PROSPECT CAPITAL CORPORATION's ticker is and the CUSIP is 74348TAC6.
Quarter-by-quarter ownership
| Value | Shares | Weighting | ||||
|---|---|---|---|---|---|---|
| Q3 2015 | $1,307,000 | -44.4% | 1,300,000 | -43.7% | 0.00% | -50.0% |
| Q2 2015 | $2,351,000 | -28.0% | 2,310,000 | -27.1% | 0.00% | -33.3% |
| Q1 2015 | $3,266,000 | +0.9% | 3,170,000 | 0.0% | 0.00% | 0.0% |
| Q4 2014 | $3,236,000 | -18.3% | 3,170,000 | -15.9% | 0.00% | -25.0% |
| Q3 2014 | $3,960,000 | -22.3% | 3,770,000 | -21.0% | 0.00% | -20.0% |
| Q2 2014 | $5,094,000 | -13.1% | 4,770,000 | -12.5% | 0.01% | -16.7% |
| Q1 2014 | $5,862,000 | -0.6% | 5,450,000 | 0.0% | 0.01% | -14.3% |
| Q4 2013 | $5,900,000 | -21.0% | 5,450,000 | -21.6% | 0.01% | -22.2% |
| Q3 2013 | $7,470,000 | -21.2% | 6,950,000 | -20.1% | 0.01% | -25.0% |
| Q2 2013 | $9,480,000 | – | 8,700,000 | – | 0.01% | – |
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Other shareholders
| Name | Shares | Value | Weighting ↓ |
|---|---|---|---|
| Radcliffe Capital Management, L.P. | 14,110,000 | $14,410,000 | 5.50% |
| Assured Investment Management LLC | 7,900,000 | $8,100,000 | 0.16% |
| Pine River Capital Management L.P. | 9,998,000 | $10,223,000 | 0.13% |
| TD ASSET MANAGEMENT INC | 59,882,000 | $60,930,000 | 0.10% |
| AEGON USA Investment Management, LLC | 6,250,000 | $6,328,000 | 0.05% |
| TD Securities (USA) LLC | 2,000,000 | $2,035,000 | 0.03% |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 1,750,000 | $1,772,000 | 0.03% |
| ROYAL BANK OF CANADA | 13,208,000 | $13,868,000 | 0.01% |
| THRIVENT FINANCIAL FOR LUTHERANS | 1,000,000 | $1,018,000 | 0.01% |
| TDAM USA INC. | 118,000 | $119,000 | 0.01% |