$182 Billion is the total value of CREDIT SUISSE AG/'s 17310 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 100.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DGRO | Exit | iShares Core Dividend Growth ETFcore div grwth | $0 | – | -4,480 | -100.0% | 0.00% | – |
| Exit | INTERDIGITAL WIRELESS INCnote 2.000% 6/0 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| Exit | Envestnet Incnote 1.750% 6/0 | $0 | – | -800,000 | -100.0% | 0.00% | – | |
| SPRQU | Exit | Sunlight Financial Holdings Incunit 99/99/9999 | $0 | – | -14,331 | -100.0% | 0.00% | – |
| Exit | Granite Construction Incnote 2.750%11/0 | $0 | – | -413,000 | -100.0% | 0.00% | – | |
| BLI | Exit | Berkeley Lights Inc | $0 | – | -12,265 | -100.0% | 0.00% | – |
| ONTF | Exit | ON24 Inc | $0 | – | -6,392 | -100.0% | 0.00% | – |
| PLRX | Exit | Pliant Therapeutics Inc | $0 | – | -7,464 | -100.0% | 0.00% | – |
| BPR | Exit | Brookfield Property REIT Inccl a | $0 | – | -25,773 | -100.0% | 0.00% | – |
| Exit | Akamai Technologies Incnote 0.125% 5/0 | $0 | – | -244,000 | -100.0% | 0.00% | – | |
| ICAD | Exit | ICAD Inc | $0 | – | -51,324 | -100.0% | 0.00% | – |
| TZA | Exit | Direxion Daily Small Cap Bear 3X Sharesdaily sm cp bear | $0 | – | -10,272 | -100.0% | 0.00% | – |
| Exit | DISH Network Corpnote 2.375% 3/1 | $0 | – | -297,000 | -100.0% | 0.00% | – | |
| Exit | SABRE GLBL INCnote 4.000% 4/1 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| IHI | Exit | ISHARES DOW JONES US MEDICAL DEV.(ETF)call | $0 | – | -600 | -100.0% | 0.00% | – |
| AFL | Exit | Aflac Inccall | $0 | – | -8,600 | -100.0% | 0.00% | – |
| FDD | Exit | First Trust STOXX European Select Dividend Idx Fd | $0 | – | -13,152 | -100.0% | 0.00% | – |
| Exit | SunPower Corpdbcv 4.000% 1/1 | $0 | – | -174,000 | -100.0% | 0.00% | – | |
| VNM | Exit | VanEck Vectors Vietnam ETFvietnam etf | $0 | – | -44,984 | -100.0% | 0.00% | – |
| IFFT | Exit | International Flavors & Fragrances Incunit 09/15/2021 | $0 | – | -14,000 | -100.0% | 0.00% | – |
| AMWL | Exit | American Well Corpput | $0 | – | -38,900 | -100.0% | 0.00% | – |
| HIII | Exit | Hudson Executive Investment Corp III | $0 | – | -50,000 | -100.0% | 0.00% | – |
| PFDR | Exit | Pathfinder Acquisition Corpcl a | $0 | – | -30,000 | -100.0% | 0.00% | – |
| Exit | American Airlines Group Incnote 6.500% 7/0 | $0 | – | -296,000 | -100.0% | 0.00% | – | |
| Exit | Herbalife Nutrition Ltdnote 2.625% 3/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| ATIPWS | Exit | Fortress Value Acquisition Corp II*w exp 08/10/202 | $0 | – | -11,780 | -100.0% | 0.00% | – |
| IRBT | Exit | iRobot Corpcall | $0 | – | -7,800 | -100.0% | 0.00% | – |
| Exit | Pacira Biosciences Incnote 2.375% 4/0 | $0 | – | -53,000 | -100.0% | 0.00% | – | |
| TWI | Exit | Titan International Inc | $0 | – | -23,715 | -100.0% | 0.00% | – |
| CCIV | Exit | Lucid Group Inccl a | $0 | – | -18,518 | -100.0% | 0.00% | – |
| Exit | BridgeBio Pharma Incnote 2.500% 3/1 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| NSTD | Exit | Northern Star Investment Corp IV | $0 | – | -15,000 | -100.0% | 0.00% | – |
| NVVE | Exit | Nuvve Holding Corp | $0 | – | -42,000 | -100.0% | 0.00% | – |
| INO | Exit | Inovio Pharmaceuticals Inccall | $0 | – | -79,000 | -100.0% | 0.00% | – |
| PICC | Exit | Pivotal Investment Corp III | $0 | – | -10,000 | -100.0% | 0.00% | – |
| ONVO | Exit | Organovo Holdings Inc | $0 | – | -15,607 | -100.0% | 0.00% | – |
| AJAX | Exit | Ajax I | $0 | – | -20,000 | -100.0% | 0.00% | – |
| Exit | II-VI Incnote 0.250% 9/0 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| HII | Exit | Huntington Ingalls Industries Incput | $0 | – | -300 | -100.0% | 0.00% | – |
| AACU | Exit | Ares Acquisition Corpunit 99/99/9999 | $0 | – | -40,064 | -100.0% | 0.00% | – |
| GAN | Exit | Gan Ltd | $0 | – | -13,664 | -100.0% | 0.00% | – |
| Exit | Q2 Holdings Incnote 0.750% 6/0 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| CMBM | Exit | Cambium Networks Corp | $0 | – | -4,481 | -100.0% | 0.00% | – |
| CDW | Exit | CDW Corpcall | $0 | – | -3,200 | -100.0% | 0.00% | – |
| Exit | GDS Holdings Ltdnote 2.000% 6/0 | $0 | – | -200,000 | -100.0% | 0.00% | – | |
| CRNC | Exit | Cerence Inccall | $0 | – | -4,700 | -100.0% | 0.00% | – |
| Exit | FireEye Incnote 1.625% 6/0 | $0 | – | -37,000 | -100.0% | 0.00% | – | |
| USMV | Exit | iShares MSCI USA Min Vol Factor ETFmsci usa min vol | $0 | – | -3,400 | -100.0% | 0.00% | – |
| GLEOWS | Exit | Galileo Acquisition Corp*w exp 10/31/202 | $0 | – | -42,500 | -100.0% | 0.00% | – |
| AQMS | Exit | Aqua Metals Inc | $0 | – | -10,000 | -100.0% | 0.00% | – |
| IAT | Exit | iShares U.S. Regional Banks ETFus regnl bks etf | $0 | – | -6,610 | -100.0% | 0.00% | – |
| SBGWS | Exit | Sandbridge Acquisition Corp*w exp 09/14/202 | $0 | – | -20,900 | -100.0% | 0.00% | – |
| Exit | Synaptics Incnote 0.500% 6/1 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| AXSM | Exit | Axsome Therapeutics Incput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DHCAW | Exit | DHC Acquisition Corp*w exp 02/25/202 | $0 | – | -26,666 | -100.0% | 0.00% | – |
| MEUSW | Exit | 23andme Holding Co*w exp 06/16/202 | $0 | – | -136,102 | -100.0% | 0.00% | – |
| HIIIW | Exit | Hudson Executive Investment Corp III*w exp 02/22/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SENS | Exit | Senseonics Holdings Inccall | $0 | – | -175,000 | -100.0% | 0.00% | – |
| MGI | Exit | MoneyGram International Inc | $0 | – | -1,117 | -100.0% | 0.00% | – |
| GGPIW | Exit | Gores Guggenheim Inc*w exp 03/25/202 | $0 | – | -12,000 | -100.0% | 0.00% | – |
| Exit | 2U Incnote 2.250% 5/0 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| MGNI | Exit | Magnite Incput | $0 | – | -16,600 | -100.0% | 0.00% | – |
| HERA | Exit | FTAC Hera Acquisition Corp | $0 | – | -90,953 | -100.0% | 0.00% | – |
| Exit | Pinduoduo Incnote 12/0 | $0 | – | -250,000 | -100.0% | 0.00% | – | |
| FOAWS | Exit | Finance of America Companies Inc*w exp 04/08/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| AOUT | Exit | American Outdoor Brands Inc | $0 | – | -11,760 | -100.0% | 0.00% | – |
| ITRN | Exit | Ituran Location and Control Ltd | $0 | – | -23,623 | -100.0% | 0.00% | – |
| TREB | Exit | Trebia Acquisition Corp | $0 | – | -50,000 | -100.0% | 0.00% | – |
| Exit | Cheesecake Factory Incnote 0.375% 6/1 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| WEN | Exit | Wendys Coput | $0 | – | -35,800 | -100.0% | 0.00% | – |
| KAHCWS | Exit | KKR Acquisition Holdings I Corp*w exp 99/99/999 | $0 | – | -38,750 | -100.0% | 0.00% | – |
| ED | Exit | Consolidated Edison Inccall | $0 | – | -3,200 | -100.0% | 0.00% | – |
| MASS | Exit | 908 Devices Inc. | $0 | – | -5,701 | -100.0% | 0.00% | – |
| K | Exit | Kellogg Coput | $0 | – | -3,000 | -100.0% | 0.00% | – |
| KURE | Exit | KraneShares MSCI All China Health Care Index ETFmsci all china | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ZYNE | Exit | Zynerba Pharmaceuticals Inc | $0 | – | -20,292 | -100.0% | 0.00% | – |
| WALDU | Exit | Waldencast Acquisition Corpunit 03/11/2026 | $0 | – | -75,000 | -100.0% | 0.00% | – |
| Exit | Square Incnote 0.375% 3/0 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| TRIT | Exit | Triterras Inc | $0 | – | -14,406 | -100.0% | 0.00% | – |
| IEO | Exit | ishares Dow Jones US Oil and Gas Exploration and Production Index Fundus oil gs ex etf | $0 | – | -5,953 | -100.0% | 0.00% | – |
| Exit | DICK'S Sporting Goods Incnote 3.250% 4/1 | $0 | – | -678,000 | -100.0% | 0.00% | – | |
| EQNR | Exit | Equinor ASAsponsored adr | $0 | – | -9,454 | -100.0% | 0.00% | – |
| NDAC | Exit | Nightdragon Acquisition Corp | $0 | – | -50,307 | -100.0% | 0.00% | – |
| APT | Exit | Alpha Pro Tech Ltd | $0 | – | -13,261 | -100.0% | 0.00% | – |
| PLM | Exit | Polymet Mining Corp | $0 | – | -20,106 | -100.0% | 0.00% | – |
| IFS | Exit | Intercorp Financial Services Inc | $0 | – | -24,768 | -100.0% | 0.00% | – |
| FACAWS | Exit | Figure Acquisition Corp I*w exp 03/31/202 | $0 | – | -48,120 | -100.0% | 0.00% | – |
| GLBL | Exit | Cartesian Growth Corp | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EURN | Exit | Euronav NV | $0 | – | -97,830 | -100.0% | 0.00% | – |
| Exit | Uranium Royalty Corp | $0 | – | -40,609 | -100.0% | 0.00% | – | |
| PAVM | Exit | PAVmed Inc | $0 | – | -61,417 | -100.0% | 0.00% | – |
| PVU | Exit | Primavera Capital Acquisition Corpunit 01/19/2026 | $0 | – | -19,000 | -100.0% | 0.00% | – |
| Exit | Rapid7 Incnote 2.250% 5/0 | $0 | – | -490,000 | -100.0% | 0.00% | – | |
| PBW | Exit | Invesco WilderHill Clean Energy ETFcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| AEI | Exit | HF Enterprises Inc | $0 | – | -10,523 | -100.0% | 0.00% | – |
| SSTI | Exit | Shotspotter Inc | $0 | – | -4,564 | -100.0% | 0.00% | – |
| EVK | Exit | Ever-Glory International Group Inc | $0 | – | -17,528 | -100.0% | 0.00% | – |
| RTP | Exit | Reinvent Technology Partnerscl a | $0 | – | -11,600 | -100.0% | 0.00% | – |
| PTRA | Exit | Proterra Inc | $0 | – | -20,326 | -100.0% | 0.00% | – |
| Exit | Chegg Incnote 0.125% 3/1 | $0 | – | -284,000 | -100.0% | 0.00% | – | |
| RPTX | Exit | Repare Therapeutics Inc | $0 | – | -6,454 | -100.0% | 0.00% | – |
| TPR | Exit | Tapestry Inccall | $0 | – | -16,600 | -100.0% | 0.00% | – |
| EJFA | Exit | EJF Acquisition Corp | $0 | – | -10,000 | -100.0% | 0.00% | – |
| IYM | Exit | Ishares Trust Dj Us Basu.s. bas mtl etf | $0 | – | -2,612 | -100.0% | 0.00% | – |
| TLK | Exit | Telkom Indonesia (Persero) Tbk PTsponsored adr | $0 | – | -15,286 | -100.0% | 0.00% | – |
| MTP | Exit | Midatech Pharma PLCsponsored ads | $0 | – | -38,716 | -100.0% | 0.00% | – |
| MOGO | Exit | Mogo Inc | $0 | – | -51,000 | -100.0% | 0.00% | – |
| CRBP | Exit | Corbus Pharmaceuticals Holdings Inc | $0 | – | -59,269 | -100.0% | 0.00% | – |
| OEG | Exit | Orbital Energy Group Inc | $0 | – | -91,618 | -100.0% | 0.00% | – |
| TWNDWS | Exit | Tailwind Acquisition Corp*w exp 09/07/202 | $0 | – | -68,243 | -100.0% | 0.00% | – |
| RLMD | Exit | Relmada Therapeutics Inc | $0 | – | -7,223 | -100.0% | 0.00% | – |
| SEEL | Exit | Seelos Therapeutics Inc | $0 | – | -29,244 | -100.0% | 0.00% | – |
| DHT | Exit | DHT Holdings Inc | $0 | – | -26,545 | -100.0% | 0.00% | – |
| Exit | Bandwidth Incnote 0.250% 3/0 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| IVR | Exit | Invesco Mortgage Capital Inccall | $0 | – | -98,900 | -100.0% | 0.00% | – |
| Exit | Falcon Minerals Corp | $0 | – | -106,592 | -100.0% | 0.00% | – | |
| Exit | Coupa Software Incnote 0.125% 6/1 | $0 | – | -193,000 | -100.0% | 0.00% | – | |
| ATOM | Exit | Atomera Inc | $0 | – | -20,289 | -100.0% | 0.00% | – |
| Exit | American Eagle Outfitters Incnote 3.750% 4/1 | $0 | – | -42,000 | -100.0% | 0.00% | – | |
| Exit | Alteryx Incnote 0.500% 8/0 | $0 | – | -377,000 | -100.0% | 0.00% | – | |
| MTA | Exit | Metalla Royalty & Streaming Ltd | $0 | – | -103,973 | -100.0% | 0.00% | – |
| Exit | 1Life Healthcare Incnote 3.000% 6/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| NBAWS | Exit | New Beginnings Acquisition Corp*w exp 11/01/202 | $0 | – | -146,873 | -100.0% | 0.00% | – |
| Exit | Sarepta Therapeutics Incdbcv 1.500%11/1 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| CRNC | Exit | Cerence Incput | $0 | – | -1,600 | -100.0% | 0.00% | – |
| SGMO | Exit | Sangamo Therapeutics Inccall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SHIP | Exit | Seanergy Maritime Holdings Corp | $0 | – | -28,000 | -100.0% | 0.00% | – |
| Exit | Cree Incnote 1.750% 5/0 | $0 | – | -106,000 | -100.0% | 0.00% | – | |
| IEUR | Exit | iShares Core MSCI Europe ETFcore msci euro | $0 | – | -6,963 | -100.0% | 0.00% | – |
| HDG | Exit | ProShares Hedge Replication ETFhd replication | $0 | – | -9,913 | -100.0% | 0.00% | – |
| SNR | Exit | New Senior Investment Group Inc | $0 | – | -76,189 | -100.0% | 0.00% | – |
| Exit | iQIYI Incnote 2.000% 4/0 | $0 | – | -199,000 | -100.0% | 0.00% | – | |
| HSY | Exit | Hershey Coput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ENDP | Exit | Endo International PLCput | $0 | – | -29,900 | -100.0% | 0.00% | – |
| ORLY | Exit | O'Reilly Automotive Inccall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| UGL | Exit | ProShares Ultra Goldultra gold | $0 | – | -9,160 | -100.0% | 0.00% | – |
| MAX | Exit | MediaAlpha Inccl a | $0 | – | -8,706 | -100.0% | 0.00% | – |
| DHCA | Exit | DHC Acquisition Corp | $0 | – | -80,000 | -100.0% | 0.00% | – |
| ONLN | Exit | ProShares Online Retail ETFonline rtl etf | $0 | – | -2,986 | -100.0% | 0.00% | – |
| DHX | Exit | DHI Group Inc | $0 | – | -19,210 | -100.0% | 0.00% | – |
| SPH | Exit | Suburban Propane Partners LPunit ltd partn | $0 | – | -10,738 | -100.0% | 0.00% | – |
| ALXN | Exit | Alexion Pharmaceuticals Inc (Pre-Merger)put | $0 | – | -3,900 | -100.0% | 0.00% | – |
| Exit | Insmed Incnote 1.750% 1/1 | $0 | – | -750,000 | -100.0% | 0.00% | – | |
| PZA | Exit | Invesco National AMT-Free Municipal Bond ETFnatl amt muni | $0 | – | -16,215 | -100.0% | 0.00% | – |
| IYT | Exit | iShares Dow Jones Transportation Average Index Fundtrans avg etf | $0 | – | -1,831 | -100.0% | 0.00% | – |
| KRBN | Exit | KraneShares Global Carbon ETFglobal carbon | $0 | – | -15,025 | -100.0% | 0.00% | – |
| Exit | Sea Ltdnote 2.375%12/0 | $0 | – | -789,000 | -100.0% | 0.00% | – | |
| Exit | Neurocrine Biosciences Incnote 2.250% 5/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| EEMV | Exit | iShares MSCI Emerging Markets Min Vol Factor ETFmsci emerg mrkt | $0 | – | -7,907 | -100.0% | 0.00% | – |
| YCBD | Exit | cbdMD Inc | $0 | – | -32,082 | -100.0% | 0.00% | – |
| AXSM | Exit | Axsome Therapeutics Inccall | $0 | – | -500 | -100.0% | 0.00% | – |
| CTAC | Exit | Cerberus Telecom Acquisition Corp | $0 | – | -20,100 | -100.0% | 0.00% | – |
| UDOW | Exit | ProShares Ultrapro Dow30ultrpro dow30 | $0 | – | -8,099 | -100.0% | 0.00% | – |
| Exit | Redwood Trust Incnote 4.750% 8/1 | $0 | – | -111,000 | -100.0% | 0.00% | – | |
| ABUS | Exit | Arbutus Biopharma Corp | $0 | – | -86,771 | -100.0% | 0.00% | – |
| GPRO | Exit | GoPro Inccall | $0 | – | -27,300 | -100.0% | 0.00% | – |
| AOSL | Exit | Alpha and Omega Semiconductor Ltd | $0 | – | -15 | -100.0% | 0.00% | – |
| VNO | Exit | Vornado Realty Trustput | $0 | – | -18,600 | -100.0% | 0.00% | – |
| EPD | Exit | Enterprise Products Partners LPput | $0 | – | -26,700 | -100.0% | 0.00% | – |
| PRPC | Exit | CC Neuberger Principal Holdings III | $0 | – | -49,770 | -100.0% | 0.00% | – |
| Exit | Farfetch Ltdnote 3.750% 5/0 | $0 | – | -468,000 | -100.0% | 0.00% | – | |
| KEN | Exit | Kenon Holdings Ltd | $0 | – | -65 | -100.0% | 0.00% | – |
| NTLA | Exit | Intellia Therapeutics Inccall | $0 | – | -500 | -100.0% | 0.00% | – |
| ACTD | Exit | ArcLight Clean Transition Corp II | $0 | – | -43,189 | -100.0% | 0.00% | – |
| QMJ | Exit | Direxion S&P 500 High minus Low Quality ETFs&p 500 hi min | $0 | – | -9,171 | -100.0% | 0.00% | – |
| TBIO | Exit | Translate Bio Inc | $0 | – | -33,777 | -100.0% | 0.00% | – |
| IPAY | Exit | ETFMG Prime Mobile Payments ETFprime mobile pay | $0 | – | -11,058 | -100.0% | 0.00% | – |
| GNK | Exit | Genco Shipping & Trading Ltd | $0 | – | -20,715 | -100.0% | 0.00% | – |
| EWS | Exit | iShares MSCI Singapore ETFmsci singpor etf | $0 | – | -39,805 | -100.0% | 0.00% | – |
| ME | Exit | 23andme Holding Co | $0 | – | -17,169 | -100.0% | 0.00% | – |
| WORK | Exit | Slack Technologies Inccall | $0 | – | -20,600 | -100.0% | 0.00% | – |
| ZEUS | Exit | Olympic Steel Inc | $0 | – | -666 | -100.0% | 0.00% | – |
| Exit | Qiagen NVdebt 1.000%11/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| VIG | Exit | Vanguard Dividend Appreciation Index Funddiv app etf | $0 | – | -1,426 | -100.0% | 0.00% | – |
| SNDL | Exit | Sundial Growers Inc | $0 | – | -385,536 | -100.0% | 0.00% | – |
| EGLE | Exit | Eagle Bulk Shipping Inc | $0 | – | -11,782 | -100.0% | 0.00% | – |
| TWCTW | Exit | TWC Tech Holdings II Corp*w exp 09/15/202 | $0 | – | -204,615 | -100.0% | 0.00% | – |
| OWLWS | Exit | Blue Owl Capital Inc*w exp 05/19/202 | $0 | – | -70,986 | -100.0% | 0.00% | – |
| MMAT | Exit | Torchlight Energy Resources Inc | $0 | – | -17,374 | -100.0% | 0.00% | – |
| Exit | Slack Technologies Incnote 0.500% 4/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| TALK | Exit | Talkspace Inc | $0 | – | -11,170 | -100.0% | 0.00% | – |
| QELL | Exit | Qell Acquisition Corp.cl a | $0 | – | -16,680 | -100.0% | 0.00% | – |
| CRTO | Exit | Criteo SAspons ads | $0 | – | -7,285 | -100.0% | 0.00% | – |
| EH | Exit | Ehang Holdings Ltdads | $0 | – | -17,200 | -100.0% | 0.00% | – |
| MGI | Exit | MoneyGram International Inccall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| CCV | Exit | Churchill Capital V Corp | $0 | – | -50,000 | -100.0% | 0.00% | – |
| Exit | Cleveland-Cliffs Incdbcv 1.500% 1/1 | $0 | – | -542,000 | -100.0% | 0.00% | – | |
| Exit | Digitalbridge Group Incnote 5.000% 4/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| GTPA | Exit | Gores Technology Partners Inc | $0 | – | -19,603 | -100.0% | 0.00% | – |
| AUUD | Exit | Auddia Inc | $0 | – | -15,596 | -100.0% | 0.00% | – |
| GES | Exit | Guess Incput | $0 | – | -10,700 | -100.0% | 0.00% | – |
| TMPM | Exit | Turmeric Acquisition Corpcl a | $0 | – | -70,000 | -100.0% | 0.00% | – |
| NAKD | Exit | Naked Brand Group Ltd | $0 | – | -34,086 | -100.0% | 0.00% | – |
| CTXR | Exit | Citius Pharmaceuticals Inc | $0 | – | -138,183 | -100.0% | 0.00% | – |
| SKILWS | Exit | Skillsoft Corp*w exp 06/11/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| FNGU | Exit | Bank of Montrealmicrosectors idx | $0 | – | -13,581 | -100.0% | 0.00% | – |
| NXTG | Exit | First Trust Indxx NextG ETFindxx nextg etf | $0 | – | -4,367 | -100.0% | 0.00% | – |
| TV | Exit | Grupo Televisa SABspon adr rep ord | $0 | – | -21,778 | -100.0% | 0.00% | – |
| HERAW | Exit | FTAC Hera Acquisition Corp*w exp 02/28/202 | $0 | – | -22,738 | -100.0% | 0.00% | – |
| GAB | Exit | THE GABELLI EQUITY TRUST INC. | $0 | – | -12,100 | -100.0% | 0.00% | – |
| SFTW | Exit | Osprey Technology Acquisition Corp | $0 | – | -12,000 | -100.0% | 0.00% | – |
| AGRX | Exit | Agile Therapeutics Inc | $0 | – | -17,854 | -100.0% | 0.00% | – |
| DNN | Exit | Denison Mines Corpcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| UPRO | Exit | ProShares UltraPro S&P500ultrpro s&p500 | $0 | – | -5,981 | -100.0% | 0.00% | – |
| VTOL | Exit | Bristow Group Inc | $0 | – | -15,377 | -100.0% | 0.00% | – |
| AMTI | Exit | Applied Molecular Transport Inc. | $0 | – | -6,314 | -100.0% | 0.00% | – |
| LKCO | Exit | Luokung Technology Corp | $0 | – | -30,800 | -100.0% | 0.00% | – |
| SRNGW | Exit | Soaring Eagle Acquisition Corp*w exp 02/23/202 | $0 | – | -49,248 | -100.0% | 0.00% | – |
| Exit | Vonage Holdings Corpnote 1.750% 6/0 | $0 | – | -700,000 | -100.0% | 0.00% | – | |
| SBTX | Exit | Silverback Therapeutics Inc | $0 | – | -7,301 | -100.0% | 0.00% | – |
| Exit | Redwood Trust Incnote 5.625% 7/1 | $0 | – | -249,000 | -100.0% | 0.00% | – | |
| NTLA | Exit | Intellia Therapeutics Incput | $0 | – | -3,500 | -100.0% | 0.00% | – |
| PFPT | Exit | Proofpoint Incput | $0 | – | -200 | -100.0% | 0.00% | – |
| GSEV | Exit | Gores Holdings VII Inc | $0 | – | -40,000 | -100.0% | 0.00% | – |
| MSGN | Exit | MSG Networks Inccl a | $0 | – | -27,445 | -100.0% | 0.00% | – |
| ACEVW | Exit | ACE Convergence Acquisition Corp*w exp 09/30/202 | $0 | – | -12,604 | -100.0% | 0.00% | – |
| PAVE | Exit | Global X US Infrastructure Development ETFus infr dev etf | $0 | – | -8,200 | -100.0% | 0.00% | – |
| Exit | Invitae Corpnote 2.000% 9/0 | $0 | – | -453,000 | -100.0% | 0.00% | – | |
| CMPR | Exit | Cimpress PLCcall | $0 | – | -2,100 | -100.0% | 0.00% | – |
| BB | Exit | BlackBerry Ltdcall | $0 | – | -63,700 | -100.0% | 0.00% | – |
| OSMT | Exit | Osmotica Pharmaceuticals PLC | $0 | – | -27,966 | -100.0% | 0.00% | – |
| PQG | Exit | PQ Group Holdings Inc | $0 | – | -28,321 | -100.0% | 0.00% | – |
| PMVC | Exit | PMV Consumer Acquisition Corp | $0 | – | -73,000 | -100.0% | 0.00% | – |
| MGI | Exit | MoneyGram International Incput | $0 | – | -92,900 | -100.0% | 0.00% | – |
| AB | Exit | AllianceBernstein Holding LPunit ltd partn | $0 | – | -5,126 | -100.0% | 0.00% | – |
| FMTX | Exit | Forma Therapeutics Holdings Inc | $0 | – | -9,143 | -100.0% | 0.00% | – |
| DPST | Exit | Direxion Daily Regional Banks Bull 3X Sharesdaily rgnal bull | $0 | – | -3,824 | -100.0% | 0.00% | – |
| PLD | Exit | Prologis Incput | $0 | – | -5,300 | -100.0% | 0.00% | – |
| INVZ | Exit | Innoviz Technologies Ltd | $0 | – | -32,180 | -100.0% | 0.00% | – |
| EVBN | Exit | Evans Bancorp Inc | $0 | – | -6,370 | -100.0% | 0.00% | – |
| UGIC | Exit | UGI Corpunit 99/99/9999 | $0 | – | -3,100 | -100.0% | 0.00% | – |
| TFC | Exit | Truist Financial Corpput | $0 | – | -13,100 | -100.0% | 0.00% | – |
| Exit | Guidewire Software Incnote 1.250% 3/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| DCRCU | Exit | Decarbonization Plus Acquisition Corporation IIIunit 03/19/2026 | $0 | – | -60,843 | -100.0% | 0.00% | – |
| Exit | Aerie Pharmaceuticals Incnote 1.500%10/0 | $0 | – | -711,000 | -100.0% | 0.00% | – | |
| ARVLW | Exit | Arrival SA*w exp 03/24/202 | $0 | – | -14,244 | -100.0% | 0.00% | – |
| Exit | Infinera Corpnote 2.125% 9/0 | $0 | – | -126,000 | -100.0% | 0.00% | – | |
| EAR | Exit | Eargo Inc | $0 | – | -7,520 | -100.0% | 0.00% | – |
| MIT | Exit | Mason Industrial Technology Inc | $0 | – | -42,000 | -100.0% | 0.00% | – |
| Exit | Insight Enterprises Incnote 0.750% 2/1 | $0 | – | -23,000 | -100.0% | 0.00% | – | |
| STMP | Exit | Stamps.Com Inccall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FI | Exit | Franks International NV | $0 | – | -112,571 | -100.0% | 0.00% | – |
| AAC | Exit | Ares Acquisition Corp | $0 | – | -48,000 | -100.0% | 0.00% | – |
| SOGO | Exit | Sogou Incadr repstg a | $0 | – | -39,260 | -100.0% | 0.00% | – |
| SREV | Exit | ServiceSource International Inc | $0 | – | -20,803 | -100.0% | 0.00% | – |
| APRN | Exit | Blue Apron Holdings Inccl a new | $0 | – | -31,486 | -100.0% | 0.00% | – |
| MITWS | Exit | Mason Industrial Technology Inc*w exp 99/99/999 | $0 | – | -14,000 | -100.0% | 0.00% | – |
| LYTS | Exit | LSI Industries Inc | $0 | – | -10,104 | -100.0% | 0.00% | – |
| SKLZ | Exit | Skillz Inccall | $0 | – | -9,200 | -100.0% | 0.00% | – |
| USAS | Exit | Americas Gold and Silver Corporation | $0 | – | -98,816 | -100.0% | 0.00% | – |
| JWN | Exit | Nordstrom Inccall | $0 | – | -3,700 | -100.0% | 0.00% | – |
| GIIX | Exit | Gores Holdings VIII Inccl a | $0 | – | -35,000 | -100.0% | 0.00% | – |
| BB | Exit | BlackBerry Ltdput | $0 | – | -96,600 | -100.0% | -0.00% | – |
| Exit | Workday Incnote 0.250%10/0 | $0 | – | -1,139,000 | -100.0% | -0.00% | – | |
| SUMO | Exit | Sumo Logic Inc | $0 | – | -107,540 | -100.0% | -0.00% | – |
| IWV | Exit | iShares Russell 3000 Index Fundrussell 3000 etf | $0 | – | -9,274 | -100.0% | -0.00% | – |
| Exit | Travere Therapeutics Incnote 2.500% 9/1 | $0 | – | -1,729,000 | -100.0% | -0.00% | – | |
| RCLF | Exit | Rosecliff Acquisition Corp I | $0 | – | -101,500 | -100.0% | -0.00% | – |
| KNL | Exit | Knoll Inc | $0 | – | -93,492 | -100.0% | -0.00% | – |
| Exit | Cheniere Energy Incnote 4.250% 3/1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| Exit | Five9 Incnote 0.125% 5/0 | $0 | – | -337,000 | -100.0% | -0.00% | – | |
| IWO | Exit | iShares Russell 2000 Growth ETFrus 2000 grw etf | $0 | – | -5,971 | -100.0% | -0.00% | – |
| HIPR | Exit | Direxion High Growth ETFhigh growth | $0 | – | -25,000 | -100.0% | -0.00% | – |
| SWI | Exit | SolarWinds Corp | $0 | – | -63,447 | -100.0% | -0.00% | – |
| Exit | Guess Incnote 2.000% 4/1 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| DVY | Exit | iShares Select Dividend ETFselect divid etf | $0 | – | -11,489 | -100.0% | -0.00% | – |
| HAS | Exit | Hasbro Inccall | $0 | – | -17,900 | -100.0% | -0.00% | – |
| PLTK | Exit | Playtika Holding Corpput | $0 | – | -64,400 | -100.0% | -0.00% | – |
| KB | Exit | KB Financial Group Incsponsored adr | $0 | – | -53,246 | -100.0% | -0.00% | – |
| Exit | Liberty Media Corpnote 1.000% 1/3 | $0 | – | -1,893,000 | -100.0% | -0.00% | – | |
| ADS | Exit | Alliance Data Systems Corpput | $0 | – | -26,500 | -100.0% | -0.00% | – |
| USCR | Exit | US Concrete Inc | $0 | – | -27,176 | -100.0% | -0.00% | – |
| BLUE | Exit | bluebird bio Incput | $0 | – | -73,000 | -100.0% | -0.00% | – |
| Exit | United States Steel Corpnote 5.000%11/0 | $0 | – | -710,000 | -100.0% | -0.00% | – | |
| Exit | CNX Resources Corpnote 2.250% 5/0 | $0 | – | -1,548,000 | -100.0% | -0.00% | – | |
| AVB | Exit | Avalonbay Communities Incput | $0 | – | -13,000 | -100.0% | -0.00% | – |
| GWGH | Exit | GWG Holdings Inc | $0 | – | -160,103 | -100.0% | -0.00% | – |
| KAHC | Exit | KKR Acquisition Holdings I Corp | $0 | – | -155,000 | -100.0% | -0.00% | – |
| CMS | Exit | CMS Energy Corpcall | $0 | – | -28,500 | -100.0% | -0.00% | – |
| Exit | Conmed Corpnote 2.625% 2/0 | $0 | – | -1,148,000 | -100.0% | -0.00% | – | |
| Exit | Datadog Incnote 0.125% 6/1 | $0 | – | -1,268,000 | -100.0% | -0.00% | – | |
| KL | Exit | Kirkland Lake Gold Ltdput | $0 | – | -29,000 | -100.0% | -0.00% | – |
| LMNX | Exit | Luminex Corp | $0 | – | -76,576 | -100.0% | -0.00% | – |
| Exit | Varonis Systems Incnote 1.250% 8/1 | $0 | – | -1,300,000 | -100.0% | -0.00% | – | |
| ICHR | Exit | Ichor Holdings Ltd | $0 | – | -26,101 | -100.0% | -0.00% | – |
| VTR | Exit | Ventas Incput | $0 | – | -21,300 | -100.0% | -0.00% | – |
| Exit | Accelerate Diagnostics Incnote 2.500% 3/1 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| PPL | Exit | PPL Corpput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | Exact Sciences Corpnote 0.375% 3/1 | $0 | – | -931,000 | -100.0% | -0.00% | – | |
| Exit | Cree Incnote 0.875% 9/0 | $0 | – | -900,000 | -100.0% | -0.00% | – | |
| Exit | Nutanix Incnote 1/1 | $0 | – | -938,000 | -100.0% | -0.00% | – | |
| Exit | LIBERTY INTERACTIVE LLCdeb 4.000%11/1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| Exit | Proofpoint Incnote 0.250% 8/1 | $0 | – | -1,600,000 | -100.0% | -0.00% | – | |
| EDV | Exit | Vanguard Extended Duration Treasury Index Fdextended dur | $0 | – | -7,424 | -100.0% | -0.00% | – |
| CDK | Exit | CDK Global Inccall | $0 | – | -33,300 | -100.0% | -0.00% | – |
| CWK | Exit | Cushman & Wakefield PLC | $0 | – | -100,467 | -100.0% | -0.00% | – |
| WPCB | Exit | Warburg Pincus Capital I-B Corp | $0 | – | -215,000 | -100.0% | -0.00% | – |
| Exit | MongoDB Incnote 0.250% 1/1 | $0 | – | -985,000 | -100.0% | -0.00% | – | |
| G | Exit | Genpact Ltd | $0 | – | -42,046 | -100.0% | -0.00% | – |
| MUB | Exit | iShares National Muni Bond ETFput | $0 | – | -22,000 | -100.0% | -0.00% | – |
| HQY | Exit | Healthequity Incput | $0 | – | -26,100 | -100.0% | -0.00% | – |
| FMNY | Exit | First Trust New York Municipal High Income ETFnew york muni | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | Burlington Stores Incnote 2.250% 4/1 | $0 | – | -1,017,000 | -100.0% | -0.00% | – | |
| ESLT | Exit | Elbit Systems Ltdord | $0 | – | -15,410 | -100.0% | -0.00% | – |
| Exit | HubSpot Incnote 0.375% 6/0 | $0 | – | -583,000 | -100.0% | -0.00% | – | |
| AZRE | Exit | Azure Power Global Ltd | $0 | – | -77,725 | -100.0% | -0.00% | – |
| ICLN | Exit | iShares Global Clean Energy ETFput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| ZEUS | Exit | Olympic Steel Inccall | $0 | – | -74,600 | -100.0% | -0.00% | – |
| XHB | Exit | Spdr S&P Homebuilders Etfput | $0 | – | -33,100 | -100.0% | -0.00% | – |
| Exit | Twitter Incnote 0.250% 6/1 | $0 | – | -2,007,000 | -100.0% | -0.00% | – | |
| Exit | Liberty Media Corpnote 1.375%10/1 | $0 | – | -1,200,000 | -100.0% | -0.00% | – | |
| Exit | Square Incnote 0.500% 5/1 | $0 | – | -300,000 | -100.0% | -0.00% | – | |
| CFXA | Exit | Colfax Corpunit 01/15/2022t | $0 | – | -6,000 | -100.0% | -0.00% | – |
| Exit | Dexcom Incnote 0.250%11/1 | $0 | – | -1,264,000 | -100.0% | -0.00% | – | |
| XLB | Exit | Materials Select Sector SPDRput | $0 | – | -26,500 | -100.0% | -0.00% | – |
| Exit | Chimera Investment Corpnote 7.000% 4/0 | $0 | – | -2,463,000 | -100.0% | -0.00% | – | |
| VLO | Exit | Valero Energy Corpcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| ET | Exit | Energy Transfer LPcall | $0 | – | -105,600 | -100.0% | -0.00% | – |
| Exit | Advanced Micro Devices Incnote 2.125% 9/0 | $0 | – | -141,000 | -100.0% | -0.00% | – | |
| Exit | Everbridge Incnote 0.125%12/1 | $0 | – | -1,100,000 | -100.0% | -0.00% | – | |
| Exit | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| Exit | Insmed Incnote 0.750% 6/0 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| DT | Exit | Dynatrace Incput | $0 | – | -26,000 | -100.0% | -0.00% | – |
| NGG | Exit | National Grid PLCsponsored adr ne | $0 | – | -19,255 | -100.0% | -0.00% | – |
| ICLR | Exit | ICON PLC | $0 | – | -9,549 | -100.0% | -0.00% | – |
| NCNO | Exit | nCino Incput | $0 | – | -46,600 | -100.0% | -0.00% | – |
| EWC | Exit | Ishares Msci Canada Indexput | $0 | – | -65,000 | -100.0% | -0.00% | – |
| Exit | Wix.Com Ltdnote 7/0 | $0 | – | -607,000 | -100.0% | -0.00% | – | |
| VSTA | Exit | Vasta Platform Ltdcl a | $0 | – | -135,372 | -100.0% | -0.00% | – |
| COE | Exit | China Online Education Groupsponsored adr | $0 | – | -189,767 | -100.0% | -0.00% | – |
| Exit | Vishay Intertechnology Incnote 2.250% 6/1 | $0 | – | -1,860,000 | -100.0% | -0.00% | – | |
| ORBC | Exit | ORBCOMM Inc | $0 | – | -150,167 | -100.0% | -0.00% | – |
| CWB | Exit | SPDR Bloomberg Barclays Convertible Securities ETFblmbrg brc cnvrt | $0 | – | -15,000 | -100.0% | -0.00% | – |
| WORK | Exit | Slack Technologies Incput | $0 | – | -21,200 | -100.0% | -0.00% | – |
| DOX | Exit | Amdocs Ltd | $0 | – | -32,567 | -100.0% | -0.00% | – |
| Exit | Teradyne Incnote 1.250%12/1 | $0 | – | -397,000 | -100.0% | -0.00% | – | |
| Exit | Square Incnote 0.125% 3/0 | $0 | – | -1,500,000 | -100.0% | -0.00% | – | |
| Exit | Zillow Group Incnote 2.750% 5/1 | $0 | – | -1,777,000 | -100.0% | -0.00% | – | |
| DBA | Exit | Invesco DB Agriculture Fundagriculture fd | $0 | – | -108,450 | -100.0% | -0.00% | – |
| Exit | Okta Incnote 0.125% 9/0 | $0 | – | -1,823,000 | -100.0% | -0.00% | – | |
| CCON | Exit | Direxion Connected Consumer ETFconnected consum | $0 | – | -28,725 | -100.0% | -0.00% | – |
| CORE | Exit | Core-Mark Holding Company Inc | $0 | – | -38,397 | -100.0% | -0.00% | – |
| Exit | Winnebago Industries Incnote 1.500% 4/0 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| Exit | Silicon Laboratories Incnote 0.625% 6/1 | $0 | – | -2,741,000 | -100.0% | -0.00% | – | |
| Exit | ServiceNow Incnote 6/0 | $0 | – | -454,000 | -100.0% | -0.00% | – | |
| ENDP | Exit | Endo International PLC | $0 | – | -272,653 | -100.0% | -0.00% | – |
| EWC | Exit | Ishares Msci Canada Indexcall | $0 | – | -65,000 | -100.0% | -0.00% | – |
| Exit | Luminex Corpnote 3.000% 5/1 | $0 | – | -1,060,000 | -100.0% | -0.00% | – | |
| CBB | Exit | Cincinnati Bell Inc | $0 | – | -166,672 | -100.0% | -0.00% | – |
| XPO | Exit | XPO Logistics Incput | $0 | – | -17,700 | -100.0% | -0.00% | – |
| Exit | Benefitfocus Incnote 1.250%12/1 | $0 | – | -1,223,000 | -100.0% | -0.00% | – | |
| BLI | Exit | Berkeley Lights Inccall | $0 | – | -27,000 | -100.0% | -0.00% | – |
| TGB | Exit | Taseko Mines Ltd | $0 | – | -1,100,000 | -100.0% | -0.00% | – |
| AMC | Exit | AMC Entertainment Holdings Inccall | $0 | – | -42,800 | -100.0% | -0.00% | – |
| Exit | Live Nation Entertainment Incnote 2.500% 3/1 | $0 | – | -751,000 | -100.0% | -0.00% | – | |
| BPFH | Exit | Boston Private Financial Holdings Inc | $0 | – | -147,778 | -100.0% | -0.00% | – |
| Exit | Lyft Incnote 1.500% 5/1 | $0 | – | -647,000 | -100.0% | -0.00% | – | |
| Exit | Integra Lifesciences Holdings Corpnote 0.500% 8/1 | $0 | – | -2,584,000 | -100.0% | -0.00% | – | |
| GRVY | Exit | Gravity Co Ltdsponsored ads ne | $0 | – | -35,259 | -100.0% | -0.00% | – |
| HOME | Exit | At Home Group Inc | $0 | – | -99,386 | -100.0% | -0.00% | – |
| Exit | Splunk Incnote 1.125% 9/1 | $0 | – | -3,489,000 | -100.0% | -0.00% | – | |
| NISN | Exit | Nisun International Enterprise Development Group Co Ltd | $0 | – | -345,345 | -100.0% | -0.00% | – |
| Exit | Ionis Pharmaceuticals Incnote 0.125%12/1 | $0 | – | -4,761,000 | -100.0% | -0.00% | – | |
| Exit | Splunk Incnote 0.500% 9/1 | $0 | – | -3,364,000 | -100.0% | -0.00% | – | |
| Exit | RingCentral Incnote 3/0 | $0 | – | -3,545,000 | -100.0% | -0.00% | – | |
| NBA | Exit | New Beginnings Acquisition Corp | $0 | – | -332,728 | -100.0% | -0.00% | – |
| DLR | Exit | Digital Realty Trust Incput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SYKE | Exit | Sykes Enterprises Inc | $0 | – | -58,220 | -100.0% | -0.00% | – |
| Exit | Zendesk Incnote 0.625% 6/1 | $0 | – | -2,471,000 | -100.0% | -0.00% | – | |
| CF | Exit | CF Industries Holdings Inccall | $0 | – | -91,100 | -100.0% | -0.00% | – |
| Exit | Pebblebrook Hotel Trustnote 1.750%12/1 | $0 | – | -3,078,000 | -100.0% | -0.00% | – | |
| BMBL | Exit | Bumble Inccall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | Huazhu Group Ltdnote 0.375%11/0 | $0 | – | -2,905,000 | -100.0% | -0.00% | – | |
| Exit | Karyopharm Therapeutics Incnote 3.000%10/1 | $0 | – | -4,517,000 | -100.0% | -0.00% | – | |
| VWO | Exit | Vanguard Emerging Markets Stock Index Fundcall | $0 | – | -84,400 | -100.0% | -0.00% | – |
| Exit | Clovis Oncology Incnote 1.250% 5/0 | $0 | – | -3,900,000 | -100.0% | -0.00% | – | |
| FN | Exit | Fabrinet | $0 | – | -31,986 | -100.0% | -0.00% | – |
| Exit | Viavi Solutions Incnote 1.000% 3/0 | $0 | – | -2,123,000 | -100.0% | -0.00% | – | |
| CNST | Exit | Constellation Pharmaceuticals Inc | $0 | – | -111,124 | -100.0% | -0.00% | – |
| Exit | Splunk Incnote 1.125% 6/1 | $0 | – | -3,634,000 | -100.0% | -0.00% | – | |
| Exit | Snap Incnote 0.750% 8/0 | $0 | – | -1,113,000 | -100.0% | -0.00% | – | |
| CROX | Exit | Crocs Inccall | $0 | – | -26,800 | -100.0% | -0.00% | – |
| EOCWU | Exit | Elliott Opportunity II Corpunit 99/99/9999 | $0 | – | -335,596 | -100.0% | -0.00% | – |
| NSC | Exit | Norfolk Southern Corpcall | $0 | – | -11,600 | -100.0% | -0.00% | – |
| Exit | Livongo Health Incnote 0.875% 6/0 | $0 | – | -3,537,000 | -100.0% | -0.00% | – | |
| Exit | Twitter Incnote 1.000% 9/1 | $0 | – | -3,952,000 | -100.0% | -0.00% | – | |
| Exit | Sea Ltdnote 1.000%12/0 | $0 | – | -900,000 | -100.0% | -0.00% | – | |
| PBW | Exit | Invesco WilderHill Clean Energy ETFput | $0 | – | -40,500 | -100.0% | -0.00% | – |
| VXX | Exit | Barclays PLCput | $0 | – | -160,000 | -100.0% | -0.00% | – |
| Exit | Novavax Incnote 3.750% 2/0 | $0 | – | -2,050,000 | -100.0% | -0.00% | – | |
| Exit | PENNYMAC CORPnote 5.500%11/0 | $0 | – | -3,561,000 | -100.0% | -0.00% | – | |
| ESGR | Exit | Enstar Group Ltd | $0 | – | -15,841 | -100.0% | -0.00% | – |
| Exit | NuVasive Incnote 0.375% 3/1 | $0 | – | -3,381,000 | -100.0% | -0.00% | – | |
| CROX | Exit | Crocs Incput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| TOL | Exit | Toll Brothers Incput | $0 | – | -65,000 | -100.0% | -0.00% | – |
| RDOG | Exit | ALPS REIT Dividend Dogs ETFreit divide dogs | $0 | – | -68,387 | -100.0% | -0.00% | – |
| Exit | First Majestic Silver Corpnote 1.875% 3/0 | $0 | – | -3,300,000 | -100.0% | -0.00% | – | |
| Exit | FireEye Incnote 0.875% 6/0 | $0 | – | -3,472,000 | -100.0% | -0.00% | – | |
| Exit | PTC Therapeutics Incnote 3.000% 8/1 | $0 | – | -3,525,000 | -100.0% | -0.00% | – | |
| CDNS | Exit | Cadence Design Systems Inccall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| Exit | Insulet Corpnote 0.375% 9/0 | $0 | – | -3,904,000 | -100.0% | -0.00% | – | |
| CAG | Exit | Conagra Brands Incput | $0 | – | -131,100 | -100.0% | -0.00% | – |
| FOUR | Exit | Shift4 Payments Inccall | $0 | – | -35,600 | -100.0% | -0.00% | – |
| SIX | Exit | Six Flags Entertainment Corpcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | Microchip Technology Incnote 0.125%11/1 | $0 | – | -3,015,000 | -100.0% | -0.00% | – | |
| Exit | Apellis Pharmaceuticals Incnote 3.500% 9/1 | $0 | – | -1,754,000 | -100.0% | -0.00% | – | |
| AMBA | Exit | Ambarella Inc | $0 | – | -29,914 | -100.0% | -0.00% | – |
| ESNG | Exit | Direxion MSCI USA ESG - Leaders vs Laggards ETFmsci usa esg | $0 | – | -60,425 | -100.0% | -0.00% | – |
| FLR | Exit | Fluor Corpput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| SKX | Exit | Skechers USA Inccall | $0 | – | -75,600 | -100.0% | -0.00% | – |
| Exit | Ares Capital Corpnote 4.625% 3/0 | $0 | – | -2,999,000 | -100.0% | -0.00% | – | |
| TUEM | Exit | Tuesday Morning Corp | $0 | – | -1,150,000 | -100.0% | -0.00% | – |
| Exit | New Relic Incnote 0.500% 5/0 | $0 | – | -6,562,000 | -100.0% | -0.00% | – | |
| Exit | DISH Network Corpnote 3.375% 8/1 | $0 | – | -5,183,000 | -100.0% | -0.00% | – | |
| NVTA | Exit | Invitae Corpput | $0 | – | -146,100 | -100.0% | -0.00% | – |
| TIP | Exit | Ishares Trust United States Treasuryput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| AXS | Exit | AXIS Capital Holdings Ltd | $0 | – | -109,188 | -100.0% | -0.00% | – |
| WTRE | Exit | Watford Holdings Ltd | $0 | – | -187,430 | -100.0% | -0.00% | – |
| BXP | Exit | Boston Properties Incput | $0 | – | -48,700 | -100.0% | -0.00% | – |
| VSAT | Exit | ViaSat Incput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| ENDP | Exit | Endo International PLCcall | $0 | – | -1,029,900 | -100.0% | -0.00% | – |
| FLNG | Exit | FLEX LNG Ltd | $0 | – | -380,600 | -100.0% | -0.00% | – |
| BURL | Exit | Burlington Stores Inccall | $0 | – | -17,300 | -100.0% | -0.00% | – |
| WPF | Exit | Foley Trasimene Acquisition Corp | $0 | – | -512,900 | -100.0% | -0.00% | – |
| Exit | Zynga Incnote 0.250% 6/0 | $0 | – | -3,400,000 | -100.0% | -0.00% | – | |
| BXP | Exit | Boston Properties Inccall | $0 | – | -57,400 | -100.0% | -0.00% | – |
| SDIV | Exit | Global X SuperDividend ETFglb x superdiv | $0 | – | -400,000 | -100.0% | -0.00% | – |
| Exit | NCL CORPORATION LTDnote 6.000% 5/1 | $0 | – | -2,308,000 | -100.0% | -0.00% | – | |
| LB | Exit | L Brands Inccall | $0 | – | -85,400 | -100.0% | -0.00% | – |
| Exit | Cyberark Software Ltdnote 11/1 | $0 | – | -4,800,000 | -100.0% | -0.00% | – | |
| SO | Exit | Southern Coput | $0 | – | -101,100 | -100.0% | -0.00% | – |
| APTV | Exit | Aptiv PLCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| FISV | Exit | Fiserv Incput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | Palo Alto Networks Incnote 0.750% 7/0 | $0 | – | -4,332,000 | -100.0% | -0.00% | – | |
| Exit | Lightspeed POS Inc | $0 | – | -86,619 | -100.0% | -0.00% | – | |
| Exit | Exact Sciences Corpnote 0.375% 3/0 | $0 | – | -6,094,000 | -100.0% | -0.00% | – | |
| ETN | Exit | Eaton Corporation PLCput | $0 | – | -54,700 | -100.0% | -0.00% | – |
| Exit | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $0 | – | -6,138,000 | -100.0% | -0.00% | – | |
| Exit | Spirit Airlines Incnote 1.000% 5/1 | $0 | – | -8,577,000 | -100.0% | -0.00% | – | |
| DCT | Exit | Duck Creek Technologies Inc | $0 | – | -152,935 | -100.0% | -0.00% | – |
| UL | Exit | Unilever PLCspon adr new | $0 | – | -140,000 | -100.0% | -0.00% | – |
| XLB | Exit | Materials Select Sector SPDRcall | $0 | – | -102,000 | -100.0% | -0.00% | – |
| O | Exit | Realty Income Corpput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | Coupa Software Incnote 0.375% 6/1 | $0 | – | -6,727,000 | -100.0% | -0.00% | – | |
| Exit | Lumentum Holdings Incnote 0.500%12/1 | $0 | – | -6,267,000 | -100.0% | -0.00% | – | |
| Exit | Shopify Incnote 0.125%11/0 | $0 | – | -5,908,000 | -100.0% | -0.00% | – | |
| DISAU | Exit | Disruptive Acquisition Corporation Iunit 03/06/2026 | $0 | – | -833,872 | -100.0% | -0.00% | – |
| HII | Exit | Huntington Ingalls Industries Inccall | $0 | – | -33,300 | -100.0% | -0.00% | – |
| ALNY | Exit | Alnylam Pharmaceuticals Inccall | $0 | – | -40,600 | -100.0% | -0.00% | – |
| ABMD | Exit | ABIOMED Inccall | $0 | – | -23,800 | -100.0% | -0.00% | – |
| ICL | Exit | Icl Group Ltd | $0 | – | -1,074,229 | -100.0% | -0.00% | – |
| SEDG | Exit | Solaredge Technologies Incput | $0 | – | -25,200 | -100.0% | -0.00% | – |
| Exit | Pure Storage Incnote 0.125% 4/1 | $0 | – | -8,001,000 | -100.0% | -0.00% | – | |
| Exit | Okta Incnote 0.375% 6/1 | $0 | – | -5,308,000 | -100.0% | -0.00% | – | |
| Exit | Palo Alto Networks Incnote 0.375% 6/0 | $0 | – | -6,964,000 | -100.0% | -0.01% | – | |
| Exit | Weibo Corpnote 1.250%11/1 | $0 | – | -9,775,000 | -100.0% | -0.01% | – | |
| Exit | Avaya Holdings Corpnote 2.250% 6/1 | $0 | – | -7,892,000 | -100.0% | -0.01% | – | |
| Exit | Fortive Corpnote 0.875% 2/1 | $0 | – | -9,000,000 | -100.0% | -0.01% | – | |
| Exit | Bilibili Incnote 1.250% 6/1 | $0 | – | -3,511,000 | -100.0% | -0.01% | – | |
| EBAY | Exit | eBay Incput | $0 | – | -122,700 | -100.0% | -0.01% | – |
| Exit | LivePerson Incnote 0.750% 3/0 | $0 | – | -4,836,000 | -100.0% | -0.01% | – | |
| IBBQ | Exit | Invesco Nasdaq Biotechnology ETFnasdaq biotech | $0 | – | -400,000 | -100.0% | -0.01% | – |
| TLND | Exit | Talend SAads | $0 | – | -131,762 | -100.0% | -0.01% | – |
| GRA | Exit | W R Grace & Co | $0 | – | -138,830 | -100.0% | -0.01% | – |
| Exit | IH MERGER SUB LLCnote 3.500% 1/1 | $0 | – | -10,067,000 | -100.0% | -0.01% | – | |
| LB | Exit | L Brands Incput | $0 | – | -122,000 | -100.0% | -0.01% | – |
| VXX | Exit | Barclays PLCcall | $0 | – | -345,000 | -100.0% | -0.01% | – |
| PUBM | Exit | PubMatic Inc | $0 | – | -260,205 | -100.0% | -0.01% | – |
| DIA | Exit | SPDR Dow Jones Industrial Average ETF Trustput | $0 | – | -30,000 | -100.0% | -0.01% | – |
| Exit | Booking Holdings Incnote 0.900% 9/1 | $0 | – | -7,700,000 | -100.0% | -0.01% | – | |
| IHG | Exit | InterContinental Hotels Group PLCsponsored ads | $0 | – | -147,424 | -100.0% | -0.01% | – |
| Exit | SSR Mining Incnote 2.500% 4/0 | $0 | – | -8,591,000 | -100.0% | -0.01% | – | |
| Exit | Akamai Technologies Incnote 0.375% 9/0 | $0 | – | -9,282,000 | -100.0% | -0.01% | – | |
| LMND | Exit | Lemonade Inccall | $0 | – | -99,000 | -100.0% | -0.01% | – |
| Exit | JOYY Incnote 0.750% 6/1 | $0 | – | -8,080,000 | -100.0% | -0.01% | – | |
| SOXQ | Exit | Invesco PHLX Semiconductor ETFinvesco phlx sm | $0 | – | -400,000 | -100.0% | -0.01% | – |
| WRI | Exit | Weingarten Realty Investorssh ben int | $0 | – | -339,176 | -100.0% | -0.01% | – |
| Exit | Workiva Incnote 1.125% 8/1 | $0 | – | -7,692,000 | -100.0% | -0.01% | – | |
| Exit | Trip.com Group Ltddebt 1.500% 7/0 | $0 | – | -7,500,000 | -100.0% | -0.01% | – | |
| TT | Exit | Trane Technologies PLCput | $0 | – | -75,400 | -100.0% | -0.01% | – |
| PRAH | Exit | PRA Health Sciences Inc | $0 | – | -80,208 | -100.0% | -0.01% | – |
| NAV | Exit | Navistar International Corp | $0 | – | -280,149 | -100.0% | -0.01% | – |
| LMND | Exit | Lemonade Incput | $0 | – | -124,800 | -100.0% | -0.01% | – |
| TIP | Exit | Ishares Trust United States Treasurycall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| Exit | Western Digital Corpnote 1.500% 2/0 | $0 | – | -11,606,000 | -100.0% | -0.01% | – | |
| AY | Exit | Atlantica Sustainable Infrastructure PLC | $0 | – | -415,558 | -100.0% | -0.01% | – |
| MOMO | Exit | Momo Incadr | $0 | – | -939,814 | -100.0% | -0.01% | – |
| Exit | Ares Capital Corpnote 3.750% 2/0 | $0 | – | -15,200,000 | -100.0% | -0.01% | – | |
| GE | Exit | General Electric Cocall | $0 | – | -1,210,900 | -100.0% | -0.01% | – |
| Exit | TRANSOCEAN INCdeb 4.000%12/1 | $0 | – | -14,000,000 | -100.0% | -0.01% | – | |
| RELX | Exit | Relx PLCsponsored adr | $0 | – | -576,439 | -100.0% | -0.01% | – |
| MRO | Exit | Marathon Oil Corpcall | $0 | – | -1,152,800 | -100.0% | -0.01% | – |
| Exit | Momo Incnote 1.250% 7/0 | $0 | – | -18,110,000 | -100.0% | -0.01% | – | |
| Exit | Euronet Worldwide Incnote 0.750% 3/1 | $0 | – | -14,164,000 | -100.0% | -0.01% | – | |
| IVZ | Exit | Invesco Ltd | $0 | – | -623,019 | -100.0% | -0.01% | – |
| Exit | JOYY Incnote 1.375% 6/1 | $0 | – | -16,975,000 | -100.0% | -0.01% | – | |
| LB | Exit | L Brands Inc | $0 | – | -282,508 | -100.0% | -0.01% | – |
| QTS | Exit | QTS Realty Trust Inc | $0 | – | -257,385 | -100.0% | -0.01% | – |
| CCEP | Exit | Coca-Cola Europacific Partners PLC | $0 | – | -348,859 | -100.0% | -0.01% | – |
| LUV | Exit | Southwest Airlines Coput | $0 | – | -431,900 | -100.0% | -0.01% | – |
| SNAP | Exit | Snap Incput | $0 | – | -355,000 | -100.0% | -0.01% | – |
| FE | Exit | FirstEnergy Corpput | $0 | – | -700,000 | -100.0% | -0.01% | – |
| EWJ | Exit | iShares MSCI Japan ETFcall | $0 | – | -392,300 | -100.0% | -0.01% | – |
| GE | Exit | General Electric Coput | $0 | – | -2,002,400 | -100.0% | -0.01% | – |
| SCCO | Exit | Southern Copper Corpput | $0 | – | -428,000 | -100.0% | -0.02% | – |
| OTRK | Exit | Ontrak Inc | $0 | – | -984,358 | -100.0% | -0.02% | – |
| CARR | Exit | Carrier Global Corpput | $0 | – | -671,300 | -100.0% | -0.02% | – |
| INMD | Exit | Inmode Ltd | $0 | – | -340,478 | -100.0% | -0.02% | – |
| CL | Exit | Colgate-Palmolive Cocall | $0 | – | -400,000 | -100.0% | -0.02% | – |
| CPRI | Exit | Capri Holdings Ltd | $0 | – | -579,803 | -100.0% | -0.02% | – |
| CNHI | Exit | CNH Industrial NV | $0 | – | -2,026,945 | -100.0% | -0.02% | – |
| Exit | JinkoSolar Holding Co Ltddebt 4.500% 6/0 | $0 | – | -33,500,000 | -100.0% | -0.02% | – | |
| HZNP | Exit | Horizon Therapeutics PLC | $0 | – | -385,059 | -100.0% | -0.02% | – |
| Exit | Illumina Incnote 8/1 | $0 | – | -28,644,000 | -100.0% | -0.02% | – | |
| FIS | Exit | Fidelity National Information Services Inccall | $0 | – | -265,000 | -100.0% | -0.02% | – |
| EMB | Exit | iShares JPMorgan USD Emerging Markets Bond ETFput | $0 | – | -375,500 | -100.0% | -0.02% | – |
| ESGE | Exit | ISHARES, INC.esg awr msci em | $0 | – | -1,028,136 | -100.0% | -0.02% | – |
| STNE | Exit | StoneCo Ltdput | $0 | – | -817,700 | -100.0% | -0.03% | – |
| WORK | Exit | Slack Technologies Inc | $0 | – | -1,484,073 | -100.0% | -0.04% | – |
| Exit | Pioneer Natural Resources Conote 0.250% 5/1 | $0 | – | -42,373,000 | -100.0% | -0.04% | – | |
| SNOW | Exit | Snowflake Inc.put | $0 | – | -285,200 | -100.0% | -0.04% | – |
| Exit | Southwest Airlines Conote 1.250% 5/0 | $0 | – | -47,875,000 | -100.0% | -0.04% | – | |
| APTV | Exit | Aptiv PLC | $0 | – | -464,094 | -100.0% | -0.04% | – |
| PFPT | Exit | Proofpoint Inc | $0 | – | -479,517 | -100.0% | -0.04% | – |
| CYBR | Exit | Cyberark Software Ltd | $0 | – | -689,116 | -100.0% | -0.05% | – |
| JCI | Exit | Johnson Controls International PLCput | $0 | – | -1,342,200 | -100.0% | -0.05% | – |
| FERG | Exit | Ferguson PLC | $0 | – | -761,712 | -100.0% | -0.06% | – |
| JCI | Exit | Johnson Controls International PLC | $0 | – | -1,802,008 | -100.0% | -0.06% | – |
| GRMN | Exit | Garmin Ltd | $0 | – | -1,054,817 | -100.0% | -0.08% | – |
| MXIM | Exit | Maxim Integrated Products Inc | $0 | – | -1,541,089 | -100.0% | -0.09% | – |
| ETN | Exit | Eaton Corporation PLC | $0 | – | -1,267,313 | -100.0% | -0.10% | – |
| INFO | Exit | IHS Markit Ltd | $0 | – | -1,693,142 | -100.0% | -0.10% | – |
| GE | Exit | General Electric Co | $0 | – | -17,149,492 | -100.0% | -0.12% | – |
| BPY | Exit | Brookfield Property Partners LPunit ltd partn | $0 | – | -12,450,577 | -100.0% | -0.12% | – |
| ALXN | Exit | Alexion Pharmaceuticals Inc (Pre-Merger) | $0 | – | -1,744,843 | -100.0% | -0.17% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- CREDIT SUISSE ASSET MANAGEMENT LLC/NY #3
- CREDIT SUISSE INTERNATIONAL #4
- MultiConcept Fund Management S.A. #5
- Credit Suisse Fund Management S.A. #6
- Credit Suisse Management LLC #7
- CREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A. #8
- Credit Suisse Securities (Canada), Inc. #9
- CREDIT SUISSE SECURITIES (EUROPE) LTD #10
- Credit Suisse Funds AG #11
- CREDIT SUISSE SECURITIES (USA) LLC #12
- CREDIT SUISSE CAPITAL LLC/ #13
- Credit Suisse (Italy) S.p.a. #14
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 9.8% |
| APPLE INC | 43 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 43 | Q3 2023 | 4.8% |
| UNITEDHEALTH GROUP INC | 43 | Q3 2023 | 2.1% |
| SPDR S&P 500 ETF Trust | 43 | Q3 2023 | 2.9% |
| AMAZON COM INC | 43 | Q3 2023 | 2.4% |
| JOHNSON & JOHNSON | 43 | Q3 2023 | 1.3% |
| JPMORGAN CHASE & CO | 43 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 43 | Q3 2023 | 0.9% |
| VISA INC | 43 | Q3 2023 | 1.0% |
View CREDIT SUISSE AG/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blink Charging Co. | February 02, 2023 | 2,964,878 | 5.8% |
| Empire State Realty Trust, Inc. | February 02, 2023 | 10,256,566 | 6.4% |
| Evelo Biosciences, Inc. | February 02, 2023 | 3,678,388 | 3.4% |
| TransMedics Group, Inc. | February 02, 2023 | 1,037,297 | 3.2% |
| Zymeworks Inc. | February 02, 2023 | 2,439,095 | 3.9% |
| Addex Therapeutics Ltd. | February 14, 2022 | 1,876,604 | 5.0% |
| Axonics, Inc. | February 14, 2022 | 2,273,198 | 4.9% |
| Discovery, Inc. | February 14, 2022 | 403,704 | 0.2% |
| Gaotu Techedu Inc. | February 14, 2022 | 1,451,839 | 1.5% |
| GoHealth, Inc. | February 14, 2022 | 28,571 | 0.0% |
View CREDIT SUISSE AG/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| SBSE/A | 2024-03-20 |
| 13F-HR | 2024-02-08 |
| SBSE/A | 2023-12-15 |
| 13F-HR | 2023-11-13 |
| SBSE/A | 2023-08-29 |
| 13F-HR | 2023-08-11 |
| SBSE/A | 2023-08-02 |
| SBSE/A | 2023-07-12 |
| 40-APP | 2023-06-07 |
View CREDIT SUISSE AG/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.