This page lists the SEC filings reported by TCW GROUP INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2020-02-07 | TCW GROUP INC | KINGSTONE COMPANIES, INC. | 673,170 | 6.2% | EDGAR |
| SC 13G | 2020-01-09 | TCW GROUP INC | SCHOOL SPECIALTY INC | 1,559,674 | 18.0% | EDGAR |
| SC 13G | 2019-12-03 | TCW GROUP INC | U.S. WELL SERVICES, INC. | 10,004,039 | 15.5% | EDGAR |
| SC 13G/A | 2019-02-04 | TCW GROUP INC | QUANTUM CORP /DE/ | 4,327,179 | 11.0% | EDGAR |
| SC 13G/A | 2019-02-04 | TCW GROUP INC | OHA Investment Corp | 1,810,995 | 9.0% | EDGAR |
| SC 13G/A | 2019-02-04 | TCW GROUP INC | NEVADA GOLD & CASINOS INC | 1,242,819 | 7.0% | EDGAR |
| SC 13G/A | 2019-02-04 | TCW GROUP INC | NICHOLAS FINANCIAL INC | 600,704 | 7.6% | EDGAR |
| SC 13G | 2019-02-04 | TCW GROUP INC | Owens Realty Mortgage, Inc. | 545,355 | 6.4% | EDGAR |
| SC 13G | 2018-12-10 | TCW GROUP INC | QUANTUM CORP /DE/ | 4,876,945 | 12.2% | EDGAR |
| SC 13G/A | 2018-02-12 | TCW GROUP INC | NICHOLAS FINANCIAL INC | 600,704 | 7.6% | EDGAR |
| SC 13G/A | 2018-02-12 | TCW GROUP INC | NEVADA GOLD & CASINOS INC | 1,114,559 | 6.6% | EDGAR |
| SC 13G/A | 2018-02-12 | TCW GROUP INC | OHA Investment Corp | 1,259,530 | 6.2% | EDGAR |
| SC 13G/A | 2018-02-12 | TCW GROUP INC | J C PENNEY CO INC | 0 | 0.0% | EDGAR |
| SC 13G/A | 2018-02-12 | TCW GROUP INC | KINGSTONE COMPANIES, INC. | 251,982 | 2.4% | EDGAR |
| SC 13G | 2017-02-14 | TCW GROUP INC | OHA Investment Corp | 1,194,830 | 5.9% | EDGAR |
| SC 13G | 2017-02-14 | TCW GROUP INC | NICHOLAS FINANCIAL INC | 611,560 | 7.9% | EDGAR |
| SC 13G | 2017-02-14 | TCW GROUP INC | KINGSTONE COMPANIES, INC. | 499,629 | 6.3% | EDGAR |
| SC 13G | 2017-02-14 | TCW GROUP INC | NEVADA GOLD & CASINOS INC | 1,152,054 | 6.4% | EDGAR |
| SC 13G | 2017-02-14 | TCW GROUP INC | J C PENNEY CO INC | 16,622,151 | 5.4% | EDGAR |
| SC 13G/A | 2016-12-16 | TCW GROUP INC | MDC HOLDINGS INC | 1,808,621 | 3.7% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.