NUE | Buy | Nucor Corporation | $16,082,000 | -4.6% | 318,216 | +0.7% | 0.35% | -4.4% |
| KEP | Buy | Korea Electric Power Corp. SP ADRadr | $15,793,000 | +9.6% | 919,808 | +6.0% | 0.34% | +10.0% |
| BAM | Buy | Brookfield Asset Managementclass a | $15,758,000 | +15.5% | 385,750 | +9.8% | 0.34% | +15.6% |
| CRI | Buy | Carter's, Inc. | $15,714,000 | +10.9% | 202,371 | +2.5% | 0.34% | +11.1% |
| PRO | Buy | PROS Holdings, Inc. | $15,197,000 | -19.9% | 482,304 | +1.5% | 0.33% | -19.8% |
| MSCC | Buy | Microsemi Corp. | $14,275,000 | +2.8% | 570,300 | +2.5% | 0.31% | +3.0% |
| RRC | Buy | Range Resources Corp. | $13,989,000 | +0.4% | 168,605 | +2.0% | 0.30% | +0.7% |
| GOLD | New | Randgold Resources Limited - ADRadr | $13,744,000 | – | 183,250 | +100.0% | 0.30% | – |
| LFUS | Buy | Littelfuse, Inc. | $13,553,000 | +3.2% | 144,731 | +2.4% | 0.29% | +3.5% |
| OMCL | Buy | Omnicell, Inc. | $13,339,000 | +14.5% | 466,078 | +2.1% | 0.29% | +14.7% |
| GSK | Buy | GlaxoSmithKline plc-ADRadr | $13,256,000 | +2.3% | 248,098 | +2.2% | 0.29% | +2.5% |
| FDS | Buy | FactSet Research Systems, Inc. | $13,272,000 | +1.5% | 123,107 | +2.2% | 0.29% | +1.4% |
| IRM | Buy | Iron Mountain Inc. | $11,975,000 | -7.2% | 434,345 | +2.1% | 0.26% | -7.2% |
| ABMD | Buy | Abiomed, Inc | $11,598,000 | -0.1% | 445,407 | +2.5% | 0.25% | 0.0% |
| DGI | Buy | DigitalGlobe Inc. | $11,378,000 | +1.8% | 392,207 | +44.3% | 0.25% | +1.7% |
| IWM | Buy | iShares Russell 2000 ETFexchange traded fund | $10,970,000 | +0.9% | 94,291 | +0.0% | 0.24% | +1.3% |
| THRM | Buy | Gentherm Inc. | $10,896,000 | +32.8% | 313,819 | +2.5% | 0.24% | +33.3% |
| MMSI | Buy | Merit Medical Systems, Inc. | $10,474,000 | -7.6% | 732,444 | +1.7% | 0.23% | -7.3% |
| EW | Buy | Edwards Lifesciences Corporation | $10,399,000 | +14.8% | 140,208 | +1.8% | 0.22% | +14.8% |
| CRS | Buy | Carpenter Technology Corporation | $10,019,000 | +9.0% | 151,712 | +2.7% | 0.22% | +9.0% |
| EGOV | Buy | NIC Inc. | $9,864,000 | -20.3% | 510,802 | +2.7% | 0.21% | -19.9% |
| MASI | Buy | Masimo Corporation | $9,409,000 | -4.1% | 344,510 | +2.7% | 0.20% | -3.8% |
| NR | Buy | Newpark Resources, Inc. | $9,295,000 | -3.9% | 811,802 | +3.1% | 0.20% | -3.8% |
| VCRA | Buy | Vocera Communications Inc. | $9,200,000 | +7.1% | 563,389 | +2.4% | 0.20% | +7.0% |
| ABT | Buy | Abbott Laboratories | $9,172,000 | +6.6% | 238,179 | +6.1% | 0.20% | +7.0% |
| IPGP | Buy | IPG Photonics Corporation | $9,008,000 | -6.6% | 126,725 | +2.0% | 0.20% | -6.2% |
| SSD | Buy | Simpson Manufacturing Co., Inc. | $8,957,000 | -2.1% | 253,516 | +1.8% | 0.19% | -2.0% |
| 5100PS | Buy | Volcano Corporation | $8,819,000 | -7.6% | 447,459 | +2.5% | 0.19% | -7.3% |
| FREDQ | Buy | Fred's Inc. | $8,511,000 | -0.5% | 472,555 | +2.1% | 0.18% | -0.5% |
| MG | Buy | Mistras Group Inc. | $8,480,000 | +11.8% | 372,434 | +2.6% | 0.18% | +12.2% |
| SNCR | Buy | Synchronoss Technologies, Inc. | $8,353,000 | +13.3% | 243,596 | +2.6% | 0.18% | +13.8% |
| SLH | Buy | Solera Holdings Inc. | $8,034,000 | -8.4% | 126,846 | +2.4% | 0.17% | -7.9% |
| CLC | Buy | Clarcor Inc. | $7,747,000 | -8.7% | 135,080 | +2.4% | 0.17% | -8.2% |
| GE | Buy | General Electric Co. | $7,636,000 | -2.4% | 294,935 | +5.6% | 0.16% | -2.4% |
| EPIQ | Buy | EPIQ Systems, Inc. | $7,577,000 | -13.5% | 555,915 | +2.6% | 0.16% | -13.2% |
| NBL | Buy | Noble Energy, Inc. | $7,480,000 | +6.2% | 105,294 | +1.9% | 0.16% | +6.6% |
| CSCO | Buy | Cisco Systems, Inc. | $7,370,000 | 0.0% | 328,801 | +0.1% | 0.16% | +0.6% |
| UPS | Buy | United Parcel Service Class B | $7,349,000 | -2.8% | 75,467 | +4.9% | 0.16% | -2.5% |
| ABAX | Buy | Abaxis, Inc. | $7,261,000 | -0.5% | 186,760 | +2.4% | 0.16% | -0.6% |
| F113PS | Buy | Covidien PLC | $6,962,000 | +1039.4% | 94,524 | +953.8% | 0.15% | +1061.5% |
| BRKB | Buy | Berkshire Hathaway Inc - Cl Bclass b | $6,816,000 | +8.5% | 54,543 | +2.9% | 0.15% | +8.8% |
| PKD | Buy | Parker Drilling Company | $6,473,000 | -10.6% | 912,995 | +2.6% | 0.14% | -10.3% |
| ENTR | Buy | Entropic Communications | $6,087,000 | -11.1% | 1,488,221 | +2.1% | 0.13% | -10.8% |
| ROP | Buy | Roper Industries Inc. | $5,710,000 | +0.5% | 42,770 | +4.4% | 0.12% | +0.8% |
| DRIV | Buy | Digital River, Inc. | $5,521,000 | -3.6% | 316,749 | +2.1% | 0.12% | -3.2% |
| TGT | Buy | Target Corporation | $5,384,000 | -1.9% | 88,981 | +2.6% | 0.12% | -1.7% |
| AAPL | Buy | Apple Inc. | $5,372,000 | -2.3% | 10,009 | +2.1% | 0.12% | -2.5% |
| FNFG | Buy | First Niagara Financial Group, Inc. | $5,007,000 | -3.6% | 529,904 | +8.4% | 0.11% | -3.6% |
| M | Buy | Macy's Inc. | $4,479,000 | +13.6% | 75,554 | +2.3% | 0.10% | +14.1% |
| PX | Buy | Praxair, Inc. | $4,235,000 | +4.6% | 32,341 | +3.8% | 0.09% | +4.5% |
| PG | Buy | Procter & Gamble Co. | $4,239,000 | +29.2% | 52,582 | +30.5% | 0.09% | +29.6% |
| INTC | Buy | Intel Corp. | $3,917,000 | +5.5% | 151,740 | +6.1% | 0.08% | +6.2% |
| F | Buy | Ford Motor Company | $3,920,000 | +3.5% | 251,238 | +2.3% | 0.08% | +3.7% |
| PFE | Buy | Pfizer Inc. | $3,313,000 | +12.2% | 103,160 | +7.0% | 0.07% | +12.5% |
| EMR | Buy | Emerson Electric Co. | $2,869,000 | +40.0% | 42,948 | +47.1% | 0.06% | +40.9% |
| ESRX | Buy | Express Scripts Holding, Inc. | $2,786,000 | +84.3% | 37,102 | +72.2% | 0.06% | +81.8% |
| BSV | Buy | Vanguard Short-Term Bond ETFexchange traded fund | $2,511,000 | +4.3% | 31,359 | +4.1% | 0.05% | +3.8% |
| DUK | Buy | Duke Energy Corporation | $2,072,000 | +4.3% | 29,087 | +1.1% | 0.04% | +4.7% |
| PVH | Buy | PVH Corp. | $1,886,000 | -6.1% | 15,116 | +2.3% | 0.04% | -4.7% |
| HES | Buy | Hess Corp | $1,885,000 | +0.4% | 22,739 | +0.5% | 0.04% | 0.0% |
| COP | Buy | ConocoPhillips | $1,780,000 | +3.9% | 25,302 | +4.3% | 0.04% | +5.4% |
| LVS | Buy | Las Vegas Sands Corp. | $1,708,000 | +54.3% | 21,143 | +50.6% | 0.04% | +54.2% |
| EEP | Buy | Enbridge Energy Partners, MLP | $1,639,000 | -5.1% | 59,810 | +3.5% | 0.04% | -5.4% |
| VOD | New | Vodafone Group PLC - SP ADRadr | $1,626,000 | – | 44,169 | +100.0% | 0.04% | – |
| MMM | Buy | 3M Co. | $1,639,000 | +2.2% | 12,082 | +5.6% | 0.04% | 0.0% |
| USB | Buy | US Bancorp | $1,563,000 | +222.9% | 36,470 | +204.7% | 0.03% | +240.0% |
| DBC | Buy | PowerShares Commodity Index Trackingexchange traded fund | $1,423,000 | +51.1% | 54,475 | +48.4% | 0.03% | +55.0% |
| UNP | Buy | Union Pacific Corp. | $1,370,000 | +25.5% | 7,300 | +12.3% | 0.03% | +25.0% |
| DGX | Buy | Quest Diagnostics Incorporated | $1,389,000 | +24.9% | 23,979 | +15.4% | 0.03% | +25.0% |
| AGN | Buy | Allergan, Inc. | $1,230,000 | +18.3% | 9,913 | +5.9% | 0.03% | +22.7% |
| SYY | Buy | SYSCO Corporation | $1,223,000 | +26.7% | 33,847 | +26.6% | 0.03% | +23.8% |
| HCA | Buy | HCA Holdings Inc. | $1,139,000 | +15.1% | 21,686 | +4.5% | 0.02% | +19.0% |
| VZ | Buy | Verizon Communications | $1,139,000 | +776.2% | 23,945 | +803.6% | 0.02% | +733.3% |
| HPQ | Buy | Hewlett-Packard Company | $1,136,000 | +19.2% | 35,124 | +3.2% | 0.02% | +19.0% |
| SLB | Buy | Schlumberger Ltd. | $1,143,000 | +23.6% | 11,718 | +14.1% | 0.02% | +25.0% |
| HSP | Buy | Hospira, Inc. | $1,058,000 | +34.4% | 24,465 | +28.3% | 0.02% | +35.3% |
| VEU | New | Vanguard Ftse All-World Ex-US Index Fundexchange traded fund | $1,031,000 | – | 20,500 | +100.0% | 0.02% | – |
| CERN | Buy | Cerner Corporation | $981,000 | +13.1% | 17,437 | +12.1% | 0.02% | +10.5% |
| ADP | Buy | Automatic Data Processing | $882,000 | -3.4% | 11,412 | +1.0% | 0.02% | -5.0% |
| ZBH | New | Zimmer Holdings, Inc. | $861,000 | – | 9,100 | +100.0% | 0.02% | – |
| HSIC | Buy | Henry Schein, Inc. | $673,000 | +18.5% | 5,641 | +13.5% | 0.02% | +25.0% |
| C | Buy | Citigroup Inc. | $698,000 | +24.6% | 14,660 | +36.4% | 0.02% | +25.0% |
| IAU | Buy | iShares Gold Trustexchange traded fund | $653,000 | +8.1% | 52,459 | +1.5% | 0.01% | +7.7% |
| AMCX | Buy | AMC Networks Incclass a | $590,000 | +24.2% | 8,075 | +15.8% | 0.01% | +30.0% |
| RARE | New | Ultragenyx Pharmaceutical Inc. | $571,000 | – | 11,671 | +100.0% | 0.01% | – |
| KN | New | Knowles Corp | $572,000 | – | 18,117 | +100.0% | 0.01% | – |
| FCX | Buy | Freeport-McMoran Copper & Gold, Inc. | $500,000 | -5.8% | 15,111 | +7.3% | 0.01% | 0.0% |
| ACE | Buy | ACE Limited | $516,000 | +19.7% | 5,205 | +25.1% | 0.01% | +22.2% |
| DHR | Buy | Danaher Corporation | $473,000 | +12.9% | 6,309 | +16.1% | 0.01% | +11.1% |
| AGG | Buy | iShares Core Total US Bond Market ETFexchange traded fund | $450,000 | +41.5% | 4,167 | +39.3% | 0.01% | +42.9% |
| DAR | Buy | Darling International Inc. | $458,000 | +13.6% | 22,883 | +18.7% | 0.01% | +11.1% |
| UTX | Buy | United Technologies Corp. | $451,000 | +46.9% | 3,862 | +43.0% | 0.01% | +42.9% |
| EL | Buy | The Estee Lauder Companies Inc. Class Aclass a | $480,000 | -2.4% | 7,172 | +9.7% | 0.01% | -9.1% |
| YNDX | New | Yandex NVclass a | $396,000 | – | 13,132 | +100.0% | 0.01% | – |
| AWK | Buy | American Water Works Co., Inc. | $395,000 | +9.4% | 8,711 | +1.9% | 0.01% | +12.5% |
| IVE | New | iShares S&P 500 Value ETFexchange traded fund | $397,000 | – | 4,572 | +100.0% | 0.01% | – |
| IVW | Buy | iShares S&P 500 Growth ETFexchange traded fund | $421,000 | +1303.3% | 4,220 | +1306.7% | 0.01% | +800.0% |
| CTSH | Buy | Cognizant Technology Solutions Corp. | $358,000 | +0.3% | 7,066 | +100.0% | 0.01% | 0.0% |
| IVV | Buy | iShares Core S&P 500 ETFexchange traded fund | $385,000 | +327.8% | 2,048 | +321.4% | 0.01% | +300.0% |
| NEM | Buy | Newmont Mining Corporation | $321,000 | +10.3% | 13,706 | +8.6% | 0.01% | +16.7% |
| ACWI | New | iShares MSCI ACWI ETFexchange traded fund | $303,000 | – | 5,208 | +100.0% | 0.01% | – |
| WTR | Buy | Aqua America Inc. | $314,000 | +40.2% | 12,512 | +31.5% | 0.01% | +40.0% |
| FMI | Buy | Foundation Medicine Inc. | $286,000 | +40.9% | 8,832 | +3.8% | 0.01% | +50.0% |
| DCI | Buy | Donaldson Company, Inc. | $281,000 | +96.5% | 6,630 | +100.9% | 0.01% | +100.0% |
| TILE | New | Interface, Inc. | $285,000 | – | 13,875 | +100.0% | 0.01% | – |
| SBS | Buy | Companhia de Saneamento Basico do Estadoadr | $290,000 | +5.1% | 31,264 | +28.3% | 0.01% | 0.0% |
| SGMO | Buy | Sangamo Biosciences, Inc. | $256,000 | +34.7% | 14,168 | +3.7% | 0.01% | +50.0% |
| ACAD | New | Acadia Pharmaceuticals, Inc. | $233,000 | – | 9,586 | +100.0% | 0.01% | – |
| TRNX | New | Tornier NV | $223,000 | – | 10,496 | +100.0% | 0.01% | – |
| WDC | New | Western Digital Corporation | $211,000 | – | 2,300 | +100.0% | 0.01% | – |
| CPHD | Buy | Cepheid, Inc. | $247,000 | +14.9% | 4,784 | +3.8% | 0.01% | 0.0% |
| CVS | Buy | CVS/Caremark Corp. | $253,000 | +8.6% | 3,380 | +4.0% | 0.01% | 0.0% |
| BPL | Buy | Buckeye Partners, MLP | $222,000 | +32.1% | 2,964 | +25.4% | 0.01% | +25.0% |
| OPTT | Buy | Ocean Power Technologies, Inc. | $222,000 | +96.5% | 59,413 | +1.0% | 0.01% | +150.0% |
| AIG | Buy | American International Group | $227,000 | +1235.3% | 4,544 | +1281.2% | 0.01% | – |
| THOR | Buy | Thoratec Laboratories Corporation | $249,000 | +1.6% | 6,950 | +3.6% | 0.01% | 0.0% |
| VEA | New | Vanguard FTSE Developed Markets ETFexchange traded fund | $233,000 | – | 5,648 | +100.0% | 0.01% | – |
| AZO | New | Autozone Inc. | $175,000 | – | 325 | +100.0% | 0.00% | – |
| ITRI | Buy | Itron, Inc. | $198,000 | +38.5% | 5,581 | +61.2% | 0.00% | +33.3% |
| BOND | Buy | PIMCO Total Return - ETFexchange traded fund | $193,000 | +2.1% | 1,811 | +0.3% | 0.00% | 0.0% |
| MNTA | New | Momenta Pharmaceuticals, Inc. | $175,000 | – | 15,011 | +100.0% | 0.00% | – |
| GTLS | New | Chart Industries, Inc. | $184,000 | – | 2,311 | +100.0% | 0.00% | – |
| MBII | Buy | Marrone Bio Innovations Inc. | $201,000 | +40.6% | 14,413 | +79.0% | 0.00% | +33.3% |
| BX | New | The Blackstone Group MLP | $200,000 | – | 6,000 | +100.0% | 0.00% | – |
| OGXI | New | OncoGenex Pharmaceutical Inc. | $171,000 | – | 14,569 | +100.0% | 0.00% | – |
| CMRX | New | Chimerix Inc. | $142,000 | – | 6,222 | +100.0% | 0.00% | – |
| DEO | Buy | Diageo Plc - sponsored ADRadr | $133,000 | +3225.0% | 1,070 | +3466.7% | 0.00% | – |
| 9207PS | New | Rock-Tenn Company | $158,000 | – | 1,500 | +100.0% | 0.00% | – |
| AXP | New | American Express Co. | $144,000 | – | 1,605 | +100.0% | 0.00% | – |
| A309PS | New | DirecTV | $153,000 | – | 2,000 | +100.0% | 0.00% | – |
| MRO | Buy | Marathon Oil Corp | $126,000 | +950.0% | 3,534 | +958.1% | 0.00% | – |
| FAST | New | Fastenal Company | $110,000 | – | 2,230 | +100.0% | 0.00% | – |
| COST | Buy | Costco Wholesale Corporation | $113,000 | +0.9% | 1,016 | +8.1% | 0.00% | 0.0% |
| ARWR | New | Arrowhead Research Corporation | $100,000 | – | 6,113 | +100.0% | 0.00% | – |
| WY | Buy | Weyerhaeuser Company | $97,000 | +546.7% | 3,288 | +573.8% | 0.00% | – |
| AMT | New | American Tower Corporation | $98,000 | – | 1,200 | +100.0% | 0.00% | – |
| YHOO | Buy | Yahoo! Inc. | $79,000 | +41.1% | 2,205 | +58.0% | 0.00% | +100.0% |
| AN | New | AutoNation, Inc. | $90,000 | – | 1,700 | +100.0% | 0.00% | – |
| PII | New | Polaris Industries Inc. | $112,000 | – | 800 | +100.0% | 0.00% | – |
| ET | Buy | Energy Transfer Equity MLP | $75,000 | +15.4% | 1,600 | +100.0% | 0.00% | +100.0% |
| ANSS | New | ANSYS, Inc. | $85,000 | – | 1,100 | +100.0% | 0.00% | – |
| ALKS | Buy | Alkermes, PLC | $89,000 | +56.1% | 2,020 | +44.3% | 0.00% | +100.0% |
| NEBLQ | New | Noble Corporation PLC | $72,000 | – | 2,200 | +100.0% | 0.00% | – |
| ENLK | New | Enlink Midstream Partners MLP | $76,000 | – | 2,500 | +100.0% | 0.00% | – |
| CBRE | New | CB Richard Ellis Group, Inc. | $82,000 | – | 3,000 | +100.0% | 0.00% | – |
| ZLTQ | New | Zeltiq Aesthetics Inc. | $65,000 | – | 3,332 | +100.0% | 0.00% | – |
| ALL | Buy | Allstate Corporation | $39,000 | +680.0% | 700 | +600.0% | 0.00% | – |
| AIGWS | Buy | AIG Warrants Strike @ $45warrant | $50,000 | +1150.0% | 2,425 | +1285.7% | 0.00% | – |
| BDX | New | Becton Dickinson & Co. | $29,000 | – | 250 | +100.0% | 0.00% | – |
| FDX | Buy | FedEx Corporation | $66,000 | +1.5% | 500 | +10.9% | 0.00% | 0.0% |
| FFIN | New | First Financial Bankshares Inc, | $47,000 | – | 762 | +100.0% | 0.00% | – |
| GPC | Buy | Genuine Parts Company | $26,000 | +550.0% | 300 | +488.2% | 0.00% | – |
| EWJ | Buy | iShares MSCI Japan ETFexchange traded fund | $34,000 | +78.9% | 2,958 | +87.2% | 0.00% | – |
| MAT | New | Mattel, Inc. | $40,000 | – | 1,000 | +100.0% | 0.00% | – |
| MCK | New | McKesson HBOC Inc. | $53,000 | – | 300 | +100.0% | 0.00% | – |
| MCHP | New | Microchip Technology Inc. | $48,000 | – | 1,000 | +100.0% | 0.00% | – |
| P | New | Pandora Media Inc. | $62,000 | – | 2,052 | +100.0% | 0.00% | – |
| RGP | New | Regency Energy Partners MLP | $65,000 | – | 2,397 | +100.0% | 0.00% | – |
| TR | Buy | Tootsie Roll Industries Inc. | $55,000 | -5.2% | 1,843 | +3.0% | 0.00% | 0.0% |
| VLO | New | Valero Energy Corporation | $8,000 | – | 145 | +100.0% | 0.00% | – |
| TROW | New | T. Rowe Price Group Inc. | $7,000 | – | 83 | +100.0% | 0.00% | – |
| NKE | New | Nike Inc. - CL Bclass b | $4,000 | – | 57 | +100.0% | 0.00% | – |
| D | Buy | Dominion Resources, Inc. | $7,000 | +133.3% | 105 | +105.9% | 0.00% | – |
| CMI | Buy | Cummins Engine Inc. | $11,000 | +175.0% | 76 | +162.1% | 0.00% | – |
| CYHHZ | New | Community Health Systems - CVRright | $0 | – | 450 | +100.0% | 0.00% | – |
| CYH | New | Community Health Care | $1,000 | – | 31 | +100.0% | 0.00% | – |
| CAT | Buy | Caterpillar Inc. | $16,000 | +128.6% | 158 | +97.5% | 0.00% | – |
| CAH | New | Cardinal Health, Inc. | $7,000 | – | 103 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| J.P. Morgan Chase & Co. | 19 | Q4 2017 | 4.0% |
| Microsoft Corp. | 19 | Q4 2017 | 3.3% |
| Oracle Corporation | 19 | Q4 2017 | 3.6% |
| Wells Fargo Company | 19 | Q4 2017 | 2.8% |
| Visa Inc - Class A Shares | 19 | Q4 2017 | 2.9% |
| Royal Caribbean Cruises Ltd. | 19 | Q4 2017 | 2.7% |
| Novartis AG - ADR | 19 | Q4 2017 | 2.4% |
| SPDR S&P 500 ETF Trust | 19 | Q4 2017 | 2.0% |
| Exxon Mobil Corporation | 19 | Q4 2017 | 2.3% |
| Reinsurance Group of America, Inc. | 19 | Q4 2017 | 2.6% |
View ROCKEFELLER FINANCIAL SERVICES INC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-02-02 |
| 13F-HR | 2017-10-20 |
| 13F-HR | 2017-07-18 |
| 13F-HR | 2017-04-28 |
| 13F-HR | 2017-01-19 |
| 13F-HR | 2016-10-28 |
| 13F-HR | 2016-07-20 |
| 13F-HR | 2016-04-28 |
| 13F-HR | 2016-02-03 |
| 13F-HR | 2015-10-23 |
View ROCKEFELLER FINANCIAL SERVICES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.